0001104659-24-102065.txt : 20240923 0001104659-24-102065.hdr.sgml : 20240923 20240923163514 ACCESSION NUMBER: 0001104659-24-102065 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240919 FILED AS OF DATE: 20240923 DATE AS OF CHANGE: 20240923 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Martin Charles E CENTRAL INDEX KEY: 0002025045 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35467 FILM NUMBER: 241316615 MAIL ADDRESS: STREET 1: 820 GESSNER ROAD STREET 2: SUITE 1100 CITY: HOUSTON STATE: TX ZIP: 77024 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BATTALION OIL CORP CENTRAL INDEX KEY: 0001282648 STANDARD INDUSTRIAL CLASSIFICATION: CRUDE PETROLEUM & NATURAL GAS [1311] ORGANIZATION NAME: 01 Energy & Transportation IRS NUMBER: 200700684 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 820 GESSNER ROAD STREET 2: SUITE 1100 CITY: HOUSTON STATE: TX ZIP: 77024 BUSINESS PHONE: 832-538-0300 MAIL ADDRESS: STREET 1: 820 GESSNER ROAD STREET 2: SUITE 1100 CITY: HOUSTON STATE: TX ZIP: 77024 FORMER COMPANY: FORMER CONFORMED NAME: HALCON RESOURCES CORP DATE OF NAME CHANGE: 20120209 FORMER COMPANY: FORMER CONFORMED NAME: RAM ENERGY RESOURCES INC DATE OF NAME CHANGE: 20060518 FORMER COMPANY: FORMER CONFORMED NAME: TREMISIS ENERGY ACQUISITION CORP DATE OF NAME CHANGE: 20040304 4 1 tm2424562-1_4seq1.xml OWNERSHIP DOCUMENT X0508 4 2024-09-19 0 0001282648 BATTALION OIL CORP BATL 0002025045 Martin Charles E 820 GESSNER ROAD SUITE 1100 HOUSTON TX 77024 0 1 0 0 VP, Controller 0 Equity Grant Units 2024-09-19 4 A 0 18322 0.00 A 2025-12-31 Common Stock 18322 18322 D The Reporting Person received an award of Equity Grant Units ("EGU") granted under the Plan (defined below). Each EGU represents the right to receive a cash payment equivalent to the value of a share of the Company's common stock upon a Closing (as described below). All awards are issued in accordance with the Company's Merger Incentive Plan, dated September 19, 2024 (the "Plan"), approved by the Compensation Committee and the Board of Directors of the Company. Subject to the terms and conditions of the Plan and the award agreement, each EGU will be settled in cash upon the Closing (as defined in the Plan) of a transaction resulting in a change of control of the Company and such cash settlement will be based on the consideration paid for the Company's common stock in connection with such Closing or the closing price of the Company's common stock on the date a person or group files a report with the Securities and Exchange Commission announcing that they are the beneficial owners of more than 50% of the total voting power of the outstanding voting stock of the Company. /s/ Walter R. Mayer, Attorney-in-fact 2024-09-23