0001445546-12-003364.txt : 20120731
0001445546-12-003364.hdr.sgml : 20120731
20120731110306
ACCESSION NUMBER: 0001445546-12-003364
CONFORMED SUBMISSION TYPE: N-PX
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120630
FILED AS OF DATE: 20120731
DATE AS OF CHANGE: 20120731
EFFECTIVENESS DATE: 20120731
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: FIRST TRUST SENIOR FLOATING RATE INCOME FUND II
CENTRAL INDEX KEY: 0001282850
IRS NUMBER: 113716541
FILING VALUES:
FORM TYPE: N-PX
SEC ACT: 1940 Act
SEC FILE NUMBER: 811-21539
FILM NUMBER: 12995724
BUSINESS ADDRESS:
STREET 1: 120 EAST LIBERTY DRIVE
STREET 2: SUITE 400
CITY: WHEATON
STATE: IL
ZIP: 60187
BUSINESS PHONE: 630-765-8000
MAIL ADDRESS:
STREET 1: 120 EAST LIBERTY DRIVE
STREET 2: SUITE 400
CITY: WHEATON
STATE: IL
ZIP: 60187
FORMER COMPANY:
FORMER CONFORMED NAME: FIRST TRUST FOUR CORNERS SENIOR FLOATING RATE INCOME FUND II
DATE OF NAME CHANGE: 20040305
N-PX
1
fct_npx.txt
PROXY VOTING RECORD
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT
INVESTMENT COMPANY
Investment Company Act File No. 811-21539
First Trust Senior Floating Rate Income Fund II
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Exact Name of Registrant as Specified in Declaration of Trust
120 East Liberty Drive, Suite 400, Wheaton, Illinois 60187
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Address of Principal Executive Offices (Number, Street, City, State, Zip Code)
W. Scott Jardine
First Trust Portfolios L.P.
120 East Liberty Drive, Suite 400
Wheaton, Illinois 60187
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Name and Address (Number, Street, City, State, Zip Code) of Agent for Service
(630) 765-8000
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Registrant's Telephone Number, including Area Code
Date of fiscal year end: May 31
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Date of reporting period: July 1, 2011 - June 30, 2012
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Form N-PX is to be used by a registered management investment company, other
than a small business investment company registered on Form N-5 (ss.ss. 239.24
and 274.5 of this chapter), to file reports with the Commission, not later than
August 31 of each year, containing the registrant's proxy voting record for the
most recent twelve-month period ended June 30, pursuant to section 30 of the
Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4).
The Commission may use the information provided on Form N-PX in its regulatory,
disclosure review, inspection, and policymaking roles.
A registrant is required to disclose the information specified by Form N-PX, and
the Commission will make this information public. A registrant is not required
to respond to the collection of information contained in Form N-PX unless the
Form displays a currently valid Office of Management and Budget ("OMB") control
number. Please direct comments concerning the accuracy of the information
collection burden estimate and any suggestions for reducing the burden to the
Secretary, Securities and Exchange Commission, 100 F Street, N.E., Washington
D.C. 20549. The OMB has reviewed this collection of information under the
clearance requirements of 44 U.S.C. Section 3507.
Item 1. Proxy Voting Record
MEETING DATE COMPANY TICKER SECURITY ID
05/09/12 LyondellBasell Industries N.V. LYB B3SPXZ3
ITEM NUMBER AGENDA ITEM MGMT REC VOTE CAST PROPONENT
1a Elect Robin Buchanan as Class II Director to the Supervisory Board For For Mgmt
1b Elect Stephen F. Cooper as Class II Director to the Supervisory Board For For Mgmt
1c Elect Robert G. Gwin as Class II Director to the Supervisory Board For For Mgmt
1d Elect Marvin O. Schlanger as Class II Director to the Supervisory Board For For Mgmt
2 Approve Financial Statements and Statutory Reports For For Mgmt
3 Approve Discharge of Management Board For For Mgmt
4 Approve Discharge of Supervisory Board For For Mgmt
5 Ratify PricewaterhouseCoopers as Auditors For For Mgmt
6 Ratify PricewaterhouseCoopers as Auditors For For Mgmt
7 Approve Remuneration of Supervisory Board For Against Mgmt
8 Approve Dividends of USD 0.25 Per Share For For Mgmt
9 Approve Remuneration Report Containing Remuneration Policy for For For Mgmt
Management Board Members
10 Amend Omnibus Stock Plan For For Mgmt
11 Approve Qualified Employee Stock Purchase Plan For For Mgmt
SIGNATURES
[See General Instruction F]
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
(Registrant) FIRST TRUST SENIOR FLOATING RATE INCOME FUND II
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By (Signature and Title)* /s/ Mark R. Bradley
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Mark R. Bradley, President
Date July 31, 2012
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* Print the name and title of each signing officer under his or her signature.