0001104659-22-010474.txt : 20220201
0001104659-22-010474.hdr.sgml : 20220201
20220201182209
ACCESSION NUMBER: 0001104659-22-010474
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20220125
FILED AS OF DATE: 20220201
DATE AS OF CHANGE: 20220201
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Hong Chun K
CENTRAL INDEX KEY: 0001381057
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33170
FILM NUMBER: 22580597
MAIL ADDRESS:
STREET 1: C/O NETLIST, INC.
STREET 2: 51 DISCOVERY, STE 150
CITY: IRVINE
STATE: CA
ZIP: 92618
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: NETLIST INC
CENTRAL INDEX KEY: 0001282631
STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674]
IRS NUMBER: 954812784
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0101
BUSINESS ADDRESS:
STREET 1: 111 ACADEMY, SUITE 100
CITY: IRVINE
STATE: CA
ZIP: 92617
BUSINESS PHONE: 949-435-0025
MAIL ADDRESS:
STREET 1: 111 ACADEMY, SUITE 100
CITY: IRVINE
STATE: CA
ZIP: 92617
4
1
tm225140-2_4seq1.xml
OWNERSHIP DOCUMENT
X0306
4
2022-01-25
0
0001282631
NETLIST INC
NLST
0001381057
Hong Chun K
111 ACADEMY DRIVE SUITE 100
IRVINE
CA
92617
1
1
0
0
President, CEO and Chairman
Common Stock
2022-01-25
4
A
0
800000
0.00
A
1706793
D
Common Stock
4611177
I
Hong-Cha Property Trust
These restricted stock units (RSUs) granted on January 25, 2022 vest in installments of 100,000 beginning on August 11, 2022 two times per year through March 15, 2026. The shares will be delivered to the reporting person upon vesting of the RSUs. Each RSU represents a contingent right to receive one share of common stock.
/s/ Gail Sasaki, Attorney-in-Fact
2022-02-01