0001209191-17-026938.txt : 20170413 0001209191-17-026938.hdr.sgml : 20170413 20170413184340 ACCESSION NUMBER: 0001209191-17-026938 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170411 FILED AS OF DATE: 20170413 DATE AS OF CHANGE: 20170413 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HALCON RESOURCES CORP CENTRAL INDEX KEY: 0001282648 STANDARD INDUSTRIAL CLASSIFICATION: CRUDE PETROLEUM & NATURAL GAS [1311] IRS NUMBER: 200700684 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1000 LOUISIANA STREET, SUITE 6700 CITY: HOUSTON STATE: TX ZIP: 77002 BUSINESS PHONE: 832-538-0300 MAIL ADDRESS: STREET 1: 1000 LOUISIANA STREET, SUITE 6700 CITY: HOUSTON STATE: TX ZIP: 77002 FORMER COMPANY: FORMER CONFORMED NAME: RAM ENERGY RESOURCES INC DATE OF NAME CHANGE: 20060518 FORMER COMPANY: FORMER CONFORMED NAME: TREMISIS ENERGY ACQUISITION CORP DATE OF NAME CHANGE: 20040304 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Kasparek Leah R. CENTRAL INDEX KEY: 0001550854 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35467 FILM NUMBER: 17761851 MAIL ADDRESS: STREET 1: 1000 LOUISIANA STREEET, SUITE 6700 CITY: HOUSTON STATE: TX ZIP: 77002 FORMER NAME: FORMER CONFORMED NAME: Kasparek Leah DATE OF NAME CHANGE: 20120524 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2017-04-11 0 0001282648 HALCON RESOURCES CORP HK 0001550854 Kasparek Leah R. 1000 LOUISIANA STREET, SUITE 6700 HOUSTON TX 77002 0 1 0 0 SVP, Human Resources Common Stock 2017-04-11 4 A 0 12500 0.00 A 52736 D Employee Stock Options (Right to Buy) 7.75 2017-04-11 4 A 0 25000 0.00 A 2027-04-11 Common Stock 25000 25000 D Pursuant to the certain Joint Prepackaged Chapter 11 Plan Under Chapter 11 of the Bankruptcy Code, dated as of September 2, 2016 (the "Plan") which became effective pursuant to its terms on September 9, 2016, the Reporting Person received an award of restricted stock in accordance with the terms of the Plan. The restricted stock award will vest fully in one installment on September 12, 2017. Pursuant to that certain Joint Prepackaged Chapter 11 Plan Under Chapter 11 of the Bankruptcy Code, dated as of September 2, 2016 (the "Plan") which became effective pursuant to its terms on September 9, 2016, the Reporting Person received stock options granted in accordance with the terms of the Plan. The stock options will vest fully in three equal annual installments beginning on April 11, 2018. David S. Elkouri, Attorney-in-fact 2017-04-13