0001179110-18-005358.txt : 20180403 0001179110-18-005358.hdr.sgml : 20180403 20180403210333 ACCESSION NUMBER: 0001179110-18-005358 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180402 FILED AS OF DATE: 20180403 DATE AS OF CHANGE: 20180403 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GRAHAM CATHERINE A CENTRAL INDEX KEY: 0001282489 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36376 FILM NUMBER: 18735700 MAIL ADDRESS: STREET 1: C/O 2U, INC. STREET 2: 7900 HARKINS ROAD CITY: LANHAM STATE: MD ZIP: 20706 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: 2U, Inc. CENTRAL INDEX KEY: 0001459417 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 262335939 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 7900 HARKINS ROAD CITY: LANHAM STATE: MD ZIP: 20706 BUSINESS PHONE: (301) 892-4350 MAIL ADDRESS: STREET 1: 7900 HARKINS ROAD CITY: LANHAM STATE: MD ZIP: 20706 FORMER COMPANY: FORMER CONFORMED NAME: 2tor, Inc. DATE OF NAME CHANGE: 20090324 4 1 edgar.xml FORM 4 - X0306 4 2018-04-02 0 0001459417 2U, Inc. TWOU 0001282489 GRAHAM CATHERINE A C/O 2U, INC. 7900 HARKINS ROAD LANHAM MD 20706 0 1 0 0 Chief Financial Officer Common Stock 2018-04-02 4 F 0 5475 83.78 D 56582 D Common Stock 2018-04-02 4 A 0 17255 0 A 73837 D Employee Stock Option (right to buy) 84.03 2018-04-02 4 A 0 37119 0 A 2028-04-02 Common Stock 37119 37119 D The security represents restricted stock units granted to the reporting person. Each restricted stock unit represents a contingent right to receive one share of common stock of the issuer. The restricted stock unit award will vest as to one-fourth of the underlying shares on each of April 1, 2019, 2020, 2021 and 2022, subject to the reporting person's continued service with the issuer as of the applicable vesting date. The option award will vest as follows: 25% of the underlying shares will vest on April 1, 2019, and the remaining 75% of the underlying shares will vest in equal monthly installments each month thereafter for 36 months, subject to the reporting person's continued service with the issuer as of the applicable vesting date. /s/ Matthew J. Norden, attorney-in-fact 2018-04-03