0001181431-14-010320.txt : 20140303 0001181431-14-010320.hdr.sgml : 20140303 20140303173828 ACCESSION NUMBER: 0001181431-14-010320 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140227 FILED AS OF DATE: 20140303 DATE AS OF CHANGE: 20140303 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HALCON RESOURCES CORP CENTRAL INDEX KEY: 0001282648 STANDARD INDUSTRIAL CLASSIFICATION: CRUDE PETROLEUM & NATURAL GAS [1311] IRS NUMBER: 200700684 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1000 LOUISIANA STREET, SUITE 6700 CITY: HOUSTON STATE: TX ZIP: 77002 BUSINESS PHONE: 832-538-0300 MAIL ADDRESS: STREET 1: 1000 LOUISIANA STREET, SUITE 6700 CITY: HOUSTON STATE: TX ZIP: 77002 FORMER COMPANY: FORMER CONFORMED NAME: RAM ENERGY RESOURCES INC DATE OF NAME CHANGE: 20060518 FORMER COMPANY: FORMER CONFORMED NAME: TREMISIS ENERGY ACQUISITION CORP DATE OF NAME CHANGE: 20040304 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Cusack Charles E III CENTRAL INDEX KEY: 0001432314 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35467 FILM NUMBER: 14661751 MAIL ADDRESS: STREET 1: 1000 LOUISIANA, SUITE 5600 CITY: HOUSTON STATE: TX ZIP: 77002 4 1 rrd402868.xml ANNUAL GRANTS X0306 4 2014-02-27 0 0001282648 HALCON RESOURCES CORP HK 0001432314 Cusack Charles E III 1000 LOUISIANA STREET, SUITE 6700 HOUSTON TX 77002 0 1 0 0 EVP, Chief Operating Officer Common Stock 2014-02-27 4 A 0 60123 0 A 572707 D Common Stock 20000 I By LP Common Stock 23334 I By Cusack Ranch Corporation Performance Share Units 2014-02-27 4 A 0 180368 0 A Common Stock 360736 180368 D Shares owned by a limited partnership of which the reporting person and his spouse are general partners. The reporting person disclaims beneficial ownership of any securities in which he does not have a pecuniary interest. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. The Performance Share Units ("PSU") will vest and thereupon represent the right to receive up to the aggregate number of shares of Halcon common stock reflected in the table above if the average market price of Halcon's common stock equals or exceeds a target threshold preceding the third anniversary of the grant date. Fewer shares will be received at lower prices relative to the target, subject to a floor below which no PSUs will vest. Any PSUs that are not vested at such time will terminate. PSUs are subject to forfeiture under certain circumstances. David S. Elkouri, Attorney-in-fact 2014-03-03