0001104659-22-098574.txt : 20220908 0001104659-22-098574.hdr.sgml : 20220908 20220908171046 ACCESSION NUMBER: 0001104659-22-098574 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220906 FILED AS OF DATE: 20220908 DATE AS OF CHANGE: 20220908 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Hong Chun K CENTRAL INDEX KEY: 0001381057 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33170 FILM NUMBER: 221234453 MAIL ADDRESS: STREET 1: C/O NETLIST, INC. STREET 2: 51 DISCOVERY, STE 150 CITY: IRVINE STATE: CA ZIP: 92618 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NETLIST INC CENTRAL INDEX KEY: 0001282631 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 954812784 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 111 ACADEMY, SUITE 100 CITY: IRVINE STATE: CA ZIP: 92617 BUSINESS PHONE: 949-435-0025 MAIL ADDRESS: STREET 1: 111 ACADEMY, SUITE 100 CITY: IRVINE STATE: CA ZIP: 92617 4 1 tm2225441-1_4seq1.xml OWNERSHIP DOCUMENT X0306 4 2022-09-06 0 0001282631 NETLIST INC NLST 0001381057 Hong Chun K 111 ACADEMY, SUITE 100 IRVINE CA 92617 1 1 0 0 President, CEO and Chairman Common Stock 2022-09-06 4 F 0 12968 2.84 D 1659245 D Common Stock 2022-09-07 4 F 0 32095 2.78 D 1627150 D Common Stock 4611177 I Hong-Cha Property Trust Represents shares being withheld by issuer to satisfy tax withholding obligations associated with the vesting of restricted stock. /s/ Gail Sasaki, Attorney-in-Fact 2022-09-08