0001181431-14-022671.txt : 20140623 0001181431-14-022671.hdr.sgml : 20140623 20140604163530 ACCESSION NUMBER: 0001181431-14-022671 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20140603 FILED AS OF DATE: 20140604 DATE AS OF CHANGE: 20140604 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HALCON RESOURCES CORP CENTRAL INDEX KEY: 0001282648 STANDARD INDUSTRIAL CLASSIFICATION: CRUDE PETROLEUM & NATURAL GAS [1311] IRS NUMBER: 200700684 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1000 LOUISIANA STREET, SUITE 6700 CITY: HOUSTON STATE: TX ZIP: 77002 BUSINESS PHONE: 832-538-0300 MAIL ADDRESS: STREET 1: 1000 LOUISIANA STREET, SUITE 6700 CITY: HOUSTON STATE: TX ZIP: 77002 FORMER COMPANY: FORMER CONFORMED NAME: RAM ENERGY RESOURCES INC DATE OF NAME CHANGE: 20060518 FORMER COMPANY: FORMER CONFORMED NAME: TREMISIS ENERGY ACQUISITION CORP DATE OF NAME CHANGE: 20040304 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Vlasic Michael Andrew CENTRAL INDEX KEY: 0001397149 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35467 FILM NUMBER: 14891204 MAIL ADDRESS: STREET 1: 38710 WOODWARD AVE. CITY: BLOOMFIELD HILLS STATE: MI ZIP: 48304 4 1 rrd410961.xml TRUST X0306 4 2014-06-03 0 0001282648 HALCON RESOURCES CORP HK 0001397149 Vlasic Michael Andrew 1000 LOUISIANA STREET, SUITE 6700 HOUSTON TX 77002 1 0 0 0 Common Stock 2014-06-03 4 J 0 5770677 0 D 0 I By VILLCo Energy, LLC Common Stock 2014-06-03 4 J 0 241892 0 A 278192 I By Michael A. Vlasic Revocable Trust Common Stock 2014-06-03 4 J 0 185644 0 A 185644 I By Michael A. Vlasic 2009 Annuity Trust f/b/o Nina Marie Vlasic Common Stock 2014-06-03 4 J 0 185644 0 A 185644 I By Michael A. Vlasic 2009 Annuity Trust f/b/o Robert Thomas Vlasic Common Stock 2014-06-03 4 J 0 185641 0 A 185641 I By Michael A. Vlasic 2009 Annuity Trust f/b/o Thomas Joseph Vlasic Common Stock 90011 D David S. Elkouri, Attorney-in-fact 2014-06-04 EX-99.1 2 rrd370115_419182.htm FOOTNOTE rrd370115_419182.html 
FOOTNOTE TO TABLE I, COLUMN 3, ROWS 1-5


1.  Effective June 3, 2014, for no consideration, Mr. Vlasic irrevocably and unqualifiedly disclaimed
all fiduciary powers, including voting and investment power, with respect to certain trusts' current
and future interests, direct or indirect, in VILLCo Energy, LLC ("VILLCo"), the Issuer common stock
("Common Stock") held by such trusts, and any other assets owned by VILLCo. Concurrently, VILLCo
distributed in redemption 241,892 shares of Common Stock to the Michael A. Vlasic Revocable Trust,
185,644 shares of Common Stock to the Michael A. Vlasic 2009 Annuity Trust f/b/o Nina Marie Vlasic,
185,644 shares of Common Stock to the Michael A. Vlasic 2009 Annuity Trust f/b/o Robert Thomas Vlasic,
and 185,641 shares of Common Stock to the Michael A. Vlasic 2009 Annuity Trust f/b/o Thomas Joseph
Vlasic (collectively, the "Transaction"). As a result of the Transaction, Mr. Vlasic ceased to have
any direct or indirect voting or investment power over, or any pecuniary interest in, any shares of
Common Stock held by VILLCo.  Mr. Vlasic disclaims beneficial ownership of the Common Stock held by
the various trusts reported above in excess of his respective pecuniary interests therein.