0001104659-22-010474.txt : 20220201 0001104659-22-010474.hdr.sgml : 20220201 20220201182209 ACCESSION NUMBER: 0001104659-22-010474 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220125 FILED AS OF DATE: 20220201 DATE AS OF CHANGE: 20220201 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Hong Chun K CENTRAL INDEX KEY: 0001381057 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33170 FILM NUMBER: 22580597 MAIL ADDRESS: STREET 1: C/O NETLIST, INC. STREET 2: 51 DISCOVERY, STE 150 CITY: IRVINE STATE: CA ZIP: 92618 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NETLIST INC CENTRAL INDEX KEY: 0001282631 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 954812784 STATE OF INCORPORATION: DE FISCAL YEAR END: 0101 BUSINESS ADDRESS: STREET 1: 111 ACADEMY, SUITE 100 CITY: IRVINE STATE: CA ZIP: 92617 BUSINESS PHONE: 949-435-0025 MAIL ADDRESS: STREET 1: 111 ACADEMY, SUITE 100 CITY: IRVINE STATE: CA ZIP: 92617 4 1 tm225140-2_4seq1.xml OWNERSHIP DOCUMENT X0306 4 2022-01-25 0 0001282631 NETLIST INC NLST 0001381057 Hong Chun K 111 ACADEMY DRIVE SUITE 100 IRVINE CA 92617 1 1 0 0 President, CEO and Chairman Common Stock 2022-01-25 4 A 0 800000 0.00 A 1706793 D Common Stock 4611177 I Hong-Cha Property Trust These restricted stock units (RSUs) granted on January 25, 2022 vest in installments of 100,000 beginning on August 11, 2022 two times per year through March 15, 2026. The shares will be delivered to the reporting person upon vesting of the RSUs. Each RSU represents a contingent right to receive one share of common stock. /s/ Gail Sasaki, Attorney-in-Fact 2022-02-01