-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, BPJqWjNioADyP7tKeXcuK/SFRsAoWQr01SOHBJjy1XM9yPB2I6VQ5ibKy5fZM3se ttkyqKOKrEVd/Zbu7StIfA== 0000950103-08-000276.txt : 20080206 0000950103-08-000276.hdr.sgml : 20080206 20080206173824 ACCESSION NUMBER: 0000950103-08-000276 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080204 FILED AS OF DATE: 20080206 DATE AS OF CHANGE: 20080206 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GREENHILL & CO INC CENTRAL INDEX KEY: 0001282977 STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199] IRS NUMBER: 510500737 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 300 PARK AVENUE STREET 2: 23RD FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-389-1500 MAIL ADDRESS: STREET 1: 300 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10022 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GREENHILL ROBERT F CENTRAL INDEX KEY: 0001288437 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32147 FILM NUMBER: 08582440 BUSINESS ADDRESS: STREET 1: 300 PARK AVENUE STREET 2: 23RD FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 4 1 dp08508_4-greenhillex.xml X0202 4 2008-02-04 0 0001282977 GREENHILL & CO INC GHL 0001288437 GREENHILL ROBERT F 1 0 1 1 Chairman Common Stock 2008-02-04 4 M 0 18680 0 A 23849 D Common Stock 2008-02-04 4 F 0 6729 66.55 D 17120 D Common Stock 3969450 I See footnote (4) Common Stock 961472 I See footnote (3) Restricted Stock Unit 2008-02-04 4 M 0 7870 0 D Common Stock 7870 43287 D Restricted Stock Unit 2008-02-04 4 M 0 10810 0 D Common Stock 10810 43240 D This restricted stock unit award was granted on January 25, 2006 under the Greenhill & Co., Inc. Equity Incentive Plan. One-third of the units comprising the award vest on the fifth anniversary of the date of grant and the remaining two-thirds of the units vest in equal increments on each of the first, second, third, fourth and fifth anniversaries of the date of grant (each, a vesting date) and are subject to payment within 75 days following each such vesting date. Each unit represents a right to receive one share of Common Stock or an amount equal to the market value of the Common Stock underlying the vested award on the applicable vesting date. Payment may be made in cash, shares of Common Stock or a combination thereof. On February 5, 2008, the second vesting of this restricted stock award was paid in shares. Shares were withheld to satisfy applicable tax withholding obligations. This restricted stock award was granted on January 31, 2007 under the Greenhill & Co., Inc. Equity Incentive Plan. The units comprising the award vest in equal increments on each of the first, second, third, fourth and fifth anniversaries of the date of grant (each, a vesting date) and are subject to payment within 75 days following each such vesting date. Each unit represents a right to receive one share of Common Stock or an amount equal to the market value of the Common Stock underlying the vested award on the applicable vesting date. Payment may be made in cash, shares of Common Stock or a combination thereof. On February 4, 2008, the first vesting of this restricted stock award was paid in shares. Shares were withheld to satisfy applicable tax withholding obligations. These shares of Common Stock are directly owned by Riversville Aircraft Corporation II, a Delaware corporation, which is controlled by Robert F. Greenhill. These shares of Common Stock are directly owned by Greenhill Family Partnership, a Delaware Limited Partnership, of which Robert F. Greenhill is the general partner. Robert F. Greenhill disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. /s/ Ulrika Ekman, Attorney-in-Fact for Robert F. Greenhill 2008-02-06 -----END PRIVACY-ENHANCED MESSAGE-----