0001445546-17-003589.txt : 20170728
0001445546-17-003589.hdr.sgml : 20170728
20170728163054
ACCESSION NUMBER: 0001445546-17-003589
CONFORMED SUBMISSION TYPE: N-PX
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170630
FILED AS OF DATE: 20170728
DATE AS OF CHANGE: 20170728
EFFECTIVENESS DATE: 20170728
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: FIRST TRUST SENIOR FLOATING RATE INCOME FUND II
CENTRAL INDEX KEY: 0001282850
IRS NUMBER: 113716541
FILING VALUES:
FORM TYPE: N-PX
SEC ACT: 1940 Act
SEC FILE NUMBER: 811-21539
FILM NUMBER: 17990418
BUSINESS ADDRESS:
STREET 1: 120 EAST LIBERTY DRIVE
STREET 2: SUITE 400
CITY: WHEATON
STATE: IL
ZIP: 60187
BUSINESS PHONE: 630-765-8000
MAIL ADDRESS:
STREET 1: 120 EAST LIBERTY DRIVE
STREET 2: SUITE 400
CITY: WHEATON
STATE: IL
ZIP: 60187
FORMER COMPANY:
FORMER CONFORMED NAME: FIRST TRUST FOUR CORNERS SENIOR FLOATING RATE INCOME FUND II
DATE OF NAME CHANGE: 20040305
N-PX
1
fct_npx.txt
PROXY VOTING RECORD
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT
INVESTMENT COMPANY
Investment Company Act File No. 811-21539
First Trust Senior Floating Rate Income Fund II
-------------------------------------------------------------
Exact Name of Registrant as Specified in Declaration of Trust
120 East Liberty Drive, Suite 400, Wheaton, Illinois 60187
------------------------------------------------------------------------------
Address of Principal Executive Offices (Number, Street, City, State, Zip Code)
W. Scott Jardine
First Trust Portfolios L.P.
120 East Liberty Drive, Suite 400
Wheaton, Illinois 60187
-----------------------------------------------------------------------------
Name and Address (Number, Street, City, State, Zip Code) of Agent for Service
(630) 765-8000
--------------------------------------------------
Registrant's Telephone Number, including Area Code
Date of fiscal year end: May 31
-----------
Date of reporting period: July 1, 2016 - June 30, 2017
----------------------------
Form N-PX is to be used by a registered management investment company, other
than a small business investment company registered on Form N-5 (ss.ss. 239.24
and 274.5 of this chapter), to file reports with the Commission, not later than
August 31 of each year, containing the registrant's proxy voting record for the
most recent twelve-month period ended June 30, pursuant to section 30 of the
Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4).
The Commission may use the information provided on Form N-PX in its regulatory,
disclosure review, inspection, and policymaking roles.
A registrant is required to disclose the information specified by Form N-PX, and
the Commission will make this information public. A registrant is not required
to respond to the collection of information contained in Form N-PX unless the
Form displays a currently valid Office of Management and Budget ("OMB") control
number. Please direct comments concerning the accuracy of the information
collection burden estimate and any suggestions for reducing the burden to the
Secretary, Securities and Exchange Commission, 100 F Street, N.E., Washington
D.C. 20549. The OMB has reviewed this collection of information under the
clearance requirements of 44 U.S.C. Section 3507.
Item 1. Proxy Voting Record
--------------------------------------------------------------------------------
FIRST TRUST SENIOR FLOATING RATE INCOME FUND II
--------------------------------------------------------------------------------
MEETING DATE COMPANY TICKER SECURITY ID
05/16/17 Vistra Energy Corp. VST 92840M102
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Gavin R. Baiera For For Mgmt
1.2 Elect Director Curtis A. Morgan For For Mgmt
2 Advisory Vote to Ratify Named Executive Officers' For For Mgmt
Compensation
3 Ratify Deloitte & Touche LLP as Auditors For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/24/17 LyondellBasell Industries N.V. LYB 552081AM3
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Director Robert G. Gwin For For Mgmt
1b Elect Director Jacques Aigrain For For Mgmt
1c Elect Director Lincoln Benet For For Mgmt
1d Elect Director Jagjeet S. Bindra For For Mgmt
1e Elect Director Robin Buchanan For For Mgmt
1f Elect Director Stephen F. Cooper For For Mgmt
1g Elect Director Nance K. Dicciani For For Mgmt
1h Elect Director Claire S. Farley For For Mgmt
1i Elect Director Isabella D. Goren For For Mgmt
1j Elect Director Bruce A. Smith For For Mgmt
1k Elect Director Rudy van der Meer For For Mgmt
2 Adoption of Dutch Statutory Annual Accounts For For Mgmt
3 Approve Discharge of Management Board For For Mgmt
4 Approve Discharge of Supervisory Board For For Mgmt
5 Ratify PricewaterhouseCoopers Accountants N.V. as Auditors For For Mgmt
6 Ratify PricewaterhouseCoopers LLP as Auditors For For Mgmt
7 Approve Dividends of EUR 0.85 Per Share For For Mgmt
8 Advisory Vote to Ratify Named Executive Officers' For For Mgmt
Compensation
9 Advisory Vote on Say on Pay Frequency One Year One Year Mgmt
10 Authorize Repurchase of Up to 10 Percent of Issued Share For For Mgmt
Capital
11 Amend Omnibus Stock Plan For For Mgmt
MEETING DATE COMPANY TICKER SECURITY ID
05/24/17 New Millennium Holdco, Inc. NMLH 01367912D
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1.1 Elect Director Ronald A. Rittenmeyer For For Mgmt
1.2 Elect Director Eugene I. Davis For For Mgmt
1.3 Elect Director Jeffrey D. Goldberg For For Mgmt
1.4 Elect Director Stephen Gray For For Mgmt
1.5 Elect Director Joan B. Stafslien For For Mgmt
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
(Registrant) FIRST TRUST SENIOR FLOATING RATE INCOME FUND II
-------------------------------------------------
By (Signature and Title)* /s/ James M. Dykas
-----------------------------------
James M. Dykas, President and
Chief Executive Officer
Date July 28, 2017
-------------------------
* Print the name and title of each signing officer under his or her signature.