0001104659-24-062461.txt : 20240516 0001104659-24-062461.hdr.sgml : 20240516 20240516150015 ACCESSION NUMBER: 0001104659-24-062461 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240514 FILED AS OF DATE: 20240516 DATE AS OF CHANGE: 20240516 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Hong Chun K CENTRAL INDEX KEY: 0001381057 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33170 FILM NUMBER: 24954964 MAIL ADDRESS: STREET 1: C/O NETLIST, INC. STREET 2: 51 DISCOVERY, STE 150 CITY: IRVINE STATE: CA ZIP: 92618 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NETLIST INC CENTRAL INDEX KEY: 0001282631 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] ORGANIZATION NAME: 04 Manufacturing IRS NUMBER: 954812784 STATE OF INCORPORATION: DE FISCAL YEAR END: 1228 BUSINESS ADDRESS: STREET 1: 111 ACADEMY, SUITE 100 CITY: IRVINE STATE: CA ZIP: 92617 BUSINESS PHONE: 949-435-0025 MAIL ADDRESS: STREET 1: 111 ACADEMY, SUITE 100 CITY: IRVINE STATE: CA ZIP: 92617 4 1 tm2414723-1_4seq1.xml OWNERSHIP DOCUMENT X0508 4 2024-05-14 0 0001282631 NETLIST INC NLST 0001381057 Hong Chun K 111 ACADEMY, SUITE 100 IRVINE CA 92617 1 1 0 0 President, CEO and Chairman 0 Common Stock 3611177 I Hong-Cha Property Trust Common Stock 2024-05-14 4 A 0 750000 0.00 A 2923808 D These restricted stock units (RSUs) granted on May 14, 2024 vest in installments of 187,500 beginning on May 15, 2025 one time per year through May 15, 2028. The shares will be delivered to the reporting person upon vesting of the RSUs. Each RSU represents a contingent right to receive one share of common stock. The amount reported includes shares subject to unvested restricted stock units. /s/ Gail Sasaki, Attorney-in-Fact 2024-05-16