0001193125-14-088917.txt : 20140307 0001193125-14-088917.hdr.sgml : 20140307 20140307152333 ACCESSION NUMBER: 0001193125-14-088917 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 3 CONFORMED PERIOD OF REPORT: 20140306 ITEM INFORMATION: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers ITEM INFORMATION: Financial Statements and Exhibits FILED AS OF DATE: 20140307 DATE AS OF CHANGE: 20140307 FILER: COMPANY DATA: COMPANY CONFORMED NAME: GREENHILL & CO INC CENTRAL INDEX KEY: 0001282977 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 510500737 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-32147 FILM NUMBER: 14676814 BUSINESS ADDRESS: STREET 1: 300 PARK AVENUE STREET 2: 23RD FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-389-1500 MAIL ADDRESS: STREET 1: 300 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10022 8-K 1 d690294d8k.htm FORM 8-K Form 8-K

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

FORM 8-K

 

 

CURRENT REPORT

Pursuant to Section 13 or 15(d)

of the Securities Exchange Act of 1934

Date of Report (Date of earliest event reported): March 6, 2014

 

 

GREENHILL & CO., INC.

(Exact name of registrant as specified in its charter)

 

 

Commission File Number: 001-32147

 

Delaware   51-0500737

(State or other jurisdiction

of incorporation)

 

(I.R.S. Employer

Identification No.)

300 Park Avenue

New York, New York

  10022
(Address of principal executive offices)   (ZIP Code)

Registrant’s telephone number, including area code: (212) 389-1500

Former name or former address, if changed since last report: NOT APPLICABLE

 

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

  ¨ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

  ¨ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

  ¨ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

  ¨ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

 

 


Section 5. Corporate Governance and Management.

Item 5.02. Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.

On March 6, 2014, Greenhill & Co., Inc. (“Greenhill” or the “Firm”) issued a press release announcing that Gavin D. Solotar, General Counsel and Secretary of the Firm, will relinquish that role in the second quarter of 2014 and transition to a Managing Director role in the Firm’s Corporate Advisory business. On such date, Patricia Moran will join the Firm in New York as a Managing Director and Chief Legal Officer. Ms. Moran is a partner at Skadden, Arps, Slate, Meagher & Flom, where she began her career 30 years ago. Based in New York, she has broad experience in the areas of mergers and acquisitions, private equity, restructurings, corporate governance and general corporate and securities law. She has advised clients on a wide variety of transactions, including mergers, acquisitions and divestitures in both strategic transactions and financial sponsor transactions, as well as on restructurings, joint ventures and equity financings. In addition to her work for US clients, she has advised clients in Australia, Canada, Europe and Japan.

Section 9. Financial Statements and Exhibits

Item 9.01. Financial Statements and Exhibits.

 

  (d) Exhibits. The following exhibit is being furnished as part of this Report.

 

Exhibit
Number

  

Description

99.1    Press Release of Greenhill & Co., Inc. dated March 6, 2014.


SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.

 

    Greenhill & Co., Inc.
Date: March 7, 2014     By:  

/s/ Harold J. Rodriguez, Jr.

      Name:  Harold J. Rodriguez, Jr.
      Title:    Chief Operating Officer


EXHIBIT INDEX

 

Exhibit
Number

  

Description

99.1    Press Release of Greenhill & Co., Inc. dated March 6, 2014.

 

E-1

EX-99.1 2 d690294dex991.htm EX-99.1 EX-99.1

Exhibit 99.1

 

LOGO

 

Contact:   Christopher T. Grubb
  Chief Financial Officer
  Greenhill & Co., Inc.
  (212) 389-1800

For Immediate Release

Patricia Moran to Join Greenhill as Managing Director and Chief Legal Officer

New York, March 6, 2014—Greenhill & Co. Inc. (NYSE: GHL), a leading independent investment bank, announced today that Patricia Moran will join the Firm in New York as a Managing Director and Chief Legal Officer.

Ms. Moran is a partner at Skadden, Arps, Slate, Meagher & Flom, where she began her career 30 years ago. Based in New York, she has broad experience in the areas of mergers and acquisitions, private equity, restructurings, corporate governance and general corporate and securities law. She has advised clients on a wide variety of transactions, including mergers, acquisitions and divestitures in both strategic transactions and financial sponsor transactions, as well as on restructurings, joint ventures and equity financings. In addition to her work for US clients, she has advised clients in Australia, Canada, Europe and Japan.

Scott L. Bok, Chief Executive Officer of Greenhill, said, “We are pleased to bring in a lawyer of Pat’s broad experience. Her transaction experience in both M&A and Restructuring will help our bankers better serve their clients. Her international experience will allow her to add value across our 13 global offices. And her experience and judgment will make her a valuable member of our senior management team as our Firm continues to grow across regions, industry sectors and types of advisory work.”

Patricia Moran said, “After a rewarding 30 year career at Skadden Arps, I look forward to a new opportunity that encompasses working closely with Greenhill’s Managing Directors in developing client relationships and executing transactions, as well as working with the Firm’s management and Board on the continued expansion and development of the Firm. Greenhill’s global footprint fits well with my international experience at Skadden, and its close-knit and team-oriented culture is consistent with what I have enjoyed at Skadden.”

Eric J. Friedman, Executive Partner at Skadden, said, “Pat has been a tremendous partner, whose excellent judgment and true client-service orientation have garnered clients’ respect. While Pat will be greatly missed at Skadden, this is a wonderful opportunity for her and a real coup for Greenhill.”

Gavin Solotar, who has served as General Counsel since 2012, will relinquish that role and transition to a Managing Director role in the Firm’s Corporate Advisory business.


Greenhill & Co., Inc. is a leading independent investment bank focused on providing financial advice on significant mergers, acquisitions, restructurings, financings and capital raising to corporations, partnerships, institutions and governments. It acts for clients located throughout the world from its offices in New York, London, Frankfurt, São Paulo, Stockholm, Sydney, Tokyo, Toronto, Chicago, Houston, Los Angeles, Melbourne and San Francisco.

# # #

GRAPHIC 3 g690294ex99_1pg001.jpg GRAPHIC begin 644 g690294ex99_1pg001.jpg M_]C_X``02D9)1@`!`@``9`!D``#_[``11'5C:WD``0`$````9```_^X`#D%D M;V)E`&3``````?_;`(0``0$!`0$!`0$!`0$!`0$!`0$!`0$!`0$!`0$!`0$! M`0$!`0$!`0$!`0$!`0("`@("`@("`@("`P,#`P,#`P,#`P$!`0$!`0$"`0$" M`@(!`@(#`P,#`P,#`P,#`P,#`P,#`P,#`P,#`P,#`P,#`P,#`P,#`P,#`P,# M`P,#`P,#`P,#_\``$0@`(@"1`P$1``(1`0,1`?_$`&T```("`P$!```````` M```````*"`D$!@<%`P$!`````````````````````!````8"`@$#`@4$`P`` M`````@,$!08'`0@`"0H1$A,A%"(5%K$%Q*!$!```````````````` M`````/_:``P#`0`"$0,1`#\`?N6K438B5N+BK2M[>WI5"U>O6J"DJ)$B2E#/ M5*U:H\99"9*F(+$,PP8@@``.W,H95IZ)X M.ULKY&^Q)&-&/XEYB.83>10AIDJ5,9G&,*FC\P0F_P!0'YQZ9R&5JMY5_5IL M=8+?5I_P"+'`9.2*TJ]*F7(5*=:B6IR5:-8D.+4I5:526$Y.I3*"1#)/3GDCP, M`P9R$0/&0)A```H0AB"''KP.YPZ71NP(C%9 MY#79._Q";1QCET5?483@I'J-R1L2O+&[)0J"B5`4[BV+2C@8&``\!'CW!QGU MQP-CX$8J$W0U7VBEUO0+7N\H';4PH-_(BUQL,/Y.22 M6>>YQ-R)!DL9@!#1F8QG\/`*$W0U7VBEUO0+7N\H';4PH-_(BUQL,/Y.226>>YQ-R)!DL9@!#1F8QG\/`^]#[CZM[/RFVH3K[>=?6W M+*(D!,5N!AACR!T<*^D*EQD+2G:Y"2$L'VR@]RBCD2'(N3K1UBZT:!AE.417T712=%'&=/9]O?D2(%A6 M[,R6],5()7*I$;A2\F)G-S+,-2-F%&4#60/!"8L``_4.?]J_59K[V?ZRV554 MVA$`;;K4Q9R'2%[N$:2BF%86&E)"JC2_]2MR8,E-AZQR2$IGIN`:82L;AF8P M5DX)(@!KO5]KQM9UU=;[=1>V%D5W>LVUP89\*O)+7[E*C&U94C`TCD$(ACRX M2N+1]U*7QDP*IK(&%,>62TDI`X$(0!!P%&U;^6Z7;FN<$<:BT6F5[[T61.YX MRM6H5(2N53S,0KR(E,1;=9DZE;35RQ[3DR1S>#"4K:D9SA_$E,//4)BLE"-" MR"Z.^IAU`TTU:LO;36RR&+??:9J4XA'7C7Z%V.MXR0XF+M$V\#JGDC60^1:- M.!R1*$E0H;U*]6J5X(0HU@RS?C""\M\C_?\`UA/8[&WWZ0=@-?=8G%S;44@M ME@E[U*%T)3/"E,E0*'E*[5O'XR!P,,/]H$+BYLAIYP@D@%\GX<@S%`]R=:+' MU3;=VXS;48,U?<:V<;:,MAQ/-:V)IA+(E6*9"N?2UA1:YI7QLUM4I5Z(XH*Q M,M3&)A%_,'(.`N(]>3!?=WN7PZ/RM$U&%IW M0R'L;%5%4QI MTZ<2AP/5JU)WL2)\``48K.(3&!Q5!Y59E16S7$)[!NKS:W0^O;--3ELUKV"J M>7I(C)5YQ@MW41B0516JQT8T.#0#7C;5*U:D)SD?VAGT#D-D\P:3L+AT\QA: MW.:1Q03#:"CU4:7H#RE2)W2'Q*QWQ.L1*2AB*/2*6HG)Q9@,B",&<9Q],^O` MY=6'DMP"MZ#U]J[4[0?UDI:B*8@ER6]3T"D3;5L6D\5K./M\J:&-[)A\M M6OZJ/*6XX!QBQ,T)#!%B$2>:5Z&Y"ZKJC[C]7.VV`3)]I1++*^L^K%+>DMFD M+'3H4\TAH7@YQ3LKTC6-BE4TR6+.YS4H+*6)Q`.(.*R4J3IC!%A&$*^CBT.M MJP=F>TY!HMK=<%%67%[S:46T\@LJ8JI,P6;.3)]>:=&\P%O46)-@1]I(?V]] M4")`G;`_$O(#\>?9@)05T^*Q_-OOG_VHCW[M[4\#Y^*P7_[A[YC?D-^FTD?+ M^+`_[&?6W=J!?((OT^IH?;Z8%Z_3&'SJ)+B\_?Q6=Q\0F]\9EF`F83+BT3A@8<# M#[TZ@'M,#@8!!P"A^POB[Z2ZG4!2NYA).MU3_$2)R>EBU9DDO(Q9"#W^W&19SZ>NM6E6SM_IV!".U)ILBJJMUE1R-&8Z$P.!UW`),RQQ`X9(^^2MAS].5JI42 M$S!2@X)(AASDDO(0@+O[$5[4L5.UO9-G0'FU:R05/K4 MB>)$YL@$CLTGDNC>YR.1K$!A1P1EN9QQOI[L9S@+4KLCWE;W?3UHT[:U-=4+ MG6EGP&606=HUSC)L)QQ:3,BUI>3LFN5@JT*8Y(B5#.*/-+&$@TL)GIGV\"D" M\J(W!T9\8;8#7NT9Y6DDC;AOY6Q+6[4+P(=CF(E5)94B<:6$T8L<#%U(T;[L MW#O6H#L3V^HS6"AECNTK85?)%)6I4C<5.8.?7$MB9C^XUV3:LRE\KD+HKP@" M:I(^<7N;$X\!Q]MD7`]_I\K2#RWRA^Y:>22.M[S*:M4VXOK]S7D%*1Q9SE5L MQ&.O;PTA-`/[1W4L!AR'"D&0F@2*U!6,^TX>,A-?S%T*%3U%(%:E$D4*V[:N MFC6Y4>G)-4(#5#!8R10:B/,`(Q*8>E-&4,0,AR(L>0Y]<9SC@0#\EL!P/'AZ MQ0*3`GJ`2C3K!QP0X"$PW&H-AX&8$.`@P'`\^OTQC'_7`;TT)I*#ZYZ6:MTQ M7;(TL,7@M%5DV$IV9#AO2N#J;$FI=(I$>3DPXXQTD[^J4N"PXTPTXY4I&,P8 MQBR+(*L=(C,T,'DD]Z#6QM;>S-A!EB&D-[8D(0HB#%U^1=>L&2E3`+(*$J6J M3#1^T./<8,6?ZYX&5XK'\V^^?_:B/?NWM3P#Q6/YM]\_^U$>_=O:G@'BL?S; M[Y_]J(]^[>U/`=4X'"=F-::4W`I"?ZZ[#P9NL2I+*:/RB41IP-5)!CP2H)6M MSHU.C>JVI=E2F3OZ]+7]6L#.7\1 MHRR7!0AD#DE+$(*;*4S.#\!9=T[=2MF]9VD>T>I4NL:OYTJMZZ+EF]M)`TE:V\!,OPQ3*/$K5+DUQ M";K68"IU:R65>Y+\I5I:)S),2.2Q$L0JTR@."`K)L+4ORS=MZWD&L%Y;+:74 MS4T[;5T-LZV8#]NBGTHA#K[$#\B;QPF"921 M^5M:!2R)\Y4E($;8C1FB4E%CR:%*U0:7^3YUDQANUJ4$-S@V/3U%GQK:FT7IC#:F=I0G1X,"6AP`G&2RPE_U;=-& MV45W7E7:UVQW7$;OW3>&!PC560:!9-70&C6=T0+X\I-0+Q-K*T@6HXFN/;FU MM:D86]N)7K#QJ%BQ3DXH-WZXNL/:76#N=[/]W;100(NB-KRY*.I7"/S$#O)U M`GFRXY+493_&\MR4]E&6TH#L&Y$8,(3P8"'(PBP/@2!\@W02[^R/KO>-<]=F M]A<[7#<56SYA22>4HH@PB1QI8ZHGTUQ=5R-86,M.ROAXP$@^,P9H09"+/MR6 M,('=T/5UO'N=TTZ+ZC4]`X-,MD:/>=;UEKQM!8,>B\52#KO7F8UU,%,8DLX6 ML2!W1))6[IP$!&84<`S;4;&[QBJ*QC4@2E(7^/5Y"V-\1$*BU MQ"-W:8VVH')*2M*"`I84G6IQ@":'&`F8Q[L8],\!>+K2ZW-M];.[/M1W,MJ! ML;)KYM""4"IN7M\ZB3ZX2$3O:$;E2(M;%6MT425@'^3(3A&??)2`@,![,9%Z MASD,?H4ZW-NM%]G^V"R]E*_98;#MI[X9IU2KBUSN'2]1)(ZDL*^W]2L7-\7> M'19'A@:YTV#P4N"0<(1X@^SW%CQ@/'Z`.O+;O2K:7MRL;96J@UU#MEMA&B74 MH[?K&$R;,TC:*PK\D"AV+11.0/:UF38:YRV#"%P+2G"$>(/Q^XL>`AA^/UU_ M;=Z8;6]O4]V5J!76L/V.V#9IA2KZ?*H1(TT[C:2QM@GM0ZHD\3DCXO:R0-