0001104659-21-004797.txt : 20210115 0001104659-21-004797.hdr.sgml : 20210115 20210115170128 ACCESSION NUMBER: 0001104659-21-004797 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210113 FILED AS OF DATE: 20210115 DATE AS OF CHANGE: 20210115 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SASAKI GAIL M CENTRAL INDEX KEY: 0001422990 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33170 FILM NUMBER: 21532832 MAIL ADDRESS: STREET 1: C/O NETLIST, INC. STREET 2: 51 DISCOVERY, STE 150 CITY: IRVINE STATE: CA ZIP: 92618 FORMER NAME: FORMER CONFORMED NAME: ITOW GAIL MISAKO DATE OF NAME CHANGE: 20080107 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NETLIST INC CENTRAL INDEX KEY: 0001282631 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 954812784 STATE OF INCORPORATION: DE FISCAL YEAR END: 0102 BUSINESS ADDRESS: STREET 1: 175 TECHNOLOGY DRIVE, SUITE 150 CITY: IRVINE STATE: CA ZIP: 92618 BUSINESS PHONE: 949-435-0025 MAIL ADDRESS: STREET 1: 175 TECHNOLOGY DRIVE, SUITE 150 CITY: IRVINE STATE: CA ZIP: 92618 4 1 a4.xml 4 X0306 4 2021-01-13 0 0001282631 NETLIST INC NLST 0001422990 SASAKI GAIL M 175 TECHNOLOGY, SUITE 150 IRVINE CA 92618 0 1 0 0 Vice President and CFO Common Stock 2021-01-13 4 A 0 100000 0.00 A 674545 D These restricted stock units (RSUs) granted on January 13, 2021 vest in installments of 12,500 beginning on July 13, 2021 semi-annually through January 13,2025. The shares will be delivered to the reporting person upon vesting of the RSUs. Each RSU represents a contingent right to receive one share of common stock. /s/ Gail M. Sasaki 2021-01-15