0001104659-21-091227.txt : 20210712
0001104659-21-091227.hdr.sgml : 20210712
20210712170029
ACCESSION NUMBER: 0001104659-21-091227
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210708
FILED AS OF DATE: 20210712
DATE AS OF CHANGE: 20210712
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SASAKI GAIL M
CENTRAL INDEX KEY: 0001422990
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33170
FILM NUMBER: 211086068
MAIL ADDRESS:
STREET 1: C/O NETLIST, INC.
STREET 2: 51 DISCOVERY, STE 150
CITY: IRVINE
STATE: CA
ZIP: 92618
FORMER NAME:
FORMER CONFORMED NAME: ITOW GAIL MISAKO
DATE OF NAME CHANGE: 20080107
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: NETLIST INC
CENTRAL INDEX KEY: 0001282631
STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674]
IRS NUMBER: 954812784
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0101
BUSINESS ADDRESS:
STREET 1: 175 TECHNOLOGY DRIVE, SUITE 150
CITY: IRVINE
STATE: CA
ZIP: 92618
BUSINESS PHONE: 949-435-0025
MAIL ADDRESS:
STREET 1: 175 TECHNOLOGY DRIVE, SUITE 150
CITY: IRVINE
STATE: CA
ZIP: 92618
4
1
tm2121203-4_4seq1.xml
OWNERSHIP DOCUMENT
X0306
4
2021-07-08
0
0001282631
NETLIST INC
NLST
0001422990
SASAKI GAIL M
175 TECHNOLOGY, SUITE 150
IRVINE
CA
92618
0
1
0
0
Vice President and CFO
Common Stock
2021-07-08
4
M
0
6718
1.02
A
481363
D
Common Stock
2021-07-08
4
S
0
6718
5.90
D
474545
D
Common Stock
2021-07-09
4
M
0
68282
1.02
A
542827
D
Common Stock
2021-07-09
4
S
0
68282
5.9001
D
474545
D
Employee Stock Option (right to buy)
1.02
2021-07-08
4
M
0
6718
0
A
2027-02-14
Common Stock
6718
218282
D
Employee Stock Option (right to buy)
1.02
2021-07-09
4
M
0
68282
0
A
2027-02-14
Common Stock
68282
150000
D
This transaction was effected pursuant to a Rule 10b5-1 Plan.
This option vested in 16 equal quarterly installments from May 14, 2017 to February 14, 2021.
/s/ Gail M. Sasaki
2021-07-12