0000899243-16-032555.txt : 20161101 0000899243-16-032555.hdr.sgml : 20161101 20161101192653 ACCESSION NUMBER: 0000899243-16-032555 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161001 FILED AS OF DATE: 20161101 DATE AS OF CHANGE: 20161101 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: LSC Communications, Inc. CENTRAL INDEX KEY: 0001669812 STANDARD INDUSTRIAL CLASSIFICATION: COMMERCIAL PRINTING [2750] IRS NUMBER: 364829580 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 35 WEST WACKER DRIVE CITY: CHICAGO STATE: IL ZIP: 60601 BUSINESS PHONE: 844-572-5720 MAIL ADDRESS: STREET 1: 35 WEST WACKER DRIVE CITY: CHICAGO STATE: IL ZIP: 60601 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BETTMAN SUZANNE S CENTRAL INDEX KEY: 0001282798 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-37729 FILM NUMBER: 161966024 4/A 1 doc4a.xml FORM 4/A SUBMISSION X0306 4/A 2016-10-01 2016-10-04 0 0001669812 LSC Communications, Inc. LKSD 0001282798 BETTMAN SUZANNE S C/O LSC COMMUNICATIONS, INC. 35 WEST WACKER DRIVE CHICAGO IL 60601 0 1 0 0 See Remarks Common Stock 2016-10-01 4 A 0 36170 0.00 A 105124 D Reporting Person is filing an amendment to her Form 4, which was filed on October 4, 2016, in order to update the number of securities acquired and the amount of securities beneficially owned following the Reported Transaction. On October 1, 2016, Suzanne S. Bettman was awarded restricted stock with a value of $949,941 by LSC Communications, Inc. ("LSC"). Such grant represents 36,170 shares of restricted stock calculated based on the twenty trading day volume weighted average price of LSC common stock following the date of grant. Reflects ownership of 15,937 shares of LSC common stock received in connection with the spinoff of LSC by R. R. Donnelley & Sons Company ("RRD") and the distribution of one (1) share of LSC common stock for every eight (8) shares of RRD common stock held prior to the spinoff, which was effective on October 1, 2016. Amount also reflects 53,017 restricted stock units, which are reflected as beneficially owned and reported as shares of LSC common stock. (Continued from footnote 2) The number of restricted stock units was determined pursuant to an equitable adjustment in the Separation and Distribution Agreement, dated as of September 14, 2016, by and among RRD, LSC, and Donnelley Financial Solutions, Inc. ("DFS"), and gives effect to the distribution by RRD of 80.75% of the common stock of each of LSC and DFS, which occurred on October 1, 2016. Chief Administrative Officer and General Counsel /s/ Suzanne S. Bettman, Suzanne S. Bettman, Chief Administrative Officer and General Counsel of LSC Communications, Inc. 2016-11-01