0001104659-21-048240.txt : 20210408 0001104659-21-048240.hdr.sgml : 20210408 20210408210104 ACCESSION NUMBER: 0001104659-21-048240 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210406 FILED AS OF DATE: 20210408 DATE AS OF CHANGE: 20210408 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SASAKI GAIL M CENTRAL INDEX KEY: 0001422990 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33170 FILM NUMBER: 21816225 MAIL ADDRESS: STREET 1: C/O NETLIST, INC. STREET 2: 51 DISCOVERY, STE 150 CITY: IRVINE STATE: CA ZIP: 92618 FORMER NAME: FORMER CONFORMED NAME: ITOW GAIL MISAKO DATE OF NAME CHANGE: 20080107 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NETLIST INC CENTRAL INDEX KEY: 0001282631 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 954812784 STATE OF INCORPORATION: DE FISCAL YEAR END: 0102 BUSINESS ADDRESS: STREET 1: 175 TECHNOLOGY DRIVE, SUITE 150 CITY: IRVINE STATE: CA ZIP: 92618 BUSINESS PHONE: 949-435-0025 MAIL ADDRESS: STREET 1: 175 TECHNOLOGY DRIVE, SUITE 150 CITY: IRVINE STATE: CA ZIP: 92618 4 1 tm2112339-2_4seq1.xml OWNERSHIP DOCUMENT X0306 4 2021-04-06 0 0001282631 NETLIST INC NLST 0001422990 SASAKI GAIL M 175 TECHNOLOGY, SUITE 150 IRVINE CA 92618 0 1 0 0 Vice President and CFO Common Stock 2021-04-06 4 S 0 50000 2.90 D 574545 D This transaction was effected pursuant to a Rule 10b5-1 Plan. /s/ Gail M. Sasaki 2021-04-08