EX-FILING FEES 4 tm2419949d2_ex-filingfees.htm EX-FILING FEES

 

Exhibit 107

 

Calculation of Filing Fee Table

 

Form S-3
(Form Type)

 

Netlist, Inc.
(Exact Name of Registrant as Specified in its Charter)

 

Table 1: Newly Registered and Carry Forward Securities

 

 

Security
Type

Security Class 
Title

Fee
Calculation
or Carry
Forward
Rule

Amount
Registered

Proposed
Maximum
Offering Price
Per Unit

Maximum Aggregate
Offering Price (3)

Fee Rate

Amount of Registration
Fee

     

Newly Registered Securities

       
               
Fees to be Paid Equity Common Stock, $0.001 par value per share        
Fees to be Paid Equity Preferred Stock, $0.001 par value per share        
Fees to be Paid Equity Warrants        
Fees to be Paid Equity Units        
Fees to be Paid Unallocated (Universal) Shelf   457(o) (1) (2) $200,000,000.00 0.00014760 $29,520.00
     

Carry Forward Securities

       
               
Carry Forward Securities
    Total Offering Amounts       $200,000,000.00    
    Total Fees Previously Paid          
    Total Fee Offset          
    Net Fee Due           $29,520.00

 

(1)There are being registered hereunder such indeterminate number of shares of common stock and preferred stock, such indeterminate number of warrants, and such indeterminate number of units, as shall have an aggregate initial offering price not to exceed $200,000,000.00. Any securities registered hereunder may be sold separately or as units with other securities registered hereunder. The proposed maximum initial offering price per unit will be determined, from time to time, by the Registrant in connection with the issuance by the Registrant of the securities registered hereunder. The $200,000,000 of securities registered hereunder includes $31,023,382 of shares of common stock and 59,454 shares of common stock that may be offered, issued and sold pursuant to that certain purchase agreement, by and between the registrant and Lincoln Park Capital Fund, LLC. The securities registered also include such indeterminate number of shares of common stock and preferred stock as may be issued upon conversion of or exchange for preferred stock that provide for conversion or exchange, upon exercise of warrants or rights or pursuant to the anti-dilution provisions of any such securities. In addition, pursuant to Rule 416 under the Securities Act of 1933, as amended (the “Securities Act”), the shares being registered hereunder include such indeterminate number of shares of common stock and preferred stock as may be issuable with respect to the shares being registered hereunder as a result of stock splits, stock dividends or similar transactions.

 

(2)The proposed maximum aggregate offering price per class of security will be determined from time to time by the Registrant in connection with the issuance by the Registrant of the securities registered hereunder and is not specified as to each class of security pursuant to Item 16(b) of Form S-3 under the Securities Act.

 

(3)Estimated solely for purposes of determining the registration fee pursuant to Rule 457(o) under the Securities Act.