0001104659-22-058219.txt : 20220510 0001104659-22-058219.hdr.sgml : 20220510 20220510160123 ACCESSION NUMBER: 0001104659-22-058219 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220506 FILED AS OF DATE: 20220510 DATE AS OF CHANGE: 20220510 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SASAKI GAIL M CENTRAL INDEX KEY: 0001422990 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33170 FILM NUMBER: 22909411 MAIL ADDRESS: STREET 1: C/O NETLIST, INC. STREET 2: 51 DISCOVERY, STE 150 CITY: IRVINE STATE: CA ZIP: 92618 FORMER NAME: FORMER CONFORMED NAME: ITOW GAIL MISAKO DATE OF NAME CHANGE: 20080107 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NETLIST INC CENTRAL INDEX KEY: 0001282631 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 954812784 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 111 ACADEMY, SUITE 100 CITY: IRVINE STATE: CA ZIP: 92617 BUSINESS PHONE: 949-435-0025 MAIL ADDRESS: STREET 1: 111 ACADEMY, SUITE 100 CITY: IRVINE STATE: CA ZIP: 92617 4 1 tm2214995-1_4seq1.xml OWNERSHIP DOCUMENT X0306 4 2022-05-06 0 0001282631 NETLIST INC NLST 0001422990 SASAKI GAIL M 111 ACADEMY, SUITE 100 IRVINE CA 92617 0 1 0 0 Vice President and CFO Common Stock 2022-05-06 4 S 0 30468 6.24 D 566085 D Common Stock 2022-05-06 4 S 0 10100 6.30 D 555985 D Common Stock 2022-05-06 4 S 0 6829 6.31 D 549156 D Common Stock 2022-05-06 4 S 0 13447 6.32 D 535709 D This transaction was effected pursuant to a Rule 10b5-1 Plan. /s/ Gail M. Sasaki 2022-05-10