0000899243-17-018338.txt : 20170717
0000899243-17-018338.hdr.sgml : 20170717
20170717174816
ACCESSION NUMBER: 0000899243-17-018338
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170713
FILED AS OF DATE: 20170717
DATE AS OF CHANGE: 20170717
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BRATTON DOUGLAS K
CENTRAL INDEX KEY: 0001281933
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36781
FILM NUMBER: 17968249
MAIL ADDRESS:
STREET 1: 201 MAIN STREET
STREET 2: SUITE 1900
CITY: FORT WORTH
STATE: TX
ZIP: 76102
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Crestline Management, LP
CENTRAL INDEX KEY: 0001536054
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36781
FILM NUMBER: 17968246
BUSINESS ADDRESS:
STREET 1: 201 MAIN STREET
STREET 2: SUITE 1900
CITY: FORT WORTH
STATE: TX
ZIP: 76102
BUSINESS PHONE: 817.339.7483
MAIL ADDRESS:
STREET 1: 201 MAIN STREET
STREET 2: SUITE 1900
CITY: FORT WORTH
STATE: TX
ZIP: 76102
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Crestline SI (GP), L.P.
CENTRAL INDEX KEY: 0001626597
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36781
FILM NUMBER: 17968247
BUSINESS ADDRESS:
STREET 1: C/O CRESTLINE INVESTORS, INC.
STREET 2: 201 MAIN STREET, SUITE 1900
CITY: FORT WORTH
STATE: TX
ZIP: 76102
BUSINESS PHONE: 817-339-7600
MAIL ADDRESS:
STREET 1: C/O CRESTLINE INVESTORS, INC.
STREET 2: 201 MAIN STREET, SUITE 1900
CITY: FORT WORTH
STATE: TX
ZIP: 76102
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Crestline Investors, Inc.
CENTRAL INDEX KEY: 0001626596
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36781
FILM NUMBER: 17968248
BUSINESS ADDRESS:
STREET 1: 201 MAIN STREET, SUITE 1900
CITY: FORT WORTH
STATE: TX
ZIP: 76102
BUSINESS PHONE: 817-339-7600
MAIL ADDRESS:
STREET 1: 201 MAIN STREET, SUITE 1900
CITY: FORT WORTH
STATE: TX
ZIP: 76102
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: CL Alaska, L.P.
CENTRAL INDEX KEY: 0001626595
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36781
FILM NUMBER: 17968245
BUSINESS ADDRESS:
STREET 1: C/O CRESTLINE INVESTORS, INC.
STREET 2: 201 MAIN STREET, SUITE 1900
CITY: FORT WORTH
STATE: TX
ZIP: 76102
BUSINESS PHONE: 817-339-7600
MAIL ADDRESS:
STREET 1: C/O CRESTLINE INVESTORS, INC.
STREET 2: 201 MAIN STREET, SUITE 1900
CITY: FORT WORTH
STATE: TX
ZIP: 76102
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Juno Therapeutics, Inc.
CENTRAL INDEX KEY: 0001594864
STANDARD INDUSTRIAL CLASSIFICATION: BIOLOGICAL PRODUCTS (NO DIAGNOSTIC SUBSTANCES) [2836]
IRS NUMBER: 463656275
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 307 WESTLAKE AVENUE NORTH, SUITE 300
CITY: SEATTLE
STATE: WA
ZIP: 98109
BUSINESS PHONE: 2065821600
MAIL ADDRESS:
STREET 1: 307 WESTLAKE AVENUE NORTH, SUITE 300
CITY: SEATTLE
STATE: WA
ZIP: 98109
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2017-07-13
1
0001594864
Juno Therapeutics, Inc.
JUNO
0001281933
BRATTON DOUGLAS K
201 MAIN STREET, SUITE 1900
FORT WORTH
TX
76102
0
0
1
0
0001626596
Crestline Investors, Inc.
201 MAIN STREET, SUITE 1900
FORT WORTH
TX
76102
0
0
1
0
0001626597
Crestline SI (GP), L.P.
201 MAIN STREET, SUITE 1900
FORT WORTH
TX
76102
0
0
1
0
0001536054
Crestline Management, LP
201 MAIN STREET, SUITE 1900
FORT WORTH
TX
76102
0
0
1
0
0001626595
CL Alaska, L.P.
201 MAIN STREET, SUITE 1900
FORT WORTH
TX
76102
0
0
1
0
Common Stock
2017-07-13
4
S
0
8000000
27.00
D
9166130
I
By CL Alaska, L.P.
Common Stock
182669
I
By JT Line Partners LP
The purchase reported in Column 4 occurred in a block transaction at a price of $27.00 per share.
These 9,166,130 shares of the Issuer are held directly by CL Alaska, L.P. ("CLA"). The general partner of CLA is Crestline SI (GP), L.P. ("Crestline SI") and the investment manager of CLA is Crestline Management, L.P. ("Crestline Management"). Crestline Investors, Inc. ("Crestline") is the general partner of both Crestline SI and Crestline Management. Douglas K. Bratton is the sole director of Crestline. CLA is ultimately controlled by Mr. Bratton and Mr. Bratton has voting and investment power over all of these shares of the Issuer as well as a partial pecuniary interest in the shares held by CLA. Mr. Bratton does not intend to sell additional shares of the Issuer from CLA at this time, however, please see the related disclosures in Item 4 of the Schedule 13D/A filed on June 25, 2015.
(Continued from footnote 2) CLA may be deemed to directly beneficially own all of these shares of the Issuer. Crestline SI, Crestline Management, Crestline and Mr. Bratton may each be deemed to indirectly beneficially own all of these shares of the Issuer. Each such entity and Mr. Bratton disclaims beneficial ownership of these shares, except to the extent of its or his respective pecuniary interest therein.
The shares of the Issuer reported in Column 5 are held directly by JT Line Partners LP ("JT"). The general partner of JT is Bratton Capital Management L.P. ("Bratton Capital Management"). The general partner of Bratton Capital Management is Bratton Capital, Inc. ("Bratton Capital"). Douglas K. Bratton is the sole director of Bratton Capital. JT is ultimately controlled by Mr. Bratton and Mr. Bratton has voting and investment power over all of the shares of the Issuer held by JT, as well as a partial pecuniary interest in such shares. JT directly beneficially owns these shares of the Issuer. Bratton Capital Management, Bratton Capital and Mr. Bratton may each be deemed to indirectly beneficially own the shares of the Issuer held by JT. Each such entity and Mr. Bratton disclaims beneficial ownership of these shares, except to the extent of its or his respective pecuniary interest therein.
/s/ Douglas K. Bratton
2017-07-17
/s/ John S. Cochran, Vice President of Crestline Investors, Inc.
2017-07-17
/s/ John S. Cochran, Vice President of Crestline Investors, Inc., general partner of Crestline SI (GP), L.P.
2017-07-17
/s/ John S. Cochran, Vice President of Crestline Investors, Inc., general partner of Crestline Management, L.P.
2017-07-17
/s/ John S. Cochran, Vice President of Crestline Investors, Inc., general partner of Crestline SI (GP), L.P., general partner of CL Alaska, L.P.
2017-07-17