0001558370-24-000938.txt : 20240209 0001558370-24-000938.hdr.sgml : 20240209 20240209163028 ACCESSION NUMBER: 0001558370-24-000938 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 17 CONFORMED PERIOD OF REPORT: 20240208 ITEM INFORMATION: Other Events ITEM INFORMATION: Financial Statements and Exhibits FILED AS OF DATE: 20240209 DATE AS OF CHANGE: 20240209 FILER: COMPANY DATA: COMPANY CONFORMED NAME: BATTALION OIL CORP CENTRAL INDEX KEY: 0001282648 STANDARD INDUSTRIAL CLASSIFICATION: CRUDE PETROLEUM & NATURAL GAS [1311] ORGANIZATION NAME: 01 Energy & Transportation IRS NUMBER: 200700684 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-35467 FILM NUMBER: 24615495 BUSINESS ADDRESS: STREET 1: 820 GESSNER ROAD STREET 2: SUITE 1100 CITY: HOUSTON STATE: TX ZIP: 77024 BUSINESS PHONE: 832-538-0300 MAIL ADDRESS: STREET 1: 820 GESSNER ROAD STREET 2: SUITE 1100 CITY: HOUSTON STATE: TX ZIP: 77024 FORMER COMPANY: FORMER CONFORMED NAME: HALCON RESOURCES CORP DATE OF NAME CHANGE: 20120209 FORMER COMPANY: FORMER CONFORMED NAME: RAM ENERGY RESOURCES INC DATE OF NAME CHANGE: 20060518 FORMER COMPANY: FORMER CONFORMED NAME: TREMISIS ENERGY ACQUISITION CORP DATE OF NAME CHANGE: 20040304 8-K 1 batl-20240208x8k.htm 8-K
0001282648false00012826482024-02-082024-02-08

 

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

FORM 8-K

CURRENT REPORT

Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934

 

Date of Report (Date of earliest event reported): February 8, 2024 

 

Battalion Oil Corporation

(Exact name of registrant as specified in its charter)

  

Delaware

 

001-35467

 

20-0700684

(State or other jurisdiction
of incorporation)

 

(Commission File Number)

 

(IRS Employer
Identification No.)

820 Gessner Road
Suite 1100
Houston, Texas

 

77024

(Address of principal executive offices)

 

(Zip Code)

 

Registrant’s telephone number, including area code: (832) 538-0300

(Former name or former address, if changed since last report)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

    Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

    Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

    Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

    Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:

 

Title of each class

 

Trading Symbol

 

Name of each exchange on which registered

Common Stock par value $0.0001

 

BATL

 

NYSE American

 

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

Emerging growth company 

 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. 

 

 

 

Item 8.01

Other Events.

As previously disclosed, on January 5, 2024, Battalion Oil Corporation (the “Company”) received a written notice on behalf of the NYSE American LLC (the “Exchange”) indicating that, since the Company had not held an annual meeting of stockholders in 2023 (the “2023 Annual Meeting”), the Company was not in compliance with its continued listing standards set forth in Section 704 of the NYSE American Company Guide (the “Company Guide”).

On February 9, 2024, the Company issued a press release announcing that on February 8, 2024, it received a notice letter from the Exchange acknowledging that, since the Company held its 2023 Annual Meeting on February 7, 2024, the Company is in compliance with its continued listing standards set forth in Section 704 of the Company Guide.

A copy of the press release is attached hereto as Exhibit 99.1 and is incorporated herein by reference.

Item 9.01

Financial Statements and Exhibits.

(d)Exhibits. The following exhibits are furnished as part of this Current Report on Form 8-K:

Exhibit No.

 

Description

 

 

 

99.1

Press Release, dated February 9, 2024

104

Cover Page Interactive Data File (embedded within the Inline XBRL document).

2

SIGNATURE

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

BATTALION OIL CORPORATION

 

 

 

 

 

February 9, 2024

By:

/s/ Matthew B. Steele

 

Name:

Matthew B. Steele

 

Title:

Chief Executive Officer

3

EX-99.1 2 batl-20240208xex99d1.htm EX-99.1

Exhibit 99.1

Graphic

Battalion Oil in Compliance with
NYSE American Listing Standards

February 9, 2024 | Source: Battalion Oil Corporation


Houston, Texas, Feb. 9, 2024 (GLOBE NEWSWIRE) –  

Battalion Oil Corporation (NYSE American: BATL, “Battalion” or the “Company”) today announced that on February 8, 2024, it received a notice letter on behalf of the NYSE American LLC acknowledging that, because the Company held its 2023 Annual Meeting on February 7, 2024, the Company is in compliance with its continued listing standards set forth in Section 704 of the Company Guide.

About Battalion

Battalion Oil Corporation is an independent energy company engaged in the acquisition, production, exploration and development of onshore oil and natural gas properties in the United States.

Contact

BATTALION OIL CORPORATION
Matthew B. Steele
Chief Executive Officer
832-538-0300 | www.battalionoil.com


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Document and Entity Information
Feb. 08, 2024
Document and Entity Information [Abstract]  
Document Type 8-K
Document Period End Date Feb. 08, 2024
Entity Registrant Name Battalion Oil Corp
Entity Incorporation, State or Country Code DE
Entity File Number 001-35467
Entity Tax Identification Number 20-0700684
Entity Address, Address Line One 820 Gessner Road
Entity Address, Adress Line Two Suite 1100
Entity Address, City or Town Houston
Entity Address State Or Province TX
Entity Address, Postal Zip Code 77024
City Area Code 832
Local Phone Number 538-0300
Written Communications false
Soliciting Material false
Pre-commencement Tender Offer false
Pre-commencement Issuer Tender Offer false
Title of 12(b) Security Common Stock par value $0.0001
Trading Symbol BATL
Security Exchange Name NYSEAMER
Entity Emerging Growth Company false
Entity Central Index Key 0001282648
Amendment Flag false
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