0001181431-13-061655.txt : 20131206 0001181431-13-061655.hdr.sgml : 20131206 20131206084510 ACCESSION NUMBER: 0001181431-13-061655 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20131204 FILED AS OF DATE: 20131206 DATE AS OF CHANGE: 20131206 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HALCON RESOURCES CORP CENTRAL INDEX KEY: 0001282648 STANDARD INDUSTRIAL CLASSIFICATION: CRUDE PETROLEUM & NATURAL GAS [1311] IRS NUMBER: 200700684 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1000 LOUISIANA STREET, SUITE 6700 CITY: HOUSTON STATE: TX ZIP: 77002 BUSINESS PHONE: 832-538-0300 MAIL ADDRESS: STREET 1: 1000 LOUISIANA STREET, SUITE 6700 CITY: HOUSTON STATE: TX ZIP: 77002 FORMER COMPANY: FORMER CONFORMED NAME: RAM ENERGY RESOURCES INC DATE OF NAME CHANGE: 20060518 FORMER COMPANY: FORMER CONFORMED NAME: TREMISIS ENERGY ACQUISITION CORP DATE OF NAME CHANGE: 20040304 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Cusack Charles E III CENTRAL INDEX KEY: 0001432314 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35467 FILM NUMBER: 131261223 MAIL ADDRESS: STREET 1: 1000 LOUISIANA, SUITE 5600 CITY: HOUSTON STATE: TX ZIP: 77002 4 1 rrd396697.xml OPEN MARKET PURCHASE X0306 4 2013-12-04 0 0001282648 HALCON RESOURCES CORP HK 0001432314 Cusack Charles E III 1000 LOUISIANA STREET, SUITE 6700 HOUSTON TX 77002 0 1 0 0 EVP, Chief Operating Officer Common Stock 2013-12-04 4 P 0 36573 3.79 A 509157 D Common Stock 2013-12-05 4 P 0 3427 4.00 A 512584 D Common Stock 20000 I By LP Common Stock 23334 I By Cusack Ranch Coporation The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices $3.75 to $3.80, inclusive. The reporting person undertakes to provide to Halcon Resources Corporation, any security holder of Halcon Resources Corporation, or staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4. On October 31, 2013, Halcon Resources Corporation ("Halcon") declared a stock dividend, payable to all Series A Cumulative Perpetual Convertible Preferred Stock holders of record on November 15, 2013. As a result, the reporting person received 344 shares of Halcon stock on December 2, 2013. Shares owned by a limited partnership of which the reporting person and his spouse are general partners. The reporting person disclaims beneficial ownership of any securities in which he does not have a pecuniary interest. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. David S. Elkouri, Attorney-in-fact 2013-12-06