0001209191-23-011728.txt : 20230222 0001209191-23-011728.hdr.sgml : 20230222 20230222170147 ACCESSION NUMBER: 0001209191-23-011728 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230220 FILED AS OF DATE: 20230222 DATE AS OF CHANGE: 20230222 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Little Richard H CENTRAL INDEX KEY: 0001779908 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35467 FILM NUMBER: 23654354 MAIL ADDRESS: STREET 1: 1000 LOUISIANA STREET, SUITE 1500 CITY: HOUSTON STATE: TX ZIP: 77002 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BATTALION OIL CORP CENTRAL INDEX KEY: 0001282648 STANDARD INDUSTRIAL CLASSIFICATION: CRUDE PETROLEUM & NATURAL GAS [1311] IRS NUMBER: 200700684 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3505 WEST SAM HOUSTON PARKWAY NORTH STREET 2: SUITE 300 CITY: HOUSTON STATE: TX ZIP: 77043 BUSINESS PHONE: 832-538-0300 MAIL ADDRESS: STREET 1: 3505 WEST SAM HOUSTON PARKWAY NORTH STREET 2: SUITE 300 CITY: HOUSTON STATE: TX ZIP: 77043 FORMER COMPANY: FORMER CONFORMED NAME: HALCON RESOURCES CORP DATE OF NAME CHANGE: 20120209 FORMER COMPANY: FORMER CONFORMED NAME: RAM ENERGY RESOURCES INC DATE OF NAME CHANGE: 20060518 FORMER COMPANY: FORMER CONFORMED NAME: TREMISIS ENERGY ACQUISITION CORP DATE OF NAME CHANGE: 20040304 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2023-02-20 0 0001282648 BATTALION OIL CORP BATL 0001779908 Little Richard H 3505 W SAM HOUSTON PKWY N SUITE 300 HOUSTON TX 77043 0 1 0 0 Chief Executive Officer Common Stock 2023-02-20 4 M 0 17709 0.00 A 52279 D Common Stock 2023-02-20 4 F 0 4408 9.77 D 47471 D Restricted Stock Unit 2023-02-20 4 M 0 17709 0.00 D Common Stock 17709 17710 D Shares withheld for taxes owed upon vesting of RSUs. The Reporting Person received an award of restricted stock units ("RSUs") granted on February 21, 2020. Each RSU represents a contingent right to receive one share of Issuer's common stock. The RSUs vest in four equal annual installments beginning February 20, 2021. Walter R. Mayer, Attorney-in-fact 2023-02-22