0001225208-18-002318.txt : 20180208 0001225208-18-002318.hdr.sgml : 20180208 20180208170637 ACCESSION NUMBER: 0001225208-18-002318 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180206 FILED AS OF DATE: 20180208 DATE AS OF CHANGE: 20180208 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SMALL JEFFERY W. CENTRAL INDEX KEY: 0001636431 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32422 FILM NUMBER: 18586534 MAIL ADDRESS: STREET 1: 10802 EXECUTIVE CENTER DRIVE STREET 2: BENTON BUILDING, SUITE 300 CITY: LITTLE ROCK STATE: AR ZIP: 72211 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: WINDSTREAM HOLDINGS, INC. CENTRAL INDEX KEY: 0001282266 STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE COMMUNICATIONS (NO RADIO TELEPHONE) [4813] IRS NUMBER: 462847717 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4001 RODNEY PARHAM RD. CITY: LITTLE ROCK STATE: AR ZIP: 72212 BUSINESS PHONE: 5017487000 MAIL ADDRESS: STREET 1: 4001 RODNEY PARHAM RD. CITY: LITTLE ROCK STATE: AR ZIP: 72212 FORMER COMPANY: FORMER CONFORMED NAME: WINDSTREAM CORP DATE OF NAME CHANGE: 20060717 FORMER COMPANY: FORMER CONFORMED NAME: VALOR COMMUNICATIONS GROUP INC DATE OF NAME CHANGE: 20040326 FORMER COMPANY: FORMER CONFORMED NAME: VALOR TELECOMMUNICATIONS INC DATE OF NAME CHANGE: 20040301 4 1 doc4.xml X0306 4 2018-02-06 0001282266 WINDSTREAM HOLDINGS, INC. WIN 0001636431 SMALL JEFFERY W. 4001 RODNEY PARHAM ROAD LITTLE ROCK AR 72212 1 President-Consumer & SMB Common Stock 73887.0000 D Common Stock 1043.5835 I By 401(k) Employee Stock Option (right to buy) 1.5000 2018-02-06 4 A 0 200000.0000 0.0000 A 2028-02-26 Common Stock 200000.0000 200000.0000 D These options were issued under an equity incentive plan in accordance with Rule 16b-3(d) and are subject to a substantial risk of forfeiture until vested. The options vest in 3 equal installments beginning March 1, 2019. /s/ Jeffery W Small 2018-02-08