0001209191-16-151519.txt : 20161121 0001209191-16-151519.hdr.sgml : 20161121 20161121205506 ACCESSION NUMBER: 0001209191-16-151519 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161117 FILED AS OF DATE: 20161121 DATE AS OF CHANGE: 20161121 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HALCON RESOURCES CORP CENTRAL INDEX KEY: 0001282648 STANDARD INDUSTRIAL CLASSIFICATION: CRUDE PETROLEUM & NATURAL GAS [1311] IRS NUMBER: 200700684 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1000 LOUISIANA STREET, SUITE 6700 CITY: HOUSTON STATE: TX ZIP: 77002 BUSINESS PHONE: 832-538-0300 MAIL ADDRESS: STREET 1: 1000 LOUISIANA STREET, SUITE 6700 CITY: HOUSTON STATE: TX ZIP: 77002 FORMER COMPANY: FORMER CONFORMED NAME: RAM ENERGY RESOURCES INC DATE OF NAME CHANGE: 20060518 FORMER COMPANY: FORMER CONFORMED NAME: TREMISIS ENERGY ACQUISITION CORP DATE OF NAME CHANGE: 20040304 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Kasparek Leah R. CENTRAL INDEX KEY: 0001550854 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35467 FILM NUMBER: 162011612 MAIL ADDRESS: STREET 1: 1000 LOUISIANA STREEET, SUITE 6700 CITY: HOUSTON STATE: TX ZIP: 77002 FORMER NAME: FORMER CONFORMED NAME: Kasparek Leah DATE OF NAME CHANGE: 20120524 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2016-11-17 0 0001282648 HALCON RESOURCES CORP HK 0001550854 Kasparek Leah R. 1000 LOUISIANA STREET, SUITE 6700 HOUSTON TX 77002 0 1 0 0 SVP, Human Resources Common Stock 2016-11-17 4 J 0 655 0.00 A 40236 D Warrants (Right to Buy) 14.04 2016-11-18 4 J 0 172 0.00 A 2016-09-09 2020-09-09 Common Stock 172 172 D Employee Stock Option (Right to Buy) 9.24 2026-09-12 Common Stock 75000 75000 D Pro rata distribution from Mwewe Partners LLC. The option vests in three equal annual installments beginning September 12, 2017. David S. Elkouri, Attorney-in-fact 2016-11-21