0001104659-24-036338.txt : 20240319
0001104659-24-036338.hdr.sgml : 20240319
20240319213034
ACCESSION NUMBER: 0001104659-24-036338
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20240315
FILED AS OF DATE: 20240319
DATE AS OF CHANGE: 20240319
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SASAKI GAIL M
CENTRAL INDEX KEY: 0001422990
ORGANIZATION NAME:
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33170
FILM NUMBER: 24766135
MAIL ADDRESS:
STREET 1: C/O NETLIST, INC.
STREET 2: 51 DISCOVERY, STE 150
CITY: IRVINE
STATE: CA
ZIP: 92618
FORMER NAME:
FORMER CONFORMED NAME: ITOW GAIL MISAKO
DATE OF NAME CHANGE: 20080107
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: NETLIST INC
CENTRAL INDEX KEY: 0001282631
STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674]
ORGANIZATION NAME: 04 Manufacturing
IRS NUMBER: 954812784
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1230
BUSINESS ADDRESS:
STREET 1: 111 ACADEMY, SUITE 100
CITY: IRVINE
STATE: CA
ZIP: 92617
BUSINESS PHONE: 949-435-0025
MAIL ADDRESS:
STREET 1: 111 ACADEMY, SUITE 100
CITY: IRVINE
STATE: CA
ZIP: 92617
4
1
tm249186-1_4seq1.xml
OWNERSHIP DOCUMENT
X0508
4
2024-03-15
0
0001282631
NETLIST INC
NLST
0001422990
SASAKI GAIL M
111 ACADEMY, SUITE 100
IRVINE
CA
92617
0
1
0
0
EVP and CFO
1
Common Stock
2024-03-15
4
S
0
10415
1.7910
D
293348
D
Common Stock
2024-03-18
4
S
0
10415
1.6162
D
282933
D
Represents the number of shares sold by the reporting person to cover tax withholding obligation in connection with the vesting of restricted stock units. The sale was to satisfy tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary transaction by the reporting person.
The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.780 to $1.815 per share. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.580 to $1.680 per share. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The amount reported includes shares subject to unvested restricted stock units.
/s/ Gail M. Sasaki
2024-03-19