0000903423-13-000308.txt : 20130513 0000903423-13-000308.hdr.sgml : 20130513 20130513103032 ACCESSION NUMBER: 0000903423-13-000308 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20130510 ITEM INFORMATION: Other Events FILED AS OF DATE: 20130513 DATE AS OF CHANGE: 20130513 FILER: COMPANY DATA: COMPANY CONFORMED NAME: MS STRUCTURED SATURNS SERIES 2004-4 CENTRAL INDEX KEY: 0001282730 STANDARD INDUSTRIAL CLASSIFICATION: ASSET-BACKED SECURITIES [6189] IRS NUMBER: 134026700 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-32034 FILM NUMBER: 13835733 BUSINESS ADDRESS: STREET 1: 1585 BROADWAY STREET 2: SECOND FL CITY: NEW YORK STATE: NY ZIP: 10036 BUSINESS PHONE: 2127612520 8-K 1 sat8k2004-04_0510.htm Unassociated Document

SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
 
_______________________
 
FORM 8-K
 
_______________________
 
CURRENT REPORT
 
PURSUANT TO SECTION 13 OR 15 (d) OF THE
 
SECURITIES EXCHANGE ACT OF 1934
 
Date of report (Date of earliest event reported): May 10, 2013
 
MS Structured Asset Corp. on behalf of SATURNS Trust No. 2004-4
 (Exact Name of Registrant as Specified in Charter)
 
 
Delaware
333-101155
   13-4026700
(State or Other Jurisdiction
of Incorporation)
(Commission File
Numbers)
(IRS Employer
Identification No.)
     
1585 Broadway, Second Floor 
New York, New York
Attention: In-Young Chase
10036
(Address of Principal Executive Offices)     (Zip Code) 
     
Registrant’s telephone number, including area code: 212-761-2457 
     
   Not Applicable  
  (Former Name or Former Address, if Changed Since Last Report)
 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

[ ] Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

[ ] Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

[ ] Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

[ ] Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 
 
 

Section 8                      Other Events

Item 8.01                      Other Events

On May 10, 2013, the Company issued a press release regarding the receipt of a notice of intended exercise of 33% of the outstanding Warrants representing the right to acquire a combined Unit Principal Balance of 27,000,000 Class A Units and the equivalent Notional Amount of Class B Units of the Goldman Sachs Capital I Capital Security Backed Series 2004-4 Trust on May 28, 2013, a copy of which press release is attached as Exhibit 99.1 hereto.



 
 
 


SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereto duly authorized.

Date: May 13, 2013
 
MS STRUCTURED ASSET CORP.
(Registrant)
 
By: /s/Qiong Sun                                                      
Name: Qiong Sun
Title:    Vice President

 
 
 

EXHIBIT INDEX
 
Exhibit 99.1                      Press release, dated May 10, 2013

 EX-99.1 2 sat8k2004-04ex991_0510.htm Unassociated Document

 
Structured Asset Trust Unit Repackagings (SATURNS)
Series 2004-4 Trust
Receipt of Notice of Intent to Exercise Warrants in Part
 
 CUSIP:    80411Y209 (A Units)    
   80411YAA8 (B Units)    
Symbol:  HJJ
 
FOR IMMEDIATE RELEASE:
May 10, 2013
 
NEW YORK, NEW YORK – Structured Asset Trust Unit Repackagings (SATURNS), Goldman Sachs Capital I Capital Security Backed Series 2004-4 Trust (the “Trust”) (New York Stock Exchange Ticker Symbol “HJJ”), announced today that it has received a Call Notice notifying the Trust of the intended exercise of 33% of the outstanding Warrants representing the right to acquire a combined Unit Principal Balance of 27,000,000 Class A Units and the equivalent Notional Amount of Class B Units for settlement on May 28, 2013 (the “Intended Settlement Date”).  Under the terms of the Warrants, delivery of the notice does not give rise to an obligation on the part of the Warrantholder to pay the specified call price; and if by 4 p.m. New York time on the Business Day prior to the Intended Settlement Date the party exercising the Warrants has not paid the required call price, the related Call Notice will be effectively rescinded, in which case settlement of the relevant Warrants would not occur and the Warrants would continue in effect and could be exercised on a subsequent date.  If settlement of the Warrants occurs pursuant to the Call Notice on the Intended Settlement Date, the trust agreement provides that Class A Unitholders will be randomly selected for redemption at the par value plus accrued interest of each Class A Unit and that, Class B Unitholders will be randomly selected for redemption  at accrued interest plus the Class B Present Value Amount in relation to each Class B Unit, each in an amount to be determined in accordance with the Trust Agreement.


Contact:

Thais Hayum – Vice President
U.S. Bank - Corporate Trust Services
P: +1-312-332-7489
F: +1-312-332-7992
E: thais.hayum@usbank.com