0000899243-16-030913.txt : 20161004 0000899243-16-030913.hdr.sgml : 20161004 20161004174645 ACCESSION NUMBER: 0000899243-16-030913 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161001 FILED AS OF DATE: 20161004 DATE AS OF CHANGE: 20161004 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: LSC Communications, Inc. CENTRAL INDEX KEY: 0001669812 STANDARD INDUSTRIAL CLASSIFICATION: COMMERCIAL PRINTING [2750] IRS NUMBER: 364829580 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 35 WEST WACKER DRIVE CITY: CHICAGO STATE: IL ZIP: 60601 BUSINESS PHONE: 312-961-7216 MAIL ADDRESS: STREET 1: 35 WEST WACKER DRIVE CITY: CHICAGO STATE: IL ZIP: 60601 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BETTMAN SUZANNE S CENTRAL INDEX KEY: 0001282798 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37729 FILM NUMBER: 161920417 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2016-10-01 0 0001669812 LSC Communications, Inc. LKSD 0001282798 BETTMAN SUZANNE S C/O LSC COMMUNICATIONS, INC. 35 WEST WACKER DRIVE CHICAGO IL 60601 0 1 0 0 See Remarks Common Stock 2016-10-01 4 A 0 0 0.00 A 15937 D Suzanne S. Bettman has been awarded restricted stock with a value of $949,941 by LSC Communications, Inc. ("LSC"). The number of restricted shares awarded will be based on a twenty trading day value weighted average price of LSC common stock following the date of grant. Reflects ownership of LSC common stock obtained in connection with the spinoff of LSC by R. R. Donnelley & Sons Company ("RRD") and the distribution of one (1) share of LSC common stock for every eight (8) shares of RRD common stock held prior to the spinoff, which was effective on October 1, 2016 (the "Spinoff"). Does not include restricted stock units, which are reflected as beneficially-owned and reported as shares of common stock. The number of restricted stock units over LSC common stock has not yet been determined, as restricted stock units and performance share units over RRD common stock outstanding prior to October 1, 2016 will be converted into restricted stock units over the LSC common stock to give effect to the Spinoff. (Continued from footnote 2) The number of restricted stock units over the LSC common stock will be determined after the date hereof pursuant to an equitable adjustment in the Separation and Distribution Agreement, dated as of September 14, 2016, by and among RRD, LSC and Donnelley Financial Solutions, Inc. The Reporting Person will amend this Form 4 when such information is available. Chief Administrative Officer and General Counsel /s/ Suzanne S. Bettman, Suzanne S. Bettman, Chief Administrative Officer and General Counsel of LSC Communications, Inc. 2016-10-04