N-PX 1 fct_npx.txt PROXY VOTING RECORD UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-PX ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act File No. 811-21539 First Trust Senior Floating Rate Income Fund II ------------------------------------------------------------- Exact Name of Registrant as Specified in Declaration of Trust 120 East Liberty Drive, Suite 400, Wheaton, Illinois 60187 ------------------------------------------------------------------------------ Address of Principal Executive Offices (Number, Street, City, State, Zip Code) W. Scott Jardine First Trust Portfolios L.P. 120 East Liberty Drive, Suite 400 Wheaton, Illinois 60187 ----------------------------------------------------------------------------- Name and Address (Number, Street, City, State, Zip Code) of Agent for Service (630) 765-8000 -------------------------------------------------- Registrant's Telephone Number, including Area Code Date of fiscal year end: May 31 ----------- Date of reporting period: July 1, 2016 - June 30, 2017 ---------------------------- Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (ss.ss. 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant's proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles. A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget ("OMB") control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 100 F Street, N.E., Washington D.C. 20549. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. Section 3507. Item 1. Proxy Voting Record -------------------------------------------------------------------------------- FIRST TRUST SENIOR FLOATING RATE INCOME FUND II --------------------------------------------------------------------------------
MEETING DATE COMPANY TICKER SECURITY ID 05/16/17 Vistra Energy Corp. VST 92840M102 ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT 1.1 Elect Director Gavin R. Baiera For For Mgmt 1.2 Elect Director Curtis A. Morgan For For Mgmt 2 Advisory Vote to Ratify Named Executive Officers' For For Mgmt Compensation 3 Ratify Deloitte & Touche LLP as Auditors For For Mgmt MEETING DATE COMPANY TICKER SECURITY ID 05/24/17 LyondellBasell Industries N.V. LYB 552081AM3 ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT 1a Elect Director Robert G. Gwin For For Mgmt 1b Elect Director Jacques Aigrain For For Mgmt 1c Elect Director Lincoln Benet For For Mgmt 1d Elect Director Jagjeet S. Bindra For For Mgmt 1e Elect Director Robin Buchanan For For Mgmt 1f Elect Director Stephen F. Cooper For For Mgmt 1g Elect Director Nance K. Dicciani For For Mgmt 1h Elect Director Claire S. Farley For For Mgmt 1i Elect Director Isabella D. Goren For For Mgmt 1j Elect Director Bruce A. Smith For For Mgmt 1k Elect Director Rudy van der Meer For For Mgmt 2 Adoption of Dutch Statutory Annual Accounts For For Mgmt 3 Approve Discharge of Management Board For For Mgmt 4 Approve Discharge of Supervisory Board For For Mgmt 5 Ratify PricewaterhouseCoopers Accountants N.V. as Auditors For For Mgmt 6 Ratify PricewaterhouseCoopers LLP as Auditors For For Mgmt 7 Approve Dividends of EUR 0.85 Per Share For For Mgmt 8 Advisory Vote to Ratify Named Executive Officers' For For Mgmt Compensation 9 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt 10 Authorize Repurchase of Up to 10 Percent of Issued Share For For Mgmt Capital 11 Amend Omnibus Stock Plan For For Mgmt MEETING DATE COMPANY TICKER SECURITY ID 05/24/17 New Millennium Holdco, Inc. NMLH 01367912D ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT 1.1 Elect Director Ronald A. Rittenmeyer For For Mgmt 1.2 Elect Director Eugene I. Davis For For Mgmt 1.3 Elect Director Jeffrey D. Goldberg For For Mgmt 1.4 Elect Director Stephen Gray For For Mgmt 1.5 Elect Director Joan B. Stafslien For For Mgmt
SIGNATURES Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized. (Registrant) FIRST TRUST SENIOR FLOATING RATE INCOME FUND II ------------------------------------------------- By (Signature and Title)* /s/ James M. Dykas ----------------------------------- James M. Dykas, President and Chief Executive Officer Date July 28, 2017 ------------------------- * Print the name and title of each signing officer under his or her signature.