0001209191-18-009076.txt : 20180212 0001209191-18-009076.hdr.sgml : 20180212 20180212123224 ACCESSION NUMBER: 0001209191-18-009076 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180208 FILED AS OF DATE: 20180212 DATE AS OF CHANGE: 20180212 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Wyles David CENTRAL INDEX KEY: 0001491368 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32147 FILM NUMBER: 18595213 MAIL ADDRESS: STREET 1: GREENHILL & CO. INC. STREET 2: 300 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10022-7405 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GREENHILL & CO INC CENTRAL INDEX KEY: 0001282977 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 510500737 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 300 PARK AVENUE STREET 2: 23RD FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-389-1500 MAIL ADDRESS: STREET 1: 300 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10022 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2018-02-08 0 0001282977 GREENHILL & CO INC GHL 0001491368 Wyles David GREENHILL & CO., INC. 300 PARK AVENUE NEW YORK NY 10022 0 1 0 0 President Common Stock 2018-02-08 4 M 0 3799 0.00 A 3799 D Common Stock 2018-02-08 4 F 0 1786 18.40 D 2013 D Common Stock 2018-02-08 4 M 0 9970 0.00 A 11983 D Common Stock 2018-02-08 4 F 0 4686 18.40 D 7297 D Common Stock 2018-02-08 4 M 0 13324 0.00 A 20621 D Common Stock 2018-02-08 4 F 0 6263 18.40 D 14358 D Common Stock 2018-02-08 4 M 0 17578 0.00 A 31936 D Common Stock 2018-02-08 4 F 0 8262 18.40 D 23674 D Common Stock 2018-02-08 4 M 0 10507 0.00 A 34181 D Common Stock 2018-02-08 4 F 0 4939 18.40 D 29242 D Restricted Stock Units 2018-02-08 4 M 0 3799 0.00 D Common Stock 3799 0 D Restricted Stock Units 2018-02-08 4 M 0 9970 0.00 D Common Stock 9970 9971 D Restricted Stock Units 2018-02-08 4 M 0 13324 0.00 D Common Stock 13324 26648 D Restricted Stock Units 2018-02-08 4 M 0 17578 0.00 D Common Stock 17578 52736 D Restricted Stock Units 2018-02-08 4 M 0 10507 0.00 D Common Stock 10507 42032 D This restricted stock unit award was granted on January 30, 2013 under the Greenhill & Co., Inc. Equity Incentive Plan. The units comprising the award vest in equal increments on each of the first, second, third, fourth and fifth anniversaries of the date of grant (each, a vesting date) and are subject to payment within 75 days following each such vesting date. Each unit represents a right to receive one share of Common Stock or an amount equal to the market value of the Common Stock underlying the vested award on the applicable vesting date. Payment may be made in cash, shares of Common Stock or a combination thereof. On February 8, 2018, the fifth vesting of this restricted stock unit award was settled in shares. Shares were withheld to satisfy applicable tax withholding obligations. This restricted stock unit award was granted on February 4, 2014 under the Greenhill & Co., Inc. Equity Incentive Plan. The units comprising the award vest in equal increments on each of the first, second, third, fourth and fifth anniversaries of the date of grant (each, a vesting date) and are subject to payment within 75 days following each such vesting date. Each unit represents a right to receive one share of Common Stock or an amount equal to the market value of the Common Stock underlying the vested award on the applicable vesting date. Payment may be made in cash, shares of Common Stock or a combination thereof. On February 8, 2018, the fourth vesting of this restricted stock unit award was settled in shares. Shares were withheld to satisfy applicable tax withholding obligations. This restricted stock unit award was granted on February 9, 2015 under the Greenhill & Co., Inc. Equity Incentive Plan. The units comprising the award vest in equal increments on each of the first, second, third, fourth and fifth anniversaries of the date of grant (each, a vesting date) and are subject to payment within 75 days following each such vesting date. Each unit represents a right to receive one share of Common Stock or an amount equal to the market value of the Common Stock underlying the vested award on the applicable vesting date. Payment may be made in cash, shares of Common Stock or a combination thereof. On February 8, 2018, the third vesting of this restricted stock unit award was settled in shares. Shares were withheld to satisfy applicable tax withholding obligations. This restricted stock unit award was granted on January 27, 2016 under the Greenhill & Co., Inc. Equity Incentive Plan. The units comprising the award vest in equal increments on each of the first, second, third, fourth and fifth anniversaries of the date of grant (each, a vesting date) and are subject to payment within 75 days following each such vesting date. Each unit represents a right to receive one share of Common Stock or an amount equal to the market value of the Common Stock underlying the vested award on the applicable vesting date. Payment may be made in cash, shares of Common Stock or a combination thereof. On February 8, 2018, the second vesting of this restricted stock unit award was settled in shares. Shares were withheld to satisfy applicable tax withholding obligations. This restricted stock unit award was granted on January 26, 2017 under the Greenhill & Co., Inc. Equity Incentive Plan. The units comprising the award vest in increments of 20% on the first anniversary of the date of grant, 20% on the second anniversary of the date of grant, 30% on the third anniversary of the date of grant and 30% on the fourth anniversary of the date of grant (each, a vesting date) and are subject to payment within 75 days following each such vesting date. Each unit represents a right to receive one share of Common Stock or an amount equal to the market value of the Common Stock underlying the vested award on the applicable vesting date. Payment may be made in cash, shares of Common Stock or a combination thereof. On February 8, 2018, the first vesting of this restricted stock unit award was settled in shares. Shares were withheld to satisfy applicable tax withholding obligations. /s/ Ricardo Lima, Attorney-in-Fact for David A. Wyles 2018-02-12