0000899243-16-032555.txt : 20161101
0000899243-16-032555.hdr.sgml : 20161101
20161101192653
ACCESSION NUMBER: 0000899243-16-032555
CONFORMED SUBMISSION TYPE: 4/A
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20161001
FILED AS OF DATE: 20161101
DATE AS OF CHANGE: 20161101
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: LSC Communications, Inc.
CENTRAL INDEX KEY: 0001669812
STANDARD INDUSTRIAL CLASSIFICATION: COMMERCIAL PRINTING [2750]
IRS NUMBER: 364829580
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 35 WEST WACKER DRIVE
CITY: CHICAGO
STATE: IL
ZIP: 60601
BUSINESS PHONE: 844-572-5720
MAIL ADDRESS:
STREET 1: 35 WEST WACKER DRIVE
CITY: CHICAGO
STATE: IL
ZIP: 60601
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BETTMAN SUZANNE S
CENTRAL INDEX KEY: 0001282798
FILING VALUES:
FORM TYPE: 4/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37729
FILM NUMBER: 161966024
4/A
1
doc4a.xml
FORM 4/A SUBMISSION
X0306
4/A
2016-10-01
2016-10-04
0
0001669812
LSC Communications, Inc.
LKSD
0001282798
BETTMAN SUZANNE S
C/O LSC COMMUNICATIONS, INC.
35 WEST WACKER DRIVE
CHICAGO
IL
60601
0
1
0
0
See Remarks
Common Stock
2016-10-01
4
A
0
36170
0.00
A
105124
D
Reporting Person is filing an amendment to her Form 4, which was filed on October 4, 2016, in order to update the number of securities acquired and the amount of securities beneficially owned following the Reported Transaction. On October 1, 2016, Suzanne S. Bettman was awarded restricted stock with a value of $949,941 by LSC Communications, Inc. ("LSC"). Such grant represents 36,170 shares of restricted stock calculated based on the twenty trading day volume weighted average price of LSC common stock following the date of grant.
Reflects ownership of 15,937 shares of LSC common stock received in connection with the spinoff of LSC by R. R. Donnelley & Sons Company ("RRD") and the distribution of one (1) share of LSC common stock for every eight (8) shares of RRD common stock held prior to the spinoff, which was effective on October 1, 2016. Amount also reflects 53,017 restricted stock units, which are reflected as beneficially owned and reported as shares of LSC common stock.
(Continued from footnote 2) The number of restricted stock units was determined pursuant to an equitable adjustment in the Separation and Distribution Agreement, dated as of September 14, 2016, by and among RRD, LSC, and Donnelley Financial Solutions, Inc. ("DFS"), and gives effect to the distribution by RRD of 80.75% of the common stock of each of LSC and DFS, which occurred on October 1, 2016.
Chief Administrative Officer and General Counsel
/s/ Suzanne S. Bettman, Suzanne S. Bettman, Chief Administrative Officer and General Counsel of LSC Communications, Inc.
2016-11-01