0001438934-21-000272.txt : 20210825 0001438934-21-000272.hdr.sgml : 20210825 20210825134039 ACCESSION NUMBER: 0001438934-21-000272 CONFORMED SUBMISSION TYPE: N-PX PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210630 FILED AS OF DATE: 20210825 DATE AS OF CHANGE: 20210825 EFFECTIVENESS DATE: 20210825 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Eaton Vance Tax-Advantaged Global Dividend Opportunities Fund CENTRAL INDEX KEY: 0001281926 IRS NUMBER: 000000000 FISCAL YEAR END: 1031 FILING VALUES: FORM TYPE: N-PX SEC ACT: 1940 Act SEC FILE NUMBER: 811-21519 FILM NUMBER: 211205765 BUSINESS ADDRESS: STREET 1: TWO INTERNATIONAL PLACE CITY: BOSTON STATE: MA ZIP: 02110 BUSINESS PHONE: 617-482-8260 MAIL ADDRESS: STREET 1: TWO INTERNATIONAL PLACE CITY: BOSTON STATE: MA ZIP: 02110 FORMER COMPANY: FORMER CONFORMED NAME: EATON VANCE TAX ADVANTAGED GLOBAL DIVIDEND OPPORTUNITIES FUN DATE OF NAME CHANGE: 20040226 N-PX 1 BRD2K3_0001281926_2021.txt BRD2K3_0001281926_2021 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM N-PX ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY INVESTMENT COMPANY ACT FILE NUMBER: 811-21519 NAME OF REGISTRANT: Eaton Vance Tax-Advantaged Global Dividend Opportunities Fund ADDRESS OF PRINCIPAL EXECUTIVE OFFICES: Two International Place Boston, MA 02110 NAME AND ADDRESS OF AGENT FOR SERVICE: Deidre E. Walsh, Esq. Two International Place Boston, MA 02110 REGISTRANT'S TELEPHONE NUMBER: 617-482-8260 DATE OF FISCAL YEAR END: 10/31 DATE OF REPORTING PERIOD: 07/01/2020 - 06/30/2021 Eaton Vance Tax-Advantaged Global Dividend Opportunities Fund -------------------------------------------------------------------------------------------------------------------------- ABENGOA SA Agenda Number: 713246038 -------------------------------------------------------------------------------------------------------------------------- Security: E0002V203 Meeting Type: EGM Meeting Date: 16-Nov-2020 Ticker: ISIN: ES0105200002 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting REQUIRED TO VOTE AT THIS MEETING. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED RISK OF BEING REJECTED. THANK YOU 1 RECEIVE INFORMATION BY THE BOARD RE: UPDATE Non-Voting OF THE RESTRUCTURING PLAN OF AUGUST 6, 2020 2 REJECT THE BOARD OF DIRECTORS IN CONNECTION Mgmt Against Against TO ITS MANAGEMENT RE: RESTRUCTURING AGREEMENTS REACHED IN AUGUST 2020 WITH CERTAIN CREDITORS OF THE COMPANY 3 REVOKE BOARD'S REMUNERATION POLICY APPROVED Mgmt Against Against AT THE MARCH 28, 2019 EGM 4 DISMISS DIRECTORS Mgmt Against Against 5 ELECT DIRECTORS Mgmt Against Against 6 INSTRUCT THE NEW BOARD OF DIRECTORS THAT IN Mgmt Against Against ITS CONDITION AS MANAGEMENT BODY OF ABENGOA SA, TO CARRY OUT NEGOTIATIONS WITH FINANCIAL ENTITIES, BONDHOLDERS, CREDITORS AND SUPPLIERS OF THE ABENGOA GROUP TO BECOME SHAREHOLDERS OF ABENEWCO 1 SAU 7 INSTRUCT THE NEW BOARD OF DIRECTORS THAT IN Mgmt Against Against ITS CONDITION AS MANAGEMENT BODY OF ABENGOA SA, TO PREPARE A NEW BUSINESS PLAN OF THE COMPANY 8 INSTRUCT THE NEW BOARD OF DIRECTORS THAT IN Mgmt Against Against ITS CONDITION AS MANAGEMENT BODY OF ABENGOA SA, TO SIGN LICENSE AGREEMENTS IN RELATION TO THE TRADEMARK ABENGOA WITH ITS SUBSIDIARY ABENEWCO 1 SAU 9 AUTHORIZE BOARD TO RATIFY AND EXECUTE Mgmt For For APPROVED RESOLUTIONS CMMT PLEASE NOTE IN THE EVENT THE MEETING DOES Non-Voting NOT REACH QUORUM, THERE WILL BE A SECOND CALL ON 17 NOV 2020 CONSEQUENTLY, YOUR VOTING INSTRUCTIONS WILL REMAIN VALID FOR ALL CALLS UNLESS THE AGENDA IS AMENDED. THANK YOU CMMT 21 OCT 2020: SHAREHOLDERS HOLDING LESS THAN Non-Voting "375" SHARES (MINIMUM AMOUNT TO ATTEND THE MEETING) MAY GRANT A PROXY TO ANOTHER SHAREHOLDER ENTITLED TO LEGAL ASSISTANCE OR GROUP THEM TO REACH AT LEAST THAT NUMBER, GIVING REPRESENTATION TO A SHAREHOLDER OF THE GROUPED OR OTHER PERSONAL SHAREHOLDER ENTITLED TO ATTEND THE MEETING CMMT 21 OCT 2020: PLEASE NOTE THAT THIS IS A Non-Voting REVISION DUE TO ADDITION OF COMMENT. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU -------------------------------------------------------------------------------------------------------------------------- ABENGOA SA Agenda Number: 713312293 -------------------------------------------------------------------------------------------------------------------------- Security: E0002V179 Meeting Type: EGM Meeting Date: 16-Nov-2020 Ticker: ISIN: ES0105200416 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting REQUIRED TO VOTE AT THIS MEETING. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED RISK OF BEING REJECTED. THANK YOU CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting MEETING ID 481749 DUE TO RECEIPT OF RESOLUTION 1 AS A SINGLE NON-VOTABLE ITEM. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU CMMT SHAREHOLDERS HOLDING LESS THAN "375" SHARES Non-Voting (MINIMUM AMOUNT TO ATTEND THE MEETING) MAY GRANT A PROXY TO ANOTHER SHAREHOLDER ENTITLED TO LEGAL ASSISTANCE OR GROUP THEM TO REACH AT LEAST THAT NUMBER, GIVING REPRESENTATION TO A SHAREHOLDER OF THE GROUPED OR OTHER PERSONAL SHAREHOLDER ENTITLED TO ATTEND THE MEETING CMMT PLEASE NOTE IN THE EVENT THE MEETING DOES Non-Voting NOT REACH QUORUM, THERE WILL BE A SECOND CALL ON 17 NOV 2020. CONSEQUENTLY, YOUR VOTING INSTRUCTIONS WILL REMAIN VALID FOR ALL CALLS UNLESS THE AGENDA IS AMENDED. THANK YOU 1 INFORMATION BY THE BOARD OF DIRECTORS ON Non-Voting THE FOLLOWING ITEMS RELATED TO THE UPDATE OF THE RESTRUCTURING PLAN OF 6 AUGUST 2020, WHICH IS JUDICIALLY CHALLENGED BY A GROUP OF MINORITY SHAREHOLDERS OF ABENGOA, S.A. IN PARTICULAR, THE BOARD OF DIRECTORS WILL INFORM OF THE FOLLOWING: 1.1 PRESENTATION AND DELIVERY TO SHAREHOLDERS OF THE VALUATION REPORT MADE BY AN INDEPENDENT EXPERT (TO BE IDENTIFIED) OF THE COMPANY ABENEWCO 2, S.A. WHICH HAS SUPPOSEDLY CAUSE THE MANDATORY CAUSE FOR DISSOLUTION OF ABENGOA, S.A. 1.2 CURRENT VALUATION OF ABENEWCO 1, SAU AND CRITERIA USED FOR THE SAME. 1.3 DELIVERY TO THE SHAREHOLDERS OF THE DETAILS AND IDENTIFICATION OF THE 153MM EUROS LIABILITIES WHICH, SUPPOSEDLY, CONFORM THE TRADE LIABILITIES OF ABENGOA, S.A. WHICH ARE UNDER NEGOTIATION IN THE FILING UNDER ARTICLE 5 BIS OF LAW 22/2003, 9 JULY (BANKRUPTCY LAW) FILED WITH THE MERCANTILE COURT OF SEVILLE. 1.4 LEVEL OF ACCEPTANCE OF THE AGREEMENT TO CONVERT IN FINANCIAL DEBT SUCH TRADE LIABILITIES IN THE CONTEXT OF THE NEGOTIATION PROCEEDINGS WITHIN THE MERCANTILE COURTS OF SEVILLE, FOR WHICH AN ADHERENCE OF A MINIMUM OF 96% IS REQUIRED. IDENTIFICATION OF CREDITORS AND CONTACT DETAILS. 1.5 DELIVERY TO THE SHAREHOLDERS OF INFORMATION ON THE JUDICIAL AND/OR ARBITRAL PROCEEDINGS FOR AN AMOUNT OF 99MM AND ITS SITUATION WITHIN THE ABENGOA, S.A. PERIMETER. 1.6 EFFECTS ON THE RESTRUCTURING PLAN OF THE WAIVER APPROVED BY THE CREDITORS ON 29 MAY 2020 AS STATED IN THE 2020 Q1 FINANCIAL STATEMENTS. 1.7 INFORMATION ON THE CURRENT STRATEGIC PLAN IN WHICH THE SALE OF 24 SUBSIDIARIES AND OTHER STRATEGIC ASSETS IS FORESEEN DURING NEXT YEAR AS CONSIDERATION FOR CREDITORS AND SUPPLIERS AND EXPECTED RETURNS FROM SUCH SALES FOR THE GROUP 2 REJECTION, AS THE CASE MAY BE, OF THE BOARD Mgmt Against Against OF DIRECTORS IN CONNECTION ITS MANAGEMENT REGARDING THE RESTRUCTURING AGREEMENTS REACHED IN AUGUST 2020 WITH CERTAIN CREDITORS OF THE COMPANY TAKING INTO CONSIDERATION THE SITUATION IN WHICH ABENGOA, S.A. IS LEFT AS A RESULT OF THOSE AGREEMENTS WHICH LEADS TO ITS EXIT FROM THE ABENGOA GROUP AND THE LOSS OF ALL ITS BUSINESS ACTIVITY 3 REVOCATION OF THE REMUNERATIONS POLICY OF Mgmt Against Against THE BOARD OF DIRECTORS APPROVED BY THE EXTRAORDINARY SHAREHOLDERS MEETING HELD ON 28 MARCH 2019 REESTABLISHING THE APPLICATION OF THE FORMER REMUNERATIONS POLICY APPROVED BY THE ORDINARY SHAREHOLDERS MEETING HELD ON 30 JUNE 2017 4 CESSATION OF THE MEMBERS OF BOARD OF Mgmt Against Against DIRECTORS 5 APPOINTMENT OF NEW MEMBERS OF THE BOARD OF Mgmt Against Against DIRECTORS 6 IN ACCORDANCE WITH ARTICLE 161 OF THE Mgmt Against Against COMPANIES ACT, INSTRUCT THE BOARD OF DIRECTORS SO THAT, IN ITS CONDITION AS MANAGEMENT BODY OF THE COMPANY ABENGOA, S.A., CARRIES OUT NEGOTIATIONS WITH FINANCIAL ENTITIES, BONDHOLDERS, CREDITORS AND SUPPLIERS OF THE ABENGOA GROUP, AS WELL AS WITH THE PUBLIC AUTHORITIES INTERESTED IN BECOMING SHAREHOLDERS OF ABENEWCO 1, SAU, NEGOTIATIONS IN WHICH (I) THE 153MM EUROS DEBT OF ABENGOA, S.A. MUST BE INCLUDED AS PART OF THE RESTRUCTURING PERIMETER AND (II) A MINIMUM 20% STAKE IN ABENEWCO 1, AU SHALL BE GUARANTEED TO THE HOLDING COMPANY ABENGOA, S.A. AS WELL AS ITS PROPORTIONATE PARTICIPATION IN THE MANAGEMENT BODIES OF SAID COMPANY; (III) THE POSSIBILITY OF SELLING SUBSIDIARIES' ASSETS AS WELL AS ACCESS TO THE GENERAL DEBT MARKET TO SATISFY THE EXISTING DEBT AND CORRESPONDING MATURITIES SHALL BE GUARANTEED. IN ANY CASE, ONCE THOSE NEGOTIATIONS HAVE CONCLUDED, THE AGREEMENT, IF ANY, SHALL BE SUBMITTED TO THE GENERAL SHAREHOLDERS MEETING OF ABENGOA, S.A. FOR AUTHORIZATION 7 IN ACCORDANCE WITH ARTICLE 161 OF THE Mgmt Against Against COMPANIES ACT, INSTRUCT THE BOARD OF DIRECTORS SO THAT, IN ITS CONDITION AS MANAGEMENT BODY OF THE COMPANY ABENGOA, S.A., PREPARES A NEW BUSINESS PLAN OF THE COMPANY FOR ITS ULTERIOR AUTHORIZATION BY THE SHAREHOLDERS MEETING WHICH, TAKING INTO CONSIDERATION MARKET CIRCUMSTANCES, WILL ESTABLISH AN URGENT TIMELINE FOR DIVESTMENTS IN ONE YEAR WITH THE OBJECTIVE OF BEING ABLE TO ATTEND PAYMENT OF THE FINANCIAL DEBT OF THE GROUP, AS STATED IN PARAGRAPH (III) OF ITEM TWELVE ABOVE 8 IN ACCORDANCE WITH ARTICLE 161 OF THE Mgmt Against Against COMPANIES ACT, INSTRUCT THE BOARD OF DIRECTORS SO THAT, IN ITS CONDITION AS MANAGEMENT BODY OF THE COMPANY ABENGOA, S.A. SIGNS LICENSE AGREEMENTS WITH RESPECT TO THE TRADEMARK "ABENGOA" WITH ITS SUBSIDIARY ABENEWCO 1 SAU IN WHICH AN ADEQUATE ANNUAL MARKET REMUNERATION FOR THE LICENSE TO USE THE TRADEMARK "ABENGOA" IS RECOGNIZED IN FAVOUR OF ABENGOA, S.A 9 DELEGATION OF POWERS TO THE BOARD OF Mgmt For For DIRECTORS FOR THE INTERPRETATION, CORRECTION, IMPLEMENTATION, FORMALIZATION AND REGISTRATION OF THE RESOLUTIONS ADOPTED -------------------------------------------------------------------------------------------------------------------------- ABENGOA SA Agenda Number: 713421078 -------------------------------------------------------------------------------------------------------------------------- Security: E0002V179 Meeting Type: EGM Meeting Date: 21-Dec-2020 Ticker: ISIN: ES0105200416 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting REQUIRED TO VOTE AT THIS MEETING. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED RISK OF BEING REJECTED. THANK YOU CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting MEETING ID 497266 DUE RECEIPT OF ADDITIONAL RESOLUTIONS. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU CMMT PLEASE NOTE IN THE EVENT THE MEETING DOES Non-Voting NOT REACH QUORUM, THERE WILL BE A SECOND CALL ON 22 DEC 2020. CONSEQUENTLY, YOUR VOTING INSTRUCTIONS WILL REMAIN VALID FOR ALL CALLS UNLESS THE AGENDA IS AMENDED. THANK YOU CMMT SHAREHOLDERS HOLDING LESS THAN "375" SHARES Non-Voting (MINIMUM AMOUNT TO ATTEND THE MEETING) MAY GRANT A PROXY TO ANOTHER SHAREHOLDER ENTITLED TO LEGAL ASSISTANCE OR GROUP THEM TO REACH AT LEAST THAT NUMBER, GIVING REPRESENTATION TO A SHAREHOLDER OF THE GROUPED OR OTHER PERSONAL SHAREHOLDER ENTITLED TO ATTEND THE MEETING 1.1 FIX NUMBER OF DIRECTORS AT 3 Mgmt For For CMMT PLEASE NOTE THAT ALTHOUGH THERE ARE 2 Non-Voting CANDIDATES TO BE ELECTED AS DIRECTORS, THERE IS ONLY 1 VACANCY AVAILABLE TO BE FILLED AT THE MEETING. THE STANDING INSTRUCTIONS FOR THIS MEETING WILL BE DISABLED AND, IF YOU CHOOSE, YOU ARE REQUIRED TO VOTE FOR, AGAINST OR ABSTAIN ON ONLY 1 OF THE 2 DIRECTORS AND TO SELECT 'CLEAR' FOR THE OTHERS. THANK YOU 1.2 ELECT FRANCISCO PRADA GAYOSO AS DIRECTOR Mgmt No vote 1.2.2 PLEASE NOTE THAT THIS RESOLUTION IS A Shr For SHAREHOLDER PROPOSAL: ELECT MARGARIDA ALEIDA S. DE LA RIVA SMITH AS DIRECTOR CMMT PLEASE NOTE THAT ALTHOUGH THERE ARE 2 Non-Voting OPTIONS TO INDICATE A PREFERENCE ON THIS RESOLUTION, ONLY 1 CAN BE SELECTED. THE STANDING INSTRUCTIONS FOR THIS MEETING WILL BE DISABLED AND, IF YOU CHOOSE, YOU ARE REQUIRED TO VOTE FOR ONLY 1 OF THE 2 OPTIONS BELOW, YOUR OTHER VOTES MUST BE EITHER AGAINST OR ABSTAIN THANK YOU 1.3 ELECT JOAQUIN GARCIA ROMANILLOS VALVERDE AS Mgmt Against Against DIRECTOR 1.3.2 PLEASE NOTE THAT THIS RESOLUTION IS A Shr For SHAREHOLDER PROPOSAL: ELECT JORDI SARRIA PRATS AS DIRECTOR CMMT PLEASE NOTE THAT ALTHOUGH THERE ARE 2 Non-Voting OPTIONS TO INDICATE A PREFERENCE ON THIS RESOLUTION, ONLY 1 CAN BE SELECTED. THE STANDING INSTRUCTIONS FOR THIS MEETING WILL BE DISABLED AND, IF YOU CHOOSE, YOU ARE REQUIRED TO VOTE FOR ONLY 1 OF THE 2 OPTIONS BELOW, YOUR OTHER VOTES MUST BE EITHER AGAINST OR ABSTAIN THANK YOU 1.4 ELECT ALEJANDRO SANCHEZ PEDRENO KENNAIRD AS Mgmt For For DIRECTOR 1.4.2 PLEASE NOTE THAT THIS RESOLUTION IS A Shr Against SHAREHOLDER PROPOSAL: ELECT JUAN PABLO LOPEZ-BRAVO VELASCO AS DIRECTOR 2 ADVISORY VOTE ON REMUNERATION REPORT Mgmt Against Against 3 AMEND REMUNERATION POLICY FOR 2018-2020 Mgmt For For 4 APPROVE REMUNERATION POLICY FOR 2021-2023 Mgmt Against Against 5 AUTHORIZE BOARD TO RATIFY AND EXECUTE Mgmt For For APPROVED RESOLUTIONS -------------------------------------------------------------------------------------------------------------------------- ABENGOA SA Agenda Number: 713421066 -------------------------------------------------------------------------------------------------------------------------- Security: E0002V203 Meeting Type: EGM Meeting Date: 21-Dec-2020 Ticker: ISIN: ES0105200002 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting REQUIRED TO VOTE AT THIS MEETING. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED RISK OF BEING REJECTED. THANK YOU CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting MEETING ID 497265 DUE RECEIPT OF ADDITIONAL RESOLUTIONS. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU CMMT PLEASE NOTE IN THE EVENT THE MEETING DOES Non-Voting NOT REACH QUORUM, THERE WILL BE A SECOND CALL ON 22 DEC 2020. CONSEQUENTLY, YOUR VOTING INSTRUCTIONS WILL REMAIN VALID FOR ALL CALLS UNLESS THE AGENDA IS AMENDED. THANK YOU CMMT SHAREHOLDERS HOLDING LESS THAN "375" SHARES Non-Voting (MINIMUM AMOUNT TO ATTEND THE MEETING) MAY GRANT A PROXY TO ANOTHER SHAREHOLDER ENTITLED TO LEGAL ASSISTANCE OR GROUP THEM TO REACH AT LEAST THAT NUMBER, GIVING REPRESENTATION TO A SHAREHOLDER OF THE GROUPED OR OTHER PERSONAL SHAREHOLDER ENTITLED TO ATTEND THE MEETING. 1.1 FIX NUMBER OF DIRECTORS AT 3 Mgmt For For CMMT PLEASE NOTE THAT ALTHOUGH THERE ARE 2 Non-Voting CANDIDATES TO BE ELECTED AS DIRECTORS, THERE IS ONLY 1 VACANCY AVAILABLE TO BE FILLED AT THE MEETING. THE STANDING INSTRUCTIONS FOR THIS MEETING WILL BE DISABLED AND, IF YOU CHOOSE, YOU ARE REQUIRED TO VOTE FOR, AGAINST OR ABSTAIN ON ONLY 1 OF THE 2 DIRECTORS AND TO SELECT 'CLEAR' FOR THE OTHERS. THANK YOU 1.2 ELECT FRANCISCO PRADA GAYOSO AS DIRECTOR Mgmt No vote 1.2.2 PLEASE NOTE THAT THIS RESOLUTION IS A Shr For SHAREHOLDER PROPOSAL: ELECT MARGARIDA ALEIDA S. DE LA RIVA SMITH AS DIRECTOR CMMT PLEASE NOTE THAT ALTHOUGH THERE ARE 2 Non-Voting OPTIONS TO INDICATE A PREFERENCE ON THIS RESOLUTION, ONLY 1 CAN BE SELECTED. THE STANDING INSTRUCTIONS FOR THIS MEETING WILL BE DISABLED AND, IF YOU CHOOSE, YOU ARE REQUIRED TO VOTE FOR ONLY 1 OF THE 2 OPTIONS BELOW, YOUR OTHER VOTES MUST BE EITHER AGAINST OR ABSTAIN THANK YOU 1.3 ELECT JOAQUIN GARCIA ROMANILLOS VALVERDE AS Mgmt Against Against DIRECTOR 1.3.2 PLEASE NOTE THAT THIS RESOLUTION IS A Shr For SHAREHOLDER PROPOSAL: ELECT JORDI SARRIA PRATS AS DIRECTOR CMMT PLEASE NOTE THAT ALTHOUGH THERE ARE 2 Non-Voting OPTIONS TO INDICATE A PREFERENCE ON THIS RESOLUTION, ONLY 1 CAN BE SELECTED. THE STANDING INSTRUCTIONS FOR THIS MEETING WILL BE DISABLED AND, IF YOU CHOOSE, YOU ARE REQUIRED TO VOTE FOR ONLY 1 OF THE 2 OPTIONS BELOW, YOUR OTHER VOTES MUST BE EITHER AGAINST OR ABSTAIN THANK YOU 1.4 ELECT ALEJANDRO SANCHEZ PEDRENO KENNAIRD AS Mgmt For For DIRECTOR 1.4.2 PLEASE NOTE THAT THIS RESOLUTION IS A Shr Against SHAREHOLDER PROPOSAL: ELECT JUAN PABLO LOPEZ-BRAVO VELASCO AS DIRECTOR 2 ADVISORY VOTE ON REMUNERATION REPORT Mgmt Against Against 3 AMEND REMUNERATION POLICY FOR 2018-2020 Mgmt For For 4 APPROVE REMUNERATION POLICY FOR 2021-2023 Mgmt Against Against 5 AUTHORIZE BOARD TO RATIFY AND EXECUTE Mgmt For For APPROVED RESOLUTIONS -------------------------------------------------------------------------------------------------------------------------- ADIDAS AG Agenda Number: 712830808 -------------------------------------------------------------------------------------------------------------------------- Security: D0066B185 Meeting Type: AGM Meeting Date: 11-Aug-2020 Ticker: ISIN: DE000A1EWWW0 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT FROM 10TH FEBRUARY, BROADRIDGE WILL CODE Non-Voting ALL AGENDAS FOR GERMAN MEETINGS IN ENGLISH ONLY. IF YOU WISH TO SEE THE AGENDA IN GERMAN, THIS WILL BE MADE AVAILABLE AS A LINK UNDER THE 'MATERIAL URL' DROPDOWN AT THE TOP OF THE BALLOT. THE GERMAN AGENDAS FOR ANY EXISTING OR PAST MEETINGS WILL REMAIN IN PLACE. FOR FURTHER INFORMATION, PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE. CMMT PLEASE NOTE THAT FOLLOWING THE AMENDMENT TO Non-Voting PARAGRAPH 21 OF THE SECURITIES TRADE ACT ON 9TH JULY 2015 AND THE OVER-RULING OF THE DISTRICT COURT IN COLOGNE JUDGMENT FROM 6TH JUNE 2012 THE VOTING PROCESS HAS NOW CHANGED WITH REGARD TO THE GERMAN REGISTERED SHARES. AS A RESULT, IT IS NOW THE RESPONSIBILITY OF THE END-INVESTOR (I.E. FINAL BENEFICIARY) AND NOT THE INTERMEDIARY TO DISCLOSE RESPECTIVE FINAL BENEFICIARY VOTING RIGHTS THEREFORE THE CUSTODIAN BANK / AGENT IN THE MARKET WILL BE SENDING THE VOTING DIRECTLY TO MARKET AND IT IS THE END INVESTORS RESPONSIBILITY TO ENSURE THE REGISTRATION ELEMENT IS COMPLETE WITH THE ISSUER DIRECTLY, SHOULD THEY HOLD MORE THAN 3 % OF THE TOTAL SHARE CAPITAL CMMT THE VOTE/REGISTRATION DEADLINE AS DISPLAYED Non-Voting ON PROXYEDGE IS SUBJECT TO CHANGE AND WILL BE UPDATED AS SOON AS BROADRIDGE RECEIVES CONFIRMATION FROM THE SUB CUSTODIANS REGARDING THEIR INSTRUCTION DEADLINE. FOR ANY QUERIES PLEASE CONTACT YOUR CLIENT SERVICES REPRESENTATIVE. CMMT ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting SPECIFIC CONFLICTS OF INTEREST IN CONNECTION WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE NOT ENTITLED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT BE EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE NOT COMPLIED WITH ANY OF YOUR MANDATORY VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE GERMAN SECURITIES TRADING ACT (WPHG). FOR QUESTIONS IN THIS REGARD PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE FOR CLARIFICATION. IF YOU DO NOT HAVE ANY INDICATION REGARDING SUCH CONFLICT OF INTEREST, OR ANOTHER EXCLUSION FROM VOTING, PLEASE SUBMIT YOUR VOTE AS USUAL. CMMT FURTHER INFORMATION ON COUNTER PROPOSALS Non-Voting CAN BE FOUND DIRECTLY ON THE ISSUER'S WEBSITE (PLEASE REFER TO THE MATERIAL URL SECTION OF THE APPLICATION). IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL NEED TO REQUEST A MEETING ATTEND AND VOTE YOUR SHARES DIRECTLY AT THE COMPANY'S MEETING. COUNTER PROPOSALS CANNOT BE REFLECTED IN THE BALLOT ON PROXYEDGE. 1 PRESENTATION OF THE FINANCIAL STATEMENTS Non-Voting AND ANNUAL REPORTS: PRESENTATION OF THE FINANCIAL STATEMENTS AND ANNUAL REPORT FOR THE 2019 FINANCIAL YEAR WITH THE REPORT OF THE SUPERVISORY BOARD, THE GROUP FINANCIAL STATEMENTS AND GROUP ANNUAL REPORT AS WELL AS THE PROPOSAL OF THE BOARD OF MDS ON THE APPROPRIATION OF THE DISTRIBUTABLE PROFIT 2 RESOLUTION ON THE APPROPRIATION OF THE Mgmt For For DISTRIBUTABLE PROFIT: THE DISTRIBUTABLE PROFIT OF EUR 828,030,120.54 SHALL BE APPROPRIATED AS FOLLOWS: THE ENTIRE AMOUNT SHALL BE CARRIED FORWARD 3 RATIFICATION OF THE ACTS OF THE BOARD OF Mgmt For For MDS 4 RATIFICATION OF THE ACTS OF THE SUPERVISORY Mgmt For For BOARD 5 RESOLUTION ON AN AMENDMENT TO SECTION 20 OF Mgmt For For THE ARTICLES OF ASSOCIATION: SECTION 20 A NEW PARAGRAPH 4 SHALL BE ADDED TO ALLOW ELECTRONIC PARTICIPATION IN THE SHAREHOLDERS' MEETING 6 ELECTION OF CHRISTIAN KLEIN TO THE Mgmt For For SUPERVISORY BOARD 7 APPOINTMENT OF AUDITORS: THE FOLLOWING Mgmt For For ACCOUNTANTS SHALL BE APPOINTED AS AUDITORS AND GROUP AUDITORS FOR THE 2020 FINANCIAL YEAR: KPMG AG, BERLINKFURT TIME ON AUGUST 3, 2020 -------------------------------------------------------------------------------------------------------------------------- ADIDAS AG Agenda Number: 713728701 -------------------------------------------------------------------------------------------------------------------------- Security: D0066B185 Meeting Type: AGM Meeting Date: 12-May-2021 Ticker: ISIN: DE000A1EWWW0 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting REQUIRED TO VOTE AT THIS MEETING. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED RISK OF BEING REJECTED. THANK YOU CMMT FROM 10TH FEBRUARY, BROADRIDGE WILL CODE Non-Voting ALL AGENDAS FOR GERMAN MEETINGS IN ENGLISH ONLY. IF YOU WISH TO SEE THE AGENDA IN GERMAN, THIS WILL BE MADE AVAILABLE AS A LINK UNDER THE 'MATERIAL URL' DROPDOWN AT THE TOP OF THE BALLOT. THE GERMAN AGENDAS FOR ANY EXISTING OR PAST MEETINGS WILL REMAIN IN PLACE. FOR FURTHER INFORMATION, PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE CMMT PLEASE NOTE THAT FOLLOWING THE AMENDMENT TO Non-Voting PARAGRAPH 21 OF THE SECURITIES TRADE ACT ON 9TH JULY 2015 AND THE OVER-RULING OF THE DISTRICT COURT IN COLOGNE JUDGMENT FROM 6TH JUNE 2012 THE VOTING PROCESS HAS NOW CHANGED WITH REGARD TO THE GERMAN REGISTERED SHARES. AS A RESULT, IT IS NOW THE RESPONSIBILITY OF THE END-INVESTOR (I.E. FINAL BENEFICIARY) AND NOT THE INTERMEDIARY TO DISCLOSE RESPECTIVE FINAL BENEFICIARY VOTING RIGHTS THEREFORE THE CUSTODIAN BANK / AGENT IN THE MARKET WILL BE SENDING THE VOTING DIRECTLY TO MARKET AND IT IS THE END INVESTORS RESPONSIBILITY TO ENSURE THE REGISTRATION ELEMENT IS COMPLETE WITH THE ISSUER DIRECTLY, SHOULD THEY HOLD MORE THAN 3 % OF THE TOTAL SHARE CAPITAL CMMT THE VOTE/REGISTRATION DEADLINE AS DISPLAYED Non-Voting ON PROXYEDGE IS SUBJECT TO CHANGE AND WILL BE UPDATED AS SOON AS BROADRIDGE RECEIVES CONFIRMATION FROM THE SUB CUSTODIANS REGARDING THEIR INSTRUCTION DEADLINE. FOR ANY QUERIES PLEASE CONTACT YOUR CLIENT SERVICES REPRESENTATIVE CMMT ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting SPECIFIC CONFLICTS OF INTEREST IN CONNECTION WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE NOT ENTITLED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT BE EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE NOT COMPLIED WITH ANY OF YOUR MANDATORY VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE GERMAN SECURITIES TRADING ACT (WPHG). FOR QUESTIONS IN THIS REGARD PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE FOR CLARIFICATION. IF YOU DO NOT HAVE ANY INDICATION REGARDING SUCH CONFLICT OF INTEREST, OR ANOTHER EXCLUSION FROM VOTING, PLEASE SUBMIT YOUR VOTE AS USUAL CMMT FURTHER INFORMATION ON COUNTER PROPOSALS Non-Voting CAN BE FOUND DIRECTLY ON THE ISSUER'S WEBSITE (PLEASE REFER TO THE MATERIAL URL SECTION OF THE APPLICATION). IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL NEED TO REQUEST A MEETING ATTEND AND VOTE YOUR SHARES DIRECTLY AT THE COMPANY'S MEETING. COUNTER PROPOSALS CANNOT BE REFLECTED IN THE BALLOT ON PROXYEDGE 1 RECEIVE FINANCIAL STATEMENTS AND STATUTORY Non-Voting REPORTS FOR FISCAL YEAR 2020 2 APPROVE ALLOCATION OF INCOME AND DIVIDENDS Mgmt For For OF EUR 3.00 PER SHARE 3 APPROVE DISCHARGE OF MANAGEMENT BOARD FOR Mgmt For For FISCAL YEAR 2020 4 APPROVE DISCHARGE OF SUPERVISORY BOARD FOR Mgmt For For FISCAL YEAR 2020 5 ELECT JACKIE JOYNER-KERSEE TO THE Mgmt For For SUPERVISORY BOARD 6 APPROVE REMUNERATION POLICY Mgmt For For 7 APPROVE REMUNERATION OF SUPERVISORY BOARD Mgmt For For 8 AMEND ARTICLES RE: INFORMATION FOR Mgmt For For REGISTRATION IN THE SHARE REGISTER 9 APPROVE CREATION OF EUR 50 MILLION POOL OF Mgmt For For CAPITAL WITH PREEMPTIVE RIGHTS 10 APPROVE CREATION OF EUR 20 MILLION POOL OF Mgmt For For CAPITAL WITH PARTIAL EXCLUSION OF PREEMPTIVE RIGHTS 11 CANCEL AUTHORIZED CAPITAL 2016 Mgmt For For 12 AUTHORIZE SHARE REPURCHASE PROGRAM AND Mgmt For For REISSUANCE OR CANCELLATION OF REPURCHASED SHARES 13 AUTHORIZE USE OF FINANCIAL DERIVATIVES WHEN Mgmt For For REPURCHASING SHARES 14 RATIFY KPMG AG AS AUDITORS FOR FISCAL YEAR Mgmt For For 2021 CMMT PLEASE NOTE THAT IF YOU HOLD CREST Non-Voting DEPOSITORY INTERESTS (CDIS) AND PARTICIPATE AT THIS MEETING, YOU (OR YOUR CREST SPONSORED MEMBER/CUSTODIAN) WILL BE REQUIRED TO INSTRUCT A TRANSFER OF THE RELEVANT CDIS TO THE ESCROW ACCOUNT SPECIFIED IN THE ASSOCIATED CORPORATE EVENT IN THE CREST SYSTEM. THIS TRANSFER WILL NEED TO BE COMPLETED BY THE SPECIFIED CREST SYSTEM DEADLINE. ONCE THIS TRANSFER HAS SETTLED, THE CDIS WILL BE BLOCKED IN THE CREST SYSTEM. THE CDIS WILL BE RELEASED FROM ESCROW AS SOON AS PRACTICABLE ON THE BUSINESS DAY PRIOR TO MEETING DATE UNLESS OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO BE ACCEPTED, THE VOTED POSITION MUST BE BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN THE CREST SYSTEM. BY VOTING ON THIS MEETING, YOUR CREST SPONSORED MEMBER/CUSTODIAN MAY USE YOUR VOTE INSTRUCTION AS THE AUTHORIZATION TO TAKE THE NECESSARY ACTION WHICH WILL INCLUDE TRANSFERRING YOUR INSTRUCTED POSITION TO ESCROW. PLEASE CONTACT YOUR CREST SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR FURTHER INFORMATION ON THE CUSTODY PROCESS AND WHETHER OR NOT THEY REQUIRE SEPARATE INSTRUCTIONS FROM YOU -------------------------------------------------------------------------------------------------------------------------- AGNC INVESTMENT CORP. Agenda Number: 935345199 -------------------------------------------------------------------------------------------------------------------------- Security: 00123Q104 Meeting Type: Annual Meeting Date: 22-Apr-2021 Ticker: AGNC ISIN: US00123Q1040 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Donna J. Blank Mgmt For For 1B. Election of Director: Morris A. Davis Mgmt For For 1C. Election of Director: John D. Fisk Mgmt For For 1D. Election of Director: Prue B. Larocca Mgmt For For 1E. Election of Director: Paul E. Mullings Mgmt For For 1F. Election of Director: Frances R. Spark Mgmt For For 1G. Election of Director: Gary D. Kain Mgmt For For 2. Approval of the Amended and Restated AGNC Mgmt For For Investment Corp. 2016 Equity and Incentive Compensation Plan. 3. Advisory vote to approve the compensation Mgmt For For of our named executive officers. 4. Ratification of appointment of Ernst & Mgmt For For Young LLP as our independent public accountant for the year ending December 31, 2021. -------------------------------------------------------------------------------------------------------------------------- ALCON SA Agenda Number: 713728953 -------------------------------------------------------------------------------------------------------------------------- Security: H01301128 Meeting Type: AGM Meeting Date: 28-Apr-2021 Ticker: ISIN: CH0432492467 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting ARE REQUIRED FOR THIS MEETING. IF NO BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY BE REJECTED. THANK YOU. CMMT PART 2 OF THIS MEETING IS FOR VOTING ON Non-Voting AGENDA AND MEETING ATTENDANCE REQUESTS ONLY. PLEASE ENSURE THAT YOU HAVE FIRST VOTED IN FAVOUR OF THE REGISTRATION OF SHARES IN PART 1 OF THE MEETING. IT IS A MARKET REQUIREMENT FOR MEETINGS OF THIS TYPE THAT THE SHARES ARE REGISTERED AND MOVED TO A REGISTERED LOCATION AT THE CSD, AND SPECIFIC POLICIES AT THE INDIVIDUAL SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF THE VOTE INSTRUCTION, IT IS POSSIBLE THAT A MARKER MAY BE PLACED ON YOUR SHARES TO ALLOW FOR RECONCILIATION AND RE-REGISTRATION FOLLOWING A TRADE. THEREFORE WHILST THIS DOES NOT PREVENT THE TRADING OF SHARES, ANY THAT ARE REGISTERED MUST BE FIRST DEREGISTERED IF REQUIRED FOR SETTLEMENT. DEREGISTRATION CAN AFFECT THE VOTING RIGHTS OF THOSE SHARES. IF YOU HAVE CONCERNS REGARDING YOUR ACCOUNTS, PLEASE CONTACT YOUR CLIENT REPRESENTATIVE 1 ACCEPT FINANCIAL STATEMENTS AND STATUTORY Mgmt For For REPORTS 2 APPROVE DISCHARGE OF BOARD AND SENIOR Mgmt For For MANAGEMENT 3 APPROVE ALLOCATION OF INCOME AND DIVIDENDS Mgmt For For OF CHF 0.10 PER SHARE 4.1 APPROVE REMUNERATION REPORT (NON-BINDING) Mgmt Against Against 4.2 APPROVE REMUNERATION OF DIRECTORS IN THE Mgmt For For AMOUNT OF CHF 3.3 MILLION 4.3 APPROVE REMUNERATION OF EXECUTIVE COMMITTEE Mgmt For For IN THE AMOUNT OF CHF 38.4 MILLION 5.1 REELECT MICHAEL BALL AS DIRECTOR AND BOARD Mgmt For For CHAIRMAN 5.2 REELECT LYNN BLEIL AS DIRECTOR Mgmt For For 5.3 REELECT ARTHUR CUMMINGS AS DIRECTOR Mgmt For For 5.4 REELECT DAVID ENDICOTT AS DIRECTOR Mgmt For For 5.5 REELECT THOMAS GLANZMANN AS DIRECTOR Mgmt For For 5.6 REELECT KEITH GROSSMANN AS DIRECTOR Mgmt For For 5.7 REELECT SCOTT MAW AS DIRECTOR Mgmt For For 5.8 REELECT KAREN MAY AS DIRECTOR Mgmt For For 5.9 REELECT INES POESCHEL AS DIRECTOR Mgmt For For 5.10 REELECT DIETER SPAELTI AS DIRECTOR Mgmt For For 6.1 REAPPOINT THOMAS GLANZMANN AS MEMBER OF THE Mgmt For For COMPENSATION COMMITTEE 6.2 REAPPOINT KEITH GROSSMANN AS MEMBER OF THE Mgmt For For COMPENSATION COMMITTEE 6.3 REAPPOINT KAREN MAY AS MEMBER OF THE Mgmt For For COMPENSATION COMMITTEE 6.4 REAPPOINT INES POESCHEL AS MEMBER OF THE Mgmt For For COMPENSATION COMMITTEE 7 DESIGNATE HARTMANN DREYER ATTORNEYS-AT-LAW Mgmt For For AS INDEPENDENT PROXY 8 RATIFY PRICEWATERHOUSECOOPERS SA AS Mgmt For For AUDITORS -------------------------------------------------------------------------------------------------------------------------- AMADEUS IT GROUP S.A Agenda Number: 714182906 -------------------------------------------------------------------------------------------------------------------------- Security: E04648114 Meeting Type: OGM Meeting Date: 16-Jun-2021 Ticker: ISIN: ES0109067019 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting REQUIRED TO VOTE AT THIS MEETING. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED RISK OF BEING REJECTED. THANK YOU CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting MEETING ID 582439 DUE TO RECEIPT OF UPDATED AGENDA. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED IF VOTE DEADLINE EXTENSIONS ARE GRANTED. THEREFORE PLEASE REINSTRUCT ON THIS MEETING NOTICE ON THE NEW JOB. IF HOWEVER VOTE DEADLINE EXTENSIONS ARE NOT GRANTED IN THE MARKET, THIS MEETING WILL BE CLOSED AND YOUR VOTE INTENTIONS ON THE ORIGINAL MEETING WILL BE APPLICABLE. PLEASE ENSURE VOTING IS SUBMITTED PRIOR TO CUTOFF ON THE ORIGINAL MEETING, AND AS SOON AS POSSIBLE ON THIS NEW AMENDED MEETING. THANK YOU CMMT PLEASE NOTE IN THE EVENT THE MEETING DOES Non-Voting NOT REACH QUORUM, THERE WILL BE A SECOND CALL ON 17 JUNE 2021 CONSEQUENTLY, YOUR VOTING INSTRUCTIONS WILL REMAIN VALID FOR ALL CALLS UNLESS THE AGENDA IS AMENDED. THANK YOU' 1 APPROVE CONSOLIDATED AND STANDALONE Mgmt For For FINANCIAL STATEMENTS 2 APPROVE NON-FINANCIAL INFORMATION STATEMENT Mgmt For For 3 APPROVE TREATMENT OF NET LOSS Mgmt For For 4 APPROVE DISCHARGE OF BOARD Mgmt For For 5.1 ELECT JANA EGGERS AS DIRECTOR Mgmt For For 5.2 ELECT AMANDA MESLER AS DIRECTOR Mgmt For For 5.3 REELECT LUIS MAROTO CAMINO AS DIRECTOR Mgmt For For 5.4 REELECT DAVID WEBSTER AS DIRECTOR Mgmt For For 5.5 REELECT CLARA FURSE AS DIRECTOR Mgmt For For 5.6 REELECT NICOLAS HUSS AS DIRECTOR Mgmt For For 5.7 REELECT STEPHAN GEMKOW AS DIRECTOR Mgmt For For 5.8 REELECT PETER KUERPICK AS DIRECTOR Mgmt For For 5.9 REELECT PILAR GARCIA CEBALLOS ZUNIGA AS Mgmt For For DIRECTOR 5.10 REELECT FRANCESCO LOREDAN AS DIRECTOR Mgmt For For 6 ADVISORY VOTE ON REMUNERATION REPORT Mgmt Against Against 7 APPROVE REMUNERATION OF DIRECTORS Mgmt For For 8 APPROVE REMUNERATION POLICY Mgmt For For 9 APPROVE PERFORMANCE SHARE PLAN Mgmt For For 10.1 AMEND ARTICLE 11 RE: SHARE CAPITAL INCREASE Mgmt For For 10.2 AMEND ARTICLE 24 RE: REMOTE VOTING Mgmt For For 10.3 ADD NEW ARTICLE 24 BIS RE: ALLOW Mgmt For For SHAREHOLDER MEETINGS TO BE HELD IN VIRTUAL-ONLY FORMAT 10.4 AMEND ARTICLES RE: BOARD FUNCTIONS AND Mgmt For For REMUNERATION 10.5 AMEND ARTICLES RE: BOARD COMMITTEES Mgmt For For 11.1 AMEND ARTICLES OF GENERAL MEETING Mgmt For For REGULATIONS RE: COMPANY'S NAME AND CORPORATE WEBSITE 11.2 AMEND ARTICLE 7 OF GENERAL MEETING Mgmt For For REGULATIONS RE: RIGHT TO INFORMATION 11.3 AMEND ARTICLES OF GENERAL MEETING Mgmt For For REGULATIONS RE: HOLDING OF THE GENERAL MEETING 11.4 AMEND ARTICLES OF GENERAL MEETING Mgmt For For REGULATIONS RE: CONSTITUTION AND START OF THE SESSION 12 AUTHORIZE BOARD TO RATIFY AND EXECUTE Mgmt For For APPROVED RESOLUTIONS -------------------------------------------------------------------------------------------------------------------------- AMAZON.COM, INC. Agenda Number: 935397592 -------------------------------------------------------------------------------------------------------------------------- Security: 023135106 Meeting Type: Annual Meeting Date: 26-May-2021 Ticker: AMZN ISIN: US0231351067 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Jeffrey P. Bezos Mgmt For For 1B. Election of Director: Keith B. Alexander Mgmt For For 1C. Election of Director: Jamie S. Gorelick Mgmt For For 1D. Election of Director: Daniel P. Mgmt For For Huttenlocher 1E. Election of Director: Judith A. McGrath Mgmt For For 1F. Election of Director: Indra K. Nooyi Mgmt For For 1G. Election of Director: Jonathan J. Mgmt For For Rubinstein 1H. Election of Director: Thomas O. Ryder Mgmt For For 1I. Election of Director: Patricia Q. Mgmt For For Stonesifer 1J. Election of Director: Wendell P. Weeks Mgmt For For 2. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For YOUNG LLP AS INDEPENDENT AUDITORS. 3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt Against Against COMPENSATION. 4. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr For Against CUSTOMER DUE DILIGENCE. 5. SHAREHOLDER PROPOSAL REQUESTING A MANDATORY Shr Against For INDEPENDENT BOARD CHAIR POLICY. 6. SHAREHOLDER PROPOSAL REQUESTING ADDITIONAL Shr For Against REPORTING ON GENDER/RACIAL PAY. 7. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr Against For PROMOTION DATA. 8. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr For Against PACKAGING MATERIALS. 9. SHAREHOLDER PROPOSAL REQUESTING A DIVERSITY Shr For Against AND EQUITY AUDIT REPORT. 10. SHAREHOLDER PROPOSAL REQUESTING AN Shr For Against ALTERNATIVE DIRECTOR CANDIDATE POLICY. 11. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr For Against COMPETITION STRATEGY AND RISK. 12. SHAREHOLDER PROPOSAL REQUESTING AN Shr For Against ADDITIONAL REDUCTION IN THRESHOLD FOR CALLING SPECIAL SHAREHOLDER MEETINGS. 13. SHAREHOLDER PROPOSAL REQUESTING ADDITIONAL Shr For Against REPORTING ON LOBBYING. 14. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr For Against CUSTOMER USE OF CERTAIN TECHNOLOGIES. -------------------------------------------------------------------------------------------------------------------------- AMERICAN TOWER CORPORATION Agenda Number: 935387755 -------------------------------------------------------------------------------------------------------------------------- Security: 03027X100 Meeting Type: Annual Meeting Date: 26-May-2021 Ticker: AMT ISIN: US03027X1000 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Thomas A. Bartlett Mgmt For For 1B. Election of Director: Raymond P. Dolan Mgmt For For 1C. Election of Director: Kenneth R. Frank Mgmt For For 1D. Election of Director: Robert D. Hormats Mgmt For For 1E. Election of Director: Gustavo Lara Cantu Mgmt For For 1F. Election of Director: Grace D. Lieblein Mgmt For For 1G. Election of Director: Craig Macnab Mgmt For For 1H. Election of Director: JoAnn A. Reed Mgmt For For 1I. Election of Director: Pamela D.A. Reeve Mgmt For For 1J. Election of Director: David E. Sharbutt Mgmt For For 1K. Election of Director: Bruce L. Tanner Mgmt For For 1L. Election of Director: Samme L. Thompson Mgmt For For 2. To ratify the selection of Deloitte & Mgmt For For Touche LLP as the Company's independent registered public accounting firm for 2021. 3. To approve, on an advisory basis, the Mgmt For For Company's executive compensation. 4. Stockholder proposal to amend the Shr For Against appropriate governing documents to reduce the ownership threshold required to call a special meeting of the stockholders. 5. Stockholder proposal to require the Board Shr Against For of Directors to create a standing committee to oversee human rights issues. -------------------------------------------------------------------------------------------------------------------------- AMETEK INC. Agenda Number: 935352586 -------------------------------------------------------------------------------------------------------------------------- Security: 031100100 Meeting Type: Annual Meeting Date: 06-May-2021 Ticker: AME ISIN: US0311001004 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director for three years term: Mgmt For For Tod E. Carpenter 1B. Election of Director for three years term: Mgmt For For Karleen M. Oberton 2. Approval, by advisory vote, of the Mgmt For For compensation of AMETEK, Inc.'s named executive officers. 3. Ratification of the appointment of Ernst & Mgmt For For Young LLP as independent registered public accounting firm for 2021. -------------------------------------------------------------------------------------------------------------------------- ANGLO AMERICAN PLC Agenda Number: 713664464 -------------------------------------------------------------------------------------------------------------------------- Security: G03764134 Meeting Type: AGM Meeting Date: 05-May-2021 Ticker: ISIN: GB00B1XZS820 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1 TO RECEIVE THE FINANCIAL STATEMENTS OF THE Mgmt For For COMPANY AND THE GROUP AND THE REPORTS OF THE DIRECTORS AND AUDITORS FOR THE YEAR ENDED 31 DECEMBER 2020 2 TO DECLARE A FINAL DIVIDEND OF 72 US CENTS Mgmt For For PER ORDINARY SHARE, PAYABLE ON 7 MAY 2021 TO THOSE SHAREHOLDERS REGISTERED AT THE CLOSE OF BUSINESS ON 19 MARCH 2021 3 TO ELECT ELISABETH BRINTON AS A DIRECTOR OF Mgmt For For THE COMPANY 4 TO ELECT HILARY MAXSON AS A DIRECTOR OF THE Mgmt For For COMPANY WITH EFFECT FROM 1 JUNE 2021 5 TO RE-ELECT IAN ASHBY AS A DIRECTOR OF THE Mgmt For For COMPANY 6 TO RE-ELECT MARCELO BASTOS AS A DIRECTOR OF Mgmt For For THE COMPANY 7 TO RE-ELECT STUART CHAMBERS AS A DIRECTOR Mgmt For For OF THE COMPANY 8 TO RE-ELECT MARK CUTIFANI AS A DIRECTOR OF Mgmt For For THE COMPANY 9 TO RE-ELECT BYRON GROTE AS A DIRECTOR OF Mgmt For For THE COMPANY 10 TO RE-ELECT HIXONIA NYASULU AS A DIRECTOR Mgmt For For OF THE COMPANY 11 TO RE-ELECT NONKULULEKO NYEMBEZI AS A Mgmt For For DIRECTOR OF THE COMPANY 12 TO RE-ELECT TONY O'NEILL AS A DIRECTOR OF Mgmt For For THE COMPANY 13 TO RE-ELECT STEPHEN PEARCE AS A DIRECTOR OF Mgmt For For THE COMPANY 14 TO RE-ELECT ANNE STEVENS AS A DIRECTOR OF Mgmt For For THE COMPANY 15 TO RE-APPOINT PRICEWATERHOUSECOOPERS LLP AS Mgmt For For AUDITOR OF THE COMPANY FOR THE ENSUING YEAR 16 TO AUTHORISE THE DIRECTORS TO DETERMINE THE Mgmt For For REMUNERATION OF THE AUDITOR 17 TO APPROVE THE IMPLEMENTATION REPORT Mgmt For For SECTION OF THE DIRECTORS' REMUNERATION REPORT SET OUT IN THE INTEGRATED ANNUAL REPORT FOR THE YEAR ENDED 31 DECEMBER 2020 18 TO RESOLVE THAT THE DIRECTORS BE GENERALLY Mgmt For For AND UNCONDITIONALLY AUTHORISED PURSUANT TO AND IN ACCORDANCE WITH SECTION 551 OF THE COMPANIES ACT 2006 TO EXERCISE ALL THE POWERS OF THE COMPANY TO ALLOT SHARES IN THE COMPANY OR GRANT RIGHTS TO SUBSCRIBE FOR, OR TO CONVERT ANY SECURITY INTO, SHARES OF THE COMPANY UP TO A NOMINAL VALUE OF USD 37,448,261.45 MILLION, WHICH REPRESENTS NOT MORE THAN 5% OF THE TOTAL ISSUED SHARE CAPITAL OF THE COMPANY AS AT 2 MARCH 2021. THIS AUTHORITY SHALL EXPIRE AT THE EARLIER OF THE CONCLUSION OF THE ANNUAL GENERAL MEETING IN 2022 OR AT THE CLOSE OF BUSINESS ON 30 JUNE 2022 (WHICHEVER IS EARLIER). SUCH AUTHORITY SHALL BE IN SUBSTITUTION FOR ALL PREVIOUS AUTHORITIES PURSUANT TO SECTION 551 OF THE COMPANIES ACT 2006 19 TO RESOLVE THAT SUBJECT TO THE PASSING OF Mgmt For For RESOLUTION 18 ABOVE, THE DIRECTORS BE AUTHORISED TO ALLOT SHARES WHOLLY FOR CASH PURSUANT TO THE AUTHORITY GRANTED BY RESOLUTION 18 ABOVE AND TO SELL TREASURY SHARES WHOLLY FOR CASH, IN EACH CASE - A) IN CONNECTION WITH A PRE-EMPTIVE OFFER; AND B) OTHERWISE THAN IN CONNECTION WITH A PRE-EMPTIVE OFFER, UP TO A NOMINAL VALUE OF USD 18,724,130.73 MILLION, WHICH REPRESENTS NO MORE THAN 2.5% OF THE TOTAL ISSUED ORDINARY SHARE CAPITAL OF THE COMPANY, IN ISSUE AT 2 MARCH 2021 - AS IF SECTION 561(1) OF THE COMPANIES ACT 2006 DID NOT APPLY TO ANY SUCH ALLOTMENT. THIS AUTHORITY SHALL EXPIRE AT THE EARLIER OF THE CONCLUSION OF THE ANNUAL GENERAL MEETING IN 2022 OR THE CLOSE OF BUSINESS ON 30 JUNE 2022 BUT SO THAT THE COMPANY MAY, BEFORE SUCH EXPIRY, MAKE OFFERS AND ENTER INTO AGREEMENTS WHICH WOULD, OR MIGHT, REQUIRE EQUITY SECURITIES TO BE ALLOTTED AND TREASURY SHARES TO BE SOLD AFTER THE AUTHORITY GIVEN BY THIS RESOLUTION HAS EXPIRED AND THE DIRECTORS MAY ALLOT EQUITY SECURITIES AND SELL TREASURY SHARES UNDER ANY SUCH OFFER OR AGREEMENT AS IF THE AUTHORITY HAD NOT EXPIRED. SUCH AUTHORITY SHALL BE IN SUBSTITUTION FOR ALL PREVIOUS AUTHORITIES PURSUANT TO SECTION 561 OF THE COMPANIES ACT 2006 20 TO RESOLVE THAT THE COMPANY BE AND IS Mgmt For For GENERALLY AND UNCONDITIONALLY AUTHORISED FOR THE PURPOSE OF SECTION 701 OF THE COMPANIES ACT 2006 TO MAKE MARKET PURCHASES (WITHIN THE MEANING OF SECTION 693 OF THE COMPANIES ACT 2006) OF ORDINARY SHARES OF 5486/91 US CENTS EACH IN THE CAPITAL OF THE COMPANY PROVIDED THAT: A) THE MAXIMUM NUMBER OF ORDINARY SHARES OF 5486/91 US CENTS EACH IN THE CAPITAL OF THE COMPANY AUTHORISED TO BE ACQUIRED IS 204,331,400 MILLION; B) THE MINIMUM PRICE WHICH MAY BE PAID FOR AN ORDINARY SHARE IS 5486/91 US CENTS, WHICH AMOUNT SHALL BE EXCLUSIVE OF EXPENSES; C) THE MAXIMUM PRICE WHICH MAY BE PAID FOR AN ORDINARY SHARE IS AN AMOUNT (EXCLUSIVE OF EXPENSES) EQUAL TO THE HIGHER OF (I) 105% OF THE AVERAGE OF THE MIDDLE MARKET QUOTATION FOR AN ORDINARY SHARE, AS DERIVED FROM THE LONDON STOCK EXCHANGE DAILY OFFICIAL LIST, FOR THE FIVE BUSINESS DAYS IMMEDIATELY PRECEDING THE DAY ON WHICH SUCH ORDINARY SHARE IS CONTRACTED TO BE PURCHASED; AND (II) THE HIGHER OF THE PRICE OF THE LAST INDEPENDENT TRADE AND THE HIGHEST CURRENT BID ON THE TRADING VENUES WHERE THE PURCHASE IS CARRIED OUT; AND D) THE AUTHORITY HEREBY CONFERRED SHALL EXPIRE AT THE CONCLUSION OF THE ANNUAL GENERAL MEETING OF THE COMPANY TO BE HELD IN 2022 (EXCEPT IN RELATION TO THE PURCHASE OF ORDINARY SHARES THE CONTRACT FOR WHICH WAS CONCLUDED BEFORE THE EXPIRY OF SUCH AUTHORITY AND WHICH MIGHT BE EXECUTED WHOLLY OR PARTLY AFTER SUCH EXPIRY) UNLESS SUCH AUTHORITY IS RENEWED PRIOR TO SUCH TIME 21 TO RESOLVE THAT, WITH EFFECT FROM 23:59 (UK Mgmt For For TIME) ON THE DAY OF THE ANGLO AMERICAN PLC 2021 ANNUAL GENERAL MEETING, THE ARTICLES OF ASSOCIATION PRODUCED TO THE MEETING AND INITIALLED BY THE CHAIRMAN OF THE MEETING FOR THE PURPOSES OF IDENTIFICATION BE ADOPTED AS THE ARTICLES OF ASSOCIATION OF THE COMPANY IN SUBSTITUTION FOR, AND TO THE EXCLUSION OF, THE EXISTING ARTICLES OF ASSOCIATION 22 TO RESOLVE THAT A GENERAL MEETING OTHER Mgmt For For THAN AN ANNUAL GENERAL MEETING MAY BE CALLED ON NOT LESS THAN 14 CLEAR DAYS' NOTICE -------------------------------------------------------------------------------------------------------------------------- ANGLO AMERICAN PLC Agenda Number: 713857538 -------------------------------------------------------------------------------------------------------------------------- Security: G03764134 Meeting Type: CRT Meeting Date: 05-May-2021 Ticker: ISIN: GB00B1XZS820 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1 TO APPROVE THE SCHEME OF ARRANGEMENT Mgmt For For CONTAINED IN THE NOTICE OF COURT MEETING DATED 8 APRIL 2021 CMMT PLEASE NOTE THAT ABSTAIN IS NOT A VALID Non-Voting VOTE OPTION FOR THIS MEETING TYPE. PLEASE CHOOSE BETWEEN "FOR" AND "AGAINST" ONLY. SHOULD YOU CHOOSE TO VOTE ABSTAIN FOR THIS MEETING THEN YOUR VOTE WILL BE DISREGARDED BY THE ISSUER OR ISSUERS AGENT. -------------------------------------------------------------------------------------------------------------------------- ANGLO AMERICAN PLC Agenda Number: 713857526 -------------------------------------------------------------------------------------------------------------------------- Security: G03764134 Meeting Type: OGM Meeting Date: 05-May-2021 Ticker: ISIN: GB00B1XZS820 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1 TO APPROVE: A) THE REDUCTION OF THE SHARE Mgmt For For PREMIUM ACCOUNT OF ANGLO AMERICAN PLC BY USD1,800,000,000 AND THE REPAYMENT OF PART OF SUCH AMOUNT TO BE SATISFIED BY ANGLO AMERICAN PLC TRANSFERRING THE ENTIRE ISSUED SHARE CAPITAL OF THUNGELA RESOURCES LIMITED TO ANGLO AMERICAN PLC SHAREHOLDERS AT THE DEMERGER RECORD TIME OF ONE THUNGELO RESOURCES LIMITED SHARE FOR EVERY TEN ANGLO AMERICAN PLC SHARES HELD BY THEM; B) THE AUTHORISCTION OF THE DIRECTORS OF ANGLO AMERICAN PLC TO TAKE THE NECESSARY ACTIONS TO CARRY THE SCHEME INTO EFFECT; AND C) THE AMENDMENTS TO THE ANGLO AMERICAN PLC ARTICLES OF ASSOCIATION IN CONNECTION WITH (A) ABOVE AS SET OUT IN THE NOTICE OF ANGLO AMERICAN PLC GENERAL MEETING -------------------------------------------------------------------------------------------------------------------------- ANTHEM, INC. Agenda Number: 935387488 -------------------------------------------------------------------------------------------------------------------------- Security: 036752103 Meeting Type: Annual Meeting Date: 26-May-2021 Ticker: ANTM ISIN: US0367521038 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1.1 Election of Director: Lewis Hay, III Mgmt For For 1.2 Election of Director: Antonio F. Neri Mgmt For For 1.3 Election of Director: Ramiro G. Peru Mgmt For For 2. Advisory vote to approve the compensation Mgmt For For of our named executive officers. 3. To ratify the appointment of Ernst & Young Mgmt For For LLP as the independent registered public accounting firm for 2021. -------------------------------------------------------------------------------------------------------------------------- APPLE INC. Agenda Number: 935323167 -------------------------------------------------------------------------------------------------------------------------- Security: 037833100 Meeting Type: Annual Meeting Date: 23-Feb-2021 Ticker: AAPL ISIN: US0378331005 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: James Bell Mgmt For For 1B. Election of Director: Tim Cook Mgmt For For 1C. Election of Director: Al Gore Mgmt For For 1D. Election of Director: Andrea Jung Mgmt For For 1E. Election of Director: Art Levinson Mgmt For For 1F. Election of Director: Monica Lozano Mgmt For For 1G. Election of Director: Ron Sugar Mgmt For For 1H. Election of Director: Sue Wagner Mgmt For For 2. Ratification of the appointment of Ernst & Mgmt For For Young LLP as Apple's independent registered public accounting firm for fiscal 2021. 3. Advisory vote to approve executive Mgmt For For compensation. 4. A shareholder proposal entitled Shr For Against "Shareholder Proxy Access Amendments". 5. A shareholder proposal entitled Shr Against For "Shareholder Proposal to Improve Executive Compensation Program". -------------------------------------------------------------------------------------------------------------------------- ASML HOLDING NV Agenda Number: 713687234 -------------------------------------------------------------------------------------------------------------------------- Security: N07059202 Meeting Type: AGM Meeting Date: 29-Apr-2021 Ticker: ISIN: NL0010273215 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting IS REQUIRED FOR THIS MEETING. IF NO BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR INSTRUCTION MAY BE REJECTED. THANK YOU. CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting REQUIRED TO VOTE AT THIS MEETING. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED RISK OF BEING REJECTED. THANK YOU 1. OPENING Non-Voting 2. OVERVIEW OF THE COMPANY'S BUSINESS, Non-Voting FINANCIAL SITUATION AND SUSTAINABILITY 3. FINANCIAL STATEMENTS, RESULTS AND DIVIDEND Non-Voting 3.a ADVISORY VOTE ON THE REMUNERATION REPORT Mgmt For For FOR THE BOARD OF MANAGEMENT AND THE SUPERVISORY BOARD FOR THE FINANCIAL YEAR 2020 3.b PROPOSAL TO ADOPT THE FINANCIAL STATEMENTS Mgmt For For OF THE COMPANY FOR THE FINANCIAL YEAR 2020, AS PREPARED IN ACCORDANCE WITH DUTCH LAW 3.c CLARIFICATION OF THE COMPANY'S RESERVES AND Non-Voting DIVIDEND POLICY 3.d PROPOSAL TO ADOPT A DIVIDEND IN RESPECT OF Mgmt For For THE FINANCIAL YEAR 2020: EUR 2.75 PER SHARE 4 DISCHARGE Non-Voting 4.a PROPOSAL TO DISCHARGE THE MEMBERS OF THE Mgmt For For BOARD OF MANAGEMENT FROM LIABILITY FOR THEIR RESPONSIBILITIES IN THE FINANCIAL YEAR 2020 4.b PROPOSAL TO DISCHARGE THE MEMBERS OF THE Mgmt For For SUPERVISORY BOARD FROM LIABILITY FOR THEIR RESPONSIBILITIES IN THE FINANCIAL YEAR 2020 5. PROPOSAL TO APPROVE THE NUMBER OF SHARES Mgmt For For FOR THE BOARD OF MANAGEMENT 6. PROPOSAL TO ADOPT CERTAIN ADJUSTMENTS TO Mgmt For For THE REMUNERATION POLICY FOR THE BOARD OF MANAGEMENT 7. PROPOSAL TO ADOPT CERTAIN ADJUSTMENTS TO Mgmt For For THE REMUNERATION POLICY FOR THE SUPERVISORY BOARD 8. COMPOSITION OF THE BOARD OF MANAGEMENT Non-Voting 9. COMPOSITION OF THE SUPERVISORY BOARD Non-Voting 9.a PROPOSAL TO APPOINT MS. B. CONIX AS A Mgmt For For MEMBER OF THE SUPERVISORY BOARD 9.b COMPOSITION OF THE SUPERVISORY BOARD IN Non-Voting 2022 10. PROPOSAL TO APPOINT KPMG ACCOUNTANTS N.V. Mgmt For For AS EXTERNAL AUDITOR FOR THE REPORTING YEAR 2022: KPMG Accountants N.V. 11. PROPOSALS TO AUTHORIZE THE BOARD OF Non-Voting MANAGEMENT TO ISSUE ORDINARY SHARES OR GRANT RIGHTS TO SUBSCRIBE FOR ORDINARY SHARES, AS WELL AS TO RESTRICT OR EXCLUDE THE PRE-EMPTION RIGHTS ACCRUING TO SHAREHOLDERS 11.a AUTHORIZATION TO ISSUE ORDINARY SHARES OR Mgmt For For GRANT RIGHTS TO SUBSCRIBE FOR ORDINARY SHARES UP TO 5% FOR GENERAL PURPOSES 11.b AUTHORIZATION OF THE BOARD OF MANAGEMENT TO Mgmt For For RESTRICT OR EXCLUDE PRE-EMPTION RIGHTS IN CONNECTION WITH AGENDA ITEM 11 A) 11.c AUTHORIZATION TO ISSUE ORDINARY SHARES OR Mgmt For For GRANT RIGHTS TO SUBSCRIBE FOR ORDINARY SHARES UP TO 5% IN CONNECTION WITH OR ON THE OCCASION OF MERGERS, ACQUISITIONS AND/OR (STRATEGIC) ALLIANCES 11.d AUTHORIZATION OF THE BOARD OF MANAGEMENT TO Mgmt For For RESTRICT OR EXCLUDE PRE-EMPTION RIGHTS IN CONNECTION WITH AGENDA ITEM 11 C) 12. PROPOSALS TO AUTHORIZE THE BOARD OF Non-Voting MANAGEMENT TO REPURCHASE ORDINARY SHARES UP TO 20% OF THE ISSUED SHARE CAPITAL 12.a AUTHORIZATION TO REPURCHASE ORDINARY SHARES Mgmt For For UP TO 10% OF THE ISSUED SHARE CAPITAL 12.b AUTHORIZATION TO REPURCHASE ADDITIONAL Mgmt For For ORDINARY SHARES UP TO 10% OF THE ISSUED SHARE CAPITAL 13. PROPOSAL TO CANCEL ORDINARY SHARES Mgmt For For 14. ANY OTHER BUSINESS Non-Voting 15. CLOSING Non-Voting CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting THAT IF YOU ARE CLASSIFIED AS AN INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE REPRESENTATIVE FOR ASSISTANCE. THANK YOU CMMT 30 MAR 2021: PLEASE NOTE THAT THIS IS A Non-Voting REVISION DUE TO MODIFICATION OF TEXT IN RESOLUTION 3.D, 10 AND CHANGE IN NUMBERING OF ALL RESOLUTIONS.. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. CMMT 30 MAr 2021: Deletion of comment Non-Voting -------------------------------------------------------------------------------------------------------------------------- ASSA ABLOY AB Agenda Number: 713258172 -------------------------------------------------------------------------------------------------------------------------- Security: W0817X204 Meeting Type: EGM Meeting Date: 24-Nov-2020 Ticker: ISIN: SE0007100581 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS Non-Voting AN AGAINST VOTE IF THE MEETING REQUIRES APPROVAL FROM THE MAJORITY OF PARTICIPANTS TO PASS A RESOLUTION CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting BENEFICIAL OWNER INFORMATION FOR ALL VOTED ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE POSITION TO YOUR CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED IN ORDER FOR YOUR VOTE TO BE LODGED CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting BENEFICIAL OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting REQUIRED TO VOTE AT THIS MEETING. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED RISK OF BEING REJECTED. THANK YOU 1 OPENING OF THE MEETING Non-Voting 2 ELECTION OF CHAIRMAN OF THE MEETING: JOHAN Non-Voting AHLGREN 3 PREPARATION AND APPROVAL OF THE VOTING LIST Non-Voting 4 APPROVAL OF THE AGENDA Non-Voting 5 ELECTION OF ONE OR TWO PERSONS TO CHECK THE Non-Voting MINUTES: AXEL MARTENSSON (MELKER SCHORLING AB) AND MARIANNE NILSSON (SWEDBANK ROBUR FONDER) 6 DETERMINATION AS TO WHETHER THE MEETING HAS Non-Voting BEEN DULY CONVENED 7 RESOLUTION ON DIVIDEND: SEK 1.85 PER SHARE Mgmt For For 8 CLOSING OF THE MEETING Non-Voting -------------------------------------------------------------------------------------------------------------------------- ASSA ABLOY AB Agenda Number: 713725337 -------------------------------------------------------------------------------------------------------------------------- Security: W0817X204 Meeting Type: AGM Meeting Date: 28-Apr-2021 Ticker: ISIN: SE0007100581 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS Non-Voting AN AGAINST VOTE IF THE MEETING REQUIRES APPROVAL FROM THE MAJORITY OF PARTICIPANTS TO PASS A RESOLUTION CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting BENEFICIAL OWNER INFORMATION FOR ALL VOTED ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE POSITION TO YOUR CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED IN ORDER FOR YOUR VOTE TO BE LODGED CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting BENEFICIAL OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting REQUIRED TO VOTE AT THIS MEETING. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED RISK OF BEING REJECTED. THANK YOU 1 ELECTION OF CHAIRMAN OF THE ANNUAL GENERAL Non-Voting MEETING: LARS RENSTROM 2 ELECTION OF TWO PERSONS TO CHECK THE ANNUAL Non-Voting GENERAL MEETING MINUTES: JOHAN HJERTONSSON (INVESTMENT AB LATOUR), LISELOTT LEDIN (ALECTA) 3 PREPARATION AND APPROVAL OF THE VOTING LIST Non-Voting 4 APPROVAL OF THE AGENDA Non-Voting 5 DETERMINATION OF WHETHER THE ANNUAL GENERAL Non-Voting MEETING HAS BEEN DULY CONVENED 6 PRESENTATION OF A) THE ANNUAL REPORT AND Non-Voting THE AUDIT REPORT AS WELL AS THE CONSOLIDATED ACCOUNTS AND THE AUDIT REPORT FOR THE GROUP, AND B) THE AUDITOR'S STATEMENT REGARDING WHETHER THE GUIDELINES FOR REMUNERATION TO SENIOR EXECUTIVES ADOPTED ON THE PREVIOUS ANNUAL GENERAL MEETING HAVE BEEN COMPLIED WITH 7.A RESOLUTION REGARDING ADOPTION OF THE Mgmt For For STATEMENT OF INCOME AND THE BALANCE SHEET AS WELL AS THE CONSOLIDATED STATEMENT OF INCOME AND THE CONSOLIDATED BALANCE SHEET 7.B RESOLUTION REGARDING DISPOSITIONS OF THE Mgmt For For COMPANY'S PROFIT ACCORDING TO THE ADOPTED BALANCE SHEET: SEK 3.90 PER SHARE 7.C.1 RESOLUTION REGARDING DISCHARGE FROM Mgmt For For LIABILITY OF THE MEMBER OF THE BOARD OF DIRECTOR AND THE CEO: LARS RENSTROM (CHAIRMAN OF THE BOARD) 7.C.2 RESOLUTION REGARDING DISCHARGE FROM Mgmt For For LIABILITY OF THE MEMBER OF THE BOARD OF DIRECTOR AND THE CEO: CARL DOUGLAS (VICE CHAIRMAN OF THE BOARD) 7.C.3 RESOLUTION REGARDING DISCHARGE FROM Mgmt For For LIABILITY OF THE MEMBER OF THE BOARD OF DIRECTOR AND THE CEO: EVA KARLSSON (BOARD MEMBER) 7.C.4 RESOLUTION REGARDING DISCHARGE FROM Mgmt For For LIABILITY OF THE MEMBER OF THE BOARD OF DIRECTOR AND THE CEO: BIRGITTA KLASEN (BOARD MEMBER) 7.C.5 RESOLUTION REGARDING DISCHARGE FROM Mgmt For For LIABILITY OF THE MEMBER OF THE BOARD OF DIRECTOR AND THE CEO: LENA OLVING (BOARD MEMBER) 7.C.6 RESOLUTION REGARDING DISCHARGE FROM Mgmt For For LIABILITY OF THE MEMBER OF THE BOARD OF DIRECTOR AND THE CEO: SOFIA SCHORLING HOGBERG (BOARD MEMBER) 7.C.7 RESOLUTION REGARDING DISCHARGE FROM Mgmt For For LIABILITY OF THE MEMBER OF THE BOARD OF DIRECTOR AND THE CEO: JAN SVENSSON (BOARD MEMBER) 7.C.8 RESOLUTION REGARDING DISCHARGE FROM Mgmt For For LIABILITY OF THE MEMBER OF THE BOARD OF DIRECTOR AND THE CEO: JOAKIM WEIDEMANIS (BOARD MEMBER) 7.C.9 RESOLUTION REGARDING DISCHARGE FROM Mgmt For For LIABILITY OF THE MEMBER OF THE BOARD OF DIRECTOR AND THE CEO: RUNE HJALM (BOARD MEMBER, EMPLOYEE REPRESENTATIVE) 7.C10 RESOLUTION REGARDING DISCHARGE FROM Mgmt For For LIABILITY OF THE MEMBER OF THE BOARD OF DIRECTOR AND THE CEO: MATS PERSSON (BOARD MEMBER, EMPLOYEE REPRESENTATIVE) 7.C11 RESOLUTION REGARDING DISCHARGE FROM Mgmt For For LIABILITY OF THE MEMBER OF THE BOARD OF DIRECTOR AND THE CEO: BJARNE JOHANSSON (DEPUTY BOARD MEMBER, EMPLOYEE REPRESENTATIVE) 7.C12 RESOLUTION REGARDING DISCHARGE FROM Mgmt For For LIABILITY OF THE MEMBER OF THE BOARD OF DIRECTOR AND THE CEO: NADJA WIKSTROM (DEPUTY BOARD MEMBER, EMPLOYEE REPRESENTATIVE) 7.C13 RESOLUTION REGARDING DISCHARGE FROM Mgmt For For LIABILITY OF THE MEMBER OF THE BOARD OF DIRECTOR AND THE CEO: NICO DELVAUX (CEO) 8 DETERMINATION OF THE NUMBER OF MEMBERS OF Mgmt For For THE BOARD OF DIRECTORS: THE NUMBER OF MEMBERS OF THE BOARD OF DIRECTORS SHALL BE EIGHT 9.A DETERMINATION OF FEES TO THE BOARD OF Mgmt For For DIRECTORS 9.B DETERMINATION OF FEES TO THE AUDITOR Mgmt For For 10 ELECTION OF THE BOARD OF DIRECTORS, Mgmt Against Against CHAIRMAN OF THE BOARD OF DIRECTORS AND VICE CHAIRMAN OF THE BOARD OF DIRECTORS: RE-ELECTION OF LARS RENSTROM, CARL DOUGLAS, EVA KARLSSON, LENA OLVING, SOFIA SCHORLING HOGBERG AND JOAKIM WEIDEMANIS AS MEMBERS OF THE BOARD OF DIRECTORS. BIRGITTA KLASEN AND JAN SVENSSON HAVE DECLINED RE-ELECTION. ELECTION OF JOHAN HJERTONSSON AND SUSANNE PAHLEN AKLUNDH AS NEW MEMBERS OF THE BOARD OF DIRECTORS. RE-ELECTION OF LARS RENSTROM AS CHAIRMAN OF THE BOARD OF DIRECTORS AND CARL DOUGLAS AS VICE CHAIRMAN 11 ELECTION OF AUDITOR: RE-ELECTION OF THE Mgmt For For REGISTERED AUDIT FIRM ERNST & YOUNG AB AS AUDITOR FOR THE TIME PERIOD UNTIL THE END OF THE ANNUAL GENERAL MEETING 2022, IN ACCORDANCE WITH THE AUDIT COMMITTEE'S RECOMMENDATION. ERNST & YOUNG AB HAS NOTIFIED THAT, PROVIDED THAT THE NOMINATION COMMITTEE'S PROPOSAL IS ADOPTED BY THE ANNUAL GENERAL MEETING, AUTHORIZED PUBLIC ACCOUNTANT HAMISH MABON WILL REMAIN APPOINTED AS AUDITOR IN CHARGE 12 RESOLUTION ON APPROVAL OF THE REMUNERATION Mgmt For For REPORT 13 RESOLUTION REGARDING AUTHORIZATION TO Mgmt For For REPURCHASE AND TRANSFER SERIES B SHARES IN THE COMPANY 14 RESOLUTION REGARDING LONG-TERM INCENTIVE Mgmt Against Against PROGRAM CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting THAT IF YOU ARE CLASSIFIED AS AN INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE REPRESENTATIVE FOR ASSISTANCE CMMT PLEASE NOTE THAT IF YOU HOLD CREST Non-Voting DEPOSITORY INTERESTS (CDIS) AND PARTICIPATE AT THIS MEETING, YOU (OR YOUR CREST SPONSORED MEMBER/CUSTODIAN) WILL BE REQUIRED TO INSTRUCT A TRANSFER OF THE RELEVANT CDIS TO THE ESCROW ACCOUNT SPECIFIED IN THE ASSOCIATED CORPORATE EVENT IN THE CREST SYSTEM. THIS TRANSFER WILL NEED TO BE COMPLETED BY THE SPECIFIED CREST SYSTEM DEADLINE. ONCE THIS TRANSFER HAS SETTLED, THE CDIS WILL BE BLOCKED IN THE CREST SYSTEM. THE CDIS WILL BE RELEASED FROM ESCROW AS SOON AS PRACTICABLE ON THE BUSINESS DAY PRIOR TO MEETING DATE UNLESS OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO BE ACCEPTED, THE VOTED POSITION MUST BE BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN THE CREST SYSTEM. BY VOTING ON THIS MEETING, YOUR CREST SPONSORED MEMBER/CUSTODIAN MAY USE YOUR VOTE INSTRUCTION AS THE AUTHORIZATION TO TAKE THE NECESSARY ACTION WHICH WILL INCLUDE TRANSFERRING YOUR INSTRUCTED POSITION TO ESCROW. PLEASE CONTACT YOUR CREST SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR FURTHER INFORMATION ON THE CUSTODY PROCESS AND WHETHER OR NOT THEY REQUIRE SEPARATE INSTRUCTIONS FROM YOU -------------------------------------------------------------------------------------------------------------------------- ASTRAZENECA PLC Agenda Number: 713747648 -------------------------------------------------------------------------------------------------------------------------- Security: G0593M107 Meeting Type: AGM Meeting Date: 11-May-2021 Ticker: ISIN: GB0009895292 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1 TO RECEIVE THE COMPANY'S ACCOUNTS, THE Mgmt For For REPORTS OF THE DIRECTORS AND AUDITOR AND THE STRATEGIC REPORT FOR THE YEAR ENDED 31 DECEMBER 2020 2 TO CONFIRM DIVIDENDS Mgmt For For 3 TO REAPPOINT PRICEWATERHOUSECOOPERS LLP AS Mgmt For For AUDITOR 4 TO AUTHORISE THE DIRECTORS TO AGREE THE Mgmt For For REMUNERATION OF THE AUDITOR 5A TO ELECT OR RE-ELECT THE FOLLOWING Mgmt For For DIRECTORS: LEIF JOHANSSON 5B TO ELECT OR RE-ELECT THE FOLLOWING Mgmt For For DIRECTORS: PASCAL SORIOT 5C TO ELECT OR RE-ELECT THE FOLLOWING Mgmt For For DIRECTORS: MARC DUNOYER 5D TO ELECT OR RE-ELECT THE FOLLOWING Mgmt For For DIRECTORS: PHILIP BROADLEY 5E TO ELECT OR RE-ELECT THE FOLLOWING Mgmt For For DIRECTORS: EUAN ASHLEY 5F TO ELECT OR RE-ELECT THE FOLLOWING Mgmt For For DIRECTORS: MICHEL DEMARE 5G TO ELECT OR RE-ELECT THE FOLLOWING Mgmt For For DIRECTORS: DEBORAH DISANZO 5H TO ELECT OR RE-ELECT THE FOLLOWING Mgmt For For DIRECTORS: DIANA LAYFIELD 5I TO ELECT OR RE-ELECT THE FOLLOWING Mgmt For For DIRECTORS: SHERI MCCOY 5J TO ELECT OR RE-ELECT THE FOLLOWING Mgmt For For DIRECTORS: TONY MOK 5K TO ELECT OR RE-ELECT THE FOLLOWING Mgmt For For DIRECTORS: NAZNEEN RAHMAN 5L TO ELECT OR RE-ELECT THE FOLLOWING Mgmt For For DIRECTORS: MARCUS WALLENBERG 6 TO APPROVE THE ANNUAL REPORT ON Mgmt For For REMUNERATION FOR THE YEAR ENDED 31 DECEMBER 2020 7 TO APPROVE THE DIRECTORS' REMUNERATION Mgmt Against Against POLICY 8 TO AUTHORISE LIMITED POLITICAL DONATIONS Mgmt For For 9 TO AUTHORISE THE DIRECTORS TO ALLOT SHARES Mgmt For For 10 TO AUTHORISE THE DIRECTORS TO DISAPPLY Mgmt For For PRE-EMPTION RIGHTS 11 TO AUTHORISE THE DIRECTORS TO FURTHER Mgmt For For DISAPPLY PRE-EMPTION RIGHTS FOR ACQUISITIONS AND SPECIFIED CAPITAL INVESTMENTS 12 TO AUTHORISE THE COMPANY TO PURCHASE ITS Mgmt For For OWN SHARES 13 TO REDUCE THE NOTICE PERIOD FOR GENERAL Mgmt For For MEETINGS 14 TO AMEND THE RULES OF THE PERFORMANCE SHARE Mgmt Against Against PLAN 2020 -------------------------------------------------------------------------------------------------------------------------- ASTRAZENECA PLC Agenda Number: 713898495 -------------------------------------------------------------------------------------------------------------------------- Security: G0593M107 Meeting Type: OGM Meeting Date: 11-May-2021 Ticker: ISIN: GB0009895292 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1 PROPOSED ACQUISITION BY THE COMPANY OF Mgmt For For ALEXION PHARMACEUTICALS INC CMMT 23 APR 2021: PLEASE NOTE THAT THE MEETING Non-Voting TYPE CHANGED FROM EGM TO OGM. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU -------------------------------------------------------------------------------------------------------------------------- AVIVA PLC Agenda Number: 713727886 -------------------------------------------------------------------------------------------------------------------------- Security: G0683Q109 Meeting Type: AGM Meeting Date: 06-May-2021 Ticker: ISIN: GB0002162385 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1 ANNUAL REPORT AND ACCOUNTS Mgmt For For 2 REMUNERATION REPORT Mgmt For For 3 REMUNERATION POLICY Mgmt For For 4 CLIMATE-RELATED REPORTING Mgmt For For 5 FINAL DIVIDEND: 14 PENCE PER ORDINARY SHARE Mgmt For For 6 TO ELECT MOHIT JOSHI AS A DIRECTOR OF THE Mgmt For For COMPANY 7 TO ELECT PIPPA LAMBERT AS A DIRECTOR OF THE Mgmt For For COMPANY 8 TO ELECT JIM MCCONVILLE AS A DIRECTOR OF Mgmt For For THE COMPANY 9 TO RE-ELECT AMANDA BLANC AS A DIRECTOR OF Mgmt For For THE COMPANY 10 TO RE-ELECT PATRICIA CROSS AS A DIRECTOR OF Mgmt For For THE COMPANY 11 TO RE-ELECT GEORGE CULMER AS A DIRECTOR OF Mgmt For For THE COMPANY 12 TO RE-ELECT PATRICK FLYNN AS A DIRECTOR OF Mgmt For For THE COMPANY 13 TO RE-ELECT BELEN ROMANA GARCIA AS A Mgmt For For DIRECTOR OF THE COMPANY 14 TO RE-ELECT MICHAEL MIRE AS A DIRECTOR OF Mgmt For For THE COMPANY 15 TO RE-ELECT JASON WINDSOR AS A DIRECTOR OF Mgmt For For THE COMPANY 16 RE-APPOINT PWC AS AUDITOR Mgmt For For 17 AUDITOR'S REMUNERATION Mgmt For For 18 POLITICAL DONATIONS Mgmt For For 19 ORDINARY SHARE ALLOTMENTS Mgmt For For 20 PRE-EMPTION RIGHTS - 5% Mgmt For For 21 PRE-EMPTION RIGHTS - +5% Mgmt For For 22 SII SHARE ALLOTMENTS Mgmt For For 23 PRE-EMPTION RIGHTS - SII Mgmt For For 24 ANNUAL BONUS PLAN Mgmt For For 25 LONG TERM INCENTIVE PLAN Mgmt For For 26 ALL EMPLOYEE SHARE PLAN Mgmt For For 27 PURCHASE ORDINARY SHARES Mgmt For For 28 PURCHASE 8 3/4 % SHARES Mgmt For For 29 PURCHASE 8 3/8 % SHARES Mgmt For For 30 GENERAL MEETINGS (NOTICE) Mgmt For For CMMT 26 MAR 2021: PLEASE NOTE THAT THIS IS A Non-Voting REVISION DUE TO MODIFICATION OF TEXT OF RESOLUTION 6 TO 15. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU -------------------------------------------------------------------------------------------------------------------------- AXA SA Agenda Number: 713636439 -------------------------------------------------------------------------------------------------------------------------- Security: F06106102 Meeting Type: MIX Meeting Date: 29-Apr-2021 Ticker: ISIN: FR0000120628 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT THE FOLLOWING APPLIES TO SHAREHOLDERS THAT Non-Voting DO NOT HOLD SHARES DIRECTLY WITH A FRENCH CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS WILL BE FORWARDED TO THE GLOBAL CUSTODIANS ON THE VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED INTERMEDIARY, THE GLOBAL CUSTODIANS WILL SIGN THE PROXY CARDS AND FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU REQUEST MORE INFORMATION, PLEASE CONTACT YOUR CLIENT REPRESENTATIVE. CMMT FOLLOWING CHANGES IN THE FORMAT OF PROXY Non-Voting CARDS FOR FRENCH MEETINGS, ABSTAIN IS NOW A VALID VOTING OPTION. FOR ANY ADDITIONAL ITEMS RAISED AT THE MEETING THE VOTING OPTION WILL DEFAULT TO 'AGAINST', OR FOR POSITIONS WHERE THE PROXY CARD IS NOT COMPLETED BY BROADRIDGE, TO THE PREFERENCE OF YOUR CUSTODIAN. CMMT 03 MAR 2021: PLEASE NOTE THAT SHAREHOLDER Non-Voting DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED RISK OF BEING REJECTED. THANK YOU AND INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE REPRESENTATIVE FOR ASSISTANCE AND PLEASE NOTE THAT IF YOU HOLD CREST DEPOSITORY INTERESTS (CDIs) AND PARTICIPATE AT THIS MEETING, YOU (OR YOUR CREST SPONSORED MEMBER/CUSTODIAN) WILL BE REQUIRED TO INSTRUCT A TRANSFER OF THE RELEVANT CDIs TO THE ESCROW ACCOUNT SPECIFIED IN THE ASSOCIATED CORPORATE EVENT IN THE CREST SYSTEM. THIS TRANSFER WILL NEED TO BE COMPLETED BY THE SPECIFIED CREST SYSTEM DEADLINE. ONCE THIS TRANSFER HAS SETTLED, THE CDIs WILL BE BLOCKED IN THE CREST SYSTEM. THE CDIs WILL BE RELEASED FROM ESCROW AS SOON AS PRACTICABLE ON THE BUSINESS DAY PRIOR TO MEETING DATE UNLESS OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO BE ACCEPTED, THE VOTED POSITION MUST BE BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN THE CREST SYSTEM. BY VOTING ON THIS MEETING, YOUR CREST SPONSORED MEMBER/CUSTODIAN MAY USE YOUR VOTE INSTRUCTION AS THE AUTHORIZATION TO TAKE THE NECESSARY ACTION WHICH WILL INCLUDE TRANSFERRING YOUR INSTRUCTED POSITION TO ESCROW. PLEASE CONTACT YOUR CREST SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR FURTHER INFORMATION ON THE CUSTODY PROCESS AND WHETHER OR NOT THEY REQUIRE SEPARATE INSTRUCTIONS FROM YOU CMMT PLEASE NOTE THAT DUE TO THE CURRENT COVID19 Non-Voting CRISIS AND IN ACCORDANCE WITH THE PROVISIONS ADOPTED BY THE FRENCH GOVERNMENT UNDER LAW NO. 2020-1379 OF NOVEMBER 14, 2020, EXTENDED AND MODIFIED BY LAW NO 2020-1614 OF DECEMBER 18, 2020 THE GENERAL MEETING WILL TAKE PLACE BEHIND CLOSED DOORS WITHOUT THE PHYSICAL PRESENCE OF THE SHAREHOLDERS. TO COMPLY WITH THESE LAWS, PLEASE DO NOT SUBMIT ANY REQUESTS TO ATTEND THE MEETING IN PERSON. SHOULD THIS SITUATION CHANGE, THE COMPANY ENCOURAGES ALL SHAREHOLDERS TO REGULARLY CONSULT THE COMPANY WEBSITE CMMT 05 APR 2021: PLEASE NOTE THAT THIS IS A Non-Voting REVISION DUE TO RECEIPT OF UPDATED BALO LINK AND CHANGE IN NUMBERING FOR ALL RESOLUTIONS. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU AND PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS AVAILABLE BY CLICKING ON THE MATERIAL URL LINK: https://www.journal-officiel.gouv.fr/balo/d ocument/202103242100647-36. 1 APPROVAL OF THE CORPORATE FINANCIAL Mgmt For For STATEMENTS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2020 2 APPROVAL OF THE CONSOLIDATED FINANCIAL Mgmt For For STATEMENTS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2020 3 ALLOCATION OF INCOME FOR THE FINANCIAL YEAR Mgmt For For ENDED 31 DECEMBER 2020 AND SETTING OF THE DIVIDEND AT 1.43 EUROS PER SHARE 4 APPROVAL OF THE INFORMATION MENTIONED IN Mgmt For For SECTION I OF ARTICLE L.22-10-9 OF THE FRENCH COMMERCIAL CODE RELATING TO THE COMPENSATION OF CORPORATE OFFICERS 5 APPROVAL OF THE INDIVIDUAL REMUNERATION OF Mgmt For For MR. DENIS DUVERNE AS CHAIRMAN OF THE BOARD OF DIRECTORS 6 APPROVAL OF THE INDIVIDUAL REMUNERATION OF Mgmt Against Against MR. THOMAS BUBERL AS CHIEF EXECUTIVE OFFICER 7 APPROVAL OF THE COMPENSATION POLICY Mgmt For For ADJUSTMENT FOR THE CHIEF EXECUTIVE OFFICER APPROVED BY THE 2019 AND 2020 GENERAL MEETINGS 8 APPROVAL OF THE COMPENSATION POLICY FOR THE Mgmt For For CHIEF EXECUTIVE OFFICER PURSUANT TO SECTION II OF ARTICLE L.22-10-8 OF THE FRENCH COMMERCIAL CODE 9 APPROVAL OF THE COMPENSATION POLICY FOR THE Mgmt For For CHAIRMAN OF THE BOARD OF DIRECTORS PURSUANT TO SECTION II OF ARTICLE L.22-10-8 OF THE FRENCH COMMERCIAL CODE 10 APPROVAL OF THE COMPENSATION POLICY FOR Mgmt For For DIRECTORS PURSUANT TO SECTION II OF ARTICLE L.22-10-8 OF THE FRENCH COMMERCIAL CODE 11 THE STATUTORY AUDITORS' SPECIAL REPORT ON Mgmt For For THE AGREEMENTS REFERRED TO IN ARTICLES L.225-38 AND FOLLOWING OF THE FRENCH COMMERCIAL CODE 12 RENEWAL OF THE TERM OF OFFICE OF MR. RAMON Mgmt For For DE OLIVEIRA AS DIRECTOR 13 APPOINTMENT OF MR. GUILLAUME FAURY AS Mgmt For For DIRECTOR, AS A REPLACEMENT FOR MRS. ELAINE SARSYNSKI 14 APPOINTMENT OF MR. RAMON FERNANDEZ AS Mgmt For For DIRECTOR 15 AUTHORIZATION GRANTED TO THE BOARD OF Mgmt For For DIRECTORS TO PURCHASE THE COMPANY'S COMMON SHARES 16 DELEGATION OF AUTHORITY GRANTED TO THE Mgmt For For BOARD OF DIRECTORS TO INCREASE THE SHARE CAPITAL BY INCORPORATION OF RESERVES, PROFITS OR PREMIUMS 17 DELEGATION OF AUTHORITY GRANTED TO THE Mgmt For For BOARD OF DIRECTORS TO INCREASE THE SHARE CAPITAL BY ISSUING COMMON SHARES OR TRANSFERABLE SECURITIES GRANTING ACCESS TO COMMON SHARES TO BE ISSUED IMMEDIATELY OR IN THE FUTURE BY THE COMPANY OR ONE OF ITS SUBSIDIARIES, WITH RETENTION OF THE SHAREHOLDERS' PRE-EMPTIVE SUBSCRIPTION RIGHT 18 DELEGATION OF AUTHORITY GRANTED TO THE Mgmt For For BOARD OF DIRECTORS TO INCREASE THE SHARE CAPITAL BY ISSUING COMMON SHARES OR TRANSFERABLE SECURITIES GRANTING ACCESS TO COMMON SHARES TO BE ISSUED IMMEDIATELY OR IN THE FUTURE BY THE COMPANY OR ONE OF ITS SUBSIDIARIES, WITH CANCELLATION OF THE SHAREHOLDERS' PRE-EMPTIVE SUBSCRIPTION RIGHT, IN THE CONTEXT OF PUBLIC OFFERINGS OTHER THAN THOSE REFERRED TO IN ARTICLE L.411-2 OF THE FRENCH MONETARY AND FINANCIAL CODE 19 DELEGATION OF AUTHORITY GRANTED TO THE Mgmt For For BOARD OF DIRECTORS TO INCREASE THE SHARE CAPITAL BY ISSUING COMMON SHARES OR TRANSFERABLE SECURITIES GRANTING ACCESS TO COMMON SHARES TO BE ISSUED IMMEDIATELY OR IN THE FUTURE BY THE COMPANY OR ONE OF ITS SUBSIDIARIES, WITH CANCELLATION OF THE SHAREHOLDERS' PRE-EMPTIVE SUBSCRIPTION RIGHT, BY PUBLIC OFFERINGS REFERRED TO IN PARAGRAPH 1DECREE OF ARTICLE L.411-2 OF THE FRENCH MONETARY AND FINANCIAL CODE 20 AUTHORISATION GRANTED TO THE BOARD OF Mgmt For For DIRECTORS IN THE EVENT OF AN ISSUE, WITH CANCELLATION OF THE SHAREHOLDERS' PRE-EMPTIVE SUBSCRIPTION RIGHT, BY PUBLIC OFFERINGS (INCLUDING PUBLIC OFFERINGS REFERRED TO IN PARAGRAPH 1DECREE OF ARTICLE L.411-2 OF THE FRENCH MONETARY AND FINANCIAL CODE), TO SET THE ISSUE PRICE IN ACCORDANCE WITH THE TERMS AND CONDITIONS SET BY THE GENERAL MEETING, WITHIN THE LIMIT OF 10% OF THE CAPITAL 21 DELEGATION OF AUTHORITY GRANTED TO THE Mgmt For For BOARD OF DIRECTORS TO INCREASE THE SHARE CAPITAL BY ISSUING COMMON SHARES OR TRANSFERABLE SECURITIES GRANTING ACCESS TO COMMON SHARES TO BE ISSUED IMMEDIATELY OR IN THE FUTURE BY THE COMPANY, IN THE EVENT OF A PUBLIC EXCHANGE OFFER INITIATED BY THE COMPANY WITH CANCELLATION OF THE SHAREHOLDERS' PRE-EMPTIVE SUBSCRIPTION RIGHT 22 DELEGATION OF AUTHORITY GRANTED TO THE Mgmt For For BOARD OF DIRECTORS TO INCREASE THE SHARE CAPITAL BY ISSUING COMMON SHARES OR TRANSFERABLE SECURITIES GRANTING ACCESS TO COMMON SHARES TO BE ISSUED IMMEDIATELY OR IN THE FUTURE BY THE COMPANY, IN REMUNERATION FOR CONTRIBUTIONS IN KIND, WITHIN THE LIMIT OF 10% OF THE SHARE CAPITAL, EXCEPT IN THE CASE OF A PUBLIC EXCHANGE OFFER INITIATED BY THE COMPANY 23 DELEGATION OF AUTHORITY GRANTED TO THE Mgmt For For BOARD OF DIRECTORS TO ISSUE, WITH CANCELLATION OF THE SHAREHOLDERS' PRE-EMPTIVE SUBSCRIPTION RIGHT, COMMON SHARES, AS A RESULT OF THE ISSUE BY SUBSIDIARIES OF THE COMPANY OF TRANSFERABLE SECURITIES GRANTING ACCESS TO COMMON SHARES TO BE ISSUED BY THE COMPANY 24 DELEGATION OF AUTHORITY GRANTED TO THE Mgmt For For BOARD OF DIRECTORS TO ISSUE, WITH RETENTION OF THE SHAREHOLDERS' PRE-EMPTIVE SUBSCRIPTION RIGHT, COMMON SHARES, AS A RESULT OF THE ISSUE BY SUBSIDIARIES OF THE COMPANY OF TRANSFERABLE SECURITIES GRANTING ACCESS TO COMMON SHARES TO BE ISSUED BY THE COMPANY 25 DELEGATION OF POWERS GRANTED TO THE BOARD Mgmt For For OF DIRECTORS TO INCREASE THE SHARE CAPITAL BY ISSUING COMMON SHARES OR TRANSFERABLE SECURITIES GRANTING ACCESS TO COMMON SHARES OF THE COMPANY RESERVED FOR MEMBERS OF A COMPANY SAVINGS PLAN, WITH CANCELLATION OF THE SHAREHOLDERS' PRE-EMPTIVE SUBSCRIPTION RIGHT 26 DELEGATION OF POWERS GRANTED TO THE BOARD Mgmt For For OF DIRECTORS TO INCREASE THE SHARE CAPITAL BY ISSUING COMMON SHARES, WITH CANCELLATION OF THE SHAREHOLDERS' PRE-EMPTIVE SUBSCRIPTION RIGHT, FOR THE BENEFIT OF A SPECIFIC CATEGORY OF BENEFICIARIES 27 AUTHORIZATION GRANTED TO THE BOARD OF Mgmt For For DIRECTORS IN ORDER TO REDUCE THE SHARE CAPITAL BY CANCELLING COMMON SHARES 28 POWERS TO CARRY OUT FORMALITIES Mgmt For For -------------------------------------------------------------------------------------------------------------------------- BANCO SANTANDER SA Agenda Number: 713146517 -------------------------------------------------------------------------------------------------------------------------- Security: E19790109 Meeting Type: AGM Meeting Date: 26-Oct-2020 Ticker: ISIN: ES0113900J37 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT 'PLEASE NOTE IN THE EVENT THE MEETING DOES Non-Voting NOT REACH QUORUM, THERE WILL BE A SECOND CALL ON 27 OCT 2020 CONSEQUENTLY, YOUR VOTING INSTRUCTIONS WILL REMAIN VALID FOR ALL CALLS UNLESS THE AGENDA IS AMENDED. THANK YOU' 1 APPLICATION OF RESULTS OBTAINED DURING Mgmt For For FINANCIAL YEAR 2019 2.A SETTING OF THE NUMBER OF DIRECTORS Mgmt For For 2.B APPOINTMENT OF MR RAMON MARTIN CHAVEZ Mgmt For For MARQUEZ AS A BOARD OF DIRECTOR 3.A EXAMINATION AND, IF APPROPRIATE, APPROVAL Mgmt For For OF THE BALANCE SHEET OF BANCO SANTANDER, S.A. AS AT 30 JUNE 2020 3.B INCREASE IN SHARE CAPITAL BY SUCH AMOUNT AS Mgmt For For MAY BE DETERMINED PURSUANT TO THE TERMS OF THE RESOLUTION, BY MEANS OF THE ISSUANCE OF NEW ORDINARY SHARES HAVING A PAR VALUE OF ONE-HALF (0.5) EURO EACH, WITH NO SHARE PREMIUM, OF THE SAME CLASS AND SERIES AS THOSE THAT ARE CURRENTLY OUTSTANDING, WITH A CHARGE TO RESERVES. EXPRESS PROVISION FOR THE POSSIBILITY OF LESS THAN FULL ALLOTMENT. DELEGATION OF POWERS TO THE BOARD OF DIRECTORS, WHICH MAY IN TURN DELEGATE SUCH POWERS TO THE EXECUTIVE COMMITTEE, TO: ESTABLISH THE TERMS AND CONDITIONS OF THE INCREASE AS TO ALL MATTERS NOT PROVIDED FOR BY THE SHAREHOLDERS AT THIS GENERAL MEETING; TAKE SUCH ACTIONS AS MAY BE REQUIRED FOR IMPLEMENTATION THEREOF; AMEND THE TEXT OF SECTIONS 1 AND 2 OF ARTICLE 5 OF THE BYLAWS TO REFLECT THE NEW AMOUNT OF SHARE CAPITAL; AND TO EXECUTE SUCH PUBLIC AND PRIVATE DOCUMENTS AS MAY BE NECESSARY TO CARRY OUT THE INCREASE. APPLICATION TO THE APPROPRIATE DOMESTIC AND FOREIGN AUTHORITIES FOR ADMISSION TO TRADING OF THE NEW SHARES ON THE MADRID, BARCELONA, BILBAO AND VALENCIA STOCK EXCHANGES THROUGH SPAIN'S AUTOMATED QUOTATION SYSTEM (MERCADO CONTINUO) AND ON THE FOREIGN STOCK EXCHANGES ON WHICH THE SHARES OF BANCO SANTANDER ARE LISTED IN THE MANNER REQUIRED BY EACH OF SUCH STOCK EXCHANGES 4 CONDITIONAL DISTRIBUTION OF THE GROSS FIXED Mgmt For For AMOUNT OF 10 EURO CENTS (0.10) PER SHARE WITH A CHARGE TO THE SHARE PREMIUM RESERVE. DELEGATION OF POWERS TO THE BOARD OF DIRECTORS, WHICH MAY IN TURN DELEGATE SUCH POWERS TO THE EXECUTIVE COMMITTEE, TO: ESTABLISH THE TERMS AND CONDITIONS OF THE DISTRIBUTION AS TO ALL MATTERS NOT PROVIDED FOR BY THE SHAREHOLDERS AT THIS GENERAL MEETING; TAKE SUCH ACTIONS AS MAY BE REQUIRED FOR IMPLEMENTATION THEREOF; AND TO EXECUTE SUCH PUBLIC AND PRIVATE DOCUMENTS AS MAY BE NECESSARY TO IMPLEMENT THE RESOLUTION 5 AUTHORISATION TO THE BOARD OF DIRECTORS TO Mgmt For For INTERPRET, REMEDY, SUPPLEMENT, IMPLEMENT AND DEVELOP THE RESOLUTIONS APPROVED BY THE SHAREHOLDERS AT THE MEETING, AS WELL AS TO DELEGATE THE POWERS RECEIVED FROM THE SHAREHOLDERS AT THE MEETING, AND GRANT OF POWERS TO CONVERT SUCH RESOLUTIONS INTO NOTARIAL INSTRUMENTS CMMT 12 OCT 2020: PLEASE NOTE THAT THIS IS A Non-Voting REVISION DUE TO CHANGE IN MEETING DATE FROM 27 OCT 2020 TO 26 OCT 2020. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU -------------------------------------------------------------------------------------------------------------------------- BERKSHIRE HATHAWAY INC. Agenda Number: 935351128 -------------------------------------------------------------------------------------------------------------------------- Security: 084670702 Meeting Type: Annual Meeting Date: 01-May-2021 Ticker: BRKB ISIN: US0846707026 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Warren E. Buffett Mgmt For For Charles T. Munger Mgmt For For Gregory E. Abel Mgmt For For Howard G. Buffett Mgmt For For Stephen B. Burke Mgmt For For Kenneth I. Chenault Mgmt For For Susan L. Decker Mgmt Withheld Against David S. Gottesman Mgmt Withheld Against Charlotte Guyman Mgmt For For Ajit Jain Mgmt For For Thomas S. Murphy Mgmt For For Ronald L. Olson Mgmt For For Walter Scott, Jr. Mgmt Withheld Against Meryl B. Witmer Mgmt Withheld Against 2. Shareholder proposal regarding the Shr For Against reporting of climate-related risks and opportunities. 3. Shareholder proposal regarding diversity Shr For Against and inclusion reporting. -------------------------------------------------------------------------------------------------------------------------- BOSTON SCIENTIFIC CORPORATION Agenda Number: 935360456 -------------------------------------------------------------------------------------------------------------------------- Security: 101137107 Meeting Type: Annual Meeting Date: 06-May-2021 Ticker: BSX ISIN: US1011371077 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Nelda J. Connors Mgmt For For 1B. Election of Director: Charles J. Mgmt For For Dockendorff 1C. Election of Director: Yoshiaki Fujimori Mgmt For For 1D. Election of Director: Donna A. James Mgmt For For 1E. Election of Director: Edward J. Ludwig Mgmt For For 1F. Election of Director: Michael F. Mahoney Mgmt For For 1G. Election of Director: David J. Roux Mgmt For For 1H. Election of Director: John E. Sununu Mgmt For For 1I. Election of Director: Ellen M. Zane Mgmt For For 2. To approve, on a non-binding, advisory Mgmt For For basis, named executive officer compensation. 3. To ratify the appointment of Ernst & Young Mgmt For For LLP as our independent registered public accounting firm for the 2021 fiscal year. 4. To consider and vote upon a stockholder Shr Against For proposal requesting a report to stockholders describing any benefits to the company related to employee participation in company governance. -------------------------------------------------------------------------------------------------------------------------- CDW CORP Agenda Number: 935380307 -------------------------------------------------------------------------------------------------------------------------- Security: 12514G108 Meeting Type: Annual Meeting Date: 20-May-2021 Ticker: CDW ISIN: US12514G1085 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director for a term to Expire Mgmt For For at 2022 Annual Meeting: Virginia C. Addicott 1B. Election of Director for a term to Expire Mgmt For For at 2022 Annual Meeting: James A. Bell 1C. Election of Director for a term to Expire Mgmt For For at 2022 Annual Meeting: Lynda M. Clarizio 1D. Election of Director for a term to Expire Mgmt For For at 2022 Annual Meeting: Paul J. Finnegan 1E. Election of Director for a term to Expire Mgmt For For at 2022 Annual Meeting: Anthony R. Foxx 1F. Election of Director for a term to Expire Mgmt For For at 2022 Annual Meeting: Christine A. Leahy 1G. Election of Director for a term to Expire Mgmt For For at 2022 Annual Meeting: Sanjay Mehrotra 1H. Election of Director for a term to Expire Mgmt For For at 2022 Annual Meeting: David W. Nelms 1I. Election of Director for a term to Expire Mgmt For For at 2022 Annual Meeting: Joseph R. Swedish 1J. Election of Director for a term to Expire Mgmt For For at 2022 Annual Meeting: Donna F. Zarcone 2. To approve, on an advisory basis, named Mgmt For For executive officer compensation. 3. To ratify the selection of Ernst & Young Mgmt For For LLP as the Company's independent registered public accounting firm for the year ending December 31, 2021. 4. To approve the amendment to the Company's Mgmt For For Certificate of Incorporation to eliminate the supermajority voting requirement in Article Eleven and to make certain non-substantive changes. 5. To approve the amendment to the Company's Mgmt For For Certificate of Incorporation to eliminate the obsolete competition and corporate opportunity provision. 6. To approve the CDW Corporation 2021 Mgmt For For Long-Term Incentive Plan. 7. To approve the amendment to the CDW Mgmt For For Corporation Coworker Stock Purchase Plan. -------------------------------------------------------------------------------------------------------------------------- CHEVRON CORPORATION Agenda Number: 935390132 -------------------------------------------------------------------------------------------------------------------------- Security: 166764100 Meeting Type: Annual Meeting Date: 26-May-2021 Ticker: CVX ISIN: US1667641005 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Wanda M. Austin Mgmt For For 1B. Election of Director: John B. Frank Mgmt For For 1C. Election of Director: Alice P. Gast Mgmt For For 1D. Election of Director: Enrique Hernandez, Mgmt For For Jr. 1E. Election of Director: Marillyn A. Hewson Mgmt For For 1F. Election of Director: Jon M. Huntsman Jr. Mgmt For For 1G. Election of Director: Charles W. Moorman IV Mgmt For For 1H. Election of Director: Dambisa F. Moyo Mgmt For For 1I. Election of Director: Debra Reed-Klages Mgmt For For 1J. Election of Director: Ronald D. Sugar Mgmt For For 1K. Election of Director: D. James Umpleby III Mgmt For For 1L. Election of Director: Michael K. Wirth Mgmt For For 2. Ratification of Appointment of Mgmt For For PricewaterhouseCoopers LLP as Independent Registered Public Accounting Firm. 3. Advisory Vote to Approve Named Executive Mgmt For For Officer Compensation. 4. Reduce Scope 3 Emissions. Shr For Against 5. Report on Impacts of Net Zero 2050 Shr For Against Scenario. 6. Shift to Public Benefit Corporation. Shr Against For 7. Report on Lobbying. Shr For Against 8. Independent Chair. Shr Against For 9. Special Meetings. Shr For Against -------------------------------------------------------------------------------------------------------------------------- CITIGROUP INC. Agenda Number: 935349515 -------------------------------------------------------------------------------------------------------------------------- Security: 172967424 Meeting Type: Annual Meeting Date: 27-Apr-2021 Ticker: C ISIN: US1729674242 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Ellen M. Costello Mgmt For For 1B. Election of Director: Grace E. Dailey Mgmt For For 1C. Election of Director: Barbara J. Desoer Mgmt For For 1D. Election of Director: John C. Dugan Mgmt For For 1E. Election of Director: Jane N. Fraser Mgmt For For 1F. Election of Director: Duncan P. Hennes Mgmt For For 1G. Election of Director: Peter B. Henry Mgmt For For 1H. Election of Director: S. Leslie Ireland Mgmt For For 1I. Election of Director: Lew W. (Jay) Jacobs, Mgmt For For IV 1J. Election of Director: RenEe J. James Mgmt For For 1K. Election of Director: Gary M. Reiner Mgmt For For 1L. Election of Director: Diana L. Taylor Mgmt For For 1M. Election of Director: James S. Turley Mgmt For For 1N. Election of Director: Deborah C. Wright Mgmt For For 1O. Election of Director: Alexander R. Mgmt For For Wynaendts 1P. Election of Director: Ernesto Zedillo Ponce Mgmt For For de Leon 2. Proposal to ratify the selection of KPMG Mgmt For For LLP as Citi's independent registered public accounting firm for 2021. 3. Advisory vote to approve Citi's 2020 Mgmt For For Executive Compensation. 4. Approval of additional authorized shares Mgmt For For under the Citigroup 2019 Stock Incentive Plan. 5. Stockholder proposal requesting an Shr For Against amendment to Citi's proxy access by-law provisions pertaining to the aggregation limit. 6. Stockholder proposal requesting an Shr Against For Independent Board Chairman. 7. Stockholder proposal requesting Shr Against For non-management employees on director nominee candidate lists. 8. Stockholder proposal requesting a report Shr Against For disclosing information regarding Citi's lobbying payments, policies and activities. 9. Stockholder proposal requesting a racial Shr Against For equity audit analyzing Citi's adverse impacts on nonwhite stakeholders and communities of color. 10. Stockholder proposal requesting that the Shr Against For Board approve an amendment to Citi's Certificate of Incorporation to become a Public Benefit Corporation and to submit the proposed amendment to stockholders for approval. -------------------------------------------------------------------------------------------------------------------------- CMS ENERGY CORPORATION Agenda Number: 935361597 -------------------------------------------------------------------------------------------------------------------------- Security: 125896100 Meeting Type: Annual Meeting Date: 07-May-2021 Ticker: CMS ISIN: US1258961002 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Jon E. Barfield Mgmt For For 1b. Election of Director: Deborah H. Butler Mgmt For For 1c. Election of Director: Kurt L. Darrow Mgmt For For 1d. Election of Director: William D. Harvey Mgmt For For 1e. Election of Director: Garrick J. Rochow Mgmt For For 1f. Election of Director: John G. Russell Mgmt For For 1g. Election of Director: Suzanne F. Shank Mgmt For For 1h. Election of Director: Myrna M. Soto Mgmt For For 1i. Election of Director: John G. Sznewajs Mgmt For For 1j. Election of Director: Ronald J. Tanski Mgmt For For 1k. Election of Director: Laura H. Wright Mgmt For For 2. Approve, on an advisory basis, the Mgmt For For Company's executive compensation. 3. Ratify the appointment of independent Mgmt For For registered public accounting firm (PricewaterhouseCoopers LLP). 4. Shareholder Proposal - Greenwashing Audit. Shr Against For -------------------------------------------------------------------------------------------------------------------------- COMPASS GROUP PLC Agenda Number: 713451021 -------------------------------------------------------------------------------------------------------------------------- Security: G23296208 Meeting Type: AGM Meeting Date: 04-Feb-2021 Ticker: ISIN: GB00BD6K4575 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1 RECEIVE AND ADOPT THE DIRECTORS' ANNUAL Mgmt For For REPORT AND ACCOUNTS AND THE AUDITOR'S REPORT THEREON 2 RECEIVE AND ADOPT THE REMUNERATION POLICY Mgmt For For 3 RECEIVE AND ADOPT THE DIRECTORS' Mgmt For For REMUNERATION REPORT 4 ELECT IAN MEAKINS AS A DIRECTOR Mgmt For For 5 RE-ELECT DOMINIC BLAKEMORE AS A DIRECTOR Mgmt For For 6 RE-ELECT GARY GREEN AS A DIRECTOR Mgmt For For 7 RE-ELECT KAREN WITTS AS A DIRECTOR Mgmt For For 8 RE-ELECT CAROL ARROWSMITH AS A DIRECTOR Mgmt For For 9 RE-ELECT JOHN BASON AS A DIRECTOR Mgmt For For 10 RE-ELECT STEFAN BOMHARD AS A DIRECTOR Mgmt For For 11 RE-ELECT JOHN BRYANT AS A DIRECTOR Mgmt For For 12 RE-ELECT ANNE-FRANCOISE NESMES AS A Mgmt For For DIRECTOR 13 RE-ELECT NELSON SILVA AS A DIRECTOR Mgmt For For 14 RE-ELECT IREENA VITTAL AS A DIRECTOR Mgmt For For 15 REAPPOINT KPMG LLP AS AUDITOR Mgmt For For 16 AUTHORISE THE AUDIT COMMITTEE TO AGREE THE Mgmt For For AUDITOR'S REMUNERATION 17 DONATIONS TO POLITICAL ORGANISATIONS Mgmt For For 18 AUTHORITY TO ALLOT SHARES Mgmt For For 19 AUTHORITY TO ALLOT SHARES FOR CASH Mgmt For For 20 ADDITIONAL AUTHORITY TO ALLOT SHARES FOR Mgmt For For CASH IN LIMITED CIRCUMSTANCES 21 AUTHORITY TO PURCHASE SHARES Mgmt For For 22 ADOPTION OF ARTICLES OF ASSOCIATION Mgmt For For 23 REDUCE GENERAL MEETING NOTICE PERIODS: TO Mgmt For For AUTHORISE THE DIRECTORS TO CALL A GENERAL MEETING OF THE COMPANY, OTHER THAN AN ANNUAL GENERAL MEETING, ON NOT LESS THAN 14 CLEAR WORKING DAYS' NOTICE, PROVIDED THAT THIS AUTHORITY SHALL EXPIRE AT THE CONCLUSION OF THE NEXT ANNUAL GENERAL MEETING OF THE COMPANY AFTER THE DATE OF THE PASSING OF THIS RESOLUTION CMMT 16 DEC 2020: PLEASE NOTE THAT THIS IS A Non-Voting REVISION DUE TO MODIFICATION OF THE TEXT OF RESOLUTION 23. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU -------------------------------------------------------------------------------------------------------------------------- CRH PLC Agenda Number: 713544814 -------------------------------------------------------------------------------------------------------------------------- Security: G25508105 Meeting Type: EGM Meeting Date: 09-Feb-2021 Ticker: ISIN: IE0001827041 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting REQUIRED TO VOTE AT THIS MEETING. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED RISK OF BEING REJECTED. THANK YOU 1 TO APPROVE THE MIGRATION OF THE MIGRATING Mgmt For For SHARES TO EUROCLEAR BANK'S CENTRAL SECURITIES DEPOSITORY 2 TO ADOPT NEW ARTICLES OF ASSOCIATION OF THE Mgmt For For COMPANY 3 TO AUTHORISE THE COMPANY TO TAKE ALL Mgmt For For ACTIONS NECESSARY TO IMPLEMENT THE MIGRATION 4 TO AMEND THE ARTICLES OF ASSOCIATION TO Mgmt For For PROVIDE FOR THE SURRENDER FOR NIL CONSIDERATION, AND AUTHORISE THE CANCELLATION OF, THE INCOME SHARES OF THE COMPANY OF E0.02 EACH 5 SUBJECT TO THE APPROVAL OF RESOLUTION 4, TO Mgmt For For DIMINISH THE AUTHORISED SHARE CAPITAL OF THE COMPANY BY E25,000,000 FROM E426,297,940 TO E401,297,940 6 TO AMEND THE ARTICLES OF ASSOCIATION TO Mgmt For For DELETE ALL REFERENCES TO THE INCOME SHARES -------------------------------------------------------------------------------------------------------------------------- CRH PLC Agenda Number: 713896201 -------------------------------------------------------------------------------------------------------------------------- Security: G25508105 Meeting Type: AGM Meeting Date: 29-Apr-2021 Ticker: ISIN: IE0001827041 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting REQUIRED TO VOTE AT THIS MEETING. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED RISK OF BEING REJECTED. THANK YOU CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting MEETING ID 539798 DUE TO RECEIPT OF ADDITIONAL SEDOL. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED IF VOTE DEADLINE EXTENSIONS ARE GRANTED. THEREFORE PLEASE REINSTRUCT ON THIS MEETING NOTICE ON THE NEW JOB. IF HOWEVER VOTE DEADLINE EXTENSIONS ARE NOT GRANTED IN THE MARKET, THIS MEETING WILL BE CLOSED AND YOUR VOTE INTENTIONS ON THE ORIGINAL MEETING WILL BE APPLICABLE. PLEASE ENSURE VOTING IS SUBMITTED PRIOR TO CUTOFF ON THE ORIGINAL MEETING, AND AS SOON AS POSSIBLE ON THIS NEW AMENDED MEETING. THANK YOU CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting THAT IF YOU ARE CLASSIFIED AS AN INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE REPRESENTATIVE FOR ASSISTANCE 1 TO REVIEW THE COMPANY'S AFFAIRS AND Mgmt For For CONSIDER THE COMPANY'S FINANCIAL STATEMENTS AND THE REPORTS OF THE DIRECTORS (INCLUDING THE GOVERNANCE APPENDIX1) AND AUDITORS FOR THE YEAR ENDED 31 DECEMBER 2020 2 TO DECLARE A DIVIDEND ON THE ORDINARY Mgmt For For SHARES 3 TO CONSIDER THE 2020 DIRECTORS' Mgmt For For REMUNERATION REPORT (EXCLUDING THE 2019 DIRECTORS' REMUNERATION POLICY SUMMARY SECTION), THE FULL TEXT OF WHICH IS SET OUT ON PAGES 74 TO 99 OF THE 2020 ANNUAL REPORT AND FORM 20-F 4.A TO RE-ELECT THE FOLLOWING DIRECTOR: MR. R. Mgmt Against Against BOUCHER 4.B TO RE-ELECT THE FOLLOWING DIRECTOR: MS. C. Mgmt For For DOWLING 4.C TO RE-ELECT THE FOLLOWING DIRECTOR: MR. R. Mgmt For For FEARON 4.D TO RE-ELECT THE FOLLOWING DIRECTOR: MR. J. Mgmt For For KARLSTROM 4.E TO RE-ELECT THE FOLLOWING DIRECTOR: MR. S. Mgmt For For KELLY 4.F TO RE-ELECT THE FOLLOWING DIRECTOR: MR. L. Mgmt For For MCKAY 4.G TO RE-ELECT THE FOLLOWING DIRECTOR: MR. A. Mgmt For For MANIFOLD 4.H TO RE-ELECT THE FOLLOWING DIRECTOR: MS. Mgmt Against Against G.L. PLATT 4.I TO RE-ELECT THE FOLLOWING DIRECTOR: MS. Mgmt Against Against M.K. RHINEHART 4.J TO RE-ELECT THE FOLLOWING DIRECTOR: MS. S. Mgmt For For TALBOT 5 TO AUTHORISE THE DIRECTORS TO FIX THE Mgmt For For REMUNERATION OF THE AUDITORS 6 TO CONSIDER THE CONTINUATION OF DELOITTE Mgmt For For IRELAND LLP AS AUDITORS OF THE COMPANY UNTIL THE CONCLUSION OF THE NEXT ANNUAL GENERAL MEETING OF THE COMPANY 7 TO CONSIDER AND, IF THOUGHT FIT, TO PASS AS Mgmt For For AN ORDINARY RESOLUTION THE FOLLOWING RESOLUTION TO RENEW THE ANNUAL AUTHORITY TO ALLOT UNISSUED SHARE CAPITAL OF THE COMPANY: THAT, IN ACCORDANCE WITH THE POWERS, PROVISIONS AND LIMITATIONS OF ARTICLE 11(D) OF THE ARTICLES OF ASSOCIATION OF THE COMPANY, THE DIRECTORS BE AND THEY ARE HEREBY AUTHORISED TO ALLOT RELEVANT SECURITIES (WITHIN THE MEANING OF SECTION 1021 OF THE COMPANIES ACT 2014): (A) UP TO AN AGGREGATE NOMINAL VALUE OF EUR 83,966,000; AND (B) UP TO A FURTHER AGGREGATE NOMINAL AMOUNT OF EUR 43,255,000 PROVIDED THAT ANY ORDINARY SHARES ALLOTTED PURSUANT TO THIS AUTHORITY ARE OFFERED BY WAY OF A RIGHTS ISSUE OR OTHER PRE-EMPTIVE ISSUE TO THE HOLDERS OF ORDINARY SHARES TO THE EXTENT PERMITTED BY PARAGRAPH (B) IN RESOLUTION 8 IN THE NOTICE OF THIS MEETING. THIS AUTHORITY SHALL EXPIRE AT THE CLOSE OF BUSINESS ON THE EARLIER OF THE DATE OF THE ANNUAL GENERAL MEETING IN 2022 OR 28 JULY 2022 8 TO CONSIDER AND, IF THOUGHT FIT, TO PASS AS Mgmt For For A SPECIAL RESOLUTION THE FOLLOWING RESOLUTION TO RENEW THE ANNUAL AUTHORITY TO DISAPPLY STATUTORY PRE-EMPTION RIGHTS TO ALLOW THE DIRECTORS TO ALLOT NEW SHARES FOR CASH EQUIVALENT TO 5% OF THE ISSUED ORDINARY SHARE CAPITAL AS AT 3 MARCH 2021 AND ALLOW THE DIRECTORS TO DISAPPLY PRE-EMPTION RIGHTS IN A RIGHTS ISSUE OR OTHER PRE-EMPTIVE ISSUE IN ORDER TO ACCOMMODATE ANY REGULATORY RESTRICTIONS IN CERTAIN JURISDICTIONS: THAT THE DIRECTORS BE AND THEY ARE HEREBY EMPOWERED TO ALLOT EQUITY SECURITIES (WITHIN THE MEANING OF SECTION 1023 OF THE COMPANIES ACT 2014) FOR CASH TO THE EXTENT PERMITTED BY RESOLUTION 7 IN THE NOTICE OF THIS MEETING PROVIDED THAT THIS AUTHORITY MAY ONLY BE USED FOR: (A) THE ALLOTMENT OF EQUITY SECURITIES UP TO A NOMINAL VALUE OF EUR 12,722,000 EXCEPT THAT THIS LIMIT SHALL BE REDUCED BY THE NOMINAL VALUE OF ALL TREASURY SHARES (AS DEFINED IN SECTION 1078 OF THE COMPANIES ACT 2014) REISSUED WHILE THIS AUTHORITY REMAINS OPERABLE; AND/OR (B) THE ALLOTMENT OF EQUITY SECURITIES BY WAY OF A RIGHTS ISSUE OR OTHER PRE-EMPTIVE ISSUE TO THE HOLDERS OF ORDINARY SHARES IN ACCORDANCE WITH ARTICLE 11(E) OF THE ARTICLES OF ASSOCIATION OF THE COMPANY ON THE BASIS THAT THE REFERENCE TO A RIGHTS ISSUE IN ARTICLE 11(E) SHALL INCLUDE RIGHTS ISSUES AND OTHER PRE-EMPTIVE ISSUES. THIS AUTHORITY SHALL EXPIRE AT THE CLOSE OF BUSINESS ON THE EARLIER OF THE DATE OF THE ANNUAL GENERAL MEETING IN 2022 OR 28 JULY 2022 9 SUBJECT TO THE PASSING OF RESOLUTION 8, TO Mgmt For For CONSIDER AND, IF THOUGHT FIT, PASS AS A SPECIAL RESOLUTION THE FOLLOWING ADDITIONAL RESOLUTION TO RENEW THE ANNUAL AUTHORITY TO DISAPPLY STATUTORY PRE-EMPTION RIGHTS IN RELATION TO ALLOTMENTS OF NEW SHARES FOR CASH UP TO A FURTHER 5% OF THE ISSUED ORDINARY SHARE CAPITAL OF THE COMPANY AS AT 3 MARCH 2021 IN CONNECTION WITH AN ACQUISITION OR SPECIFIED CAPITAL INVESTMENT: THAT THE DIRECTORS BE AND THEY ARE HEREBY EMPOWERED TO ALLOT ADDITIONAL EQUITY SECURITIES (WITHIN THE MEANING OF SECTION 1023 OF THE COMPANIES ACT 2014) FOR CASH AS PERMITTED BY RESOLUTION 7 IN THE NOTICE OF THIS MEETING AS IF SECTION 1022 OF THE COMPANIES ACT 2014 DID NOT APPLY TO ANY SUCH ALLOTMENT, PROVIDED THAT: (A) THE PROCEEDS OF ANY SUCH ALLOTMENT ARE TO BE USED ONLY FOR THE PURPOSES OF FINANCING (OR RE-FINANCING, IF THE AUTHORITY IS TO BE USED WITHIN SIX MONTHS AFTER THE ORIGINAL TRANSACTION) A TRANSACTION WHICH THE DIRECTORS DETERMINE TO BE AN ACQUISITION OR OTHER CAPITAL INVESTMENT OF A KIND CONTEMPLATED BY THE STATEMENT OF PRINCIPLES ON DISAPPLYING PRE-EMPTION RIGHTS MOST RECENTLY PUBLISHED BY THE PRE-EMPTION GROUP PRIOR TO THE DATE OF THIS NOTICE; AND (B) THE NOMINAL VALUE OF ALL EQUITY SECURITIES ALLOTTED PURSUANT TO THIS AUTHORITY TOGETHER WITH THE NOMINAL VALUE OF ALL TREASURY SHARES (AS DEFINED IN SECTION 1078 OF THE COMPANIES ACT 2014) REISSUED WHILE THIS AUTHORITY REMAINS OPERABLE MAY NOT EXCEED EUR 12,722,000. THIS AUTHORITY SHALL EXPIRE AT THE CLOSE OF BUSINESS ON THE EARLIER OF THE DATE OF THE ANNUAL GENERAL MEETING IN 2022 OR 28 JULY 2022 SAVE THAT THE COMPANY MAY BEFORE SUCH EXPIRY MAKE AN OFFER OR AGREEMENT WHICH WOULD OR MIGHT REQUIRE EQUITY SECURITIES TO BE ALLOTTED AFTER SUCH EXPIRY DATE AND THE DIRECTORS MAY ALLOT EQUITY SECURITIES IN PURSUANCE OF SUCH OFFER OR AGREEMENT AS IF SUCH POWER HAD NOT EXPIRED 10 TO CONSIDER AND, IF THOUGHT FIT, TO PASS AS Mgmt For For A SPECIAL RESOLUTION THE FOLLOWING RESOLUTION TO RENEW THE ANNUAL AUTHORITY OF THE COMPANY TO PURCHASE UP TO 10% OF THE COMPANY'S ISSUED ORDINARY SHARE CAPITAL: THAT THE COMPANY AND/OR ANY OF ITS SUBSIDIARIES BE AND ARE HEREBY AUTHORISED TO PURCHASE ORDINARY SHARES ON A SECURITIES MARKET (AS DEFINED IN SECTION 1072 OF THE COMPANIES ACT 2014), AT PRICES PROVIDED FOR IN ARTICLE 8A OF THE ARTICLES OF ASSOCIATION OF THE COMPANY UP TO A MAXIMUM OF 10% OF THE ORDINARY SHARES IN ISSUE AT THE DATE OF THE PASSING OF THIS RESOLUTION. THIS AUTHORITY SHALL EXPIRE AT THE CLOSE OF BUSINESS ON THE EARLIER OF THE DATE OF THE ANNUAL GENERAL MEETING IN 2022 OR 28 JULY 2022. THE COMPANY OR ANY SUBSIDIARY MAY BEFORE SUCH EXPIRY ENTER INTO A CONTRACT FOR THE PURCHASE OF ORDINARY SHARES WHICH WOULD OR MIGHT BE WHOLLY OR PARTLY EXECUTED AFTER SUCH EXPIRY AND MAY COMPLETE ANY SUCH CONTRACT AS IF THE AUTHORITY CONFERRED HEREBY HAD NOT EXPIRED 11 TO CONSIDER AND, IF THOUGHT FIT, TO PASS AS Mgmt For For A SPECIAL RESOLUTION THE FOLLOWING RESOLUTION TO RENEW THE DIRECTOR'S AUTHORITY TO REISSUE TREASURY SHARES: THAT THE COMPANY BE AND IS HEREBY AUTHORISED TO REISSUE TREASURY SHARES (AS DEFINED IN SECTION 1078 OF THE COMPANIES ACT 2014), IN THE MANNER PROVIDED FOR IN ARTICLE 8B OF THE ARTICLES OF ASSOCIATION OF THE COMPANY. THIS AUTHORITY SHALL EXPIRE AT THE CLOSE OF BUSINESS ON THE EARLIER OF THE DATE OF THE ANNUAL GENERAL MEETING IN 2022 OR 28 JULY 2022 12 TO CONSIDER AND, IF THOUGHT FIT, TO PASS AS Mgmt For For AN ORDINARY RESOLUTION THE FOLLOWING RESOLUTION TO RENEW THE DIRECTOR'S AUTHORITY TO MAKE SCRIP DIVIDEND OFFERS: THAT THE DIRECTORS BE AND THEY ARE HEREBY AUTHORISED, PURSUANT TO ARTICLE 138(B) OF THE ARTICLES OF ASSOCIATION OF THE COMPANY, TO EXERCISE THE POWERS CONTAINED IN THE SAID ARTICLE SO THAT THE DIRECTORS MAY OFFER TO THE SHAREHOLDERS THE RIGHT TO ELECT TO RECEIVE AN ALLOTMENT OF ADDITIONAL SHARES CREDITED AS FULLY PAID INSTEAD OF CASH IN RESPECT OF ALL OR PART OF ANY DIVIDEND OR DIVIDENDS FALLING TO BE DECLARED OR PAID BY THE COMPANY. UNLESS RENEWED AT THE ANNUAL GENERAL MEETING IN 2022, THIS AUTHORITY SHALL EXPIRE AT THE CLOSE OF BUSINESS ON 28 JULY 2022 13 TO CONSIDER AND, IF THOUGHT FIT, TO PASS AS Mgmt For For AN ORDINARY RESOLUTION: THAT APPROVAL BE AND IS HEREBY GIVEN FOR THE ESTABLISHMENT BY THE COMPANY OF SAVINGS-RELATED SHARE OPTION SCHEMES (THE "2021 SAVINGS-RELATED SHARE OPTION SCHEMES"), THE PRINCIPAL FEATURES OF WHICH ARE SUMMARISED IN THE CIRCULAR TO SHAREHOLDERS DATED 24 MARCH 2021 THAT ACCOMPANIES THE NOTICE CONVENING THIS MEETING AND THAT THE DIRECTORS BE AND ARE HEREBY AUTHORISED TO: (A) TAKE ALL SUCH ACTION OR STEPS (INCLUDING THE MAKING OF AMENDMENTS TO THE 2021 SAVINGS-RELATED SHARE OPTION SCHEMES AND THE RULES THEREOF) AS MAY BE NECESSARY TO OBTAIN THE APPROVAL OF THE RELEVANT REVENUE AUTHORITIES FOR THE SAID SCHEMES; AND (B) ESTABLISH SCHEMES IN OTHER JURISDICTIONS SIMILAR IN SUBSTANCE TO THE 2021 SAVINGS-RELATED SHARE OPTION SCHEMES BUT MODIFIED TO TAKE ACCOUNT OF LOCAL TAX, EXCHANGE CONTROL OR SECURITIES LAWS IN OVERSEAS TERRITORIES, PROVIDED THAT ANY SHARES MADE AVAILABLE UNDER ANY SUCH SCHEME WILL BE TREATED AS COUNTING TOWARDS ANY LIMITS ON INDIVIDUAL OR OVERALL PARTICIPATION IN THE 2021 SAVINGS-RELATED SHARE OPTION SCHEMES 14 TO CONSIDER AND, IF THOUGHT FIT, TO PASS AS Mgmt For For A SPECIAL RESOLUTION THE FOLLOWING RESOLUTION TO REDUCE THE SHARE PREMIUM OF THE COMPANY: THAT SUBJECT TO AND WITH THE CONSENT OF THE IRISH HIGH COURT IN ACCORDANCE WITH THE PROVISIONS OF SECTIONS 84 AND 85 OF THE COMPANIES ACT 2014, THE COMPANY CAPITAL OF THE COMPANY BE REDUCED BY THE CANCELLATION OF THE ENTIRE AMOUNT STANDING TO THE CREDIT OF THE COMPANY'S SHARE PREMIUM ACCOUNT AS AT 31 DECEMBER 2020 OR SUCH OTHER LESSER AMOUNT AS THE BOARD OF DIRECTORS OF THE COMPANY OR THE IRISH HIGH COURT MAY DETERMINE AND THAT THE RESERVE RESULTING FROM THE CANCELLATION OF THE SHARE PREMIUM BE TREATED AS PROFITS AVAILABLE FOR DISTRIBUTION AS DEFINED BY SECTION 117 OF THE IRISH COMPANIES ACT 2014 -------------------------------------------------------------------------------------------------------------------------- CSL LTD Agenda Number: 713081759 -------------------------------------------------------------------------------------------------------------------------- Security: Q3018U109 Meeting Type: AGM Meeting Date: 14-Oct-2020 Ticker: ISIN: AU000000CSL8 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting PROPOSALS 3 AND 4 AND VOTES CAST BY ANY INDIVIDUAL OR RELATED PARTY WHO BENEFIT FROM THE PASSING OF THE PROPOSAL/S WILL BE DISREGARDED BY THE COMPANY. HENCE, IF YOU HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN FUTURE BENEFIT (AS REFERRED IN THE COMPANY ANNOUNCEMENT) VOTE ABSTAIN ON THE RELEVANT PROPOSAL ITEMS. BY DOING SO, YOU ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN BENEFIT BY THE PASSING OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR OR AGAINST) ON THE ABOVE MENTIONED PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE NOT OBTAINED BENEFIT NEITHER EXPECT TO OBTAIN BENEFIT BY THE PASSING OF THE RELEVANT PROPOSAL/S AND YOU COMPLY WITH THE VOTING EXCLUSION 2.A TO RE-ELECT MR BRUCE BROOK AS DIRECTOR Mgmt For For 2.B TO ELECT MS CAROLYN HEWSON AO AS DIRECTOR Mgmt For For 2.C TO ELECT MR PASCAL SORIOT AS DIRECTOR Mgmt For For 3 ADOPTION OF THE REMUNERATION REPORT Mgmt For For 4 APPROVAL OF A GRANT OF PERFORMANCE SHARE Mgmt Against Against UNITS TO THE CHIEF EXECUTIVE OFFICER AND MANAGING DIRECTOR, MR PAUL PERREAULT CMMT 07 SEP 2020: PLEASE NOTE THAT THIS IS A Non-Voting REVISION DUE TO MODIFICATION OF THE TEXT OF RESOLUTION 2.B AND 2.C. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU -------------------------------------------------------------------------------------------------------------------------- DASSAULT SYSTEMES SE Agenda Number: 713941094 -------------------------------------------------------------------------------------------------------------------------- Security: F2457H472 Meeting Type: MIX Meeting Date: 26-May-2021 Ticker: ISIN: FR0000130650 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT THE FOLLOWING APPLIES TO SHAREHOLDERS THAT Non-Voting DO NOT HOLD SHARES DIRECTLY WITH A FRENCH CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS WILL BE FORWARDED TO THE GLOBAL CUSTODIANS ON THE VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED INTERMEDIARY, THE GLOBAL CUSTODIANS WILL SIGN THE PROXY CARDS AND FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU REQUEST MORE INFORMATION, PLEASE CONTACT YOUR CLIENT REPRESENTATIVE. CMMT FOLLOWING CHANGES IN THE FORMAT OF PROXY Non-Voting CARDS FOR FRENCH MEETINGS, ABSTAIN IS NOW A VALID VOTING OPTION. FOR ANY ADDITIONAL ITEMS RAISED AT THE MEETING THE VOTING OPTION WILL DEFAULT TO 'AGAINST', OR FOR POSITIONS WHERE THE PROXY CARD IS NOT COMPLETED BY BROADRIDGE, TO THE PREFERENCE OF YOUR CUSTODIAN. CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting REQUIRED TO VOTE AT THIS MEETING. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED RISK OF BEING REJECTED. THANK YOU CMMT PLEASE NOTE THAT DUE TO THE CURRENT COVID19 Non-Voting CRISIS AND IN ACCORDANCE WITH THE PROVISIONS ADOPTED BY THE FRENCH GOVERNMENT UNDER LAW NO. 2020-1379 OF NOVEMBER 14, 2020, EXTENDED AND MODIFIED BY LAW NO 2020-1614 OF DECEMBER 18, 2020 THE GENERAL MEETING WILL TAKE PLACE BEHIND CLOSED DOORS WITHOUT THE PHYSICAL PRESENCE OF THE SHAREHOLDERS. TO COMPLY WITH THESE LAWS, PLEASE DO NOT SUBMIT ANY REQUESTS TO ATTEND THE MEETING IN PERSON. SHOULD THIS SITUATION CHANGE, THE COMPANY ENCOURAGES ALL SHAREHOLDERS TO REGULARLY CONSULT THE COMPANY WEBSITE CMMT PLEASE NOTE THAT IF YOU HOLD CREST Non-Voting DEPOSITORY INTERESTS (CDIS) AND PARTICIPATE AT THIS MEETING, YOU (OR YOUR CREST SPONSORED MEMBER/CUSTODIAN) WILL BE REQUIRED TO INSTRUCT A TRANSFER OF THE RELEVANT CDIS TO THE ESCROW ACCOUNT SPECIFIED IN THE ASSOCIATED CORPORATE EVENT IN THE CREST SYSTEM. THIS TRANSFER WILL NEED TO BE COMPLETED BY THE SPECIFIED CREST SYSTEM DEADLINE. ONCE THIS TRANSFER HAS SETTLED, THE CDIS WILL BE BLOCKED IN THE CREST SYSTEM. THE CDIS WILL BE RELEASED FROM ESCROW AS SOON AS PRACTICABLE ON THE BUSINESS DAY PRIOR TO MEETING DATE UNLESS OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO BE ACCEPTED, THE VOTED POSITION MUST BE BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN THE CREST SYSTEM. BY VOTING ON THIS MEETING, YOUR CREST SPONSORED MEMBER/CUSTODIAN MAY USE YOUR VOTE INSTRUCTION AS THE AUTHORIZATION TO TAKE THE NECESSARY ACTION WHICH WILL INCLUDE TRANSFERRING YOUR INSTRUCTED POSITION TO ESCROW. PLEASE CONTACT YOUR CREST SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR FURTHER INFORMATION ON THE CUSTODY PROCESS AND WHETHER OR NOT THEY REQUIRE SEPARATE INSTRUCTIONS FROM YOU CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting THAT IF YOU ARE CLASSIFIED AS AN INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE REPRESENTATIVE FOR ASSISTANCE CMMT 10 MAY 2021: PLEASE NOTE THAT IMPORTANT Non-Voting ADDITIONAL MEETING INFORMATION IS AVAILABLE BY CLICKING ON THE MATERIAL URL LINK: https://www.journal-officiel.gouv.fr/balo/d ocument/202104162100983-46 AND https://www.journal-officiel.gouv.fr/balo/d ocument/202105102101516-56 AND PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION OF COMMENT. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU 1 APPROVAL OF THE PARENT COMPANY ANNUAL Mgmt For For FINANCIAL STATEMENTS 2 APPROVAL OF THE CONSOLIDATED FINANCIAL Mgmt For For STATEMENTS 3 ALLOCATION OF THE RESULTS Mgmt For For 4 RELATED-PARTY AGREEMENTS Mgmt For For 5 COMPENSATION POLICY FOR CORPORATE OFFICERS Mgmt Against Against 6 COMPENSATION ELEMENTS PAID IN 2020 OR Mgmt For For GRANTED WITH RESPECT TO 2020 TO MR. CHARLES EDELSTENNE, CHAIRMAN OF THE BOARD 7 COMPENSATION ELEMENTS PAID IN 2020 OR Mgmt Against Against GRANTED WITH RESPECT TO 2020 TO MR. BERNARD CHARLES, VICE-CHAIRMAN OF THE BOARD OF DIRECTORS AND CHIEF EXECUTIVE OFFICER 8 APPROVAL OF THE INFORMATION CONTAINED IN Mgmt For For THE CORPORATE GOVERNANCE REPORT AND RELATING TO THE COMPENSATION OF THE CORPORATE OFFICERS (ARTICLE L. 22-10-9 OF THE FRENCH COMMERCIAL CODE) 9 RE-APPOINTMENT OF MS. ODILE DESFORGES Mgmt For For 10 RE-APPOINTMENT OF MR. SOUMITRA DUTTA Mgmt For For 11 RATIFICATION OF THE APPOINTMENT OF MR. Mgmt For For PASCAL DALOZ AS A DIRECTOR ON A TEMPORARY BASIS BY THE BOARD OF DIRECTORS 12 AUTHORIZATION TO REPURCHASE DASSAULT Mgmt For For SYSTEMES SHARES 13 AUTHORIZATION GRANTED TO THE BOARD OF Mgmt For For DIRECTORS TO REDUCE THE SHARE CAPITAL BY CANCELLATION OF PREVIOUSLY REPURCHASED SHARES IN THE FRAMEWORK OF THE SHARE BUYBACK PROGRAM 14 DELEGATION OF AUTHORITY GRANTED TO THE Mgmt For For BOARD OF DIRECTORS TO INCREASE THE SHARE CAPITAL BY ISSUING SHARES OR EQUITY SECURITIES GIVING ACCESS TO OTHER EQUITY SECURITIES OF THE COMPANY OR GIVING ENTITLEMENT TO THE ALLOCATION OF DEBT SECURITIES AND TO ISSUE SECURITIES GIVING ACCESS TO THE COMPANY'S EQUITY SECURITIES TO BE ISSUED, WITH PREFERENTIAL SUBSCRIPTION RIGHTS FOR SHAREHOLDERS 15 DELEGATION OF AUTHORITY GRANTED TO THE Mgmt For For BOARD OF DIRECTORS TO INCREASE THE SHARE CAPITAL BY ISSUING SHARES OR EQUITY SECURITIES GIVING ACCESS TO OTHER EQUITY SECURITIES OF THE COMPANY OR GIVING ENTITLEMENT TO THE ALLOCATION OF DEBT SECURITIES AND TO ISSUE SECURITIES GIVING ACCESS TO EQUITY SECURITIES TO BE ISSUED, WITHOUT PREFERENTIAL SUBSCRIPTION RIGHTS FOR SHAREHOLDERS AND BY WAY OF A PUBLIC OFFERING OTHER THAN THOSE REFERRED TO IN ARTICLE L. 411-2 1 OF THE FRENCH MONETARY AND FINANCIAL CODE 16 DELEGATION OF AUTHORITY GRANTED TO THE Mgmt For For BOARD OF DIRECTORS TO INCREASE THE SHARE CAPITAL BY ISSUING SHARES OR EQUITY SECURITIES GIVING ACCESS TO OTHER EQUITY SECURITIES OR GIVING ENTITLEMENT TO THE ALLOCATION OF DEBT SECURITIES AND TO ISSUE SECURITIES GIVING ACCESS TO EQUITY SECURITIES TO BE ISSUED, WITHOUT PREFERENTIAL SUBSCRIPTION RIGHTS FOR SHAREHOLDERS, UNDER A PUBLIC OFFERING REFERRED TO IN ARTICLE L. 411-2 1 OF THE FRENCH MONETARY AND FINANCIAL CODE 17 DELEGATION OF AUTHORITY GRANTED TO THE Mgmt For For BOARD OF DIRECTORS TO INCREASE THE NUMBER OF SECURITIES TO BE ISSUED IN THE EVENT OF A SHARE CAPITAL INCREASE WITH OR WITHOUT PREFERENTIAL SUBSCRIPTION RIGHTS 18 DELEGATION OF AUTHORITY GRANTED TO THE Mgmt For For BOARD OF DIRECTORS TO INCREASE THE SHARE CAPITAL BY INCORPORATION OF RESERVES, PROFITS OR PREMIUMS 19 DELEGATION OF POWERS GRANTED TO THE BOARD Mgmt For For OF DIRECTORS TO INCREASE THE SHARE CAPITAL BY ISSUING SHARES OR EQUITY SECURITIES GIVING ACCESS TO OTHER EQUITY SECURITIES OR GIVING ENTITLEMENT TO THE ALLOCATION OF DEBT SECURITIES AS WELL AS TO THE SECURITIES GIVING ACCESS TO EQUITY SECURITIES TO BE ISSUED, UP TO A MAXIMUM OF 10%, TO REMUNERATE CONTRIBUTIONS IN KIND OF SHARES OR EQUITY-LINKED SECURITIES 20 AUTHORIZATION GRANTED TO THE BOARD OF Mgmt For For DIRECTORS TO ALLOCATE COMPANY SHARE SUBSCRIPTION TO CORPORATE OFFICERS (MANDATAIRES SOCIAUX) AND EMPLOYEES OF THE COMPANY AND ITS AFFILIATED COMPANIES ENTAILING AUTOMATICALLY THAT SHAREHOLDERS WAIVE THEIR PREFERENTIAL SUBSCRIPTION RIGHTS 21 AUTHORIZATION OF THE BOARD OF DIRECTORS TO Mgmt For For INCREASE THE SHARE CAPITAL FOR THE BENEFIT OF MEMBERS OF A CORPORATE SAVINGS PLAN, WITHOUT PRE-EMPTIVE RIGHTS 22 DELEGATION OF AUTHORITY GRANTED TO THE Mgmt For For BOARD OF DIRECTORS TO INCREASE THE SHARE CAPITAL FOR THE BENEFIT OF A CATEGORY OF BENEFICIARIES, WITHOUT PREFERENTIAL SUBSCRIPTION RIGHTS 23 FIVE-FOR-ONE STOCK SPLIT Mgmt For For 24 POWERS FOR FORMALITIES Mgmt For For -------------------------------------------------------------------------------------------------------------------------- DCC PLC Agenda Number: 712847942 -------------------------------------------------------------------------------------------------------------------------- Security: G2689P101 Meeting Type: AGM Meeting Date: 17-Jul-2020 Ticker: ISIN: IE0002424939 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1 TO REVIEW THE COMPANY'S AFFAIRS AND TO Mgmt For For RECEIVE AND CONSIDER THE FINANCIAL STATEMENTS FOR THE YEAR ENDED 31 MARCH 2020, TOGETHER WITH THE REPORTS OF THE DIRECTORS AND THE AUDITORS THEREON 2 TO DECLARE A FINAL DIVIDEND OF 95.79 PENCE Mgmt For For PER SHARE FOR THE YEAR ENDED 31 MARCH 2020 3 TO CONSIDER THE REMUNERATION REPORT Mgmt For For (EXCLUDING THE REMUNERATION POLICY) AS SET OUT ON PAGES 108 TO 133 OF THE 2020 ANNUAL REPORT AND ACCOUNTS 4 TO CONSIDER THE REMUNERATION POLICY AS SET Mgmt For For OUT ON PAGES 113 TO 120 OF THE 2020 ANNUAL REPORT AND ACCOUNTS 5.A TO ELECT OR RE-ELECT (AS APPROPRIATE) THE Mgmt Against Against FOLLOWING DIRECTOR: MARK BREUER 5.B TO ELECT OR RE-ELECT (AS APPROPRIATE) THE Mgmt For For FOLLOWING DIRECTOR: CAROLINE DOWLING 5.C TO ELECT OR RE-ELECT (AS APPROPRIATE) THE Mgmt For For FOLLOWING DIRECTOR: TUFAN ERGINBILGIC 5.D TO ELECT OR RE-ELECT (AS APPROPRIATE) THE Mgmt For For FOLLOWING DIRECTOR: DAVID JUKES 5.E TO ELECT OR RE-ELECT (AS APPROPRIATE) THE Mgmt Against Against FOLLOWING DIRECTOR: PAMELA KIRBY 5.F TO ELECT OR RE-ELECT (AS APPROPRIATE) THE Mgmt For For FOLLOWING DIRECTOR: JANE LODGE 5.G TO ELECT OR RE-ELECT (AS APPROPRIATE) THE Mgmt For For FOLLOWING DIRECTOR: CORMAC MCCARTHY 5.H TO ELECT OR RE-ELECT (AS APPROPRIATE) THE Mgmt Against Against FOLLOWING DIRECTOR: JOHN MOLONEY 5.I TO ELECT OR RE-ELECT (AS APPROPRIATE) THE Mgmt For For FOLLOWING DIRECTOR: DONAL MURPHY 5.J TO ELECT OR RE-ELECT (AS APPROPRIATE) THE Mgmt For For FOLLOWING DIRECTOR: MARK RYAN 6 TO AUTHORISE THE DIRECTORS TO DETERMINE THE Mgmt For For REMUNERATION OF THE AUDITORS 7 TO AUTHORISE THE DIRECTORS TO ALLOT SHARES Mgmt For For 8 TO AUTHORISE THE DIRECTORS TO DIS-APPLY Mgmt For For PRE-EMPTION RIGHTS IN CERTAIN CIRCUMSTANCES (RELATING TO RIGHTS ISSUES OR OTHER ISSUES UP TO A LIMIT OF 5% OF ISSUED SHARE CAPITAL (EXCLUDING TREASURY SHARES)) 9 TO AUTHORISE THE DIRECTORS TO DIS-APPLY Mgmt For For PRE-EMPTION RIGHTS IN CERTAIN CIRCUMSTANCES (RELATING TO ACQUISITIONS OR OTHER CAPITAL INVESTMENTS UP TO A LIMIT OF 5% OF ISSUED SHARE CAPITAL (EXCLUDING TREASURY SHARES)) 10 TO AUTHORISE THE DIRECTORS TO MAKE MARKET Mgmt For For PURCHASES OF THE COMPANY'S OWN SHARES 11 TO FIX THE RE-ISSUE PRICE OF THE COMPANY'S Mgmt For For SHARES HELD AS TREASURY SHARES 12 TO AMEND THE DCC PLC LONG TERM INCENTIVE Mgmt For For PLAN 2009 -------------------------------------------------------------------------------------------------------------------------- DCC PLC Agenda Number: 713497736 -------------------------------------------------------------------------------------------------------------------------- Security: G2689P101 Meeting Type: EGM Meeting Date: 04-Feb-2021 Ticker: ISIN: IE0002424939 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting REQUIRED TO VOTE AT THIS MEETING. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED RISK OF BEING REJECTED. THANK YOU 1 TO APPROVE THE MIGRATION OF THE MIGRATING Mgmt For For SHARES TO EUROCLEAR BANK'S CENTRAL SECURITIES DEPOSITORY 2 TO AMEND AND ADOPT THE ARTICLES OF Mgmt For For ASSOCIATION OF THE COMPANY 3 TO AUTHORISE THE COMPANY TO TAKE ALL Mgmt For For ACTIONS TO IMPLEMENT THE MIGRATION -------------------------------------------------------------------------------------------------------------------------- DIAGEO PLC Agenda Number: 713039407 -------------------------------------------------------------------------------------------------------------------------- Security: G42089113 Meeting Type: AGM Meeting Date: 28-Sep-2020 Ticker: ISIN: GB0002374006 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1 REPORT AND ACCOUNTS 2020 Mgmt For For 2 DIRECTORS' REMUNERATION REPORT 2020 Mgmt For For 3 DIRECTORS' REMUNERATION POLICY 2020 Mgmt For For 4 DECLARATION OF FINAL DIVIDEND Mgmt For For 5 ELECTION OF MELISSA BETHELL AS A DIRECTOR Mgmt For For 6 RE-ELECTION OF JAVIER FERRAN AS A DIRECTOR Mgmt For For 7 RE-ELECTION OF SUSAN KILSBY AS A DIRECTOR Mgmt For For 8 RE-ELECTION OF LADY MENDELSOHN AS A Mgmt For For DIRECTOR 9 RE-ELECTION OF IVAN MENEZES AS A DIRECTOR Mgmt For For 10 RE-ELECTION OF KATHRYN MIKELLS AS A Mgmt For For DIRECTOR 11 RE-ELECTION OF ALAN STEWART AS A DIRECTOR Mgmt For For 12 RE-APPOINTMENT OF AUDITOR: Mgmt For For PRICEWATERHOUSECOOPERS LLP 13 REMUNERATION OF AUDITOR Mgmt For For 14 AUTHORITY TO MAKE POLITICAL DONATIONS Mgmt For For AND/OR TO INCUR POLITICAL EXPENDITURE 15 AUTHORITY TO ALLOT SHARES Mgmt For For 16 AMENDMENT OF THE DIAGEO 2001 SHARE Mgmt For For INCENTIVE PLAN 17 ADOPTION OF THE DIAGEO 2020 SHARESAVE PLAN Mgmt For For 18 ADOPTION OF THE DIAGEO DEFERRED BONUS SHARE Mgmt For For PLAN 19 AUTHORITY TO ESTABLISH INTERNATIONAL SHARE Mgmt For For PLANS 20 DISAPPLICATION OF PRE-EMPTION RIGHTS Mgmt For For 21 AUTHORITY TO PURCHASE OWN ORDINARY SHARES Mgmt For For 22 REDUCED NOTICE OF A GENERAL MEETING OTHER Mgmt For For THAN AN AGM 23 APPROVAL AND ADOPTION OF NEW ARTICLES OF Mgmt For For ASSOCIATION 24 2019 SHARE BUY-BACKS AND EMPLOYEE BENEFIT Mgmt For For AND SHARE OWNERSHIP TRUST TRANSACTIONS CMMT 28 AUG 2020: PLEASE NOTE THAT THIS IS A Non-Voting REVISION DUE TO MODIFICATION OF TEXT IN RESOLUTION 12. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. -------------------------------------------------------------------------------------------------------------------------- ELI LILLY AND COMPANY Agenda Number: 935355354 -------------------------------------------------------------------------------------------------------------------------- Security: 532457108 Meeting Type: Annual Meeting Date: 03-May-2021 Ticker: LLY ISIN: US5324571083 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director to serve a three year Mgmt For For term: K. Baicker, Ph.D. 1b. Election of Director to serve a three year Mgmt For For term: J.E. Fyrwald 1c. Election of Director to serve a three year Mgmt For For term: J. Jackson 1d. Election of Director to serve a three year Mgmt For For term: G. Sulzberger 1e. Election of Director to serve a three year Mgmt Against Against term: J.P. Tai 2. Approval, on an advisory basis, of the Mgmt For For compensation paid to the company's named executive officers. 3. Ratification of the appointment of Ernst & Mgmt For For Young LLP as the independent auditor for 2021. 4. Approval of amendments to the company's Mgmt For For Articles of Incorporation to eliminate the classified board structure. 5. Approval of amendments to the company's Mgmt For For Articles of Incorporation to eliminate supermajority voting provisions. 6. Shareholder proposal to disclose direct and Shr For Against indirect lobbying activities and expenditures. 7. Shareholder proposal to amend the bylaws to Shr For Against require an independent board chair. 8. Shareholder proposal to implement a bonus Shr For Against deferral policy. 9. Shareholder proposal to disclose clawbacks Shr For Against on executive incentive compensation due to misconduct. -------------------------------------------------------------------------------------------------------------------------- EOG RESOURCES, INC. Agenda Number: 935350835 -------------------------------------------------------------------------------------------------------------------------- Security: 26875P101 Meeting Type: Annual Meeting Date: 29-Apr-2021 Ticker: EOG ISIN: US26875P1012 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director to hold office until Mgmt Against Against the 2022 annual meeting: Janet F. Clark 1B. Election of Director to hold office until Mgmt Against Against the 2022 annual meeting: Charles R. Crisp 1C. Election of Director to hold office until Mgmt Against Against the 2022 annual meeting: Robert P. Daniels 1D. Election of Director to hold office until Mgmt Against Against the 2022 annual meeting: James C. Day 1E. Election of Director to hold office until Mgmt Against Against the 2022 annual meeting: C. Christopher Gaut 1F. Election of Director to hold office until Mgmt For For the 2022 annual meeting: Michael T. Kerr 1G. Election of Director to hold office until Mgmt Against Against the 2022 annual meeting: Julie J. Robertson 1H. Election of Director to hold office until Mgmt Against Against the 2022 annual meeting: Donald F. Textor 1I. Election of Director to hold office until Mgmt For For the 2022 annual meeting: William R. Thomas 2. To ratify the appointment by the Audit Mgmt For For Committee of the Board of Directors of Deloitte & Touche LLP, independent registered public accounting firm, as auditors for the Company for the year ending December 31, 2021. 3. To approve the EOG Resources, Inc. 2021 Mgmt For For Omnibus Equity Compensation Plan. 4. To approve, by non-binding vote, the Mgmt For For compensation of the Company's named executive officers. -------------------------------------------------------------------------------------------------------------------------- EQUITY RESIDENTIAL Agenda Number: 935414603 -------------------------------------------------------------------------------------------------------------------------- Security: 29476L107 Meeting Type: Annual Meeting Date: 17-Jun-2021 Ticker: EQR ISIN: US29476L1070 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Angela M. Aman Mgmt For For Raymond Bennett Mgmt For For Linda Walker Bynoe Mgmt For For Connie K. Duckworth Mgmt For For Mary Kay Haben Mgmt For For Tahsinul Zia Huque Mgmt For For John E. Neal Mgmt For For David J. Neithercut Mgmt For For Mark J. Parrell Mgmt For For Mark S. Shapiro Mgmt For For Stephen E. Sterrett Mgmt For For Samuel Zell Mgmt For For 2. Ratification of the selection of Ernst & Mgmt For For Young LLP as the Company's independent auditor for 2021. 3. Approval of Executive Compensation. Mgmt For For -------------------------------------------------------------------------------------------------------------------------- FACEBOOK, INC. Agenda Number: 935395891 -------------------------------------------------------------------------------------------------------------------------- Security: 30303M102 Meeting Type: Annual Meeting Date: 26-May-2021 Ticker: FB ISIN: US30303M1027 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Peggy Alford Mgmt For For Marc L. Andreessen Mgmt Withheld Against Andrew W. Houston Mgmt Withheld Against Nancy Killefer Mgmt For For Robert M. Kimmitt Mgmt For For Sheryl K. Sandberg Mgmt For For Peter A. Thiel Mgmt Withheld Against Tracey T. Travis Mgmt For For Mark Zuckerberg Mgmt For For 2. To ratify the appointment of Ernst & Young Mgmt For For LLP as Facebook, Inc.'s independent registered public accounting firm for the fiscal year ending December 31, 2021. 3. To approve an amendment to the director Mgmt Against Against compensation policy. 4. A shareholder proposal regarding dual class Shr For Against capital structure. 5. A shareholder proposal regarding an Shr For Against independent chair. 6. A shareholder proposal regarding child Shr For Against exploitation. 7. A shareholder proposal regarding Shr Against For human/civil rights expert on board. 8. A shareholder proposal regarding platform Shr For Against misuse. 9. A shareholder proposal regarding public Shr Against For benefit corporation. -------------------------------------------------------------------------------------------------------------------------- FIDELITY NAT'L INFORMATION SERVICES,INC. Agenda Number: 935378097 -------------------------------------------------------------------------------------------------------------------------- Security: 31620M106 Meeting Type: Annual Meeting Date: 19-May-2021 Ticker: FIS ISIN: US31620M1062 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Ellen R. Alemany Mgmt For For 1B. Election of Director: Jeffrey A. Goldstein Mgmt For For 1C. Election of Director: Lisa A. Hook Mgmt For For 1D. Election of Director: Keith W. Hughes Mgmt For For 1E. Election of Director: Gary L. Lauer Mgmt For For 1F. Election of Director: Gary A. Norcross Mgmt For For 1G. Election of Director: Louise M. Parent Mgmt For For 1H. Election of Director: Brian T. Shea Mgmt For For 1I. Election of Director: James B. Stallings, Mgmt For For Jr. 1J. Election of Director: Jeffrey E. Stiefler Mgmt For For 2. Advisory vote on Fidelity National Mgmt For For Information Services, Inc. executive compensation. 3. To ratify the appointment of KPMG LLP as Mgmt For For our independent registered public accounting firm for 2021. -------------------------------------------------------------------------------------------------------------------------- GLOBAL PAYMENTS INC. Agenda Number: 935351584 -------------------------------------------------------------------------------------------------------------------------- Security: 37940X102 Meeting Type: Annual Meeting Date: 29-Apr-2021 Ticker: GPN ISIN: US37940X1028 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: F. Thaddeus Arroyo Mgmt For For 1B. Election of Director: Robert H.B. Baldwin, Mgmt For For Jr. 1C. Election of Director: John G. Bruno Mgmt For For 1D. Election of Director: Kriss Cloninger III Mgmt For For 1E. Election of Director: William I Jacobs Mgmt For For 1F. Election of Director: Joia M. Johnson Mgmt For For 1G. Election of Director: Ruth Ann Marshall Mgmt For For 1H. Election of Director: Connie D. McDaniel Mgmt For For 1I. Election of Director: William B. Plummer Mgmt For For 1J. Election of Director: Jeffrey S. Sloan Mgmt For For 1K. Election of Director: John T. Turner Mgmt For For 1L. Election of Director: M. Troy Woods Mgmt For For 2. Approval, on an advisory basis, of the Mgmt For For compensation of our named executive officers for 2020. 3. Ratification of the appointment of Deloitte Mgmt For For & Touche LLP as our independent registered public accounting firm for the year ending December 31, 2021. 4. Advisory vote on shareholder proposal Shr For Against regarding shareholder right to act by written consent. -------------------------------------------------------------------------------------------------------------------------- HALMA PLC Agenda Number: 712982289 -------------------------------------------------------------------------------------------------------------------------- Security: G42504103 Meeting Type: AGM Meeting Date: 04-Sep-2020 Ticker: ISIN: GB0004052071 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1 TO RECEIVE THE ACCOUNTS AND THE REPORTS OF Mgmt For For THE DIRECTORS (INCLUDING THE STRATEGIC REPORT) AND THE AUDITOR FOR THE YEAR ENDED 31 MARCH 2020 2 TO DECLARE A FINAL DIVIDEND OF 9.96P PER Mgmt For For SHARE FOR THE YEAR ENDED 31 MARCH 2020, PAYABLE ON 1 OCTOBER 2020 TO SHAREHOLDERS ON THE REGISTER OF MEMBERS AT THE CLOSE OF BUSINESS ON 28 AUGUST 2020 3 TO APPROVE THE REMUNERATION REPORT FOR THE Mgmt For For YEAR ENDED 31 MARCH 2020 AS SET OUT ON PAGES 77 TO 95 OF THE ANNUAL REPORT AND ACCOUNTS 2020 4 TO RE-ELECT PAUL WALKER AS A DIRECTOR OF Mgmt Against Against THE COMPANY 5 TO RE-ELECT ANDREW WILLIAMS AS A DIRECTOR Mgmt Against Against OF THE COMPANY 6 TO RE-ELECT ADAM MEYERS AS A DIRECTOR OF Mgmt For For THE COMPANY 7 TO RE-ELECT DANIELA BARONE SOARES AS A Mgmt Against Against DIRECTOR OF THE COMPANY 8 TO RE-ELECT ROY TWITE AS A DIRECTOR OF THE Mgmt Against Against COMPANY 9 TO RE-ELECT TONY RICE AS A DIRECTOR OF THE Mgmt Against Against COMPANY 10 TO RE-ELECT CAROLE CRAN AS A DIRECTOR OF Mgmt Against Against THE COMPANY 11 TO RE-ELECT JO HARLOW AS A DIRECTOR OF THE Mgmt Against Against COMPANY 12 TO RE-ELECT JENNIFER WARD AS A DIRECTOR OF Mgmt For For THE COMPANY 13 TO RE-ELECT MARC RONCHETTI AS A DIRECTOR OF Mgmt For For THE COMPANY 14 TO RE-APPOINT PRICEWATERHOUSECOOPERS LLP AS Mgmt For For AUDITOR OF THE COMPANY 15 TO AUTHORISE THE DIRECTORS, ACTING THROUGH Mgmt For For THE AUDIT COMMITTEE, TO DETERMINE THE REMUNERATION OF THE AUDITOR 16 AUTHORITY TO ALLOT SHARES Mgmt For For 17 THAT, IN ACCORDANCE WITH SECTIONS 366 AND Mgmt For For 367 OF THE 2006 ACT, THE COMPANY AND ANY COMPANY WHICH IS, OR BECOMES, A SUBSIDIARY OF THE COMPANY AT ANY TIME DURING THE PERIOD FOR WHICH THIS RESOLUTION HAS EFFECT, BE AUTHORISED TO: A. MAKE POLITICAL DONATIONS TO POLITICAL PARTIES AND/OR INDEPENDENT ELECTION CANDIDATES NOT EXCEEDING GBP 100,000 IN TOTAL; B. MAKE POLITICAL DONATIONS TO POLITICAL ORGANISATIONS, OTHER THAN POLITICAL PARTIES, NOT EXCEEDING GBP 100,000 IN TOTAL; AND C. INCUR POLITICAL EXPENDITURE NOT EXCEEDING GBP 100,000 IN TOTAL, (AS SUCH TERMS ARE DEFINED IN PART 14 OF THE 2006 ACT) DURING THE PERIOD BEGINNING ON THE DATE OF THE PASSING OF THIS RESOLUTION AND ENDING ON THE EARLIER OF (I) THE CONCLUSION OF THE ANNUAL GENERAL MEETING OF THE COMPANY TO BE HELD IN 2021 AND (II) 30 SEPTEMBER 2021, PROVIDED THAT THE AGGREGATE AMOUNT OF ALL POLITICAL DONATIONS AND POLITICAL EXPENDITURE MADE OR INCURRED UNDER PARAGRAPHS A., B. AND C. ABOVE SHALL NOT EXCEED GBP 100,000 IN TOTAL 18 DISAPPLICATION OF PRE-EMPTION RIGHTS Mgmt For For 19 ADDITIONAL DISAPPLICATION OF PRE-EMPTION Mgmt For For RIGHTS 20 AUTHORITY TO PURCHASE OWN SHARES Mgmt For For 21 THAT A GENERAL MEETING OTHER THAN AN ANNUAL Mgmt For For GENERAL MEETING MAY BE CALLED ON NOT LESS THAN 14 CLEAR DAYS' NOTICE 22 THAT THE ARTICLES OF ASSOCIATION AS Mgmt For For PRODUCED TO THE MEETING AND INITIALLED BY THE CHAIRMAN (FOR THE PURPOSE OF IDENTIFICATION) BE ADOPTED AS THE ARTICLES OF ASSOCIATION OF THE COMPANY IN SUBSTITUTION FOR, AND TO THE EXCLUSION OF, THE EXISTING ARTICLES OF ASSOCIATION, WITH EFFECT FROM THE CONCLUSION OF THE AGM -------------------------------------------------------------------------------------------------------------------------- HDFC BANK LTD Agenda Number: 712875612 -------------------------------------------------------------------------------------------------------------------------- Security: Y3119P190 Meeting Type: AGM Meeting Date: 18-Jul-2020 Ticker: ISIN: INE040A01034 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1 TO RECEIVE, CONSIDER AND ADOPT THE AUDITED Mgmt For For FINANCIAL STATEMENTS (STANDALONE) OF THE BANK FOR THE FINANCIAL YEAR ENDED MARCH 31, 2020 AND THE REPORTS OF THE BOARD OF DIRECTORS AND AUDITORS THEREON 2 TO RECEIVE, CONSIDER AND ADOPT THE AUDITED Mgmt For For FINANCIAL STATEMENTS (CONSOLIDATED) OF THE BANK FOR THE FINANCIAL YEAR ENDED MARCH 31, 2020 AND THE REPORT OF THE AUDITORS THEREON 3 TO CONFIRM THE SPECIAL INTERIM DIVIDEND OF Mgmt For For INR 5/- PER EQUITY SHARE OF ERSTWHILE FACE VALUE OF INR 2/- EACH FULLY PAID-UP, FOR THE FINANCIAL YEAR 2019-20, APPROVED BY THE BOARD OF DIRECTORS AND ALREADY PAID TO ELIGIBLE SHAREHOLDERS 4 TO APPOINT A DIRECTOR IN PLACE OF MR. Mgmt For For KAIZAD BHARUCHA (DIN 02490648), WHO RETIRES BY ROTATION AND, BEING ELIGIBLE, OFFERS HIMSELF FOR RE-APPOINTMENT 5 TO APPROVE THE FEES / REMUNERATION OF THE Mgmt For For STATUTORY AUDITORS, M/S. MSKA & ASSOCIATES, CHARTERED ACCOUNTANTS AND IN THIS REGARD TO CONSIDER, AND IF THOUGHT FIT, TO PASS, THE FOLLOWING RESOLUTION AS AN ORDINARY RESOLUTION: "RESOLVED THAT PURSUANT TO SECTION 142 AND OTHER APPLICABLE PROVISIONS, IF ANY, OF THE COMPANIES ACT, 2013 AND THE RELEVANT RULES THEREUNDER, INCLUDING ANY AMENDMENTS, MODIFICATIONS, VARIATIONS OR RE-ENACTMENTS THEREOF, APPROVAL OF THE MEMBERS OF THE BANK BE AND IS HEREBY ACCORDED FOR PAYMENT OF REMUNERATION OF INR 26,500,000 (RUPEES TWO CRORES SIXTY FIVE LACS ONLY) TO M/S. MSKA & ASSOCIATES, STATUTORY AUDITORS OF THE BANK, FOR THE PURPOSE OF AUDIT OF THE BANK'S ACCOUNTS AT ITS HEAD OFFICE, BRANCHES AND OTHER OFFICES INCLUDING REPORTING ON INTERNAL FINANCIAL CONTROLS AND ADDITIONAL CERTIFICATION AS REQUIRED BY THE RESERVE BANK OF INDIA ("RBI"), AND ADDITIONAL FEES OF INR 2,500,000 (RUPEES TWENTY FIVE LACS ONLY) FOR THE PURPOSE OF REVIEW / FINALIZATION OF THE 'FIT FOR CONSOLIDATION' INFORMATION FOR THE LIMITED PURPOSE OF SUBMITTING SUCH 'FIT FOR CONSOLIDATION' INFORMATION TO HOUSING DEVELOPMENT FINANCE CORPORATION LIMITED ("HDFC LIMITED") FOR FACILITATING CONSOLIDATION OF FINANCIAL STATEMENTS OF THE BANK WITH THAT OF HDFC LIMITED UNDER IND-AS, PLUS EXPENSES, OUTLAYS AND TAXES AS APPLICABLE, FOR THE FINANCIAL YEAR 2020-21, AND FOR SUCH REMUNERATION AND EXPENSES THEREAFTER AS MAY BE MUTUALLY AGREED BETWEEN THE BANK AND THE SAID STATUTORY AUDITORS AND AS MAY BE FURTHER APPROVED BY THE BOARD FROM TIME TO TIME, WITH POWER TO THE BOARD, INCLUDING RELEVANT COMMITTEE(S) THEREOF, TO ALTER AND VARY THE TERMS AND CONDITIONS OF APPOINTMENT ETC., INCLUDING BY REASON OF NECESSITY ON ACCOUNT OF CONDITIONS AS MAY BE STIPULATED BY THE RBI AND / OR ANY OTHER AUTHORITY, IN SUCH MANNER AND TO SUCH EXTENT AS MAY BE MUTUALLY AGREED WITH THE STATUTORY AUDITORS." 6 TO RATIFY THE ADDITIONAL FEES / Mgmt For For REMUNERATION TO THE STATUTORY AUDITORS, M/S. MSKA & ASSOCIATES, CHARTERED ACCOUNTANTS AND IN THIS REGARD TO CONSIDER, AND IF THOUGHT FIT, TO PASS, THE FOLLOWING RESOLUTION AS AN ORDINARY RESOLUTION: "RESOLVED THAT PURSUANT TO SECTION 142 AND OTHER APPLICABLE PROVISIONS, IF ANY, OF THE COMPANIES ACT, 2013 AND THE RELEVANT RULES THEREUNDER, IN ADDITION TO THE RESOLUTION PASSED BY THE MEMBERS OF THE BANK ON JULY 12, 2019, FOR PAYMENT OF REMUNERATION OF INR 25,000,000 (RUPEES TWO CRORES FIFTY LACS ONLY) FOR THE FINANCIAL YEAR 2019-20 TO M/S. MSKA & ASSOCIATES, STATUTORY AUDITORS OF THE BANK, FURTHER APPROVAL OF THE MEMBERS OF THE BANK BE AND IS HEREBY ACCORDED FOR RATIFYING THE FEES OF INR 6,000,000 (RUPEES SIXTY LACS ONLY) FOR ADDITIONAL CERTIFICATION AS REQUIRED BY THE RBI, FOR THE FINANCIAL YEAR 2019-20." 7 TO RE-APPOINT MR. MALAY PATEL (DIN Mgmt For For 06876386) AS AN INDEPENDENT DIRECTOR AND IN THIS REGARD TO CONSIDER, AND IF THOUGHT FIT, TO PASS, THE FOLLOWING RESOLUTION AS A SPECIAL RESOLUTION: "RESOLVED THAT PURSUANT TO SECTIONS 149, 152 AND OTHER APPLICABLE PROVISIONS, IF ANY, OF THE COMPANIES ACT, 2013 AND THE RELEVANT RULES THEREUNDER READ WITH SCHEDULE IV TO THE COMPANIES ACT, 2013 AND PURSUANT TO SECTION 10A(2)(A) OF THE BANKING REGULATION ACT, 1949, AND RELEVANT CIRCULARS ISSUED BY THE RBI FROM TIME TO TIME, INCLUDING ANY AMENDMENTS, MODIFICATIONS, VARIATIONS OR RE-ENACTMENTS THEREOF AND RECOMMENDATION OF THE NOMINATION AND REMUNERATION COMMITTEE OF DIRECTORS AND THE BOARD OF DIRECTORS OF THE BANK, MR. MALAY PATEL (DIN 06876386), BE AND IS HEREBY RE-APPOINTED AS AN INDEPENDENT DIRECTOR OF THE BANK HAVING SPECIALIZED KNOWLEDGE AND PRACTICAL EXPERIENCE IN MATTERS RELATING TO SMALL SCALE INDUSTRIES, TO HOLD OFFICE FOR A PERIOD OF THREE (3) YEARS COMMENCING FROM MARCH 31, 2020 AND THAT HE SHALL NOT BE LIABLE TO RETIRE BY ROTATION AND THAT HE SHALL BE PAID SITTING FEES AND REIMBURSED EXPENSES FOR ATTENDING BOARD AND COMMITTEE MEETINGS, AS MAY BE PERMISSIBLE UNDER LAW FROM TIME TO TIME, AS WELL AS PROFIT RELATED COMMISSION AS MAY BE ALLOWED BY RELEVANT RBI GUIDELINES AND OTHER APPLICABLE LAWS, FROM TIME TO TIME." 8 TO APPROVE THE RE-APPOINTMENT OF MR. KAIZAD Mgmt For For BHARUCHA (DIN 02490648) AS AN EXECUTIVE DIRECTOR AND IN THIS REGARD TO CONSIDER, AND IF THOUGHT FIT, TO PASS, THE FOLLOWING RESOLUTION AS AN ORDINARY RESOLUTION; "RESOLVED THAT PURSUANT TO SECTIONS 196, 197, 203 AND OTHER APPLICABLE PROVISIONS, IF ANY, OF THE COMPANIES ACT, 2013 AND THE RELEVANT RULES THEREUNDER, THE BANKING REGULATION ACT, 1949, RELEVANT CIRCULARS ISSUED BY THE RESERVE BANK OF INDIA ("RBI") FROM TIME TO TIME, INCLUDING ANY AMENDMENTS, MODIFICATIONS, VARIATIONS OR RE-ENACTMENTS THEREOF AND RECOMMENDATION OF THE NOMINATION AND REMUNERATION COMMITTEE OF DIRECTORS AND THE BOARD OF DIRECTORS OF THE BANK (HEREINAFTER REFERRED TO AS THE "BOARD", WHICH TERM SHALL BE DEEMED TO INCLUDE ANY COMMITTEE CONSTITUTED / EMPOWERED / TO BE CONSTITUTED BY THE BOARD FROM TIME TO TIME TO EXERCISE ITS POWERS CONFERRED BY THIS RESOLUTION), AND PURSUANT TO THE APPROVAL RECEIVED FROM THE RBI AND SUBJECT TO THE APPROVALS, AS MAY BE NECESSARY FROM CONCERNED AUTHORITIES OR BODIES AND SUBJECT TO THE CONDITIONS AS MAY BE PRESCRIBED BY ANY OF THEM WHILE GRANTING SUCH APPROVALS, MR. KAIZAD BHARUCHA (DIN 02490648), BE AND IS HEREBY RE-APPOINTED AS EXECUTIVE DIRECTOR OF THE BANK, LIABLE TO RETIRE BY ROTATION, FOR A PERIOD OF THREE (3) YEARS COMMENCING FROM JUNE 13, 2020 UP TO JUNE 12, 2023 UPON SUCH TERMS AND CONDITIONS INCLUDING REMUNERATION AS SET OUT IN THE EXPLANATORY STATEMENT TO THE RESOLUTION AS PER ITEM NO. 8 OF THE NOTICE OF THE ANNUAL GENERAL MEETING AND WHICH IS SPECIFICALLY APPROVED AND SANCTIONED WITH AUTHORITY TO THE BOARD TO ALTER AND VARY THE TERMS AND CONDITIONS OF THE SAID APPOINTMENT AND / OR AGREEMENT INCLUDING INCREMENTS AND / OR ANY OTHER COMPONENTS OF THE REMUNERATION, AS MAY BE NECESSARY FROM TIME TO TIME, IN VIEW OF ANY APPROVALS AND CONDITIONS AS MAY BE GIVEN / STIPULATED BY THE RBI OR ANY OTHER STATUTORY AUTHORITY, (INCLUDING AUTHORITY, FROM TIME TO TIME TO DETERMINE THE AMOUNT OF SALARY AS ALSO THE TYPE AND AMOUNT OF PERQUISITES AND OTHER BENEFITS PAYABLE TO MR. BHARUCHA), IN SUCH MANNER AS MAY BE DECIDED BY THE BOARD; RESOLVED FURTHER THAT THE BOARD BE AND IS HEREBY AUTHORIZED TO DO ALL SUCH ACTS, DEEDS, MATTERS AND THINGS AND TO EXECUTE ANY AGREEMENTS, DOCUMENTS, INSTRUMENTS AND WRITINGS AS MAY BE REQUIRED, WITH POWER TO SETTLE ALL QUESTIONS, DIFFICULTIES OR DOUBTS THAT MAY ARISE IN REGARD TO THE SAID APPOINTMENT AS IT MAY IN ITS SOLE DISCRETION DEEM FIT AND NECESSARY AND TO DELEGATE ALL OR ANY OF ITS POWERS CONFERRED HEREIN TO ANY DIRECTOR(S) AND / OR OFFICER(S) OF THE BANK TO GIVE EFFECT TO THIS RESOLUTION." 9 TO APPOINT MRS. RENU KARNAD (DIN 00008064) Mgmt Against Against AS A NON- EXECUTIVE DIRECTOR AND IN THIS REGARD TO CONSIDER, AND IF THOUGHT FIT, TO PASS, THE FOLLOWING RESOLUTION AS AN ORDINARY RESOLUTION: "RESOLVED THAT PURSUANT TO SECTION 152 AND OTHER APPLICABLE PROVISIONS, IF ANY, OF THE COMPANIES ACT, 2013 AND THE RELEVANT RULES THEREUNDER, THE BANKING REGULATION ACT, 1949, RELEVANT CIRCULARS ISSUED BY THE RBI FROM TIME TO TIME INCLUDING ANY AMENDMENTS, MODIFICATIONS, VARIATIONS OR RE-ENACTMENTS THEREOF AND RECOMMENDATION OF THE NOMINATION AND REMUNERATION COMMITTEE AND THE BOARD OF DIRECTORS OF THE BANK (HEREINAFTER REFERRED TO AS THE "BOARD", WHICH TERM SHALL BE DEEMED TO INCLUDE ANY COMMITTEE CONSTITUTED / EMPOWERED / TO BE CONSTITUTED BY THE BOARD FROM TIME TO TIME TO EXERCISE ITS POWERS CONFERRED BY THIS RESOLUTION), MRS. RENU KARNAD (DIN 00008064), WHO HAS BEEN APPOINTED AS AN ADDITIONAL NON- EXECUTIVE DIRECTOR OF THE BANK BY THE BOARD WITH EFFECT FROM MARCH 3, 2020 UNTIL SHE ATTAINS THE AGE OF 70 YEARS I.E. UPTO SEPTEMBER 3, 2022 IN ACCORDANCE WITH SECTION 161(1) OF THE COMPANIES ACT, 2013 AND THE ARTICLES OF ASSOCIATION OF THE BANK AND WHOSE TERM OF OFFICE EXPIRES AT THE ANNUAL GENERAL MEETING, BE AND IS HEREBY APPOINTED AS A NON- EXECUTIVE DIRECTOR (NOMINEE OF HOUSING DEVELOPMENT FINANCE CORPORATION LIMITED, PROMOTER OF THE BANK), AND THAT SHE SHALL BE LIABLE TO RETIRE BY ROTATION AND SHALL BE PAID SITTING FEES AND REIMBURSED EXPENSES FOR ATTENDING BOARD AND COMMITTEE MEETINGS, AS MAY BE PERMISSIBLE UNDER LAW FROM TIME TO TIME, AS WELL AS PROFIT RELATED COMMISSION AS MAY BE ALLOWED BY RELEVANT RBI GUIDELINES AND OTHER APPLICABLE LAWS, FROM TIME TO TIME." 10 TO RATIFY AND APPROVE THE RELATED PARTY Mgmt For For TRANSACTIONS WITH HOUSING DEVELOPMENT FINANCE CORPORATION LIMITED AND IN THIS REGARD TO CONSIDER AND, IF THOUGHT FIT, TO PASS, THE FOLLOWING RESOLUTION AS AN ORDINARY RESOLUTION: "RESOLVED THAT PURSUANT TO THE SECURITIES AND EXCHANGE BOARD OF INDIA (LISTING OBLIGATIONS AND DISCLOSURE REQUIREMENTS) REGULATIONS, 2015 ("LISTING REGULATIONS") AND ANY OTHER APPLICABLE PROVISIONS OF LAW, INCLUDING ANY AMENDMENTS, MODIFICATIONS, VARIATIONS OR RE-ENACTMENTS THEREOF, THE MEMBERS OF THE BANK DO HEREBY RATIFY AS ALSO ACCORD FURTHER APPROVAL TO THE BOARD OF DIRECTORS OF THE BANK (HEREINAFTER REFERRED TO AS THE "BOARD", WHICH TERM SHALL BE DEEMED TO INCLUDE ANY COMMITTEE CONSTITUTED / EMPOWERED / TO BE CONSTITUTED BY THE BOARD FROM TIME TO TIME TO EXERCISE ITS POWERS CONFERRED BY THIS RESOLUTION) FOR CARRYING OUT AND / OR CONTINUING WITH ARRANGEMENTS AND TRANSACTIONS (WHETHER INDIVIDUAL TRANSACTION OR TRANSACTIONS TAKEN TOGETHER OR SERIES OF TRANSACTIONS OR OTHERWISE) WITH HOUSING DEVELOPMENT FINANCE CORPORATION LIMITED ("HDFC LIMITED"), BEING A RELATED PARTY, WHETHER BY WAY OF RENEWAL(S) OR EXTENSION(S) OR MODIFICATION(S) OF EARLIER ARRANGEMENTS / TRANSACTIONS OR OTHERWISE, INCLUDING BANKING TRANSACTIONS, TRANSACTIONS FOR SOURCING OF HOME LOANS FOR HDFC LIMITED AGAINST THE CONSIDERATION OF THE COMMISSION AGREED UPON OR AS MAY BE MUTUALLY AGREED UPON FROM TIME TO TIME, PURCHASE / SECURITIZATION OF SUCH PERCENTAGE OF HOME LOANS SOURCED AND DISBURSED AS MAY BE AGREED FROM TIME TO TIME MUTUALLY BETWEEN THE BANK AND HDFC LIMITED, SERVICING BY HDFC LIMITED OF HOME LOANS ASSIGNED BY IT / SECURITIZED AGAINST THE CONSIDERATION AGREED UPON OR AS MAY BE AGREED UPON FROM TIME TO TIME AND ANY OTHER TRANSACTIONS INCLUDING THOSE AS MAY BE DISCLOSED IN THE NOTES FORMING PART OF THE FINANCIAL STATEMENTS FOR THE RELEVANT PERIOD, NOTWITHSTANDING THE FACT THAT ALL THESE TRANSACTIONS WITHIN THE FINANCIAL YEAR 2020-21 IN AGGREGATE MAY EXCEED 10% OF THE ANNUAL CONSOLIDATED TURNOVER OF THE BANK AS PER THE BANK'S LAST AUDITED FINANCIAL STATEMENTS OR ANY MATERIALITY THRESHOLD AS MAY BE APPLICABLE FROM TIME TO TIME; RESOLVED FURTHER THAT THE MEMBERS OF THE BANK DO HEREBY RATIFY AS ALSO ACCORD FURTHER APPROVAL TO THE BOARD OF DIRECTORS OF THE BANK TO SIGN AND EXECUTE ALL SUCH DOCUMENTS, DEEDS AND WRITINGS AND TO DO ALL SUCH ACTS, DEEDS, MATTERS AND THINGS AS MAY BE DEEMED NECESSARY, EXPEDIENT AND INCIDENTAL THERETO AND TO DELEGATE ALL OR ANY OF ITS POWERS HEREIN CONFERRED TO ANY COMMITTEE OF DIRECTORS AND / OR DIRECTOR(S) AND / OR OFFICER(S) / EMPLOYEE(S) OF THE BANK / ANY OTHER PERSON(S) TO GIVE EFFECT TO THE AFORESAID RESOLUTION." 11 TO RATIFY AND APPROVE THE RELATED PARTY Mgmt For For TRANSACTIONS WITH HDB FINANCIAL SERVICES LIMITED AND IN THIS REGARD TO CONSIDER, AND IF THOUGHT FIT, TO PASS, THE FOLLOWING RESOLUTION AS AN ORDINARY RESOLUTION: "RESOLVED THAT PURSUANT TO THE SECURITIES AND EXCHANGE BOARD OF INDIA (LISTING OBLIGATIONS AND DISCLOSURE REQUIREMENTS) REGULATIONS, 2015 ("LISTING REGULATIONS") AND ANY OTHER APPLICABLE PROVISIONS OF LAW, INCLUDING ANY AMENDMENTS, MODIFICATIONS, VARIATIONS OR RE-ENACTMENTS THEREOF, THE MEMBERS OF THE BANK DO HEREBY RATIFY AND ALSO ACCORD FURTHER APPROVAL TO THE BOARD OF DIRECTORS OF THE BANK (HEREINAFTER REFERRED TO AS THE "BOARD", WHICH TERM SHALL BE DEEMED TO INCLUDE ANY COMMITTEE CONSTITUTED / EMPOWERED / TO BE CONSTITUTED BY THE BOARD FROM TIME TO TIME TO EXERCISE ITS POWERS CONFERRED BY THIS RESOLUTION) FOR CARRYING OUT AND/OR CONTINUING WITH ARRANGEMENTS AND THE TRANSACTIONS (WHETHER INDIVIDUAL TRANSACTIONS OR TRANSACTIONS TAKEN TOGETHER OR SERIES OF TRANSACTIONS OR OTHERWISE) WITH HDB FINANCIAL SERVICES LIMITED ("HDBFSL"), BEING A RELATED PARTY, INCLUDING TRANSACTIONS OF PURCHASE / SECURITIZATION OF LOANS, SERVICING ARRANGEMENTS, IF ANY, BANKING TRANSACTIONS AND ANY OTHER ARRANGEMENTS / TRANSACTIONS AS DISCLOSED IN THE NOTES FORMING PART OF THE FINANCIAL STATEMENTS, WHETHER BY WAY OF CONTINUATION, RENEWAL(S) OR EXTENSION(S) OR MODIFICATION(S) OF EARLIER ARRANGEMENTS / TRANSACTIONS OR OTHERWISE, AGAINST SUCH CONSIDERATION AS AGREED UPON OR AS MAY BE MUTUALLY AGREED UPON FROM TIME TO TIME BETWEEN THE BANK AND HDBFSL, NOTWITHSTANDING THE FACT THAT ALL THESE TRANSACTIONS WITHIN THE FINANCIAL YEAR 2020-21 IN AGGREGATE MAY EXCEED 10% OF THE ANNUAL CONSOLIDATED TURNOVER OF THE BANK AS PER THE BANK'S LAST AUDITED FINANCIAL STATEMENTS OR ANY MATERIALITY THRESHOLD AS MAY BE APPLICABLE FROM TIME TO TIME; RESOLVED FURTHER THAT THE MEMBERS OF THE BANK DO HEREBY RATIFY AS ALSO ACCORD FURTHER APPROVAL TO THE BOARD OF DIRECTORS OF THE BANK TO SIGN AND EXECUTE ALL SUCH DOCUMENTS, DEEDS AND WRITINGS AND TO DO ALL SUCH ACTS, DEEDS, MATTERS AND THINGS AS MAY BE DEEMED NECESSARY, EXPEDIENT AND INCIDENTAL THERETO AND TO DELEGATE ALL OR ANY OF ITS POWERS HEREIN CONFERRED TO ANY COMMITTEE OF DIRECTORS AND / OR DIRECTOR(S) AND / OR OFFICER(S) / EMPLOYEE(S) OF THE BANK / ANY OTHER PERSON(S) TO GIVE EFFECT TO THE AFORESAID RESOLUTION." 12 TO ISSUE UNSECURED PERPETUAL DEBT Mgmt For For INSTRUMENTS (PART OF ADDITIONAL TIER I CAPITAL), TIER II CAPITAL BONDS AND LONG TERM BONDS (FINANCING OF INFRASTRUCTURE AND AFFORDABLE HOUSING) ON A PRIVATE PLACEMENT BASIS AND IN THIS REGARD TO CONSIDER AND, IF THOUGHT FIT, TO PASS THE FOLLOWING RESOLUTION, AS A SPECIAL RESOLUTION: "RESOLVED THAT PURSUANT TO SECTION 42 AND OTHER APPLICABLE PROVISIONS, IF ANY, OF THE COMPANIES ACT, 2013, RULE 14 AND OTHER APPLICABLE PROVISIONS, IF ANY, OF THE COMPANIES (PROSPECTUS AND ALLOTMENT OF SECURITIES) RULES, 2014, THE COMPANIES (SHARE CAPITAL AND DEBENTURE) RULES, 2014, ANY OTHER APPLICABLE RULES, SECURITIES AND EXCHANGE BOARD OF INDIA (ISSUE AND LISTING OF DEBT SECURITIES) REGULATIONS, 2008, ANY OTHER APPLICABLE PROVISIONS OF LAW, ANY AMENDMENTS, MODIFICATIONS, VARIATIONS OR REENACTMENTS THERETO FROM TIME TO TIME, AND THE PROVISIONS OF THE MEMORANDUM AND ARTICLES OF ASSOCIATION OF THE BANK AND SUBJECT TO SUCH OTHER APPROVAL(S), CONSENT(S), PERMISSION(S) AND SANCTION(S) AS MAY BE NECESSARY FROM THE CONCERNED AUTHORITIES / REGULATORS / STATUTORY AUTHORITY(IES), INCLUDING THE RESERVE BANK OF INDIA ("RBI"), THE APPROVAL OF THE MEMBERS OF THE BANK BE AND IS HEREBY ACCORDED TO THE BOARD OF DIRECTORS OF THE BANK (HEREINAFTER REFERRED TO AS "BOARD" AND WHICH TERM SHALL BE DEEMED TO INCLUDE ANY COMMITTEE OF THE BOARD OR ANY OTHER PERSONS TO WHOM POWERS ARE DELEGATED BY THE BOARD AS PERMITTED UNDER THE COMPANIES ACT, 2013 OR RULES THEREUNDER) FOR BORROWING / RAISING FUNDS IN INDIAN CURRENCY BY ISSUE OF UNSECURED PERPETUAL DEBT INSTRUMENTS (PART OF ADDITIONAL TIER I CAPITAL), TIER II CAPITAL BONDS AND LONG TERM BONDS (FINANCING OF INFRASTRUCTURE AND AFFORDABLE HOUSING) IN DOMESTIC MARKET ON A PRIVATE PLACEMENT BASIS AND / OR FOR MAKING OFFERS AND / OR INVITATIONS THEREFOR AND / OR ISSUE(S) / ISSUANCES THEREFOR, ON PRIVATE PLACEMENT BASIS, FOR A PERIOD OF ONE (1) YEAR FROM THE DATE HEREOF, IN ONE OR MORE TRANCHES AND / OR SERIES AND UNDER ONE OR MORE SHELF DISCLOSURE DOCUMENTS AND / OR ONE OR MORE ISSUES / LETTERS OF OFFER OR SUCH OTHER DOCUMENTS OR AMENDMENTS / REVISIONS THEREOF AND ON SUCH TERMS AND CONDITIONS FOR EACH SERIES / TRANCHES INCLUDING THE PRICE, COUPON, PREMIUM, DISCOUNT, TENOR, ETC. AS DEEMED FIT BY THE BOARD, AS PER THE STRUCTURE AND WITHIN THE LIMITS PERMITTED BY THE RBI, OF AN AMOUNT IN AGGREGATE NOT EXCEEDING INR 50,000 CRORES (RUPEES FIFTY THOUSAND CRORES ONLY); RESOLVED FURTHER THAT THE MEMBERS OF THE BANK DO HEREBY ACCORD APPROVAL TO THE BOARD OF DIRECTORS OF THE BANK TO SIGN AND EXECUTE ALL SUCH DOCUMENTS, DEEDS AND WRITINGS AND TO DO ALL SUCH ACTS, DEEDS, MATTERS AND THINGS AS MAY BE DEEMED NECESSARY, EXPEDIENT AND INCIDENTAL THERETO WITH POWER TO SETTLE ALL QUESTIONS, DIFFICULTIES OR DOUBTS THAT MAY ARISE WITH REGARD TO ANY OF THE SAID MATTERS, AND TO DELEGATE ALL OR ANY OF ITS POWERS HEREIN CONFERRED TO ANY COMMITTEE OF DIRECTORS AND / OR DIRECTOR(S) AND / OR OFFICER(S) / EMPLOYEE(S) OF THE BANK / ANY OTHER PERSON(S) TO GIVE EFFECT TO THE AFORESAID RESOLUTION." -------------------------------------------------------------------------------------------------------------------------- HDFC BANK LTD Agenda Number: 713329440 -------------------------------------------------------------------------------------------------------------------------- Security: Y3119P190 Meeting Type: OTH Meeting Date: 01-Dec-2020 Ticker: ISIN: INE040A01034 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT PLEASE NOTE THAT THIS IS A POSTAL MEETING Non-Voting ANNOUNCEMENT. A PHYSICAL MEETING IS NOT BEING HELD FOR THIS COMPANY. THEREFORE, MEETING ATTENDANCE REQUESTS ARE NOT VALID FOR THIS MEETING. IF YOU WISH TO VOTE, YOU MUST RETURN YOUR INSTRUCTIONS BY THE INDICATED CUTOFF DATE. PLEASE ALSO NOTE THAT ABSTAIN IS NOT A VALID VOTE OPTION AT POSTAL BALLOT MEETINGS. THANK YOU 1 APPOINTMENT OF MR. SASHIDHAR JAGDISHAN Mgmt For For (DIN: 08614396) AS A DIRECTOR OF THE BANK 2 APPOINTMENT OF MR. SASHIDHAR JAGDISHAN Mgmt For For (DIN: 08614396) AS THE MANAGING DIRECTOR & CHIEF EXECUTIVE OFFICER OF THE BANK, FOR A PERIOD OF THREE (3) YEARS, W.E.F. OCTOBER 27, 2020, ON THE TERMS AND CONDITIONS RELATING TO THE SAID APPOINTMENT, INCLUDING REMUNERATION, AS APPROVED BY THE RBI -------------------------------------------------------------------------------------------------------------------------- IBERDROLA SA Agenda Number: 714171030 -------------------------------------------------------------------------------------------------------------------------- Security: E6165F166 Meeting Type: OGM Meeting Date: 18-Jun-2021 Ticker: ISIN: ES0144580Y14 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting REQUIRED TO VOTE AT THIS MEETING. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED RISK OF BEING REJECTED. THANK YOU CMMT DELETION OF COMMENT Non-Voting 1 ANNUAL FINANCIAL STATEMENTS 2020 Mgmt For For 2 DIRECTORS' REPORTS 2020 Mgmt For For 3 STATEMENT OF NON-FINANCIAL INFORMATION 2020 Mgmt For For 4 CORPORATE MANAGEMENT AND ACTIVITIES OF THE Mgmt For For BOARD OF DIRECTORS IN 2020 5 AMENDMENT OF THE PREAMBLE AND OF ARTICLES Mgmt For For 1, 4, 8, 9, 12, 14, 15, 17, 19, 21, 23, 24, 27, 30, 31, 32, 33, 35, 36, 37, 38, 42, 43, 44, 45, 46, 47 AND 49 OF THE BY-LAWS TO UPDATE THE NAME OF THE GOVERNANCE AND SUSTAINABILITY SYSTEM AND MAKE OTHER TECHNICAL IMPROVEMENTS 6 AMENDMENT OF ARTICLE 10 OF THE BY-LAWS IN Mgmt For For ORDER TO REFLECT THE AMOUNT OF SHARE CAPITAL RESULTING FROM THE REDUCTION THEREIN BY MEANS OF THE RETIREMENT OF A MAXIMUM OF 178,156,000 OWN SHARES (2.776% OF THE SHARE CAPITAL) 7 AMENDMENT OF ARTICLES 12, 17, 28, 33, 39, Mgmt For For 40 AND 41 OF THE BY-LAWS TO CONFORM THE TEXT THEREOF TO THE NEW LEGAL PROVISIONS AS REGARDS THE ENCOURAGEMENT OF LONG-TERM SHAREHOLDER ENGAGEMENT 8 AMENDMENT OF ARTICLES 18, 19, 20, 22, 23, Mgmt For For 24, 26 AND 27 OF THE BY-LAWS TO REGULATE REMOTE ATTENDANCE AT THE GENERAL SHAREHOLDERS' MEETING 9 AMENDMENT OF ARTICLE 32 OF THE BY-LAWS TO Mgmt For For INCLUDE THE APPROVAL OF A CLIMATE ACTION PLAN 10 AMENDMENT OF ARTICLES 35 AND 36 OF THE Mgmt For For BY-LAWS TO UPDATE THE RULES ON THE WAYS OF HOLDING MEETINGS OF THE BOARD OF DIRECTORS AND OF ITS COMMITTEES 11 AMENDMENT OF ARTICLES 53 AND 54 OF THE Mgmt For For BY-LAWS AND ADDITION OF SIX NEW ARTICLES NUMBERED FROM 55 TO 60, REORGANISING THE CHAPTERS OF TITLE V, TO ESTABLISH THE REGULATIONS FOR THE PREPARATION, VERIFICATION AND APPROVAL OF THE ANNUAL FINANCIAL AND NON-FINANCIAL INFORMATION 12 AMENDMENT OF ARTICLES 55 AND 56 OF THE Mgmt For For BY-LAWS, WHICH WILL BECOME ARTICLES 61 AND 62, TO MAKE TECHNICAL IMPROVEMENTS AND GROUP THEM WITHIN A NEW TITLE VI 13 AMENDMENT OF ARTICLES 4, 6, 7, 8, 9, 19, Mgmt For For 20, 28, 29, 30, 38, 39, 40 AND 41 OF THE REGULATIONS FOR THE GENERAL SHAREHOLDERS' MEETING IN ORDER TO UPDATE THE NAME OF THE GOVERNANCE AND SUSTAINABILITY SYSTEM AND TO MAKE OTHER TECHNICAL IMPROVEMENTS 14 AMENDMENT OF ARTICLES 9 AND 20 OF THE Mgmt For For REGULATIONS FOR THE GENERAL SHAREHOLDERS' MEETING TO CONFORM THE TEXT THEREOF TO THE NEW LEGAL PROVISIONS AS REGARDS THE ENCOURAGEMENT OF LONG-TERM SHAREHOLDER ENGAGEMENT 15 AMENDMENT OF ARTICLES 11, 14, 18, 19, 21, Mgmt For For 22, 23, 24, 25, 26, 29, 31, 33, 34, 35, 36, 40 AND 43 OF THE REGULATIONS FOR THE GENERAL SHAREHOLDERS' MEETING AND ADDITION OF A NEW ARTICLE 37 TO ESTABLISH THE RULES FOR REMOTE ATTENDANCE, AND NUMBERING OF THE ARTICLES 16 DIRECTOR REMUNERATION POLICY Mgmt For For 17 ALLOCATION OF PROFITS/LOSSES AND Mgmt For For DISTRIBUTION OF 2020 DIVIDENDS, THE SUPPLEMENTARY PAYMENT OF WHICH WILL BE MADE WITHIN THE FRAMEWORK OF THE "IBERDROLA RETRIBUCION FLEXIBLE" OPTIONAL DIVIDEND SYSTEM 18 FIRST INCREASE IN CAPITAL BY MEANS OF A Mgmt For For SCRIP ISSUE AT A MAXIMUM REFERENCE MARKET VALUE OF 1,725 MILLION EUROS IN ORDER TO IMPLEMENT THE "IBERDROLA RETRIBUCION FLEXIBLE" OPTIONAL DIVIDEND SYSTEM 19 SECOND INCREASE IN CAPITAL BY MEANS OF A Mgmt For For SCRIP ISSUE AT A MAXIMUM REFERENCE MARKET VALUE OF 1,250 MILLION EUROS IN ORDER TO IMPLEMENT THE "IBERDROLA RETRIBUCION FLEXIBLE" OPTIONAL DIVIDEND SYSTEM 20 RE-ELECTION OF MR JUAN MANUEL GONZALEZ Mgmt For For SERNA AS INDEPENDENT DIRECTOR 21 RE-ELECTION OF MR FRANCISCO MARTINEZ Mgmt For For CORCOLES AS EXECUTIVE DIRECTOR 22 RATIFICATION AND RE-ELECTION OF MR ANGEL Mgmt For For JESUS ACEBES PANIAGUA AS INDEPENDENT DIRECTOR 23 SETTING OF THE NUMBER OF MEMBERS OF THE Mgmt For For BOARD OF DIRECTORS AT FOURTEEN 24 AUTHORISATION TO ISSUE SIMPLE DEBENTURES OR Mgmt For For BONDS AND OTHER FIXED-INCOME SECURITIES, NOT EXCHANGEABLE FOR OR CONVERTIBLE INTO SHARES, WITH A LIMIT OF 6,000 MILLION EUROS FOR PROMISSORY NOTES AND 30,000 MILLION EUROS FOR OTHER FIXED-INCOME SECURITIES, AS WELL AS TO GUARANTEE ISSUES OF SUBSIDIARIES 25 DELEGATION OF POWERS TO FORMALISE AND TO Mgmt For For CONVERT THE RESOLUTIONS ADOPTED INTO A PUBLIC INSTRUMENT 26 ANNUAL DIRECTOR REMUNERATION REPORT 2020 Mgmt For For 27 CLIMATE ACTION POLICY Mgmt For For CMMT 24 MAY 2021: PLEASE NOTE THAT THIS IS A Non-Voting REVISION DUE TO POSTPONEMENT OF THE MEETING DATE FROM SECOND CALL DATE FROM 17 JUNE 2021 TO 18 JUNE 2021. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU -------------------------------------------------------------------------------------------------------------------------- INFINEON TECHNOLOGIES AG Agenda Number: 713541060 -------------------------------------------------------------------------------------------------------------------------- Security: D35415104 Meeting Type: AGM Meeting Date: 25-Feb-2021 Ticker: ISIN: DE0006231004 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting REQUIRED TO VOTE AT THIS MEETING. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED RISK OF BEING REJECTED. THANK YOU CMMT PLEASE NOTE THAT FOLLOWING THE AMENDMENT TO Non-Voting PARAGRAPH 21 OF THE SECURITIES TRADE ACT ON 9TH JULY 2015 AND THE OVER-RULING OF THE DISTRICT COURT IN COLOGNE JUDGMENT FROM 6TH JUNE 2012 THE VOTING PROCESS HAS NOW CHANGED WITH REGARD TO THE GERMAN REGISTERED SHARES. AS A RESULT, IT IS NOW THE RESPONSIBILITY OF THE END-INVESTOR (I.E. FINAL BENEFICIARY) AND NOT THE INTERMEDIARY TO DISCLOSE RESPECTIVE FINAL BENEFICIARY VOTING RIGHTS THEREFORE THE CUSTODIAN BANK / AGENT IN THE MARKET WILL BE SENDING THE VOTING DIRECTLY TO MARKET AND IT IS THE END INVESTORS RESPONSIBILITY TO ENSURE THE REGISTRATION ELEMENT IS COMPLETE WITH THE ISSUER DIRECTLY, SHOULD THEY HOLD MORE THAN 3 % OF THE TOTAL SHARE CAPITAL CMMT THE VOTE/REGISTRATION DEADLINE AS DISPLAYED Non-Voting ON PROXYEDGE IS SUBJECT TO CHANGE AND WILL BE UPDATED AS SOON AS BROADRIDGE RECEIVES CONFIRMATION FROM THE SUB CUSTODIANS REGARDING THEIR INSTRUCTION DEADLINE. FOR ANY QUERIES PLEASE CONTACT YOUR CLIENT SERVICES REPRESENTATIVE. CMMT ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting SPECIFIC CONFLICTS OF INTEREST IN CONNECTION WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE NOT ENTITLED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT BE EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE NOT COMPLIED WITH ANY OF YOUR MANDATORY VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE GERMAN SECURITIES TRADING ACT (WPHG). FOR QUESTIONS IN THIS REGARD PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE FOR CLARIFICATION. IF YOU DO NOT HAVE ANY INDICATION REGARDING SUCH CONFLICT OF INTEREST, OR ANOTHER EXCLUSION FROM VOTING, PLEASE SUBMIT YOUR VOTE AS USUAL. CMMT FURTHER INFORMATION ON COUNTER PROPOSALS Non-Voting CAN BE FOUND DIRECTLY ON THE ISSUER'S WEBSITE (PLEASE REFER TO THE MATERIAL URL SECTION OF THE APPLICATION). IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL NEED TO REQUEST A MEETING ATTEND AND VOTE YOUR SHARES DIRECTLY AT THE COMPANY'S MEETING. COUNTER PROPOSALS CANNOT BE REFLECTED IN THE BALLOT ON PROXYEDGE. CMMT FROM 10TH FEBRUARY, BROADRIDGE WILL CODE Non-Voting ALL AGENDAS FOR GERMAN MEETINGS IN ENGLISH ONLY. IF YOU WISH TO SEE THE AGENDA IN GERMAN, THIS WILL BE MADE AVAILABLE AS A LINK UNDER THE 'MATERIAL URL' DROPDOWN AT THE TOP OF THE BALLOT. THE GERMAN AGENDAS FOR ANY EXISTING OR PAST MEETINGS WILL REMAIN IN PLACE. FOR FURTHER INFORMATION, PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE. 1 RECEIVE FINANCIAL STATEMENTS AND STATUTORY Non-Voting REPORTS FOR FISCAL 2020 2 APPROVE ALLOCATION OF INCOME AND DIVIDENDS Mgmt For For OF EUR 0.22 PER SHARE 3.1 APPROVE DISCHARGE OF MANAGEMENT BOARD Mgmt For For MEMBER REINHARD PLOSS FOR FISCAL 2020 3.2 APPROVE DISCHARGE OF MANAGEMENT BOARD Mgmt For For MEMBER HELMUT GASSEL FOR FISCAL 2020 3.3 APPROVE DISCHARGE OF MANAGEMENT BOARD Mgmt For For MEMBER JOCHEN HANEBECK FOR FISCAL 2020 3.4 APPROVE DISCHARGE OF MANAGEMENT BOARD Mgmt For For MEMBER SVEN SCHNEIDER FOR FISCAL 2020 4.1 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For MEMBER WOLFGANG EDER FOR FISCAL 2020 4.2 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For MEMBER PETER BAUER (UNTIL FEB. 20, 2020) FOR FISCAL 2020 4.3 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For MEMBER XIAOQUN CLEVER (FROM FEB. 20, 2020) FOR FISCAL 2020 4.4 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For MEMBER JOHANN DECHANT FOR FISCAL 2020 4.5 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For MEMBER HERBERT DIESS (UNTIL FEB. 20, 2020) FOR FISCAL 2020 4.6 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For MEMBER FRIEDRICH EICHINER (FROM FEB. 20, 2020) FOR FISCAL 2020 4.7 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For MEMBER ANNETTE ENGELFRIED FOR FISCAL 2020 4.8 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For MEMBER PETER GRUBER FOR FISCAL 2020 4.9 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For MEMBER GERHARD HOBBACH (UNTIL FEB. 20, 2020) FOR FISCAL 2020 4.10 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For MEMBER HANS ULRICH HOLDENRIED FOR FISCAL 2020 4.11 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For MEMBER RENATE KOECHER (UNTIL FEB. 20, 2020) FOR FISCAL 2020 4.12 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For MEMBER SUSANNE LACHENMANN FOR FISCAL 2020 4.13 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For MEMBER GERALDINE PICAUD FOR FISCAL 2020 4.14 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For MEMBER MANFRED PUFFER FOR FISCAL 2020 4.15 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For MEMBER MELANIE RIEDL (FROM FEB. 20, 2020) FOR FISCAL 2020 4.16 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For MEMBER KERSTIN SCHULZENDORF FOR FISCAL 2020 4.17 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For MEMBER JUERGEN SCHOLZ FOR FISCAL 2020 4.18 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For MEMBER ULRICH SPIESSHOFER (FROM FEB. 20, 2020) FOR FISCAL 2020 4.19 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For MEMBER MARGRET SUCKALE (FROM FEB. 20, 2020) FOR FISCAL 2020 4.20 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For MEMBER ECKART SUENNER (UNTIL FEB. 20, 2020) FOR FISCAL 2020 4.21 APPROVE DISCHARGE OF SUPERVISORY BOARD Mgmt For For MEMBER DIANA VITALE FOR FISCAL 2020 5 RATIFY KPMG AG AS AUDITORS FOR FISCAL 2021 Mgmt For For 6 APPROVE REMUNERATION POLICY Mgmt For For 7 APPROVE REMUNERATION OF SUPERVISORY BOARD Mgmt For For 8 APPROVE CREATION OF EUR 30 MILLION POOL OF Mgmt For For CAPITAL FOR EMPLOYEE STOCK PURCHASE PLAN 9 AMEND ARTICLES RE: INFORMATION FOR Mgmt For For REGISTRATION IN THE SHARE REGISTER 10 AMEND ARTICLES RE: SUPERVISORY BOARD'S Mgmt For For RULES OF PROCEDURE CMMT 18 JAN 2021: INTERMEDIARY CLIENTS ONLY - Non-Voting PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE REPRESENTATIVE FOR ASSISTANCE. THANK YOU CMMT 20 JAN 2021: PLEASE NOTE THAT THIS IS A Non-Voting REVISION DUE TO ADDITION OF COMMENT. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. CMMT 20 JAN 2021: PLEASE NOTE THAT IF YOU HOLD Non-Voting CREST DEPOSITORY INTERESTS (CDIS) AND PARTICIPATE AT THIS MEETING, YOU (OR YOUR CREST SPONSORED MEMBER/CUSTODIAN) WILL BE REQUIRED TO INSTRUCT A TRANSFER OF THE RELEVANT CDIS TO THE ESCROW ACCOUNT SPECIFIED IN THE ASSOCIATED CORPORATE EVENT IN THE CREST SYSTEM. THIS TRANSFER WILL NEED TO BE COMPLETED BY THE SPECIFIED CREST SYSTEM DEADLINE. ONCE THIS TRANSFER HAS SETTLED, THE CDIS WILL BE BLOCKED IN THE CREST SYSTEM. THE CDIS WILL BE RELEASED FROM ESCROW AS SOON AS PRACTICABLE ON THE BUSINESS DAY PRIOR TO MEETING DATE UNLESS OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO BE ACCEPTED, THE VOTED POSITION MUST BE BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN THE CREST SYSTEM. BY VOTING ON THIS MEETING, YOUR CREST SPONSORED MEMBER/CUSTODIAN MAY USE YOUR VOTE INSTRUCTION AS THE AUTHORIZATION TO TAKE THE NECESSARY ACTION WHICH WILL INCLUDE TRANSFERRING YOUR INSTRUCTED POSITION TO ESCROW. PLEASE CONTACT YOUR CREST SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR FURTHER INFORMATION ON THE CUSTODY PROCESS AND WHETHER OR NOT THEY REQUIRE SEPARATE INSTRUCTIONS FROM YOU -------------------------------------------------------------------------------------------------------------------------- ING GROUP NV Agenda Number: 713687068 -------------------------------------------------------------------------------------------------------------------------- Security: N4578E595 Meeting Type: AGM Meeting Date: 26-Apr-2021 Ticker: ISIN: NL0011821202 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting IS REQUIRED FOR THIS MEETING. IF NO BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR INSTRUCTION MAY BE REJECTED. THANK YOU. CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting REQUIRED TO VOTE AT THIS MEETING. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED RISK OF BEING REJECTED. THANK YOU 1. OPENING REMARKS AND ANNOUNCEMENTS Non-Voting 2a. REPORT OF THE EXECUTIVE BOARD FOR 2020 Non-Voting 2b. SUSTAINABILITY Non-Voting 2c. REPORT OF THE SUPERVISORY BOARD FOR 2020 Non-Voting 2d. REMUNERATION REPORT FOR 2020 Mgmt For For 2e. FINANCIAL STATEMENTS (ANNUAL ACCOUNTS) FOR Mgmt For For 2020 3a. PROFIT RETENTION AND DISTRIBUTION POLICY Non-Voting 3b. DIVIDEND FOR 2020: EUR 0.12 PER SHARE Mgmt For For 4a. DISCHARGE OF THE MEMBERS AND FORMER MEMBERS Mgmt For For OF THE EXECUTIVE BOARD IN RESPECT OF THEIR DUTIES PERFORMED DURING THE YEAR 2020 4b. DISCHARGE OF THE MEMBERS AND FORMER MEMBERS Mgmt For For OF THE SUPERVISORY BOARD IN RESPECT OF THEIR DUTIES PERFORMED DURING THE YEAR 2020 5. VARIABLE REMUNERATION CAP FOR SELECTED Mgmt For For GLOBAL STAFF 6. AMENDMENTS OF THE ARTICLES OF ASSOCIATION Mgmt For For 7a. COMPOSITION OF THE EXECUTIVE BOARD: Mgmt For For REAPPOINTMENT OF STEVEN VAN RIJSWIJK 7b. COMPOSITION OF THE EXECUTIVE BOARD: Mgmt For For APPOINTMENT OF LJILJANA CORTAN 8a. COMPOSITION OF THE SUPERVISORY BOARD: Mgmt For For REAPPOINTMENT OF HANS WIJERS 8b. COMPOSITION OF THE SUPERVISORY BOARD: Mgmt For For REAPPOINTMENT OF MARGARETE HAASE 8c. COMPOSITION OF THE SUPERVISORY BOARD: Mgmt For For APPOINTMENT OF LODEWIJK HIJMANS VAN DEN BERGH 9a. AUTHORISATION TO ISSUE ORDINARY SHARES Mgmt For For 9b. AUTHORISATION TO ISSUE ORDINARY SHARES, Mgmt For For WITH OR WITHOUT PRE-EMPTIVE RIGHTS OF EXISTING SHAREHOLDERS 10. AUTHORISATION TO ACQUIRE ORDINARY SHARES IN Mgmt For For THE COMPANY'S OWN CAPITAL CMMT 18 MAR 2021: INTERMEDIARY CLIENTS ONLY - Non-Voting PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE REPRESENTATIVE FOR ASSISTANCE CMMT 30 MAR 2021: PLEASE NOTE THAT THIS IS A Non-Voting REVISION DUE TO ADDITION OF COMMENT, MODIFICATION OF TEXT IN RESOLUTION 3b. AND CHANGE IN NUMBERING OF ALL RESOLUTIONS. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU -------------------------------------------------------------------------------------------------------------------------- INGERSOLL RAND INC. Agenda Number: 935424490 -------------------------------------------------------------------------------------------------------------------------- Security: 45687V106 Meeting Type: Annual Meeting Date: 16-Jun-2021 Ticker: IR ISIN: US45687V1061 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. To approve the amendment of Article VI of Mgmt For For the Amended and Restated Certificate of Ingersoll Rand Inc., as amended (the "Certificate of Incorporation"), to declassify the board of directors and to provide for the immediate election of all directors. 2. To approve the amendment of Article V of Mgmt For For the Certificate of Incorporation to eliminate the supermajority stockholder vote required to amend, alter, repeal or rescind provisions of the Certificate of Incorporation and to make a corresponding change to the title of such Article V. 3. To approve the amendment of Article V of Mgmt For For the Certificate of Incorporation to eliminate the supermajority stockholder vote required for stockholders to amend, alter, repeal or rescind, in whole or in part, any provision of the Bylaws of the Company or to adopt any provision inconsistent therewith. 4. To ratify the appointment of Deloitte & Mgmt For For Touche LLP as our independent registered public accounting firm for 2021. 5. To approve, in a non-binding advisory vote, Mgmt For For the compensation paid to our named executive officers. 6. DIRECTOR Peter M. Stavros* Mgmt For For Kirk E. Arnold* Mgmt For For Elizabeth Centoni* Mgmt For For William P. Donnelly* Mgmt For For Gary D. Forsee* Mgmt For For John Humphrey* Mgmt For For Marc E. Jones* Mgmt For For Vicente Reynal* Mgmt For For Joshua T. Weisenbeck* Mgmt For For Tony L. White* Mgmt For For Peter M. Stavros# Mgmt For For Elizabeth Centoni# Mgmt For For Gary D. Forsee# Mgmt For For Tony L. White# Mgmt For For -------------------------------------------------------------------------------------------------------------------------- INTUIT INC. Agenda Number: 935313217 -------------------------------------------------------------------------------------------------------------------------- Security: 461202103 Meeting Type: Annual Meeting Date: 21-Jan-2021 Ticker: INTU ISIN: US4612021034 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Eve Burton Mgmt For For 1b. Election of Director: Scott D. Cook Mgmt For For 1c. Election of Director: Richard L. Dalzell Mgmt For For 1d. Election of Director: Sasan K. Goodarzi Mgmt For For 1e. Election of Director: Deborah Liu Mgmt For For 1f. Election of Director: Tekedra Mawakana Mgmt For For 1g. Election of Director: Suzanne Nora Johnson Mgmt For For 1h. Election of Director: Dennis D. Powell Mgmt For For 1i. Election of Director: Brad D. Smith Mgmt For For 1j. Election of Director: Thomas Szkutak Mgmt For For 1k. Election of Director: Raul Vazquez Mgmt For For 1l. Election of Director: Jeff Weiner Mgmt For For 2. Advisory vote to approve Intuit's executive Mgmt For For compensation (say-on-pay). 3. Ratification of the selection of Ernst & Mgmt For For Young LLP as Intuit's independent registered public accounting firm for the fiscal year ending July 31, 2021. -------------------------------------------------------------------------------------------------------------------------- INTUITIVE SURGICAL, INC. Agenda Number: 935347460 -------------------------------------------------------------------------------------------------------------------------- Security: 46120E602 Meeting Type: Annual Meeting Date: 22-Apr-2021 Ticker: ISRG ISIN: US46120E6023 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Craig H. Barratt, Mgmt For For Ph.D. 1B. Election of Director: Joseph C. Beery Mgmt For For 1C. Election of Director: Gary S. Guthart, Mgmt For For Ph.D. 1D. Election of Director: Amal M. Johnson Mgmt For For 1E. Election of Director: Don R. Kania, Ph.D. Mgmt For For 1F. Election of Director: Amy L. Ladd, M.D. Mgmt For For 1G. Election of Director: Keith R. Leonard, Jr. Mgmt For For 1H. Election of Director: Alan J. Levy, Ph.D. Mgmt For For 1I. Election of Director: Jami Dover Nachtsheim Mgmt For For 1J. Election of Director: Monica P. Reed, M.D. Mgmt For For 1K. Election of Director: Mark J. Rubash Mgmt For For 2. To approve, by advisory vote, the Mgmt For For compensation of the Company's Named Executive Officers. 3. The ratification of appointment of Mgmt For For PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2021. 4. To approve the Company's Amended and Mgmt For For Restated 2010 Incentive Award Plan. -------------------------------------------------------------------------------------------------------------------------- KEYENCE CORPORATION Agenda Number: 714203142 -------------------------------------------------------------------------------------------------------------------------- Security: J32491102 Meeting Type: AGM Meeting Date: 11-Jun-2021 Ticker: ISIN: JP3236200006 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management Please reference meeting materials. Non-Voting 1 Approve Appropriation of Surplus Mgmt For For 2.1 Appoint a Director Takizaki, Takemitsu Mgmt For For 2.2 Appoint a Director Nakata, Yu Mgmt For For 2.3 Appoint a Director Yamaguchi, Akiji Mgmt For For 2.4 Appoint a Director Miki, Masayuki Mgmt For For 2.5 Appoint a Director Yamamoto, Hiroaki Mgmt For For 2.6 Appoint a Director Yamamoto, Akinori Mgmt For For 2.7 Appoint a Director Taniguchi, Seiichi Mgmt For For 2.8 Appoint a Director Suenaga, Kumiko Mgmt For For 3 Appoint a Substitute Corporate Auditor Mgmt For For Yamamoto, Masaharu -------------------------------------------------------------------------------------------------------------------------- KINGSPAN GROUP PLC Agenda Number: 713716580 -------------------------------------------------------------------------------------------------------------------------- Security: G52654103 Meeting Type: AGM Meeting Date: 30-Apr-2021 Ticker: ISIN: IE0004927939 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting REQUIRED TO VOTE AT THIS MEETING. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED RISK OF BEING REJECTED. THANK YOU 01 TO ADOPT THE FINANCIAL STATEMENTS Mgmt No vote 02 TO DECLARE A FINAL DIVIDEND Mgmt No vote 03A TO RE-ELECT GENE M. MURTAGH AS A DIRECTOR Mgmt No vote 03B TO RE-ELECT GEOFF DOHERTY AS A DIRECTOR Mgmt No vote 03C TO RE-ELECT RUSSELL SHIELS AS A DIRECTOR Mgmt No vote 03D TO RE-ELECT GILBERT MCCARTHY AS A DIRECTOR Mgmt No vote 03E TO RE-ELECT LINDA HICKEY AS A DIRECTOR Mgmt No vote 03F TO RE-ELECT MICHAEL CAWLEY AS A DIRECTOR Mgmt No vote 03G TO RE-ELECT JOHN CRONIN AS A DIRECTOR Mgmt No vote 03H TO RE-ELECT JOST MASSENBERG AS A DIRECTOR Mgmt No vote 03I TO RE-ELECT ANNE HERATY AS A DIRECTOR Mgmt No vote 04 TO AUTHORISE THE REMUNERATION OF THE Mgmt No vote AUDITORS 05 TO RECEIVE THE REPORT OF THE REMUNERATION Mgmt No vote COMMITTEE 06 TO INCREASE THE LIMIT FOR NON-EXECUTIVE Mgmt No vote DIRECTORS' FEES 07 TO AUTHORISE THE DIRECTORS TO ALLOT Mgmt No vote SECURITIES 08 DIS-APPLICATION OF PRE-EMPTION RIGHTS Mgmt No vote 09 ADDITIONAL 5% DIS-APPLICATION OF Mgmt No vote PRE-EMPTION RIGHTS 10 PURCHASE OF COMPANY SHARES Mgmt No vote 11 RE-ISSUE OF TREASURY SHARES Mgmt No vote 12 TO APPROVE THE CONVENING OF CERTAIN EGMS ON Mgmt No vote 14 DAYS' NOTICE CMMT 27 APR 2021: PLEASE NOTE THAT THIS IS A Non-Voting REVISION DUE TO ADDITION OF COMMENT AND CHANGE IN RECORD DATE FROM 28 APR 2021 TO 26 APR 2021 AND DUE TO MODIFICATION OF TEXT IN RESOLUTION 2 AND CHANGE IN NUMBERING FOR ALL RESOLUTIONS. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU CMMT 24 MAR 2021: INTERMEDIARY CLIENTS ONLY - Non-Voting PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE REPRESENTATIVE FOR ASSISTANCE -------------------------------------------------------------------------------------------------------------------------- LONZA GROUP AG Agenda Number: 713733170 -------------------------------------------------------------------------------------------------------------------------- Security: H50524133 Meeting Type: AGM Meeting Date: 06-May-2021 Ticker: ISIN: CH0013841017 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting ARE REQUIRED FOR THIS MEETING. IF NO BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY BE REJECTED. THANK YOU. CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting MEETING ID 531517 DUE TO RECEIPT OF ADDITIONAL RESOLUTION 11. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU CMMT PART 2 OF THIS MEETING IS FOR VOTING ON Non-Voting AGENDA AND MEETING ATTENDANCE REQUESTS ONLY. PLEASE ENSURE THAT YOU HAVE FIRST VOTED IN FAVOUR OF THE REGISTRATION OF SHARES IN PART 1 OF THE MEETING. IT IS A MARKET REQUIREMENT FOR MEETINGS OF THIS TYPE THAT THE SHARES ARE REGISTERED AND MOVED TO A REGISTERED LOCATION AT THE CSD, AND SPECIFIC POLICIES AT THE INDIVIDUAL SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF THE VOTE INSTRUCTION, IT IS POSSIBLE THAT A MARKER MAY BE PLACED ON YOUR SHARES TO ALLOW FOR RECONCILIATION AND RE-REGISTRATION FOLLOWING A TRADE. THEREFORE WHILST THIS DOES NOT PREVENT THE TRADING OF SHARES, ANY THAT ARE REGISTERED MUST BE FIRST DEREGISTERED IF REQUIRED FOR SETTLEMENT. DEREGISTRATION CAN AFFECT THE VOTING RIGHTS OF THOSE SHARES. IF YOU HAVE CONCERNS REGARDING YOUR ACCOUNTS, PLEASE CONTACT YOUR CLIENT REPRESENTATIVE 1 ANNUAL REPORT, CONSOLIDATED FINANCIAL Mgmt For For STATEMENTS AND FINANCIAL STATEMENTS OF LONZA 2 CONSULTATIVE VOTE ON THE REMUNERATION Mgmt For For REPORT 3 DISCHARGE OF THE MEMBERS OF THE BOARD OF Mgmt For For DIRECTORS AND THE EXECUTIVE COMMITTEE 4 APPROPRIATION OF AVAILABLE EARNINGS / Mgmt For For RESERVES FROM CAPITAL CONTRIBUTION: CHF 3.00 PER SHARE 5.1.A RE-ELECTION TO THE BOARD OF DIRECTORS: Mgmt For For WERNER BAUER 5.1.B RE-ELECTION TO THE BOARD OF DIRECTORS: Mgmt For For ALBERT M. BAEHNY 5.1.C RE-ELECTION TO THE BOARD OF DIRECTORS: Mgmt For For DOROTHEE DEURING 5.1.D RE-ELECTION TO THE BOARD OF DIRECTORS: Mgmt For For ANGELICA KOHLMANN 5.1.E RE-ELECTION TO THE BOARD OF DIRECTORS: Mgmt For For CHRISTOPH MADER 5.1.F RE-ELECTION TO THE BOARD OF DIRECTORS: Mgmt For For BARBARA RICHMOND 5.1.G RE-ELECTION TO THE BOARD OF DIRECTORS: Mgmt For For JURGEN STEINEMANN 5.1.H RE-ELECTION TO THE BOARD OF DIRECTORS: Mgmt For For OLIVIER VERSCHEURE 5.2 RE-ELECTION OF ALBERT M. BAEHNY AS CHAIRMAN Mgmt For For OF THE BOARD OF DIRECTORS 5.3.A RE-ELECTION TO THE NOMINATION AND Mgmt For For COMPENSATION COMMITTEE: ANGELICA KOHLMANN 5.3.B RE-ELECTION TO THE NOMINATION AND Mgmt For For COMPENSATION COMMITTEE: CHRISTOPH MADER 5.3.C RE-ELECTION TO THE NOMINATION AND Mgmt For For COMPENSATION COMMITTEE: JURGEN STEINEMANN 6 RE-ELECTION OF KPMG LTD, ZURICH AS AUDITORS Mgmt For For 7 RE-ELECTION OF THOMANNFISCHER, BASEL AS Mgmt For For INDEPENDENT PROXY 8 COMPENSATION OF THE BOARD OF DIRECTORS Mgmt For For 9.1 COMPENSATION OF THE EXECUTIVE COMMITTEE: Mgmt For For MAXIMUM AGGREGATE AMOUNT OF FIXED COMPENSATION OF THE EXECUTIVE COMMITTEE 9.2 COMPENSATION OF THE EXECUTIVE COMMITTEE: Mgmt For For AGGREGATE AMOUNT OF VARIABLE SHORT-TERM COMPENSATION OF THE EXECUTIVE COMMITTEE 9.3 COMPENSATION OF THE EXECUTIVE COMMITTEE: Mgmt For For MAXIMUM AGGREGATE AMOUNT OF VARIABLE LONG-TERM COMPENSATION OF THE EXECUTIVE COMMITTEE 10 RENEWAL OF AUTHORIZED CAPITAL Mgmt For For 11 IN THE EVENT OF ANY YET UNKNOWN NEW OR Shr Against For MODIFIED PROPOSAL BY A SHAREHOLDER DURING THE ANNUAL GENERAL MEETING, I INSTRUCT THE INDEPENDENT REPRESENTATIVE TO VOTE AS FOLLOWS (YES = VOTE IN FAVOR OF ANY SUCH YET UNKONWN PROPOSAL; NO = VOTE AGAINST ANY SUCH YET UNKNOWN PORPOSAL; ABSTAIN) -------------------------------------------------------------------------------------------------------------------------- LOWE'S COMPANIES, INC. Agenda Number: 935387729 -------------------------------------------------------------------------------------------------------------------------- Security: 548661107 Meeting Type: Annual Meeting Date: 28-May-2021 Ticker: LOW ISIN: US5486611073 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Raul Alvarez Mgmt For For David H. Batchelder Mgmt For For Angela F. Braly Mgmt For For Sandra B. Cochran Mgmt For For Laurie Z. Douglas Mgmt For For Richard W. Dreiling Mgmt For For Marvin R. Ellison Mgmt For For Daniel J. Heinrich Mgmt For For Brian C. Rogers Mgmt For For Bertram L. Scott Mgmt For For Mary Beth West Mgmt For For 2. Advisory vote to approve Lowe's named Mgmt For For executive officer compensation in fiscal 2020. 3. Ratification of the appointment of Deloitte Mgmt For For & Touche LLP as Lowe's independent registered public accounting firm for fiscal 2021. 4. Shareholder proposal regarding amending the Shr For Against Company's proxy access bylaw to remove shareholder aggregation limits. -------------------------------------------------------------------------------------------------------------------------- LVMH MOET HENNESSY LOUIS VUITTON SE Agenda Number: 713673110 -------------------------------------------------------------------------------------------------------------------------- Security: F58485115 Meeting Type: MIX Meeting Date: 15-Apr-2021 Ticker: ISIN: FR0000121014 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT THE FOLLOWING APPLIES TO SHAREHOLDERS THAT Non-Voting DO NOT HOLD SHARES DIRECTLY WITH A FRENCH CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS WILL BE FORWARDED TO THE GLOBAL CUSTODIANS ON THE VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED INTERMEDIARY, THE GLOBAL CUSTODIANS WILL SIGN THE PROXY CARDS AND FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU REQUEST MORE INFORMATION, PLEASE CONTACT YOUR CLIENT REPRESENTATIVE. CMMT FOLLOWING CHANGES IN THE FORMAT OF PROXY Non-Voting CARDS FOR FRENCH MEETINGS, ABSTAIN IS NOW A VALID VOTING OPTION. FOR ANY ADDITIONAL ITEMS RAISED AT THE MEETING THE VOTING OPTION WILL DEFAULT TO 'AGAINST', OR FOR POSITIONS WHERE THE PROXY CARD IS NOT COMPLETED BY BROADRIDGE, TO THE PREFERENCE OF YOUR CUSTODIAN. CMMT 12 MAR 2021: PLEASE NOTE THAT IF YOU HOLD Non-Voting CREST DEPOSITORY INTERESTS (CDIs) AND PARTICIPATE AT THIS MEETING, YOU (OR YOUR CREST SPONSORED MEMBER/CUSTODIAN) WILL BE REQUIRED TO INSTRUCT A TRANSFER OF THE RELEVANT CDIs TO THE ESCROW ACCOUNT SPECIFIED IN THE ASSOCIATED CORPORATE EVENT IN THE CREST SYSTEM. THIS TRANSFER WILL NEED TO BE COMPLETED BY THE SPECIFIED CREST SYSTEM DEADLINE. ONCE THIS TRANSFER HAS SETTLED, THE CDIs WILL BE BLOCKED IN THE CREST SYSTEM. THE CDIs WILL BE RELEASED FROM ESCROW AS SOON AS PRACTICABLE ON THE BUSINESS DAY PRIOR TO MEETING DATE UNLESS OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO BE ACCEPTED, THE VOTED POSITION MUST BE BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN THE CREST SYSTEM. BY VOTING ON THIS MEETING, YOUR CREST SPONSORED MEMBER/CUSTODIAN MAY USE YOUR VOTE INSTRUCTION AS THE AUTHORIZATION TO TAKE THE NECESSARY ACTION WHICH WILL INCLUDE TRANSFERRING YOUR INSTRUCTED POSITION TO ESCROW. PLEASE CONTACT YOUR CREST SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR FURTHER INFORMATION ON THE CUSTODY PROCESS AND WHETHER OR NOT THEY REQUIRE SEPARATE INSTRUCTIONS FROM YOU AND PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED RISK OF BEING REJECTED. THANK YOU AND INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE REPRESENTATIVE FOR ASSISTANCE CMMT PLEASE NOTE THAT DUE TO THE CURRENT COVID19 Non-Voting CRISIS AND IN ACCORDANCE WITH THE PROVISIONS ADOPTED BY THE FRENCH GOVERNMENT UNDER LAW NO. 2020-1379 OF NOVEMBER 14, 2020, EXTENDED AND MODIFIED BY LAW NO 2020-1614 OF DECEMBER 18, 2020 THE GENERAL MEETING WILL TAKE PLACE BEHIND CLOSED DOORS WITHOUT THE PHYSICAL PRESENCE OF THE SHAREHOLDERS. TO COMPLY WITH THESE LAWS, PLEASE DO NOT SUBMIT ANY REQUESTS TO ATTEND THE MEETING IN PERSON. SHOULD THIS SITUATION CHANGE, THE COMPANY ENCOURAGES ALL SHAREHOLDERS TO REGULARLY CONSULT THE COMPANY WEBSITE CMMT 08 APR 2021: PLEASE NOTE THAT THIS IS A Non-Voting REVISION DUE TO MODIFICATION OF TEXT OF COMMENT AND CHANGE IN NUMBERING OF RESOLUTIONS. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU AND PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS AVAILABLE BY CLICKING ON THE MATERIAL URL LINK: https://www.journal-officiel.gouv.fr/balo/d ocument/202103102100415-30 1 APPROVAL OF THE CORPORATE FINANCIAL Mgmt For For STATEMENT FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2020 2 APPROVAL OF THE CONSOLIDATED FINANCIAL Mgmt For For STATEMENT FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2020 3 ALLOCATION OF INCOME FOR THE FINANCIAL YEAR Mgmt For For AND SETTING OF THE DIVIDEND 4 APPROVAL OF REGULATED AGREEMENTS REFERRED Mgmt Against Against TO IN ARTICLE L. 225-38 OF THE FRENCH COMMERCIAL CODE 5 RENEWAL OF THE TERM OF OFFICE OF MR. Mgmt Against Against ANTOINE ARNAULT AS DIRECTOR 6 RENEWAL OF THE TERM OF OFFICE OF MR. Mgmt Against Against NICOLAS BAZIRE AS DIRECTOR 7 RENEWAL OF THE TERM OF OFFICE OF MR. Mgmt Against Against CHARLES DE CROISSET AS DIRECTOR 8 RENEWAL OF THE TERM OF OFFICE OF MR. Mgmt For For YVES-THIBAULT DE SILGUY AS DIRECTOR 9 APPOINTMENT OF MR. M. OLIVIER LENEL AS Mgmt For For DEPUTY STATUTORY AUDITOR, AS A REPLACEMENT FOR MR. PHILIPPE CASTAGNAC WHO RESIGNED 10 APPROVAL OF THE CHANGES MADE FOR THE Mgmt For For FINANCIAL YEAR 2020 TO THE DIRECTORS' COMPENSATION POLICY 11 APPROVAL OF THE CHANGES MADE FOR THE YEAR Mgmt Against Against 2020 TO THE COMPENSATION POLICY FOR THE CHAIRMAN AND CHIEF EXECUTIVE OFFICER AND THE DEPUTY CHIEF EXECUTIVE OFFICER 12 APPROVAL OF THE INFORMATION REFERRED TO IN Mgmt Against Against ARTICLE L. 22-10-9 I OF THE FRENCH COMMERCIAL CODE 13 APPROVAL OF THE COMPENSATION ELEMENTS PAID Mgmt Against Against DURING THE FINANCIAL YEAR 2020 OR GRANTED FOR THE SAME FINANCIAL YEAR TO MR. BERNARD ARNAULT, CHAIRMAN AND CHIEF EXECUTIVE OFFICER 14 APPROVAL OF THE COMPENSATION ELEMENTS PAID Mgmt Against Against DURING THE FINANCIAL YEAR 2020 OR GRANTED FOR THE SAME FINANCIAL YEAR TO MR. ANTONIO BELLONI, DEPUTY CHIEF EXECUTIVE OFFICER 15 APPROVAL OF THE COMPENSATION POLICY OF Mgmt For For DIRECTORS 16 APPROVAL OF THE COMPENSATION POLICY OF THE Mgmt Against Against CHAIRMAN AND CHIEF EXECUTIVE OFFICER 17 APPROVAL OF THE COMPENSATION POLICY OF THE Mgmt Against Against DEPUTY CHIEF EXECUTIVE OFFICER 18 AUTHORIZATION FOR THE BOARD OF DIRECTORS, Mgmt For For FOR A PERIOD OF 18 MONTHS, TO TRADE IN THE COMPANY'S SHARES FOR A MAXIMUM PURCHASE PRICE OF 700 EUROS PER SHARE, I.E. A MAXIMUM AGGREGATE AMOUNT OF 35.3 BILLION EUROS 19 AUTHORIZATION TO THE BOARD OF DIRECTORS, Mgmt For For FOR A PERIOD OF 18 MONTHS, TO REDUCE THE SHARE CAPITAL BY CANCELLING SHARES HELD BY THE COMPANY FOLLOWING THE REPURCHASE OF ITS OWN SHARES 20 DELEGATION OF AUTHORITY TO THE BOARD OF Mgmt For For DIRECTORS, FOR A PERIOD OF TWENTY-SIX MONTHS, TO INCREASE THE CAPITAL BY INCORPORATING PROFITS, RESERVES, PREMIUMS OR OTHERS 21 DELEGATION OF AUTHORITY TO THE BOARD OF Mgmt For For DIRECTORS, FOR A PERIOD OF TWENTY-SIX MONTHS, TO ISSUE COMMON SHARES, AND/OR EQUITY SECURITIES GRANTING ACCESS TO OTHER EQUITY SECURITIES OR GRANTING ENTITLEMENT TO THE ALLOTMENT OF DEBT SECURITIES, AND/OR TRANSFERABLE SECURITIES GRANTING ACCESS TO EQUITY SECURITIES TO BE ISSUED WITH RETENTION OF THE PRE-EMPTIVE SUBSCRIPTION RIGHTS 22 DELEGATION OF AUTHORITY TO THE BOARD OF Mgmt Against Against DIRECTORS, FOR A PERIOD OF TWENTY-SIX MONTHS, TO ISSUE, BY WAY OF A PUBLIC OFFERING, COMMON SHARES, AND/OR EQUITY SECURITIES GRANTING ACCESS TO OTHER EQUITY SECURITIES OR GRANTING ENTITLEMENT TO THE ALLOTMENT OF DEBT SECURITIES, AND/OR TRANSFERABLE SECURITIES GRANTING ACCESS TO EQUITY SECURITIES TO BE ISSUED, WITH CANCELLATION OF THE PRE-EMPTIVE SUBSCRIPTION RIGHT WITH A PRIORITY RIGHT OPTION 23 DELEGATION OF AUTHORITY TO THE BOARD OF Mgmt Against Against DIRECTORS, FOR A PERIOD OF TWENTY-SIX MONTHS, TO ISSUE COMMON SHARES, AND/OR EQUITY SECURITIES GRANTING ACCESS TO OTHER EQUITY SECURITIES OR GRANTING ENTITLEMENT TO THE ALLOTMENT OF DEBT SECURITIES, AND/OR TRANSFERABLE SECURITIES GRANTING ACCESS TO EQUITY SECURITIES TO BE ISSUED, WITH CANCELLATION OF THE PRE-EMPTIVE SUBSCRIPTION RIGHT, FOR THE BENEFIT OF QUALIFIED INVESTORS OR A LIMITED CIRCLE OF INVESTORS 24 DELEGATION OF AUTHORITY TO THE BOARD OF Mgmt Against Against DIRECTORS, FOR A PERIOD OF TWENTY-SIX MONTHS, TO INCREASE THE NUMBER OF SHARES TO BE ISSUED IN THE EVENT OF A CAPITAL INCREASE WITH RETENTION OR CANCELLATION OF THE SHAREHOLDERS' PRE-EMPTIVE RIGHT OF SUBSCRIPTION IN THE CONTEXT OF OVER-ALLOTMENT OPTIONS IN THE EVENT OF SUBSCRIPTIONS EXCEEDING THE NUMBER OF SECURITIES PROPOSED 25 DELEGATION OF AUTHORITY TO THE BOARD OF Mgmt Against Against DIRECTORS, FOR A PERIOD OF TWENTY-SIX MONTHS, TO ISSUE SHARES AND/OR EQUITY SECURITIES GRANTING ACCESS TO OTHER EQUITY SECURITIES OR TO THE ALLOCATION OF DEBT SECURITIES AS REMUNERATION OF SECURITIES CONTRIBUTED TO ANY PUBLIC EXCHANGE OFFER INITIATED BY THE COMPANY 26 DELEGATION OF POWERS TO THE BOARD OF Mgmt For For DIRECTORS, FOR A PERIOD OF TWENTY-SIX MONTHS, TO ISSUE, WITHIN THE LIMIT OF 10% OF THE SHARE CAPITAL, COMMON SHARES OR EQUITY SECURITIES GRANTING ACCESS TO OTHER EQUITY SECURITIES OF THE COMPANY OR GRANTING ENTITLEMENT TO THE ALLOCATION OF DEBT SECURITIES AS REMUNERATION FOR CONTRIBUTIONS IN KIND OF EQUITY SECURITIES OR TRANSFERABLE SECURITIES GRANTING ACCESS TO THE CAPITAL, GRANTED TO THE COMPANY 27 AUTHORIZATION FOR THE BOARD OF DIRECTORS, Mgmt Against Against FOR A PERIOD OF 26 MONTHS, TO GRANT SHARE SUBSCRIPTION OPTIONS WITH CANCELLATION OF THE SHAREHOLDERS' PRE-EMPTIVE SUBSCRIPTION RIGHTS, OR SHARE PURCHASE OPTIONS TO EMPLOYEES AND/OR EXECUTIVE OFFICERS OF THE COMPANY AND RELATED ENTITIES, WITHIN THE LIMIT OF 1% OF THE CAPITAL 28 DELEGATION OF AUTHORITY TO THE BOARD OF Mgmt For For DIRECTORS, FOR A PERIOD OF TWENTY-SIX MONTHS, TO ISSUE SHARES AND/OR TRANSFERABLE SECURITIES GRANTING ACCESS TO THE CAPITAL OF THE COMPANY, WITH CANCELLATION OF THE SHAREHOLDERS' PRE-EMPTIVE SUBSCRIPTION RIGHTS, FOR THE BENEFIT OF THE MEMBERS OF THE GROUP'S COMPANY SAVINGS PLAN(S), WITHIN THE LIMIT OF 1% OF THE SHARE CAPITAL 29 SETTING OF THE OVERALL CEILING FOR Mgmt For For IMMEDIATE OR FUTURE CAPITAL INCREASES DECIDED BY VIRTUE OF DELEGATIONS OF AUTHORITY 30 AMENDMENT TO ARTICLE 22 OF THE BY-LAWS Mgmt For For CONCERNING THE STATUTORY AUDITORS -------------------------------------------------------------------------------------------------------------------------- LVMH MOET HENNESSY LOUIS VUITTON SE Agenda Number: 713972330 -------------------------------------------------------------------------------------------------------------------------- Security: F58485115 Meeting Type: OGM Meeting Date: 28-May-2021 Ticker: ISIN: FR0000121014 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT THE FOLLOWING APPLIES TO SHAREHOLDERS THAT Non-Voting DO NOT HOLD SHARES DIRECTLY WITH A FRENCH CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS WILL BE FORWARDED TO THE GLOBAL CUSTODIANS ON THE VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED INTERMEDIARY, THE GLOBAL CUSTODIANS WILL SIGN THE PROXY CARDS AND FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU REQUEST MORE INFORMATION, PLEASE CONTACT YOUR CLIENT REPRESENTATIVE. CMMT FOLLOWING CHANGES IN THE FORMAT OF PROXY Non-Voting CARDS FOR FRENCH MEETINGS, ABSTAIN IS NOW A VALID VOTING OPTION. FOR ANY ADDITIONAL ITEMS RAISED AT THE MEETING THE VOTING OPTION WILL DEFAULT TO 'AGAINST', OR FOR POSITIONS WHERE THE PROXY CARD IS NOT COMPLETED BY BROADRIDGE, TO THE PREFERENCE OF YOUR CUSTODIAN. CMMT 07 MAY 2021: PLEASE NOTE THAT IMPORTANT Non-Voting ADDITIONAL MEETING INFORMATION IS AVAILABLE BY CLICKING ON THE MATERIAL URL LINK: https://www.journal-officiel.gouv.fr/balo/d ocument/202104212101036-48 AND https://www.journal-officiel.gouv.fr/balo/d ocument/202105072101411-55 AND PLEASE NOTE THAT THE MEETING TYPE CHANGED FROM EGM TO OGM AND ADDITTION OF CDI COMMENT AND CHANGE IN RECORD DATE FROM 26 MAY 2021 TO 25 MAY 2021 AND ADDITION OF BALO LINK. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU AND PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED RISK OF BEING REJECTED. THANK YOU AND PLEASE NOTE THAT IF YOU HOLD CREST DEPOSITORY INTERESTS (CDIS) AND PARTICIPATE AT THIS MEETING, YOU (OR YOUR CREST SPONSORED MEMBER/CUSTODIAN) WILL BE REQUIRED TO INSTRUCT A TRANSFER OF THE RELEVANT CDIS TO THE ESCROW ACCOUNT SPECIFIED IN THE ASSOCIATED CORPORATE EVENT IN THE CREST SYSTEM. THIS TRANSFER WILL NEED TO BE COMPLETED BY THE SPECIFIED CREST SYSTEM DEADLINE. ONCE THIS TRANSFER HAS SETTLED, THE CDIS WILL BE BLOCKED IN THE CREST SYSTEM. THE CDIS WILL BE RELEASED FROM ESCROW AS SOON AS PRACTICABLE ON THE BUSINESS DAY PRIOR TO MEETING DATE UNLESS OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO BE ACCEPTED, THE VOTED POSITION MUST BE BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN THE CREST SYSTEM. BY VOTING ON THIS MEETING, YOUR CREST SPONSORED MEMBER/CUSTODIAN MAY USE YOUR VOTE INSTRUCTION AS THE AUTHORIZATION TO TAKE THE NECESSARY ACTION WHICH WILL INCLUDE TRANSFERRING YOUR INSTRUCTED POSITION TO ESCROW. PLEASE CONTACT YOUR CREST SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR FURTHER INFORMATION ON THE CUSTODY PROCESS AND WHETHER OR NOT THEY REQUIRE SEPARATE INSTRUCTIONS FROM YOU AND CMMT PLEASE NOTE THAT DUE TO THE CURRENT COVID19 Non-Voting CRISIS AND IN ACCORDANCE WITH THE PROVISIONS ADOPTED BY THE FRENCH GOVERNMENT UNDER LAW NO. 2020-1379 OF NOVEMBER 14, 2020, EXTENDED AND MODIFIED BY LAW NO 2020-1614 OF DECEMBER 18, 2020 THE GENERAL MEETING WILL TAKE PLACE BEHIND CLOSED DOORS WITHOUT THE PHYSICAL PRESENCE OF THE SHAREHOLDERS. TO COMPLY WITH THESE LAWS, PLEASE DO NOT SUBMIT ANY REQUESTS TO ATTEND THE MEETING IN PERSON. SHOULD THIS SITUATION CHANGE, THE COMPANY ENCOURAGES ALL SHAREHOLDERS TO REGULARLY CONSULT THE COMPANY WEBSITE 1 AUTHORIZE REPURCHASE OF UP TO 10 PERCENT OF Mgmt For For ISSUED SHARE CAPITAL -------------------------------------------------------------------------------------------------------------------------- MICROSOFT CORPORATION Agenda Number: 935284478 -------------------------------------------------------------------------------------------------------------------------- Security: 594918104 Meeting Type: Annual Meeting Date: 02-Dec-2020 Ticker: MSFT ISIN: US5949181045 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Reid G. Hoffman Mgmt For For 1B. Election of Director: Hugh F. Johnston Mgmt For For 1C. Election of Director: Teri L. List-Stoll Mgmt For For 1D. Election of Director: Satya Nadella Mgmt For For 1E. Election of Director: Sandra E. Peterson Mgmt For For 1F. Election of Director: Penny S. Pritzker Mgmt For For 1G. Election of Director: Charles W. Scharf Mgmt For For 1H. Election of Director: Arne M. Sorenson Mgmt For For 1I. Election of Director: John W. Stanton Mgmt For For 1J. Election of Director: John W. Thompson Mgmt For For 1K. Election of Director: Emma N. Walmsley Mgmt For For 1L. Election of Director: Padmasree Warrior Mgmt For For 2. Advisory vote to approve named executive Mgmt For For officer compensation. 3. Ratification of Deloitte & Touche LLP as Mgmt For For our independent auditor for fiscal year 2021. 4. Shareholder Proposal - Report on Employee Shr Against For Representation on Board of Directors. -------------------------------------------------------------------------------------------------------------------------- MITSUBISHI UFJ FINANCIAL GROUP,INC. Agenda Number: 714265281 -------------------------------------------------------------------------------------------------------------------------- Security: J44497105 Meeting Type: AGM Meeting Date: 29-Jun-2021 Ticker: ISIN: JP3902900004 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management Please reference meeting materials. Non-Voting 1 Approve Appropriation of Surplus Mgmt For For 2.1 Appoint a Director Fujii, Mariko Mgmt For For 2.2 Appoint a Director Honda, Keiko Mgmt For For 2.3 Appoint a Director Kato, Kaoru Mgmt For For 2.4 Appoint a Director Kuwabara, Satoko Mgmt For For 2.5 Appoint a Director Toby S. Myerson Mgmt For For 2.6 Appoint a Director Nomoto, Hirofumi Mgmt Against Against 2.7 Appoint a Director Shingai, Yasushi Mgmt For For 2.8 Appoint a Director Tsuji, Koichi Mgmt For For 2.9 Appoint a Director Tarisa Watanagase Mgmt For For 2.10 Appoint a Director Ogura, Ritsuo Mgmt For For 2.11 Appoint a Director Miyanaga, Kenichi Mgmt For For 2.12 Appoint a Director Mike, Kanetsugu Mgmt For For 2.13 Appoint a Director Araki, Saburo Mgmt For For 2.14 Appoint a Director Nagashima, Iwao Mgmt For For 2.15 Appoint a Director Hanzawa, Junichi Mgmt For For 2.16 Appoint a Director Kamezawa, Hironori Mgmt For For 3 Shareholder Proposal: Amend Articles of Shr Against For Incorporation (Disclosure of a plan outlining the company's business strategy to align its financing and investments with the goals of the Paris Agreement) 4 Shareholder Proposal: Amend Articles of Shr For Against Incorporation (Early Submission of Securities Reports) 5 Shareholder Proposal: Amend Articles of Shr Against For Incorporation (Prohibition of Parental Child Abduction) 6 Shareholder Proposal: Amend Articles of Shr Against For Incorporation (Prohibition of Financing and Other Inappropriate or Irregular Transactions with Antisocial Forces or the Parties that Provide Benefit Thereto) 7 Shareholder Proposal: Amend Articles of Shr Against For Incorporation (Establishment of a Helpline for Whistle-Blowers) 8 Shareholder Proposal: Appoint a Director Shr Against For Ino, Tatsuki -------------------------------------------------------------------------------------------------------------------------- MONDELEZ INTERNATIONAL, INC. Agenda Number: 935357360 -------------------------------------------------------------------------------------------------------------------------- Security: 609207105 Meeting Type: Annual Meeting Date: 19-May-2021 Ticker: MDLZ ISIN: US6092071058 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Lewis W.K. Booth Mgmt For For 1B. Election of Director: Charles E. Bunch Mgmt For For 1C. Election of Director: Lois D. Juliber Mgmt For For 1D. Election of Director: Peter W. May Mgmt For For 1E. Election of Director: Jorge S. Mesquita Mgmt For For 1F. Election of Director: Jane H. Nielsen Mgmt For For 1G. Election of Director: Fredric G. Reynolds Mgmt For For 1H. Election of Director: Christiana S. Shi Mgmt For For 1I. Election of Director: Patrick T. Siewert Mgmt For For 1J. Election of Director: Michael A. Todman Mgmt For For 1K. Election of Director: Jean-FranCois M. L. Mgmt For For van Boxmeer 1L. Election of Director: Dirk Van de Put Mgmt For For 2. Advisory Vote to Approve Executive Mgmt For For Compensation. 3. Ratification of PricewaterhouseCoopers LLP Mgmt For For as Independent Registered Public Accountants for Fiscal Year Ending December 31, 2021. 4. Consider Employee Pay in Setting Chief Shr Against For Executive Officer Pay. -------------------------------------------------------------------------------------------------------------------------- MURATA MANUFACTURING CO.,LTD. Agenda Number: 714243855 -------------------------------------------------------------------------------------------------------------------------- Security: J46840104 Meeting Type: AGM Meeting Date: 29-Jun-2021 Ticker: ISIN: JP3914400001 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management Please reference meeting materials. Non-Voting 1 Approve Appropriation of Surplus Mgmt For For 2.1 Appoint a Director who is not Audit and Mgmt For For Supervisory Committee Member Murata, Tsuneo 2.2 Appoint a Director who is not Audit and Mgmt For For Supervisory Committee Member Nakajima, Norio 2.3 Appoint a Director who is not Audit and Mgmt For For Supervisory Committee Member Iwatsubo, Hiroshi 2.4 Appoint a Director who is not Audit and Mgmt For For Supervisory Committee Member Ishitani, Masahiro 2.5 Appoint a Director who is not Audit and Mgmt For For Supervisory Committee Member Miyamoto, Ryuji 2.6 Appoint a Director who is not Audit and Mgmt For For Supervisory Committee Member Minamide, Masanori 2.7 Appoint a Director who is not Audit and Mgmt For For Supervisory Committee Member Shigematsu, Takashi 2.8 Appoint a Director who is not Audit and Mgmt For For Supervisory Committee Member Yasuda, Yuko 3 Approve Details of the Restricted-Share Mgmt For For Compensation to be received by Directors (Excluding Directors who are Audit and Supervisory Committee Members and Outside Directors) -------------------------------------------------------------------------------------------------------------------------- NESTLE S.A. Agenda Number: 713713469 -------------------------------------------------------------------------------------------------------------------------- Security: H57312649 Meeting Type: AGM Meeting Date: 15-Apr-2021 Ticker: ISIN: CH0038863350 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting MEETING ID 508495 DUE TO RECEIPT OF CHANGE IN VOTING STAUS FOR RESOLUTON 8. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED IF VOTE DEADLINE EXTENSIONS ARE GRANTED. THEREFORE PLEASE REINSTRUCT ON THIS MEETING NOTICE ON THE NEW JOB. IF HOWEVER VOTE DEADLINE EXTENSIONS ARE NOT GRANTED IN THE MARKET, THIS MEETING WILL BE CLOSED AND YOUR VOTE INTENTIONS ON THE ORIGINAL MEETING WILL BE APPLICABLE. PLEASE ENSURE VOTING IS SUBMITTED PRIOR TO CUTOFF ON THE ORIGINAL MEETING, AND AS SOON AS POSSIBLE ON THIS NEW AMENDED MEETING. THANK YOU CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting ARE REQUIRED FOR THIS MEETING. IF NO BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY BE REJECTED. THANK YOU. CMMT PART 2 OF THIS MEETING IS FOR VOTING ON Non-Voting AGENDA AND MEETING ATTENDANCE REQUESTS ONLY. PLEASE ENSURE THAT YOU HAVE FIRST VOTED IN FAVOUR OF THE REGISTRATION OF SHARES IN PART 1 OF THE MEETING. IT IS A MARKET REQUIREMENT FOR MEETINGS OF THIS TYPE THAT THE SHARES ARE REGISTERED AND MOVED TO A REGISTERED LOCATION AT THE CSD, AND SPECIFIC POLICIES AT THE INDIVIDUAL SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF THE VOTE INSTRUCTION, IT IS POSSIBLE THAT A MARKER MAY BE PLACED ON YOUR SHARES TO ALLOW FOR RECONCILIATION AND RE-REGISTRATION FOLLOWING A TRADE. THEREFORE WHILST THIS DOES NOT PREVENT THE TRADING OF SHARES, ANY THAT ARE REGISTERED MUST BE FIRST DEREGISTERED IF REQUIRED FOR SETTLEMENT. DEREGISTRATION CAN AFFECT THE VOTING RIGHTS OF THOSE SHARES. IF YOU HAVE CONCERNS REGARDING YOUR ACCOUNTS, PLEASE CONTACT YOUR CLIENT REPRESENTATIVE 1.1 APPROVAL OF THE ANNUAL REVIEW, THE Mgmt For For FINANCIAL STATEMENTS OF NESTLE S.A. AND THE CONSOLIDATED FINANCIAL STATEMENTS OF THE NESTLE GROUP FOR 2020 1.2 ACCEPTANCE OF THE COMPENSATION REPORT 2020 Mgmt For For (ADVISORY VOTE) 2 DISCHARGE TO THE MEMBERS OF THE BOARD OF Mgmt For For DIRECTORS AND OF THE MANAGEMENT 3 APPROPRIATION OF PROFIT RESULTING FROM THE Mgmt For For BALANCE SHEET OF NESTLE S.A. (PROPOSED DIVIDEND) FOR THE FINANCIAL YEAR 2020 4.1.1 RE-ELECTION AS MEMBER AND CHAIRMAN OF THE Mgmt For For BOARD OF DIRECTORS: PAUL BULCKE 4.1.2 RE-ELECTION AS MEMBER OF THE BOARD OF Mgmt For For DIRECTORS: ULF MARK SCHNEIDER 4.1.3 RE-ELECTION AS MEMBER OF THE BOARD OF Mgmt For For DIRECTORS: HENRI DE CASTRIES 4.1.4 RE-ELECTION AS MEMBER OF THE BOARD OF Mgmt For For DIRECTORS: RENATO FASSBIND 4.1.5 RE-ELECTION AS MEMBER OF THE BOARD OF Mgmt For For DIRECTORS: PABLO ISLA 4.1.6 RE-ELECTION AS MEMBER OF THE BOARD OF Mgmt For For DIRECTORS: ANN M. VENEMAN 4.1.7 RE-ELECTION AS MEMBER OF THE BOARD OF Mgmt For For DIRECTORS: EVA CHENG 4.1.8 RE-ELECTION AS MEMBER OF THE BOARD OF Mgmt For For DIRECTORS: PATRICK AEBISCHER 4.1.9 RE-ELECTION AS MEMBER OF THE BOARD OF Mgmt For For DIRECTORS: KASPER RORSTED 4.110 RE-ELECTION AS MEMBER OF THE BOARD OF Mgmt For For DIRECTORS: KIMBERLY A. ROSS 4.111 RE-ELECTION AS MEMBER OF THE BOARD OF Mgmt For For DIRECTORS: DICK BOER 4.112 RE-ELECTION AS MEMBER OF THE BOARD OF Mgmt For For DIRECTORS: DINESH PALIWAL 4.113 RE-ELECTION AS MEMBER OF THE BOARD OF Mgmt For For DIRECTORS: HANNE JIMENEZ DE MORA 4.2 ELECTION TO THE BOARD OF DIRECTORS: LINDIWE Mgmt For For MAJELE SIBANDA 4.3.1 ELECTION AS MEMBER OF THE COMPENSATION Mgmt For For COMMITTEE: PABLO ISLA 4.3.2 ELECTION AS MEMBER OF THE COMPENSATION Mgmt For For COMMITTEE: PATRICK AEBISCHER 4.3.3 ELECTION AS MEMBER OF THE COMPENSATION Mgmt For For COMMITTEE: DICK BOER 4.3.4 ELECTION AS MEMBER OF THE COMPENSATION Mgmt For For COMMITTEE: KASPER RORSTED 4.4 ELECTION OF THE STATUTORY AUDITORS: ERNST Mgmt For For AND YOUNG LTD, LAUSANNE BRANCH 4.5 ELECTION OF THE INDEPENDENT REPRESENTATIVE: Mgmt For For HARTMANN DREYER, ATTORNEYS-AT-LAW 5.1 APPROVAL OF THE COMPENSATION OF THE BOARD Mgmt For For OF DIRECTORS 5.2 APPROVAL OF THE COMPENSATION OF THE Mgmt For For EXECUTIVE BOARD 6 CAPITAL REDUCTION (BY CANCELLATION OF Mgmt For For SHARES) 7 SUPPORT OF NESTLE'S CLIMATE ROADMAP Mgmt For For (ADVISORY VOTE) 8 IN THE EVENT OF ANY YET UNKNOWN NEW OR Shr Against For MODIFIED PROPOSAL BY A SHAREHOLDER DURING THE GENERAL MEETING, I INSTRUCT THE INDEPENDENT REPRESENTATIVE TO VOTE AS FOLLOWS: (YES = VOTE IN FAVOR OF ANY SUCH YET UNKNOWN PROPOSAL, NO = VOTE AGAINST ANY SUCH YET UNKNOWN PROPOSAL, ABSTAIN = ABSTAIN FROM VOTING) - THE BOARD OF DIRECTORS RECOMMENDS TO VOTE NO ON ANY SUCH YET UNKNOWN PROPOSAL -------------------------------------------------------------------------------------------------------------------------- NEXTERA ENERGY, INC. Agenda Number: 935378201 -------------------------------------------------------------------------------------------------------------------------- Security: 65339F101 Meeting Type: Annual Meeting Date: 20-May-2021 Ticker: NEE ISIN: US65339F1012 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Sherry S. Barrat Mgmt For For 1B. Election of Director: James L. Camaren Mgmt For For 1C. Election of Director: Kenneth B. Dunn Mgmt For For 1D. Election of Director: Naren K. Gursahaney Mgmt For For 1E. Election of Director: Kirk S. Hachigian Mgmt For For 1F. Election of Director: Amy B. Lane Mgmt For For 1G. Election of Director: David L. Porges Mgmt For For 1H. Election of Director: James L. Robo Mgmt For For 1I. Election of Director: Rudy E. Schupp Mgmt For For 1J. Election of Director: John L. Skolds Mgmt For For 1K. Election of Director: Lynn M. Utter Mgmt For For 1L. Election of Director: Darryl L. Wilson Mgmt For For 2. Ratification of appointment of Deloitte & Mgmt For For Touche LLP as NextEra Energy's independent registered public accounting firm for 2021. 3. Approval, by non-binding advisory vote, of Mgmt For For NextEra Energy's compensation of its named executive officers as disclosed in the proxy statement. 4. Approval of the NextEra Energy, Inc. 2021 Mgmt For For Long Term Incentive Plan. 5. A proposal entitled "Right to Act by Shr For Against Written Consent" to request action by written consent of shareholders. -------------------------------------------------------------------------------------------------------------------------- NINTENDO CO.,LTD. Agenda Number: 714265255 -------------------------------------------------------------------------------------------------------------------------- Security: J51699106 Meeting Type: AGM Meeting Date: 29-Jun-2021 Ticker: ISIN: JP3756600007 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management Please reference meeting materials. Non-Voting 1 Approve Appropriation of Surplus Mgmt For For 2.1 Appoint a Director who is not Audit and Mgmt For For Supervisory Committee Member Furukawa, Shuntaro 2.2 Appoint a Director who is not Audit and Mgmt For For Supervisory Committee Member Miyamoto, Shigeru 2.3 Appoint a Director who is not Audit and Mgmt For For Supervisory Committee Member Takahashi, Shinya 2.4 Appoint a Director who is not Audit and Mgmt For For Supervisory Committee Member Shiota, Ko 2.5 Appoint a Director who is not Audit and Mgmt For For Supervisory Committee Member Shibata, Satoru 2.6 Appoint a Director who is not Audit and Mgmt For For Supervisory Committee Member Chris Meledandri -------------------------------------------------------------------------------------------------------------------------- NOVO NORDISK A/S Agenda Number: 713620563 -------------------------------------------------------------------------------------------------------------------------- Security: K72807132 Meeting Type: AGM Meeting Date: 25-Mar-2021 Ticker: ISIN: DK0060534915 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT IN THE MAJORITY OF MEETINGS THE VOTES ARE Non-Voting CAST WITH THE REGISTRAR WHO WILL FOLLOW CLIENT INSTRUCTIONS. IN A SMALL PERCENTAGE OF MEETINGS THERE IS NO REGISTRAR AND CLIENTS VOTES MAY BE CAST BY THE CHAIRMAN OF THE BOARD OR A BOARD MEMBER AS PROXY. CLIENTS CAN ONLY EXPECT THEM TO ACCEPT PRO-MANAGEMENT VOTES. THE ONLY WAY TO GUARANTEE THAT ABSTAIN AND/OR AGAINST VOTES ARE REPRESENTED AT THE MEETING IS TO SEND YOUR OWN REPRESENTATIVE OR ATTEND THE MEETING IN PERSON. THE SUB CUSTODIAN BANKS OFFER REPRESENTATION SERVICES FOR AN ADDED FEE IF REQUESTED. THANK YOU CMMT PLEASE BE ADVISED THAT SPLIT AND PARTIAL Non-Voting VOTING IS NOT AUTHORISED FOR A BENEFICIAL OWNER IN THE DANISH MARKET. PLEASE CONTACT YOUR GLOBAL CUSTODIAN FOR FURTHER INFORMATION. CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting BENEFICIAL OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting REQUIRED TO VOTE AT THIS MEETING. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED RISK OF BEING REJECTED. THANK YOU 1 THE BOARD OF DIRECTORS' ORAL REPORT ON THE Non-Voting COMPANY'S ACTIVITIES IN THE PAST FINANCIAL YEAR 2 PRESENTATION AND ADOPTION OF THE AUDITED Mgmt For For ANNUAL REPORT 2020 3 RESOLUTION TO DISTRIBUTE THE PROFIT Mgmt For For ACCORDING TO THE ADOPTED ANNUAL REPORT 2020 4 PRESENTATION AND ADVISORY VOTE ON THE Mgmt For For REMUNERATION REPORT 2020 5.1 APPROVAL OF THE REMUNERATION OF THE BOARD Mgmt For For OF DIRECTORS: APPROVAL OF THE REMUNERATION OF THE BOARD OF DIRECTORS FOR 2020 5.2 APPROVAL OF THE REMUNERATION OF THE BOARD Mgmt For For OF DIRECTORS: APPROVAL OF THE REMUNERATION LEVEL FOR 2021 6.1 ELECTION OF HELGE LUND AS CHAIR Mgmt For For 6.2 ELECTION OF JEPPE CHRISTIANSEN AS Mgmt For For VICE-CHAIR 6.3.A ELECTION OF OTHER MEMBER TO THE BOARD OF Mgmt For For DIRECTORS: LAURENCE DEBROUX 6.3.B ELECTION OF OTHER MEMBER TO THE BOARD OF Mgmt For For DIRECTORS: ANDREAS FIBIG 6.3.C ELECTION OF OTHER MEMBER TO THE BOARD OF Mgmt For For DIRECTORS: SYLVIE GREGOIRE 6.3.D ELECTION OF OTHER MEMBER TO THE BOARD OF Mgmt For For DIRECTORS: KASIM KUTAY 6.3.E ELECTION OF OTHER MEMBER TO THE BOARD OF Mgmt For For DIRECTORS: MARTIN MACKAY 6.3.F ELECTION OF OTHER MEMBER TO THE BOARD OF Mgmt For For DIRECTORS: HENRIK POULSEN 7 APPOINTMENT OF AUDITOR: DELOITTE Mgmt For For STATSAUTORISERET REVISIONSPARTNERSELSKAB 8.1 REDUCTION OF THE COMPANY'S B SHARE CAPITAL Mgmt For For BY NOMINALLY DKK 8,000,000 BY CANCELLATION OF B SHARES 8.2 AUTHORISATION TO THE BOARD OF DIRECTORS TO Mgmt For For ALLOW THE COMPANY TO REPURCHASE OWN SHARES 8.3.A AUTHORISATION TO THE BOARD OF DIRECTORS TO Mgmt For For INCREASE THE COMPANY'S SHARE CAPITAL: CANCELLATION OF ARTICLE 5.3 OF THE ARTICLES OF ASSOCIATION 8.3.B AUTHORISATION TO THE BOARD OF DIRECTORS TO Mgmt For For INCREASE THE COMPANY'S SHARE CAPITAL: EXTENSION OF AUTHORISATION TO THE BOARD OF DIRECTORS TO INCREASE THE COMPANY'S SHARE CAPITA 8.4.A INDEMNIFICATION OF THE BOARD OF DIRECTORS Mgmt For For AND EXECUTIVE MANAGEMENT: INDEMNIFICATION OF MEMBERS OF THE BOARD OF DIRECTORS 8.4.B INDEMNIFICATION OF THE BOARD OF DIRECTORS Mgmt For For AND EXECUTIVE MANAGEMENT: INDEMNIFICATION OF MEMBERS OF EXECUTIVE MANAGEMENT 8.5 AMENDMENTS TO THE REMUNERATION POLICY Mgmt For For 8.6.A AMENDMENT OF THE ARTICLES OF ASSOCIATION: Mgmt Against Against VIRTUAL GENERAL MEETINGS 8.6.B AMENDMENT OF THE ARTICLES OF ASSOCIATION: Mgmt For For LANGUAGE IN DOCUMENTS PREPARED FOR GENERAL MEETINGS 8.6.C AMENDMENT OF THE ARTICLES OF ASSOCIATION: Mgmt For For DIFFERENTIATION OF VOTES 8.7.A PLEASE NOTE THAT THIS RESOLUTION IS A Shr Against For SHAREHOLDER PROPOSAL: PROPOSAL FROM THE SHAREHOLDER KRITISKE AKTIONAERER ON MAKING A PLAN FOR CHANGED OWNERSHIP 9 ANY OTHER BUSINESS Non-Voting CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting TO VOTE 'IN FAVOR' OR 'ABSTAIN' ONLY FOR RESOLUTION NUMBERS 6.1 TO 6.2, 6.3.A TO 6.3.F AND 7. THANK YOU CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting THAT IF YOU ARE CLASSIFIED AS AN INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE REPRESENTATIVE FOR ASSISTANCE CMMT 24 FEB 2021: PLEASE NOTE THAT IF YOU HOLD Non-Voting CREST DEPOSITORY INTERESTS (CDIS) AND PARTICIPATE AT THIS MEETING, YOU (OR YOUR CREST SPONSORED MEMBER/CUSTODIAN) WILL BE REQUIRED TO INSTRUCT A TRANSFER OF THE RELEVANT CDIS TO THE ESCROW ACCOUNT SPECIFIED IN THE ASSOCIATED CORPORATE EVENT IN THE CREST SYSTEM. THIS TRANSFER WILL NEED TO BE COMPLETED BY THE SPECIFIED CREST SYSTEM DEADLINE. ONCE THIS TRANSFER HAS SETTLED, THE CDIS WILL BE BLOCKED IN THE CREST SYSTEM. THE CDIS WILL BE RELEASED FROM ESCROW AS SOON AS PRACTICABLE ON THE BUSINESS DAY PRIOR TO MEETING DATE UNLESS OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO BE ACCEPTED, THE VOTED POSITION MUST BE BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN THE CREST SYSTEM. BY VOTING ON THIS MEETING, YOUR CREST SPONSORED MEMBER/CUSTODIAN MAY USE YOUR VOTE INSTRUCTION AS THE AUTHORIZATION TO TAKE THE NECESSARY ACTION WHICH WILL INCLUDE TRANSFERRING YOUR INSTRUCTED POSITION TO ESCROW. PLEASE CONTACT YOUR CREST SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR FURTHER INFORMATION ON THE CUSTODY PROCESS AND WHETHER OR NOT THEY REQUIRE SEPARATE INSTRUCTIONS FROM YOU CMMT 24 FEB 2021: PLEASE NOTE THAT THIS IS A Non-Voting REVISION DUE TO ADDITION OF COMMENT. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU -------------------------------------------------------------------------------------------------------------------------- ORIX CORPORATION Agenda Number: 714242714 -------------------------------------------------------------------------------------------------------------------------- Security: J61933123 Meeting Type: AGM Meeting Date: 25-Jun-2021 Ticker: ISIN: JP3200450009 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management Please reference meeting materials. Non-Voting 1 Amend Articles to: Amend Business Lines Mgmt For For 2.1 Appoint a Director Inoue, Makoto Mgmt For For 2.2 Appoint a Director Irie, Shuji Mgmt For For 2.3 Appoint a Director Taniguchi, Shoji Mgmt For For 2.4 Appoint a Director Matsuzaki, Satoru Mgmt For For 2.5 Appoint a Director Suzuki, Yoshiteru Mgmt For For 2.6 Appoint a Director Stan Koyanagi Mgmt For For 2.7 Appoint a Director Takenaka, Heizo Mgmt For For 2.8 Appoint a Director Michael Cusumano Mgmt For For 2.9 Appoint a Director Akiyama, Sakie Mgmt For For 2.10 Appoint a Director Watanabe, Hiroshi Mgmt For For 2.11 Appoint a Director Sekine, Aiko Mgmt For For 2.12 Appoint a Director Hodo, Chikatomo Mgmt For For -------------------------------------------------------------------------------------------------------------------------- PHILLIPS 66 Agenda Number: 935362133 -------------------------------------------------------------------------------------------------------------------------- Security: 718546104 Meeting Type: Annual Meeting Date: 12-May-2021 Ticker: PSX ISIN: US7185461040 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director for a term of office Mgmt Against Against expiring at the 2024 annual meeting of shareholder: Julie L. Bushman 1B. Election of Director for a term of office Mgmt Against Against expiring at the 2024 annual meeting of shareholder: Lisa A. Davis 2. Management proposal for the annual election Mgmt For For of directors. 3. To ratify the appointment of Ernst & Young Mgmt For For LLP as the Company's independent registered public accounting firm for fiscal year 2021. 4. Advisory vote to approve our executive Mgmt Against Against compensation. 5. Shareholder proposal regarding greenhouse Shr For Against gas emissions targets. 6. Shareholder proposal regarding report on Shr For Against climate lobbying. -------------------------------------------------------------------------------------------------------------------------- RECRUIT HOLDINGS CO.,LTD. Agenda Number: 714203899 -------------------------------------------------------------------------------------------------------------------------- Security: J6433A101 Meeting Type: AGM Meeting Date: 17-Jun-2021 Ticker: ISIN: JP3970300004 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management Please reference meeting materials. Non-Voting 1.1 Appoint a Director Minegishi, Masumi Mgmt For For 1.2 Appoint a Director Idekoba, Hisayuki Mgmt For For 1.3 Appoint a Director Senaha, Ayano Mgmt For For 1.4 Appoint a Director Rony Kahan Mgmt For For 1.5 Appoint a Director Izumiya, Naoki Mgmt For For 1.6 Appoint a Director Totoki, Hiroki Mgmt For For 2 Appoint a Substitute Corporate Auditor Mgmt For For Tanaka, Miho 3 Approve Details of the Stock Compensation Mgmt Against Against to be received by Directors, etc. 4 Approve Details of Compensation as Stock Mgmt For For Options for Directors (Excluding Outside Directors) 5 Amend Articles to: Establish the Articles Mgmt Against Against Related to Shareholders Meeting held without specifying a venue -------------------------------------------------------------------------------------------------------------------------- RELX PLC Agenda Number: 713657293 -------------------------------------------------------------------------------------------------------------------------- Security: G7493L105 Meeting Type: AGM Meeting Date: 22-Apr-2021 Ticker: ISIN: GB00B2B0DG97 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1 RECEIVE THE 2020 ANNUAL REPORT Mgmt For For 2 APPROVE ANNUAL REMUNERATION REPORT Mgmt For For 3 DECLARATION OF 2020 FINAL DIVIDEND: 33.4P Mgmt For For PER SHARE 4 RE-APPOINTMENT OF AUDITORS: ERNST & YOUNG Mgmt For For LLP 5 AUDITORS' REMUNERATION Mgmt For For 6 ELECT PAUL WALKER AS A DIRECTOR Mgmt For For 7 ELECT JUNE FELIX AS A DIRECTOR Mgmt For For 8 RE-ELECT ERIK ENGSTROM AS A DIRECTOR Mgmt For For 9 RE-ELECT WOLFHART HAUSER AS A DIRECTOR Mgmt For For 10 RE-ELECT CHARLOTTE HOGG AS A DIRECTOR Mgmt For For 11 RE-ELECT MARIKE VAN LIER LELS AS A DIRECTOR Mgmt For For 12 RE-ELECT NICK LUFF AS A DIRECTOR Mgmt For For 13 RE-ELECT ROBERT MACLEOD AS A DIRECTOR Mgmt For For 14 RE-ELECT LINDA SANFORD AS A DIRECTOR Mgmt For For 15 RE-ELECT ANDREW SUKAWATY AS A DIRECTOR Mgmt For For 16 RE-ELECT SUZANNE WOOD AS A DIRECTOR Mgmt For For 17 AUTHORITY TO ALLOT SHARES Mgmt For For 18 DISAPPLICATION OF PRE-EMPTION RIGHTS Mgmt For For 19 ADDITIONAL DISAPPLICATION OF PRE-EMPTION Mgmt For For RIGHTS 20 AUTHORITY TO PURCHASE OWN SHARES Mgmt For For 21 NOTICE PERIOD FOR GENERAL MEETINGS Mgmt For For -------------------------------------------------------------------------------------------------------------------------- RIO TINTO LTD Agenda Number: 713713988 -------------------------------------------------------------------------------------------------------------------------- Security: Q81437107 Meeting Type: AGM Meeting Date: 06-May-2021 Ticker: ISIN: AU000000RIO1 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting MEETING ID 508747 DUE TO RECEIPT OF UPDATED AGENDA. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU. CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting PROPOSALS 2, 3, 4 AND 17 VOTES CAST BY ANY INDIVIDUAL OR RELATED PARTY WHO BENEFIT FROM THE PASSING OF THE PROPOSAL/S WILL BE DISREGARDED BY THE COMPANY. HENCE, IF YOU HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN FUTURE BENEFIT (AS REFERRED IN THE COMPANY ANNOUNCEMENT) VOTE ABSTAIN ON THE RELEVANT PROPOSAL ITEMS. BY DOING SO, YOU ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN BENEFIT BY THE PASSING OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR OR AGAINST) ON THE ABOVE MENTIONED PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE NOT OBTAINED BENEFIT NEITHER EXPECT TO OBTAIN BENEFIT BY THE PASSING OF THE RELEVANT PROPOSAL/S AND YOU COMPLY WITH THE VOTING EXCLUSION 1 RECEIPT OF THE 2020 ANNUAL REPORT Mgmt For For 2 APPROVAL OF THE REMUNERATION POLICY Mgmt For For 3 APPROVAL OF THE DIRECTORS' REMUNERATION Mgmt Against Against REPORT: IMPLEMENTATION REPORT 4 APPROVAL OF THE DIRECTORS' REMUNERATION Mgmt Against Against REPORT 5 TO RE-ELECT MEGAN CLARK AC AS A DIRECTOR Mgmt Against Against 6 TO RE-ELECT HINDA GHARBI AS A DIRECTOR Mgmt For For 7 TO RE-ELECT SIMON HENRY AS A DIRECTOR Mgmt For For 8 TO RE-ELECT SAM LAIDLAW AS A DIRECTOR Mgmt For For 9 TO RE-ELECT SIMON MCKEON AO AS A DIRECTOR Mgmt For For 10 TO RE-ELECT JENNIFER NASON AS A DIRECTOR Mgmt For For 11 TO RE-ELECT JAKOB STAUSHOLM AS A DIRECTOR Mgmt For For 12 TO RE-ELECT SIMON THOMPSON AS A DIRECTOR Mgmt For For 13 TO RE-ELECT NGAIRE WOODS CBE AS A DIRECTOR Mgmt For For 14 RE-APPOINTMENT OF AUDITORS: TO RE-APPOINT Mgmt For For KPMG LLP AS AUDITORS OF RIO TINTO PLC TO HOLD OFFICE UNTIL THE CONCLUSION OF RIO TINTO'S 2022 ANNUAL GENERAL MEETINGS 15 REMUNERATION OF AUDITORS Mgmt For For 16 AUTHORITY TO MAKE POLITICAL DONATIONS Mgmt For For 17 RENEWAL OF AND AMENDMENT TO THE RIO TINTO Mgmt For For GLOBAL EMPLOYEE SHARE PLAN 18 RENEWAL OF OFF-MARKET AND ON-MARKET SHARE Mgmt For For BUY-BACK AUTHORITIES (SPECIAL RESOLUTION) 19 PLEASE NOTE THAT THIS RESOLUTION IS A Shr For For SHAREHOLDER PROPOSAL: REQUISITIONED RESOLUTION ON EMISSIONS TARGETS 20 PLEASE NOTE THAT THIS RESOLUTION IS A Shr For For SHAREHOLDER PROPOSAL: REQUISITIONED RESOLUTION ON CLIMATE-RELATED LOBBYING -------------------------------------------------------------------------------------------------------------------------- SAFRAN SA Agenda Number: 713755900 -------------------------------------------------------------------------------------------------------------------------- Security: F4035A557 Meeting Type: MIX Meeting Date: 26-May-2021 Ticker: ISIN: FR0000073272 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT THE FOLLOWING APPLIES TO SHAREHOLDERS THAT Non-Voting DO NOT HOLD SHARES DIRECTLY WITH A FRENCH CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS WILL BE FORWARDED TO THE GLOBAL CUSTODIANS ON THE VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED INTERMEDIARY, THE GLOBAL CUSTODIANS WILL SIGN THE PROXY CARDS AND FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU REQUEST MORE INFORMATION, PLEASE CONTACT YOUR CLIENT REPRESENTATIVE. CMMT FOLLOWING CHANGES IN THE FORMAT OF PROXY Non-Voting CARDS FOR FRENCH MEETINGS, ABSTAIN IS NOW A VALID VOTING OPTION. FOR ANY ADDITIONAL ITEMS RAISED AT THE MEETING THE VOTING OPTION WILL DEFAULT TO 'AGAINST', OR FOR POSITIONS WHERE THE PROXY CARD IS NOT COMPLETED BY BROADRIDGE, TO THE PREFERENCE OF YOUR CUSTODIAN. CMMT 01 APR 2021: PLEASE NOTE THAT IF YOU HOLD Non-Voting CREST DEPOSITORY INTERESTS (CDIs) AND PARTICIPATE AT THIS MEETING, YOU (OR YOUR CREST SPONSORED MEMBER/CUSTODIAN) WILL BE REQUIRED TO INSTRUCT A TRANSFER OF THE RELEVANT CDIs TO THE ESCROW ACCOUNT SPECIFIED IN THE ASSOCIATED CORPORATE EVENT IN THE CREST SYSTEM. THIS TRANSFER WILL NEED TO BE COMPLETED BY THE SPECIFIED CREST SYSTEM DEADLINE. ONCE THIS TRANSFER HAS SETTLED, THE CDIs WILL BE BLOCKED IN THE CREST SYSTEM. THE CDIs WILL BE RELEASED FROM ESCROW AS SOON AS PRACTICABLE ON THE BUSINESS DAY PRIOR TO MEETING DATE UNLESS OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO BE ACCEPTED, THE VOTED POSITION MUST BE BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN THE CREST SYSTEM. BY VOTING ON THIS MEETING, YOUR CREST SPONSORED MEMBER/CUSTODIAN MAY USE YOUR VOTE INSTRUCTION AS THE AUTHORIZATION TO TAKE THE NECESSARY ACTION WHICH WILL INCLUDE TRANSFERRING YOUR INSTRUCTED POSITION TO ESCROW. PLEASE CONTACT YOUR CREST SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR FURTHER INFORMATION ON THE CUSTODY PROCESS AND WHETHER OR NOT THEY REQUIRE SEPARATE INSTRUCTIONS FROM YOU AND PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED RISK OF BEING REJECTED. THANK YOU CMMT PLEASE NOTE THAT DUE TO THE CURRENT COVID19 Non-Voting CRISIS AND IN ACCORDANCE WITH THE PROVISIONS ADOPTED BY THE FRENCH GOVERNMENT UNDER LAW NO. 2020-1379 OF NOVEMBER 14, 2020, EXTENDED AND MODIFIED BY LAW NO 2020-1614 OF DECEMBER 18, 2020 THE GENERAL MEETING WILL TAKE PLACE BEHIND CLOSED DOORS WITHOUT THE PHYSICAL PRESENCE OF THE SHAREHOLDERS. TO COMPLY WITH THESE LAWS, PLEASE DO NOT SUBMIT ANY REQUESTS TO ATTEND THE MEETING IN PERSON. SHOULD THIS SITUATION CHANGE, THE COMPANY ENCOURAGES ALL SHAREHOLDERS TO REGULARLY CONSULT THE COMPANY WEBSITE CMMT 07 MAY 2021: PLEASE NOTE THAT IMPORTANT Non-Voting ADDITIONAL MEETING INFORMATION IS AVAILABLE BY CLICKING ON THE MATERIAL URL LINK: https://www.journal-officiel.gouv.fr/balo/d ocument/202103312100697-39 AND https://www.journal-officiel.gouv.fr/balo/d ocument/202105072101461-55 AND PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF COMMENT AND CHANGE IN NUMBERING OF ALL RESOLUTIONS AND DUE TO RECEIPT OF UPDATED BALO LINK. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU 1 APPROVAL OF THE CORPORATE FINANCIAL Mgmt For For STATEMENTS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2020 2 APPROVAL OF THE CONSOLIDATED FINANCIAL Mgmt For For STATEMENTS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2020 3 ALLOCATION OF INCOME FOR THE FINANCIAL YEAR Mgmt For For 2020 AND SETTING OF THE DIVIDEND 4 APPROVAL OF TWO AGREEMENTS SUBJECT TO THE Mgmt For For PROVISIONS OF ARTICLE L. 225-38 OF THE FRENCH COMMERCIAL CODE ENTERED INTO WITH BNP PARIBAS 5 RATIFICATION OF THE CO-OPTATION OF MR. Mgmt For For OLIVIER ANDRIES AS DIRECTOR, AS A REPLACEMENT FOR MR. PHILIPPE PETITCOLIN 6 RENEWAL OF THE TERM OF OFFICE OF HELENE Mgmt For For AURIOL POTIER AS DIRECTOR 7 RENEWAL OF THE TERM OF OFFICE OF SOPHIE Mgmt For For ZURQUIYAH AS DIRECTOR 8 RENEWAL OF THE TERM OF OFFICE OF PATRICK Mgmt For For PELATA AS DIRECTOR 9 APPOINTMENT OF FABIENNE LECORVAISIER AS AN Mgmt For For INDEPENDENT DIRECTOR, AS A REPLACEMENT FOR ODILE DESFORGES 10 APPROVAL OF THE FIXED, VARIABLE AND Mgmt For For EXCEPTIONAL COMPONENTS MAKING UP THE TOTAL COMPENSATION AND BENEFITS OF ANY KIND PAID DURING THE FINANCIAL YEAR 2020 OR AWARDED FOR THE FINANCIAL YEAR 2020 TO ROSS MCINNES, THE CHAIRMAN OF THE BOARD OF DIRECTORS 11 APPROVAL OF THE FIXED, VARIABLE AND Mgmt For For EXCEPTIONAL COMPONENTS MAKING UP THE TOTAL COMPENSATION AND BENEFITS OF ANY KIND PAID DURING THE FINANCIAL YEAR 2020 OR AWARDED FOR THE FINANCIAL YEAR 2020 TO PHILIPPE PETITCOLIN, THE CHIEF EXECUTIVE OFFICER 12 APPROVAL OF THE INFORMATION MENTIONED IN Mgmt For For SECTION I OF ARTICLE L. 22-10-9 OF THE FRENCH COMMERCIAL CODE, RELATING TO THE COMPENSATION OF CORPORATE OFFICERS 13 APPROVAL OF THE COMPENSATION POLICY Mgmt For For APPLICABLE TO THE CHAIRMAN OF THE BOARD OF DIRECTORS 14 APPROVAL OF THE COMPENSATION POLICY Mgmt For For APPLICABLE TO THE CHIEF EXECUTIVE OFFICER 15 APPROVAL OF THE COMPENSATION POLICY Mgmt For For APPLICABLE TO DIRECTORS 16 AUTHORIZATION TO BE GRANTED TO THE BOARD OF Mgmt For For DIRECTORS TO TRADE IN THE COMPANY'S SHARES 17 DELETION FROM THE BY-LAWS OF REFERENCES TO Mgmt For For PREFERENCE SHARES A - CORRELATIVE AMENDMENT TO THE ARTICLES 7, 9, 11, AND 12 AND DELETION OF ARTICLE 36 OF THE BY-LAWS 18 DELEGATION OF AUTHORITY TO BE GRANTED TO Mgmt For For THE BOARD OF DIRECTORS TO INCREASE THE SHARE CAPITAL BY ISSUING, WITH RETENTION OF THE SHAREHOLDERS' PRE-EMPTIVE SUBSCRIPTION RIGHT, ORDINARY SHARES OR TRANSFERRABLE SECURITIES GRANTING ACCESS TO THE COMPANY'S CAPITAL, USABLE ONLY OUTSIDE OF THE PRE-OFFER AND PUBLIC OFFERING PERIODS 19 DELEGATION OF AUTHORITY TO BE GRANTED TO Mgmt For For THE BOARD OF DIRECTORS TO INCREASE THE SHARE CAPITAL BY ISSUING, WITH CANCELATION OF THE SHAREHOLDERS PRE-EMPTIVE SUBSCRIPTION RIGHT, ORDINARY SHARES OR TRANSFERRABLE SECURITIES GRANTING ACCESS TO THE COMPANY'S CAPITAL, BY PUBLIC OFFERING OTHER THAN THAT REFERRED TO IN SECTION I OF ARTICLE L. 411-2, OF THE FRENCH MONETARY AND FINANCIAL CODE, USABLE ONLY OUTSIDE OF THE PRE-OFFER AND PUBLIC OFFERING PERIODS 20 DELEGATION OF AUTHORITY TO BE GRANTED TO Mgmt For For THE BOARD OF DIRECTORS TO ISSUE, WITH CANCELATION OF THE SHAREHOLDERS' PRE-EMPTIVE SUBSCRIPTION RIGHT, ORDINARY SHARES OF THE COMPANY AND TRANSFERRABLE SECURITIES GRANTING ACCESS TO THE COMPANY'S CAPITAL, IN THE EVENT OF A PUBLIC EXCHANGE OFFER INITIATED BY THE COMPANY, USABLE ONLY OUTSIDE OF THE PRE-OFFER AND PUBLIC OFFERING PERIODS 21 DELEGATION OF AUTHORITY TO BE GRANTED TO Mgmt For For THE BOARD OF DIRECTORS TO INCREASE THE SHARE CAPITAL BY ISSUING ORDINARY SHARES OR TRANSFERRABLE SECURITIES GRANTING ACCESS TO THE COMPANY'S CAPITAL, IN THE EVENT OF AN OFFER REFERRED TO IN SECTION I OF ARTICLE L411-2 OF THE FRENCH MONETARY AND FINANCIAL CODE, WITH CANCELATION OF THE SHAREHOLDERS' PRE-EMPTIVE SUBSCRIPTION RIGHT, USABLE ONLY OUTSIDE OF THE PRE-OFFER AND PUBLIC OFFERING PERIODS 22 DELEGATION OF AUTHORITY TO BE GRANTED TO Mgmt For For THE BOARD OF DIRECTORS IN ORDER TO INCREASE THE NUMBER OF SECURITIES TO BE ISSUED IN THE EVENT OF A CAPITAL INCREASE WITH OR WITHOUT PRE-EMPTIVE SUBSCRIPTION RIGHTS (CARRIED OUT IN ACCORDANCE WITH THE 18TH, THE 19TH, THE 20TH OR THE 21ST RESOLUTIONS), USABLE ONLY OUTSIDE OF THE PRE-OFFER AND PUBLIC OFFERING PERIODS 23 DELEGATION OF AUTHORITY TO BE GRANTED TO Mgmt Against Against THE BOARD OF DIRECTORS TO INCREASE THE SHARE CAPITAL BY ISSUING, WITH RETENTION OF THE SHAREHOLDERS' PRE-EMPTIVE SUBSCRIPTION RIGHT, ORDINARY SHARES OR TRANSFERRABLE SECURITIES GRANTING ACCESS TO THE COMPANY'S CAPITAL, USABLE ONLY DURING THE PRE-OFFER AND PUBLIC OFFERING PERIODS 24 DELEGATION OF AUTHORITY TO BE GRANTED TO Mgmt Against Against THE BOARD OF DIRECTORS TO INCREASE THE SHARE CAPITAL BY ISSUING, WITH CANCELATION OF THE SHAREHOLDER'S PRE-EMPTIVE SUBSCRIPTION RIGHT, ORDINARY SHARES OR TRANSFERRABLE SECURITIES GRANTING ACCESS TO THE COMPANY'S CAPITAL, BY PUBLIC OFFERING OTHER THAN THAT REFERRED TO IN SECTION I OF ARTICLE L. 411-2, OF THE FRENCH MONETARY AND FINANCIAL COD), USABLE ONLY DURING THE PRE-OFFER AND PUBLIC OFFERING PERIODS 25 DELEGATION OF AUTHORITY TO BE GRANTED TO Mgmt Against Against THE BOARD OF DIRECTORS TO ISSUE, WITH CANCELATION OF THE SHAREHOLDERS' PRE-EMPTIVE SUBSCRIPTION RIGHT, ORDINARY SHARES OF THE COMPANY AND TRANSFERRABLE SECURITIES GRANTING ACCESS TO THE COMPANY'S CAPITAL, IN THE EVENT OF A PUBLIC EXCHANGE OFFER INITIATED BY THE COMPANY, USABLE ONLY DURING THE PRE-OFFER AND PUBLIC OFFERING PERIODS 26 DELEGATION OF AUTHORITY TO BE GRANTED TO Mgmt Against Against THE BOARD OF DIRECTORS TO INCREASE THE SHARE CAPITAL BY ISSUING ORDINARY SHARES OR TRANSFERRABLE SECURITIES GRANTING ACCESS TO THE COMPANY'S CAPITAL IN THE EVENT OF AN OFFER REFERRED TO IN SECTION I OF ARTICLE L.411-2 OF THE FRENCH MONETARY AND FINANCIAL CODE, WITH CANCELATION OF THE SHAREHOLDERS' PRE-EMPTIVE SUBSCRIPTION RIGHT, USABLE ONLY DURING THE PRE-OFFER AND PUBLIC OFFERING PERIODS 27 DELEGATION OF AUTHORITY TO BE GRANTED TO Mgmt Against Against THE BOARD OF DIRECTORS IN ORDER TO INCREASE THE NUMBER OF SECURITIES TO BE ISSUED IN THE EVENT OF A CAPITAL INCREASE WITH OR WITHOUT THE PRE-EMPTIVE SUBSCRIPTION RIGHTS (CARRIED OUT IN ACCORDANCE WITH THE 23RD, THE 24TH, THE 25TH OR THE 26TH RESOLUTIONS), USABLE ONLY DURING THE PRE-OFFER AND PUBLIC OFFERING PERIODS 28 DELEGATION OF AUTHORITY TO BE GRANTED TO Mgmt For For THE BOARD OF DIRECTORS TO INCREASE THE SHARE CAPITAL BY ISSUING, WITH CANCELATION OF THE SHAREHOLDERS' PRE-EMPTIVE SUBSCRIPTION RIGHT, ORDINARY SHARES RESERVED FOR EMPLOYEES WHO ARE MEMBERS OF SAFRAN GROUP SAVINGS PLANS 29 AUTHORIZATION TO BE GRANTED TO THE BOARD OF Mgmt For For DIRECTORS TO REDUCE THE SHARE CAPITAL BY CANCELLING THE COMPANY'S SHARES HELD BY THE LATTER 30 AUTHORIZATION TO BE GRANTED TO THE BOARD OF Mgmt For For DIRECTORS TO PROCEED WITH THE FREE ALLOCATION OF EXISTING SHARES OR SHARES TO BE ISSUED OF THE COMPANY FOR THE BENEFIT OF EMPLOYEES AND CORPORATE OFFICERS OF THE COMPANY AND OF THE COMPANIES OF THE SAFRAN GROUP, ENTAILING THE WAIVER OF THE SHAREHOLDERS' PRE-EMPTIVE SUBSCRIPTION RIGHT 31 POWERS TO CARRY OUT FORMALITIES Mgmt For For -------------------------------------------------------------------------------------------------------------------------- SANDVIK AB Agenda Number: 713725820 -------------------------------------------------------------------------------------------------------------------------- Security: W74857165 Meeting Type: AGM Meeting Date: 27-Apr-2021 Ticker: ISIN: SE0000667891 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS Non-Voting AN AGAINST VOTE IF THE MEETING REQUIRES APPROVAL FROM THE MAJORITY OF PARTICIPANTS TO PASS A RESOLUTION CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting BENEFICIAL OWNER INFORMATION FOR ALL VOTED ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE POSITION TO YOUR CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED IN ORDER FOR YOUR VOTE TO BE LODGED CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting BENEFICIAL OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting REQUIRED TO VOTE AT THIS MEETING. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED RISK OF BEING REJECTED. THANK YOU CMMT PLEASE NOTE THAT IF YOU HOLD CREST Non-Voting DEPOSITORY INTERESTS (CDIS) AND PARTICIPATE AT THIS MEETING, YOU (OR YOUR CREST SPONSORED MEMBER/CUSTODIAN) WILL BE REQUIRED TO INSTRUCT A TRANSFER OF THE RELEVANT CDIS TO THE ESCROW ACCOUNT SPECIFIED IN THE ASSOCIATED CORPORATE EVENT IN THE CREST SYSTEM. THIS TRANSFER WILL NEED TO BE COMPLETED BY THE SPECIFIED CREST SYSTEM DEADLINE. ONCE THIS TRANSFER HAS SETTLED, THE CDIS WILL BE BLOCKED IN THE CREST SYSTEM. THE CDIS WILL BE RELEASED FROM ESCROW AS SOON AS PRACTICABLE ON THE BUSINESS DAY PRIOR TO MEETING DATE UNLESS OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO BE ACCEPTED, THE VOTED POSITION MUST BE BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN THE CREST SYSTEM. BY VOTING ON THIS MEETING, YOUR CREST SPONSORED MEMBER/CUSTODIAN MAY USE YOUR VOTE INSTRUCTION AS THE AUTHORIZATION TO TAKE THE NECESSARY ACTION WHICH WILL INCLUDE TRANSFERRING YOUR INSTRUCTED POSITION TO ESCROW. PLEASE CONTACT YOUR CREST SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR FURTHER INFORMATION ON THE CUSTODY PROCESS AND WHETHER OR NOT THEY REQUIRE SEPARATE INSTRUCTIONS FROM YOU CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting THAT IF YOU ARE CLASSIFIED AS AN INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE REPRESENTATIVE FOR ASSISTANCE 1 ELECTION OF CHAIRMAN OF THE MEETING: SVEN Non-Voting UNGER 2 ELECTION OF ONE OR TWO PERSONS TO VERIFY Non-Voting THE MINUTES: ANN GREVELIUS, ALECTA, ANDERS OSCARSSON, AMF 3 PREPARATION AND APPROVAL OF THE VOTING LIST Non-Voting 4 APPROVAL OF THE AGENDA Non-Voting 5 EXAMINATION OF WHETHER THE MEETING HAS BEEN Non-Voting DULY CONVENED 6 PRESENTATION OF THE ANNUAL REPORT, Non-Voting AUDITOR'S REPORT AND THE GROUP ACCOUNTS AND AUDITOR'S REPORT FOR THE GROUP 7 RESOLUTION IN RESPECT OF ADOPTION OF THE Mgmt For For PROFIT AND LOSS ACCOUNT, BALANCE SHEET, CONSOLIDATED PROFIT AND LOSS ACCOUNT AND CONSOLIDATED BALANCE SHEET 8.1 RESOLUTION IN RESPECT OF DISCHARGE FROM Mgmt For For LIABILITY OF THE BOARD MEMBER AND THE PRESIDENT FOR THE PERIOD TO WHICH THE ACCOUNTS RELATE: JOHAN MOLIN (CHAIRMAN) 8.2 RESOLUTION IN RESPECT OF DISCHARGE FROM Mgmt For For LIABILITY OF THE BOARD MEMBER AND THE PRESIDENT FOR THE PERIOD TO WHICH THE ACCOUNTS RELATE: JENNIFER ALLERTON (BOARD MEMBER) 8.3 RESOLUTION IN RESPECT OF DISCHARGE FROM Mgmt For For LIABILITY OF THE BOARD MEMBER AND THE PRESIDENT FOR THE PERIOD TO WHICH THE ACCOUNTS RELATE: CLAES BOUSTEDT (BOARD MEMBER) 8.4 RESOLUTION IN RESPECT OF DISCHARGE FROM Mgmt For For LIABILITY OF THE BOARD MEMBER AND THE PRESIDENT FOR THE PERIOD TO WHICH THE ACCOUNTS RELATE: MARIKA FREDRIKSSON (BOARD MEMBER) 8.5 RESOLUTION IN RESPECT OF DISCHARGE FROM Mgmt For For LIABILITY OF THE BOARD MEMBER AND THE PRESIDENT FOR THE PERIOD TO WHICH THE ACCOUNTS RELATE: JOHAN KARLSTROM (BOARD MEMBER) 8.6 RESOLUTION IN RESPECT OF DISCHARGE FROM Mgmt For For LIABILITY OF THE BOARD MEMBER AND THE PRESIDENT FOR THE PERIOD TO WHICH THE ACCOUNTS RELATE: HELENA STJERNHOLM (BOARD MEMBER) 8.7 RESOLUTION IN RESPECT OF DISCHARGE FROM Mgmt For For LIABILITY OF THE BOARD MEMBER AND THE PRESIDENT FOR THE PERIOD TO WHICH THE ACCOUNTS RELATE: LARS WESTERBERG (BOARD MEMBER) 8.8 RESOLUTION IN RESPECT OF DISCHARGE FROM Mgmt For For LIABILITY OF THE BOARD MEMBER AND THE PRESIDENT FOR THE PERIOD TO WHICH THE ACCOUNTS RELATE: STEFAN WIDING (BOARD MEMBER AND PRESIDENT) 8.9 RESOLUTION IN RESPECT OF DISCHARGE FROM Mgmt For For LIABILITY OF THE BOARD MEMBER AND THE PRESIDENT FOR THE PERIOD TO WHICH THE ACCOUNTS RELATE: KAI WARN (BOARD MEMBER) 8.10 RESOLUTION IN RESPECT OF DISCHARGE FROM Mgmt For For LIABILITY OF THE BOARD MEMBER AND THE PRESIDENT FOR THE PERIOD TO WHICH THE ACCOUNTS RELATE: TOMAS KARNSTROM (EMPLOYEE REPRESENTATIVE) 8.11 RESOLUTION IN RESPECT OF DISCHARGE FROM Mgmt For For LIABILITY OF THE BOARD MEMBER AND THE PRESIDENT FOR THE PERIOD TO WHICH THE ACCOUNTS RELATE: THOMAS LILJA (EMPLOYEE REPRESENTATIVE) 8.12 RESOLUTION IN RESPECT OF DISCHARGE FROM Mgmt For For LIABILITY OF THE BOARD MEMBER AND THE PRESIDENT FOR THE PERIOD TO WHICH THE ACCOUNTS RELATE: THOMAS ANDERSSON (DEPUTY EMPLOYEE REPRESENTATIVE) 8.13 RESOLUTION IN RESPECT OF DISCHARGE FROM Mgmt For For LIABILITY OF THE BOARD MEMBER AND THE PRESIDENT FOR THE PERIOD TO WHICH THE ACCOUNTS RELATE: MATS LUNDBERG (DEPUTY EMPLOYEE REPRESENTATIVE) 8.14 RESOLUTION IN RESPECT OF DISCHARGE FROM Mgmt For For LIABILITY OF THE BOARD MEMBER AND THE PRESIDENT FOR THE PERIOD TO WHICH THE ACCOUNTS RELATE: BJORN ROSENGREN (FORMER BOARD MEMBER AND PRESIDENT) 9 RESOLUTION IN RESPECT OF ALLOCATION OF THE Mgmt For For COMPANY'S RESULT IN ACCORDANCE WITH THE ADOPTED BALANCE SHEET AND RESOLUTION ON RECORD DAY: THE BOARD OF DIRECTORS PROPOSES THAT THE ANNUAL GENERAL MEETING RESOLVE ON A DIVIDEND OF SEK 6.50 PER SHARE. THURSDAY, 29 APRIL 2021 IS PROPOSED AS THE RECORD DAY. IF THE MEETING APPROVES THESE PROPOSALS, IT IS ESTIMATED THAT THE DIVIDEND BE PAID BY EUROCLEAR SWEDEN AB ON TUESDAY, 4 MAY 2021 10 DETERMINATION OF THE NUMBER OF BOARD Mgmt For For MEMBERS, DEPUTY BOARD MEMBERS AND AUDITORS: THE NOMINATION COMMITTEE PROPOSES EIGHT BOARD MEMBERS WITH NO DEPUTIES AND ONE REGISTERED PUBLIC ACCOUNTING FIRM AS AUDITOR 11 DETERMINATION OF FEES TO THE BOARD OF Mgmt For For DIRECTORS AND AUDITOR 12.1 ELECTION OF BOARD MEMBER: ANDREAS Mgmt For For NORDBRANDT (NEW) 12.2 ELECTION OF BOARD MEMBER: JENNIFER ALLERTON Mgmt For For (RE-ELECTION) 12.3 ELECTION OF BOARD MEMBER: CLAES BOUSTEDT Mgmt For For (RE-ELECTION) 12.4 ELECTION OF BOARD MEMBER: MARIKA Mgmt For For FREDRIKSSON (RE-ELECTION) 12.5 ELECTION OF BOARD MEMBER: JOHAN MOLIN Mgmt For For (RE-ELECTION) 12.6 ELECTION OF BOARD MEMBER: HELENA STJERNHOLM Mgmt For For (RE-ELECTION) 12.7 ELECTION OF BOARD MEMBER: STEFAN WIDING Mgmt For For (RE-ELECTION) 12.8 ELECTION OF BOARD MEMBER: KAI WARN Mgmt For For (RE-ELECTION) 13 ELECTION OF CHAIRMAN OF THE BOARD: THE Mgmt For For NOMINATION COMMITTEE PROPOSES RE-ELECTION OF JOHAN MOLIN AS CHAIRMAN OF THE BOARD OF DIRECTORS 14 ELECTION OF AUDITOR: THE NOMINATION Mgmt For For COMMITTEE PROPOSES, PURSUANT TO THE RECOMMENDATION OF THE AUDIT COMMITTEE, RE-ELECTION OF PRICEWATERHOUSECOOPERS AB AS AUDITOR FOR THE PERIOD UNTIL THE END OF THE 2022 ANNUAL GENERAL MEETING 15 APPROVAL OF REMUNERATION REPORT Mgmt For For 16 RESOLUTION ON A LONG-TERM INCENTIVE PROGRAM Mgmt Against Against (LTI 2021) 17 AUTHORIZATION ON ACQUISITION OF THE Mgmt For For COMPANY'S OWN SHARES 18 RESOLUTION ON AMENDMENTS TO THE ARTICLES OF Mgmt For For ASSOCIATION: SECTION 1, SECTION 10 (FIRST PARAGRAPH), SECTION 13, SECTION 14 -------------------------------------------------------------------------------------------------------------------------- SANOFI SA Agenda Number: 713892962 -------------------------------------------------------------------------------------------------------------------------- Security: F5548N101 Meeting Type: MIX Meeting Date: 30-Apr-2021 Ticker: ISIN: FR0000120578 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT THE FOLLOWING APPLIES TO SHAREHOLDERS THAT Non-Voting DO NOT HOLD SHARES DIRECTLY WITH A FRENCH CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS WILL BE FORWARDED TO THE GLOBAL CUSTODIANS ON THE VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED INTERMEDIARY, THE GLOBAL CUSTODIANS WILL SIGN THE PROXY CARDS AND FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU REQUEST MORE INFORMATION, PLEASE CONTACT YOUR CLIENT REPRESENTATIVE. CMMT FOLLOWING CHANGES IN THE FORMAT OF PROXY Non-Voting CARDS FOR FRENCH MEETINGS, ABSTAIN IS NOW A VALID VOTING OPTION. FOR ANY ADDITIONAL ITEMS RAISED AT THE MEETING THE VOTING OPTION WILL DEFAULT TO 'AGAINST', OR FOR POSITIONS WHERE THE PROXY CARD IS NOT COMPLETED BY BROADRIDGE, TO THE PREFERENCE OF YOUR CUSTODIAN. CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting REQUIRED TO VOTE AT THIS MEETING. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED RISK OF BEING REJECTED. THANK YOU CMMT PLEASE NOTE THAT DUE TO THE CURRENT COVID19 Non-Voting CRISIS AND IN ACCORDANCE WITH THE PROVISIONS ADOPTED BY THE FRENCH GOVERNMENT UNDER LAW NO. 2020-1379 OF NOVEMBER 14, 2020, EXTENDED AND MODIFIED BY LAW NO 2020-1614 OF DECEMBER 18, 2020 THE GENERAL MEETING WILL TAKE PLACE BEHIND CLOSED DOORS WITHOUT THE PHYSICAL PRESENCE OF THE SHAREHOLDERS. TO COMPLY WITH THESE LAWS, PLEASE DO NOT SUBMIT ANY REQUESTS TO ATTEND THE MEETING IN PERSON. SHOULD THIS SITUATION CHANGE, THE COMPANY ENCOURAGES ALL SHAREHOLDERS TO REGULARLY CONSULT THE COMPANY WEBSITE CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting MEETING ID 553318 DUE TO RECEIPT OF DELETION OF RESOLUTION 7. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED IF VOTE DEADLINE EXTENSIONS ARE GRANTED. THEREFORE PLEASE REINSTRUCT ON THIS MEETING NOTICE ON THE NEW JOB. IF HOWEVER VOTE DEADLINE EXTENSIONS ARE NOT GRANTED IN THE MARKET, THIS MEETING WILL BE CLOSED AND YOUR VOTE INTENTIONS ON THE ORIGINAL MEETING WILL BE APPLICABLE. PLEASE ENSURE VOTING IS SUBMITTED PRIOR TO CUTOFF ON THE ORIGINAL MEETING, AND AS SOON AS POSSIBLE ON THIS NEW AMENDED MEETING. THANK YOU. CMMT PLEASE NOTE THAT IMPORTANT ADDITIONAL Non-Voting MEETING INFORMATION IS AVAILABLE BY CLICKING ON THE MATERIAL URL LINK: https://www.journal-officiel.gouv.fr/balo/d ocument/202104122100899-44 CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting THAT IF YOU ARE CLASSIFIED AS AN INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE REPRESENTATIVE FOR ASSISTANCE 1 APPROVAL OF THE CORPORATE FINANCIAL Mgmt For For STATEMENTS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2020 2 APPROVAL OF THE CONSOLIDATED FINANCIAL Mgmt For For STATEMENTS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2020 3 ALLOCATION OF INCOME FOR THE FINANCIAL YEAR Mgmt For For ENDED 31 DECEMBER 2020 AND SETTING OF THE DIVIDEND 4 RATIFICATION OF THE CO-OPTATION OF MR. Mgmt For For GILLES SCHNEPP AS DIRECTOR 5 RENEWAL OF THE TERM OF OFFICE OF MRS. Mgmt For For FABIENNE LECORVAISIER AS DIRECTOR 6 RENEWAL OF THE TERM OF OFFICE OF MRS. Mgmt For For MELANIE LEE AS DIRECTOR 7 APPOINTMENT OF MRS. BARBARA LAVERNOS AS Mgmt For For DIRECTOR 8 APPROVAL OF THE COMPENSATION REPORT FOR Mgmt For For CORPORATE OFFICERS ISSUED PURSUANT TO ARTICLE L. 22-10-9 OF THE FRENCH COMMERCIAL CODE 9 APPROVAL OF THE COMPENSATION ELEMENTS PAID Mgmt For For DURING OR AWARDED FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2020 TO MR. SERGE WEINBERG, CHAIRMAN OF THE BOARD OF DIRECTORS 10 APPROVAL OF THE COMPENSATION ELEMENTS PAID Mgmt For For DURING OR AWARDED FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2020 TO MR. PAUL HUDSON, CHIEF EXECUTIVE OFFICER 11 APPROVAL OF THE COMPENSATION POLICY FOR Mgmt For For DIRECTORS 12 APPROVAL OF THE COMPENSATION POLICY FOR THE Mgmt For For CHAIRMAN OF THE BOARD OF DIRECTORS 13 APPROVAL OF THE COMPENSATION POLICY FOR THE Mgmt For For CHIEF EXECUTIVE OFFICER 14 AUTHORISATION TO BE GRANTED TO THE BOARD OF Mgmt For For DIRECTORS IN ORDER TO TRADE IN THE COMPANY'S SHARES (TO BE USED OUTSIDE OF PUBLIC OFFERING PERIODS) 15 AUTHORISATION TO BE GRANTED TO THE BOARD OF Mgmt For For DIRECTORS IN ORDER TO REDUCE THE SHARE CAPITAL BY CANCELLING TREASURY SHARES 16 DELEGATION OF AUTHORITY TO BE GRANTED TO Mgmt For For THE BOARD OF DIRECTORS TO DECIDE ON THE ISSUE, WITH RETENTION OF THE PRE-EMPTIVE SUBSCRIPTION RIGHT, OF SHARES AND/OR TRANSFERABLE SECURITIES GRANTING ACCESS TO THE CAPITAL OF THE COMPANY, OF ANY SUBSIDIARY AND/OR OF ANY OTHER COMPANY (TO BE USED OUTSIDE OF PUBLIC OFFERING PERIODS) 17 DELEGATION OF AUTHORITY TO BE GRANTED TO Mgmt For For THE BOARD OF DIRECTORS TO DECIDE ON THE ISSUE, WITH CANCELLATION OF THE PRE-EMPTIVE SUBSCRIPTION RIGHT, OF SHARES AND/OR TRANSFERABLE SECURITIES GRANTING ACCESS TO THE CAPITAL OF THE COMPANY, OF ANY SUBSIDIARY AND/OR OF ANY OTHER COMPANY, BY WAY OF A PUBLIC OFFERING OTHER THAN THAT MENTIONED IN ARTICLE L. 411-2-1DECREE OF THE FRENCH MONETARY AND FINANCIAL CODE (TO BE USED OUTSIDE OF PUBLIC OFFERING PERIODS) 18 DELEGATION OF AUTHORITY TO BE GRANTED TO Mgmt For For THE BOARD OF DIRECTORS TO DECIDE ON THE ISSUE, WITH CANCELLATION OF THE PRE-EMPTIVE SUBSCRIPTION RIGHT, OF SHARES AND/OR TRANSFERABLE SECURITIES GRANTING ACCESS TO THE CAPITAL OF THE COMPANY, OF ANY SUBSIDIARY AND/OR OF ANY OTHER COMPANY, WITHIN THE CONTEXT OF AN OFFER REFERRED TO IN ARTICLE L. 411-2 1DECREE OF THE FRENCH MONETARY AND FINANCIAL CODE (OFFER RESERVED FOR A RESTRICTED CIRCLE OF INVESTORS) ( TO BE USED OUTSIDE OF PUBLIC OFFERING PERIODS) 19 DELEGATION OF AUTHORITY TO BE GRANTED TO Mgmt For For THE BOARD OF DIRECTORS TO DECIDE ON THE ISSUE OF DEBT SECURITIES GRANTING ACCESS TO THE CAPITAL OF SUBSIDIARIES OF THE COMPANY AND/OR OF ANY OTHER COMPANY) (TO BE USED OUTSIDE OF PUBLIC OFFERING PERIODS) 20 DELEGATION OF AUTHORITY TO BE GRANTED TO Mgmt For For THE BOARD OF DIRECTORS IN ORDER TO INCREASE THE NUMBER OF SECURITIES TO BE ISSUED IN THE EVENT OF AN ISSUE OF COMMON SHARES AND/OR TRANSFERABLE SECURITIES GRANTING ACCESS TO THE CAPITAL OF THE COMPANY, OF ANY SUBSIDIARY AND/OR OF ANY OTHER COMPANY WITH OR WITHOUT THE PRE-EMPTIVE SUBSCRIPTION RIGHT) (TO BE USED OUTSIDE OF PUBLIC OFFERING PERIODS) 21 DELEGATION OF AUTHORITY TO BE GRANTED TO Mgmt For For THE BOARD OF DIRECTORS IN ORDER TO ISSUE, WITH CANCELLATION OF THE PRE-EMPTIVE SUBSCRIPTION RIGHT, SHARES AND/OR TRANSFERABLE SECURITIES GRANTING ACCESS TO THE CAPITAL OF THE COMPANY, OF ONE OF ITS SUBSIDIARIES AND/OR OF ANOTHER COMPANY IN CONSIDERATION OF CONTRIBUTIONS IN KIND) (TO BE USED OUTSIDE OF PUBLIC OFFERING PERIODS) 22 DELEGATION OF AUTHORITY TO BE GRANTED TO Mgmt For For THE BOARD OF DIRECTORS IN ORDER TO DECIDE TO INCREASE THE SHARE CAPITAL BY CAPITALISATION OF PREMIUMS, RESERVES, PROFITS OR OTHERS) (TO BE USED OUTSIDE OF PUBLIC OFFERING PERIODS) 23 DELEGATION OF AUTHORITY TO BE GRANTED TO Mgmt For For THE BOARD OF DIRECTORS TO DECIDE ON THE ISSUE OF SHARES OR TRANSFERABLE SECURITIES GRANTING ACCESS TO THE COMPANY'S CAPITAL RESERVED FOR MEMBERS OF SAVINGS PLANS, WITH CANCELLATION OF THE PRE-EMPTIVE SUBSCRIPTION RIGHT IN FAVOUR OF THE LATTER 24 AUTHORISATION GRANTED TO THE BOARD OF Mgmt For For DIRECTORS IN ORDER TO PROCEED WITH FREE ALLOCATIONS OF EXISTING SHARES OR SHARES TO BE ISSUED FOR THE BENEFIT OF EMPLOYEES AND CORPORATE OFFICERS OF THE GROUP OR SOME OF THEM 25 AMENDMENT OF ARTICLE 13 OF THE BY-LAWS IN Mgmt For For ORDER TO ALLOW THE BOARD OF DIRECTORS TO TAKE DECISIONS BY WRITTEN CONSULTATION 26 AMENDMENT TO ARTICLE 14 AND ARTICLE 17 OF Mgmt For For THE BY-LAWS IN ORDER TO ALIGN THEIR CONTENT WITH THE PACTE LAW 27 POWERS TO CARRY OUT FORMALITIES Mgmt For For -------------------------------------------------------------------------------------------------------------------------- SCHNEIDER ELECTRIC SE Agenda Number: 713726264 -------------------------------------------------------------------------------------------------------------------------- Security: F86921107 Meeting Type: MIX Meeting Date: 28-Apr-2021 Ticker: ISIN: FR0000121972 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT THE FOLLOWING APPLIES TO SHAREHOLDERS THAT Non-Voting DO NOT HOLD SHARES DIRECTLY WITH A FRENCH CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS WILL BE FORWARDED TO THE GLOBAL CUSTODIANS ON THE VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED INTERMEDIARY, THE GLOBAL CUSTODIANS WILL SIGN THE PROXY CARDS AND FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU REQUEST MORE INFORMATION, PLEASE CONTACT YOUR CLIENT REPRESENTATIVE. CMMT FOLLOWING CHANGES IN THE FORMAT OF PROXY Non-Voting CARDS FOR FRENCH MEETINGS, ABSTAIN IS NOW A VALID VOTING OPTION. FOR ANY ADDITIONAL ITEMS RAISED AT THE MEETING THE VOTING OPTION WILL DEFAULT TO 'AGAINST', OR FOR POSITIONS WHERE THE PROXY CARD IS NOT COMPLETED BY BROADRIDGE, TO THE PREFERENCE OF YOUR CUSTODIAN. CMMT PLEASE NOTE THAT IF YOU HOLD CREST Non-Voting DEPOSITORY INTERESTS (CDIS) AND PARTICIPATE AT THIS MEETING, YOU (OR YOUR CREST SPONSORED MEMBER/CUSTODIAN) WILL BE REQUIRED TO INSTRUCT A TRANSFER OF THE RELEVANT CDIS TO THE ESCROW ACCOUNT SPECIFIED IN THE ASSOCIATED CORPORATE EVENT IN THE CREST SYSTEM. THIS TRANSFER WILL NEED TO BE COMPLETED BY THE SPECIFIED CREST SYSTEM DEADLINE. ONCE THIS TRANSFER HAS SETTLED, THE CDIS WILL BE BLOCKED IN THE CREST SYSTEM. THE CDIS WILL BE RELEASED FROM ESCROW AS SOON AS PRACTICABLE ON THE BUSINESS DAY PRIOR TO MEETING DATE UNLESS OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO BE ACCEPTED, THE VOTED POSITION MUST BE BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN THE CREST SYSTEM. BY VOTING ON THIS MEETING, YOUR CREST SPONSORED MEMBER/CUSTODIAN MAY USE YOUR VOTE INSTRUCTION AS THE AUTHORIZATION TO TAKE THE NECESSARY ACTION WHICH WILL INCLUDE TRANSFERRING YOUR INSTRUCTED POSITION TO ESCROW. PLEASE CONTACT YOUR CREST SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR FURTHER INFORMATION ON THE CUSTODY PROCESS AND WHETHER OR NOT THEY REQUIRE SEPARATE INSTRUCTIONS FROM YOU AND PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED RISK OF BEING REJECTED. THANK YOU CMMT PLEASE NOTE THAT DUE TO THE CURRENT COVID19 Non-Voting CRISIS AND IN ACCORDANCE WITH THE PROVISIONS ADOPTED BY THE FRENCH GOVERNMENT UNDER LAW NO. 2020-1379 OF NOVEMBER 14, 2020, EXTENDED AND MODIFIED BY LAW NO 2020-1614 OF DECEMBER 18, 2020 THE GENERAL MEETING WILL TAKE PLACE BEHIND CLOSED DOORS WITHOUT THE PHYSICAL PRESENCE OF THE SHAREHOLDERS. TO COMPLY WITH THESE LAWS, PLEASE DO NOT SUBMIT ANY REQUESTS TO ATTEND THE MEETING IN PERSON. SHOULD THIS SITUATION CHANGE, THE COMPANY ENCOURAGES ALL SHAREHOLDERS TO REGULARLY CONSULT THE COMPANY WEBSITE CMMT 05 APR 2021: PLEASE NOTE THAT IMPORTANT Non-Voting ADDITIONAL MEETING INFORMATION IS AVAILABLE BY CLICKING ON THE MATERIAL URL LINK: https://www.journal-officiel.gouv.fr/balo/d ocument/202103222100614-35 AND PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE IN NUMBERING FOR ALL RESOLUTIONS. IF YOU HAVE ALREADY SENT IN YOUR VOTES FOR MID:536913, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting MEETING ID 535333 DUE TO RECEIPT OF CHANGE IN VOTING STATUS FOR RESOLUTIONS 11, 12 AND 14. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU. 1 APPROVAL OF THE CORPORATE FINANCIAL Mgmt For For STATEMENTS FOR THE FINANCIAL YEAR 2020 2 APPROVAL OF THE CONSOLIDATED FINANCIAL Mgmt For For STATEMENTS FOR THE FINANCIAL YEAR 2020 3 ALLOCATION OF INCOME FOR THE FINANCIAL YEAR Mgmt For For AND SETTING OF THE DIVIDEND 4 APPROVAL OF THE REGULATED AGREEMENTS Mgmt For For REFERRED TO IN ARTICLE L. 225-38 AND FOLLOWING OF THE FRENCH COMMERCIAL CODE 5 APPROVAL OF THE INFORMATION RELATING TO THE Mgmt For For COMPENSATION OF CORPORATE OFFICERS PAID DURING OR ALLOCATED IN RESPECT OF THE FINANCIAL YEAR ENDED 31 DECEMBER 2020 MENTIONED IN ARTICLE L. 22-10-9 OF THE FRENCH COMMERCIAL CODE 6 APPROVAL OF THE ELEMENTS MAKING UP THE Mgmt For For TOTAL COMPENSATION AND BENEFITS OF ANY KIND PAID DURING THE FINANCIAL YEAR 2020 OR ALLOCATED IN RESPECT OF THE SAME FINANCIAL YEAR TO MR. JEAN PASCAL TRICOIRE, CHAIRMAN AND CHIEF EXECUTIVE OFFICER 7 APPROVAL OF THE COMPENSATION POLICY FOR THE Mgmt For For CHAIRMAN AND CHIEF EXECUTIVE OFFICER 8 APPROVAL OF THE COMPENSATION POLICY FOR THE Mgmt For For MEMBERS OF THE BOARD OF DIRECTORS 9 RENEWAL OF THE TERM OF OFFICE OF MR. Mgmt For For JEAN-PASCAL TRICOIRE AS DIRECTOR 10 APPOINTMENT OF MRS. ANNA OHLSSON-LEIJON AS Mgmt For For DIRECTOR 11 PLEASE NOTE THAT THIS RESOLUTION IS A Shr Against For SHAREHOLDER PROPOSAL: APPOINTMENT OF MR. THIERRY JACQUET AS DIRECTOR REPRESENTING EMPLOYEE SHAREHOLDERS 12 PLEASE NOTE THAT THIS RESOLUTION IS A Shr Against For SHAREHOLDER PROPOSAL: APPOINTMENT OF MRS. ZENNIA CSIKOS AS DIRECTOR REPRESENTING EMPLOYEE SHAREHOLDERS 13 RENEWAL OF THE TERM OF OFFICE OF MRS. Mgmt For For XIAOYUN MA AS DIRECTOR REPRESENTING EMPLOYEE SHAREHOLDERS 14 PLEASE NOTE THAT THIS RESOLUTION IS A Shr Against For SHAREHOLDER PROPOSAL: APPOINTMENT OF MRS. MALENE KVIST KRISTENSEN AS DIRECTOR REPRESENTING EMPLOYEE SHAREHOLDERS 15 AUTHORIZATION FOR THE BOARD OF DIRECTORS Mgmt For For FOR THE COMPANY TO PURCHASE ITS OWN SHARES 16 DELEGATION OF AUTHORITY TO THE BOARD OF Mgmt For For DIRECTORS TO INCREASE THE SHARE CAPITAL BY ISSUING COMMON SHARES OR TRANSFERABLE SECURITIES GRANTING ACCESS TO THE CAPITAL OF THE COMPANY 17 DELEGATION OF AUTHORITY TO THE BOARD OF Mgmt For For DIRECTORS TO INCREASE THE SHARE CAPITAL BY ISSUING COMMON SHARES OR ANY TRANSFERABLE SECURITY GRANTING ACCESS TO THE CAPITAL OF THE COMPANY WITHOUT SHAREHOLDERS' PRE-EMPTIVE SUBSCRIPTION RIGHTS BY WAY OF A PUBLIC OFFERING OTHER THAN THAT REFERRED TO IN ARTICLE L. 411-2 1DECREE OF THE FRENCH MONETARY AND FINANCIAL CODE 18 DELEGATION OF AUTHORITY TO THE BOARD OF Mgmt For For DIRECTORS TO INCREASE THE SHARE CAPITAL BY ISSUING COMMON SHARES OR ANY TRANSFERABLE SECURITY GRANTING ACCESS TO THE CAPITAL OF THE COMPANY WITHOUT SHAREHOLDERS' PRE-EMPTIVE SUBSCRIPTION RIGHTS, AS PART OF AN OFFER REFERRED TO IN ARTICLE L. 411-2-1DECREE OF THE FRENCH MONETARY AND FINANCIAL CODE 19 DELEGATION OF AUTHORITY TO THE BOARD OF Mgmt For For DIRECTORS TO INCREASE THE NUMBER OF SHARES TO BE ISSUED IN THE EVENT OF A CAPITAL INCREASE WITH RETENTION OR CANCELLATION OF THE SHAREHOLDERS' PRE-EMPTIVE SUBSCRIPTION RIGHTS 20 DELEGATION OF AUTHORITY TO THE BOARD OF Mgmt For For DIRECTORS TO INCREASE THE SHARE CAPITAL BY ISSUING COMMON SHARES OR ANY TRANSFERABLE SECURITIES GRANTING ACCESS TO THE CAPITAL OF THE COMPANY WITHOUT SHAREHOLDERS' PRE-EMPTIVE SUBSCRIPTION RIGHTS IN ORDER TO REMUNERATE CONTRIBUTIONS IN KIND 21 DELEGATION OF AUTHORITY TO THE BOARD OF Mgmt For For DIRECTORS TO INCREASE THE SHARE CAPITAL BY INCORPORATING PREMIUMS, RESERVES, PROFITS OR OTHERS 22 DELEGATION OF AUTHORITY TO THE BOARD OF Mgmt For For DIRECTORS TO PROCEED WITH CAPITAL INCREASES RESERVED FOR MEMBERS OF A COMPANY SAVINGS PLAN WITHOUT SHAREHOLDERS' PRE-EMPTIVE SUBSCRIPTION RIGHTS 23 DELEGATION OF AUTHORITY TO THE BOARD OF Mgmt For For DIRECTORS TO PROCEED WITH CAPITAL INCREASES RESERVED FOR EMPLOYEES OF CERTAIN FOREIGN GROUP COMPANIES, DIRECTLY OR THROUGH INTERVENING ENTITIES, IN ORDER TO OFFER THEM BENEFITS COMPARABLE TO THOSE OFFERED TO MEMBERS OF A COMPANY SAVINGS PLAN, WITHOUT SHAREHOLDERS' PRE-EMPTIVE SUBSCRIPTION RIGHTS 24 AUTHORIZATION FOR THE BOARD OF DIRECTORS TO Mgmt For For CANCEL COMPANY SHARES PURCHASED UNDER SHARE BUYBACK PROGRAMS 25 AMENDMENT TO ARTICLE 13 OF THE BYLAWS TO Mgmt For For CORRECT A MATERIAL ERROR 26 POWERS TO CARRY OUT FORMALITIES Mgmt For For CMMT INTERMEDIARY CLIENTS ONLY - PLEASE NOTE Non-Voting THAT IF YOU ARE CLASSIFIED AS AN INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE REPRESENTATIVE FOR ASSISTANCE -------------------------------------------------------------------------------------------------------------------------- SIGNATURE BANK Agenda Number: 935441410 -------------------------------------------------------------------------------------------------------------------------- Security: 82669G203 Meeting Type: Special Meeting Date: 29-Jun-2021 Ticker: SBNYP ISIN: US82669G2030 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. To approve the Bank's share repurchase Mgmt For For plan, which allows the Bank to repurchase from the Bank's stockholders from time to time in open market transactions, shares of the Bank's common stock in an aggregate purchase amount of up to $500 million under the Stock Repurchase Program. 2. To approve an amendment to the Amended and Mgmt For For Restated 2004 Long- Term Incentive Plan (the "2004 Equity Plan") to increase the number of shares for issuance under the 2004 Equity Plan by 1,225,000 shares. -------------------------------------------------------------------------------------------------------------------------- SIKA AG Agenda Number: 713714764 -------------------------------------------------------------------------------------------------------------------------- Security: H7631K273 Meeting Type: AGM Meeting Date: 20-Apr-2021 Ticker: ISIN: CH0418792922 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting ARE REQUIRED FOR THIS MEETING. IF NO BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY BE REJECTED. THANK YOU. CMMT PART 2 OF THIS MEETING IS FOR VOTING ON Non-Voting AGENDA AND MEETING ATTENDANCE REQUESTS ONLY. PLEASE ENSURE THAT YOU HAVE FIRST VOTED IN FAVOUR OF THE REGISTRATION OF SHARES IN PART 1 OF THE MEETING. IT IS A MARKET REQUIREMENT FOR MEETINGS OF THIS TYPE THAT THE SHARES ARE REGISTERED AND MOVED TO A REGISTERED LOCATION AT THE CSD, AND SPECIFIC POLICIES AT THE INDIVIDUAL SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF THE VOTE INSTRUCTION, IT IS POSSIBLE THAT A MARKER MAY BE PLACED ON YOUR SHARES TO ALLOW FOR RECONCILIATION AND RE-REGISTRATION FOLLOWING A TRADE. THEREFORE WHILST THIS DOES NOT PREVENT THE TRADING OF SHARES, ANY THAT ARE REGISTERED MUST BE FIRST DEREGISTERED IF REQUIRED FOR SETTLEMENT. DEREGISTRATION CAN AFFECT THE VOTING RIGHTS OF THOSE SHARES. IF YOU HAVE CONCERNS REGARDING YOUR ACCOUNTS, PLEASE CONTACT YOUR CLIENT REPRESENTATIVE 1 APPROVAL OF THE ANNUAL FINANCIAL STATEMENTS Mgmt For For AND CONSOLIDATED FINANCIAL STATEMENTS FOR 2020 2 APPROPRIATION OF THE RETAINED EARNINGS OF Mgmt For For SIKA AG: CHF 2.50 PER SHARE 3 GRANTING DISCHARGE TO THE ADMINISTRATIVE Mgmt For For BODIES 4.1.1 RE-ELECTION OF THE BOARD OF DIRECTOR: PAUL Mgmt For For J.HAELG AS A MEMBER 4.1.2 RE-ELECTION OF THE BOARD OF DIRECTOR: Mgmt For For MONIKA RIBAR AS A MEMBER 4.1.3 RE-ELECTION OF THE BOARD OF DIRECTOR: Mgmt For For DANIEL J.SAUTER AS A MEMBER 4.1.4 RE-ELECTION OF THE BOARD OF DIRECTOR: Mgmt For For CHRISTOPH TOBLER AS A MEMBER 4.1.5 RE-ELECTION OF THE BOARD OF DIRECTOR: Mgmt For For JUSTIN M.HOWELL AS A MEMBER 4.1.6 RE-ELECTION OF THE BOARD OF DIRECTOR: Mgmt For For THIERRY F. J. VANLANCKER AS A MEMBER 4.1.7 RE-ELECTION OF THE BOARD OF DIRECTOR: Mgmt For For VIKTOR W.BALLI AS A MEMBER 4.2 ELECTION TO THE BOARD OF DIRECTORS: PAUL Mgmt For For SCHULER AS A MEMBER 4.3 ELECTION OF THE CHAIRMAN: PAUL J. HAELG Mgmt For For 4.4.1 ELECTION OF THE NOMINATION AND COMPENSATION Mgmt For For COMMITTEE: DANIEL J. SAUTER TO THE NOMINATION AND COMPENSATION COMMITTEE 4.4.2 ELECTION OF THE NOMINATION AND COMPENSATION Mgmt For For COMMITTEE: JUSTIN M. HOWELL TO THE NOMINATION AND COMPENSATION COMMITTEE 4.4.3 ELECTION OF THE NOMINATION AND COMPENSATION Mgmt For For COMMITTEE: THIERRY F. J. VANLANCKER TO THE NOMINATION AND COMPENSATION COMMITTEE 4.5 ELECTION OF STATUTORY AUDITORS: RE-ELECTION Mgmt For For OF ERNST & YOUNG AG 4.6 ELECTION OF INDEPENDENT PROXY: RE-ELECTION Mgmt For For OF JOST WINDLIN 5.1 COMPENSATION: CONSULTATIVE VOTE ON THE 2020 Mgmt For For COMPENSATION REPORT 5.2 COMPENSATION: APPROVAL OF THE FUTURE Mgmt For For COMPENSATION OF THE BOARD OF DIRECTORS 5.3 COMPENSATION: APPROVAL OF THE FUTURE Mgmt For For COMPENSATION OF THE GROUP MANAGEMENT 6 IN CASE THE ANNUAL GENERAL MEETING VOTES ON Shr Against For PROPOSALS THAT ARE NOT LISTED IN THE INVITATION, I INSTRUCT THE INDEPENDENT PROXY TO VOTE AS FOLLOWS: (FOR MEANS TO VOTE AS PROPOSED BY THE BOARD OF DIRECTORS; AGAINST MEANS TO VOTE AGAINST ADDITIONAL OR AMENDED PROPOSALS; ABSTAIN MEANS TO ABSTAIN FROM VOTING) -------------------------------------------------------------------------------------------------------------------------- SMC CORPORATION Agenda Number: 714257614 -------------------------------------------------------------------------------------------------------------------------- Security: J75734103 Meeting Type: AGM Meeting Date: 29-Jun-2021 Ticker: ISIN: JP3162600005 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management Please reference meeting materials. Non-Voting 1 Approve Appropriation of Surplus Mgmt For For 2.1 Appoint a Director Takada, Yoshiki Mgmt For For 2.2 Appoint a Director Isoe, Toshio Mgmt For For 2.3 Appoint a Director Ota, Masahiro Mgmt For For 2.4 Appoint a Director Maruyama, Susumu Mgmt For For 2.5 Appoint a Director Samuel Neff Mgmt For For 2.6 Appoint a Director Doi, Yoshitada Mgmt For For 2.7 Appoint a Director Kaizu, Masanobu Mgmt For For 2.8 Appoint a Director Kagawa, Toshiharu Mgmt For For 2.9 Appoint a Director Iwata, Yoshiko Mgmt For For 2.10 Appoint a Director Miyazaki, Kyoichi Mgmt For For -------------------------------------------------------------------------------------------------------------------------- STANLEY BLACK & DECKER, INC. Agenda Number: 935369125 -------------------------------------------------------------------------------------------------------------------------- Security: 854502101 Meeting Type: Annual Meeting Date: 10-May-2021 Ticker: SWK ISIN: US8545021011 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Andrea J. Ayers Mgmt For For 1B. Election of Director: George W. Buckley Mgmt For For 1C. Election of Director: Patrick D. Campbell Mgmt For For 1D. Election of Director: Carlos M. Cardoso Mgmt For For 1E. Election of Director: Robert B. Coutts Mgmt For For 1F. Election of Director: Debra A. Crew Mgmt For For 1G. Election of Director: Michael D. Hankin Mgmt For For 1H. Election of Director: James M. Loree Mgmt For For 1I. Election of Director: Jane M. Palmieri Mgmt For For 1J. Election of Director: Mojdeh Poul Mgmt For For 1K. Election of Director: Dmitri L. Stockton Mgmt For For 1L. Election of Director: Irving Tan Mgmt For For 2. To approve, on an advisory basis, the Mgmt For For compensation of the Company's named executive officers. 3. To approve the selection of Ernst & Young Mgmt For For LLP as the Company's independent auditors for the Company's 2021 fiscal year. 4. To consider a management proposal to amend Mgmt For For the Certificate of Incorporation to allow shareholders to act by written consent. 5. To consider a management proposal to amend Mgmt For For the Certificate of Incorporation to eliminate supermajority vote provisions applicable to the Company under the Connecticut Business Corporation Act. 6. To consider a management proposal to amend Mgmt For For the Certificate of Incorporation to eliminate supermajority vote provisions of capital stock related to approval of business combinations with interested shareholders and clarify when no shareholder vote is required. 7. To consider a management proposal to amend Mgmt For For the Certificate of Incorporation to adopt a majority voting standard in an uncontested election of Directors. -------------------------------------------------------------------------------------------------------------------------- STRAUMANN HOLDING AG Agenda Number: 713661862 -------------------------------------------------------------------------------------------------------------------------- Security: H8300N119 Meeting Type: AGM Meeting Date: 09-Apr-2021 Ticker: ISIN: CH0012280076 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT PLEASE NOTE THAT BENEFICIAL OWNER DETAILS Non-Voting ARE REQUIRED FOR THIS MEETING. IF NO BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY BE REJECTED. THANK YOU. CMMT PART 2 OF THIS MEETING IS FOR VOTING ON Non-Voting AGENDA AND MEETING ATTENDANCE REQUESTS ONLY. PLEASE ENSURE THAT YOU HAVE FIRST VOTED IN FAVOUR OF THE REGISTRATION OF SHARES IN PART 1 OF THE MEETING. IT IS A MARKET REQUIREMENT FOR MEETINGS OF THIS TYPE THAT THE SHARES ARE REGISTERED AND MOVED TO A REGISTERED LOCATION AT THE CSD, AND SPECIFIC POLICIES AT THE INDIVIDUAL SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF THE VOTE INSTRUCTION, IT IS POSSIBLE THAT A MARKER MAY BE PLACED ON YOUR SHARES TO ALLOW FOR RECONCILIATION AND RE-REGISTRATION FOLLOWING A TRADE. THEREFORE WHILST THIS DOES NOT PREVENT THE TRADING OF SHARES, ANY THAT ARE REGISTERED MUST BE FIRST DEREGISTERED IF REQUIRED FOR SETTLEMENT. DEREGISTRATION CAN AFFECT THE VOTING RIGHTS OF THOSE SHARES. IF YOU HAVE CONCERNS REGARDING YOUR ACCOUNTS, PLEASE CONTACT YOUR CLIENT REPRESENTATIVE 1.1 APPROVAL OF THE MANAGEMENT REPORT, THE Mgmt For For ANNUAL FINANCIAL STATEMENTS AND THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE 2020 BUSINESS YEAR 1.2 CONSULTATIVE VOTE ON THE COMPENSATION Mgmt For For REPORT FOR THE 2020 BUSINESS YEAR 2 APPROPRIATION OF EARNINGS AND DIVIDEND Mgmt For For PAYMENT FOR THE 2020 BUSINESS YEAR: CHF 5.75 PER SHARE 3 DISCHARGE OF THE BOARD OF DIRECTORS Mgmt For For 4 APPROVAL OF THE COMPENSATION OF THE BOARD Mgmt For For OF DIRECTORS FOR THE NEXT TERM 5.1 APPROVAL OF THE FIXED COMPENSATION OF THE Mgmt For For EXECUTIVE MANAGEMENT FOR THE PERIOD FROM 1 APRIL 2021 TO 31 MARCH 2022 5.2 APPROVAL OF THE LONG-TERM VARIABLE Mgmt For For COMPENSATION OF THE EXECUTIVE MANAGEMENT FOR THE CURRENT BUSINESS YEAR 5.3 APPROVAL OF THE SHORT-TERM VARIABLE Mgmt For For COMPENSATION OF THE EXECUTIVE MANAGEMENT FOR THE 2020 BUSINESS YEAR 6.1 RE-ELECTION OF GILBERT ACHERMANN AS A Mgmt Against Against MEMBER AND CHAIRMAN OF THE BOARD OF DIRECTORS 6.2 RE-ELECTION OF DR SEBASTIAN BURCKHARDT AS A Mgmt Against Against MEMBER OF THE BOARD OF DIRECTORS 6.3 RE-ELECTION OF MARCO GADOLA AS A MEMBER OF Mgmt Against Against THE BOARD OF DIRECTORS 6.4 RE-ELECTION OF JUAN JOSE GONZALEZ AS A Mgmt For For MEMBER OF THE BOARD OF DIRECTORS 6.5 RE-ELECTION OF DR BEAT LUETHI AS A MEMBER Mgmt For For OF THE BOARD OF DIRECTORS 6.6 RE-ELECTION OF DR H.C. THOMAS STRAUMANN AS Mgmt Against Against A MEMBER OF THE BOARD OF DIRECTORS 6.7 RE-ELECTION OF REGULA WALLIMANN AS A MEMBER Mgmt For For OF THE BOARD OF DIRECTORS 6.8 ELECTION OF PETRA RUMPF AS A MEMBER OF THE Mgmt Against Against BOARD OF DIRECTORS 7.1 ELECTION OF DR BEAT LUETHI AS A MEMBER OF Mgmt For For THE COMPENSATION COMMITTEE 7.2 ELECTION OF REGULA WALLIMANN AS A MEMBER OF Mgmt For For THE COMPENSATION COMMITTEE 7.3 ELECTION OF JUAN JOSE GONZALEZ AS A MEMBER Mgmt For For OF THE COMPENSATION COMMITTEE 8 ELECTION OF NEOVIUS AG, BASEL, AS THE Mgmt For For INDEPENDENT VOTING REPRESENTATIVE 9 ELECTION OF ERNST AND YOUNG AG, BASEL, AS Mgmt For For THE AUDITOR -------------------------------------------------------------------------------------------------------------------------- SVENSKA HANDELSBANKEN AB Agenda Number: 713616235 -------------------------------------------------------------------------------------------------------------------------- Security: W9112U104 Meeting Type: AGM Meeting Date: 24-Mar-2021 Ticker: ISIN: SE0007100599 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS Non-Voting AN AGAINST VOTE IF THE MEETING REQUIRES APPROVAL FROM THE MAJORITY OF PARTICIPANTS TO PASS A RESOLUTION CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting BENEFICIAL OWNER INFORMATION FOR ALL VOTED ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE POSITION TO YOUR CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED IN ORDER FOR YOUR VOTE TO BE LODGED CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting BENEFICIAL OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting REQUIRED TO VOTE AT THIS MEETING. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED RISK OF BEING REJECTED. THANK YOU 1 OPENING OF THE MEETING Non-Voting 2 ELECTION OF THE CHAIRMAN OF THE MEETING: MR Non-Voting SVEN UNGER 3 ELECTION OF TWO PERSONS TO CHECK AND Non-Voting COUNTERSIGN THE MINUTES 4 ESTABLISHMENT AND APPROVAL OF VOTING LIST Non-Voting 5 APPROVAL OF THE AGENDA Non-Voting 6 DETERMINING WHETHER THE MEETING HAS BEEN Non-Voting DULY CALLED 7 PRESENTATION OF THE ANNUAL ACCOUNTS AND Non-Voting AUDITORS' REPORT, AS WELL AS THE CONSOLIDATED ANNUAL ACCOUNTS AND THE AUDITORS' REPORT FOR THE GROUP, FOR 2020 8 RESOLUTIONS CONCERNING ADOPTION OF THE Mgmt For For INCOME STATEMENT AND THE BALANCE SHEET, AS WELL AS THE CONSOLIDATED INCOME STATEMENT AND CONSOLIDATED BALANCE SHEET 9 RESOLUTION ON THE ALLOCATION OF THE BANK'S Mgmt For For PROFITS IN ACCORDANCE WITH THE ADOPTED BALANCE SHEET AND ALSO CONCERNING THE RECORD DAY 10 RESOLUTION CONCERNING THE APPROVAL OF THE Mgmt For For BOARD'S REPORT ON PAID OUT AND OUTSTANDING REMUNERATION TO EXECUTIVE OFFICERS 11.1 RESOLUTION ON RELEASE FROM LIABILITY FOR Mgmt For For THE MEMBER OF THE BOARD AND THE GROUP CHIEF EXECUTIVE FOR THE PERIOD REFERRED TO IN THE FINANCIAL REPORTS: MR JON FREDRIK BAKSAAS (MEMBER) 11.2 RESOLUTION ON RELEASE FROM LIABILITY FOR Mgmt For For THE MEMBER OF THE BOARD AND THE GROUP CHIEF EXECUTIVE FOR THE PERIOD REFERRED TO IN THE FINANCIAL REPORTS: MR HANS BIORCK (MEMBER) 11.3 RESOLUTION ON RELEASE FROM LIABILITY FOR Mgmt For For THE MEMBER OF THE BOARD AND THE GROUP CHIEF EXECUTIVE FOR THE PERIOD REFERRED TO IN THE FINANCIAL REPORTS: MR PAR BOMAN (CHAIRMAN) 11.4 RESOLUTION ON RELEASE FROM LIABILITY FOR Mgmt For For THE MEMBER OF THE BOARD AND THE GROUP CHIEF EXECUTIVE FOR THE PERIOD REFERRED TO IN THE FINANCIAL REPORTS: MS KERSTIN HESSIUS (MEMBER) 11.5 RESOLUTION ON RELEASE FROM LIABILITY FOR Mgmt For For THE MEMBER OF THE BOARD AND THE GROUP CHIEF EXECUTIVE FOR THE PERIOD REFERRED TO IN THE FINANCIAL REPORTS: MS LISA KAAE (MEMBER) 11.6 RESOLUTION ON RELEASE FROM LIABILITY FOR Mgmt For For THE MEMBER OF THE BOARD AND THE GROUP CHIEF EXECUTIVE FOR THE PERIOD REFERRED TO IN THE FINANCIAL REPORTS: MR FREDRIK LUNDBERG (MEMBER) 11.7 RESOLUTION ON RELEASE FROM LIABILITY FOR Mgmt For For THE MEMBER OF THE BOARD AND THE GROUP CHIEF EXECUTIVE FOR THE PERIOD REFERRED TO IN THE FINANCIAL REPORTS: MR ULF RIESE (MEMBER) 11.8 RESOLUTION ON RELEASE FROM LIABILITY FOR Mgmt For For THE MEMBER OF THE BOARD AND THE GROUP CHIEF EXECUTIVE FOR THE PERIOD REFERRED TO IN THE FINANCIAL REPORTS: MS ARJA TAAVENIKU (MEMBER) 11.9 RESOLUTION ON RELEASE FROM LIABILITY FOR Mgmt For For THE MEMBER OF THE BOARD AND THE GROUP CHIEF EXECUTIVE FOR THE PERIOD REFERRED TO IN THE FINANCIAL REPORTS: MS CARINA AKERSTROM (MEMBER) 11.10 RESOLUTION ON RELEASE FROM LIABILITY FOR Mgmt For For THE MEMBER OF THE BOARD AND THE GROUP CHIEF EXECUTIVE FOR THE PERIOD REFERRED TO IN THE FINANCIAL REPORTS: MR JAN-ERIK HOOG (MEMBER) 11.11 RESOLUTION ON RELEASE FROM LIABILITY FOR Mgmt For For THE MEMBER OF THE BOARD AND THE GROUP CHIEF EXECUTIVE FOR THE PERIOD REFERRED TO IN THE FINANCIAL REPORTS: MR OLE JOHANSSON (MEMBER) 11.12 RESOLUTION ON RELEASE FROM LIABILITY FOR Mgmt For For THE MEMBER OF THE BOARD AND THE GROUP CHIEF EXECUTIVE FOR THE PERIOD REFERRED TO IN THE FINANCIAL REPORTS: MS BENTE RATHE (MEMBER) 11.13 RESOLUTION ON RELEASE FROM LIABILITY FOR Mgmt For For THE MEMBER OF THE BOARD AND THE GROUP CHIEF EXECUTIVE FOR THE PERIOD REFERRED TO IN THE FINANCIAL REPORTS: MS CHARLOTTE SKOG (MEMBER) 11.14 RESOLUTION ON RELEASE FROM LIABILITY FOR Mgmt For For THE MEMBER OF THE BOARD AND THE GROUP CHIEF EXECUTIVE FOR THE PERIOD REFERRED TO IN THE FINANCIAL REPORTS: MS ANNA HJELMBERG (EMPLOYEE REPRESENTATIVE) 11.15 RESOLUTION ON RELEASE FROM LIABILITY FOR Mgmt For For THE MEMBER OF THE BOARD AND THE GROUP CHIEF EXECUTIVE FOR THE PERIOD REFERRED TO IN THE FINANCIAL REPORTS: MS LENA RENSTROM (EMPLOYEE REPRESENTATIVE) 11.16 RESOLUTION ON RELEASE FROM LIABILITY FOR Mgmt For For THE MEMBER OF THE BOARD AND THE GROUP CHIEF EXECUTIVE FOR THE PERIOD REFERRED TO IN THE FINANCIAL REPORTS: MR STEFAN HENRICSON (EMPLOYEE REPRESENTATIVE, DEPUTY) 11.17 RESOLUTION ON RELEASE FROM LIABILITY FOR Mgmt For For THE MEMBER OF THE BOARD AND THE GROUP CHIEF EXECUTIVE FOR THE PERIOD REFERRED TO IN THE FINANCIAL REPORTS: MS CHARLOTTE URIZ (EMPLOYEE REPRESENTATIVE, DEPUTY) 11.18 RESOLUTION ON RELEASE FROM LIABILITY FOR Mgmt For For THE MEMBER OF THE BOARD AND THE GROUP CHIEF EXECUTIVE FOR THE PERIOD REFERRED TO IN THE FINANCIAL REPORTS: MS CARINA AKERSTROM (CEO) 12 THE BOARD'S PROPOSAL FOR AUTHORISATION FOR Mgmt For For THE BOARD TO RESOLVE ON ACQUISITION AND DIVESTMENT OF SHARES IN THE BANK 13 THE BOARD'S PROPOSAL FOR ACQUISITION OF Mgmt For For SHARES IN THE BANK FOR THE BANK'S TRADING BOOK PURSUANT TO CHAPTER 7, SECTION 6 OF THE SWEDISH SECURITIES MARKET ACT 14 THE BOARD'S PROPOSAL REGARDING Mgmt For For AUTHORISATION FOR THE BOARD TO RESOLVE ON ISSUANCE OF CONVERTIBLE TIER 1 CAPITAL INSTRUMENTS 15 THE BOARD'S PROPOSAL FOR AMENDMENT OF THE Mgmt For For ARTICLES OF ASSOCIATION CMMT PLEASE NOTE THAT RESOLUTIONS 16 TO 21 ARE Non-Voting PROPOSED BY NOMINATION COMMITTEE AND BOARD DOES NOT MAKE ANY RECOMMENDATION ON THESE PROPOSALS. THE STANDING INSTRUCTIONS ARE DISABLED FOR THIS MEETING 16 DETERMINING THE NUMBER OF MEMBERS OF THE Mgmt For BOARD TO BE APPOINTED BY THE MEETING: THE NOMINATION COMMITTEE PROPOSES THAT THE MEETING RESOLVE THAT THE BOARD CONSIST OF NINE MEMBERS ELECTED BY THE ANNUAL GENERAL MEETING 17 DETERMINING THE NUMBER OF AUDITORS TO BE Mgmt For APPOINTED BY THE MEETING: THE NOMINATION COMMITTEE PROPOSES THAT THE MEETING APPOINT TWO REGISTERED AUDITING COMPANIES AS AUDITORS 18.1 DETERMINING FEES FOR BOARD MEMBERS AND Mgmt For AUDITORS: DETERMINING FEES FOR BOARD MEMBERS 18.2 DETERMINING FEES FOR BOARD MEMBERS AND Mgmt For AUDITORS: DETERMINING FEES FOR AUDITORS 19.1 RE-ELECTION OF THE BOARD MEMBER: MR JON Mgmt Against FREDRIK BAKSAAS 19.2 ELECTION OF THE BOARD MEMBER: MS STINA Mgmt For BERGFORS 19.3 RE-ELECTION OF THE BOARD MEMBER: MR HANS Mgmt For BIORCK 19.4 RE-ELECTION OF THE BOARD MEMBER: MR PAR Mgmt Against BOMAN 19.5 RE-ELECTION OF THE BOARD MEMBER: MS KERSTIN Mgmt For HESSIUS 19.6 RE-ELECTION OF THE BOARD MEMBER: MR FREDRIK Mgmt Against LUNDBERG 19.7 RE-ELECTION OF THE BOARD MEMBER: MR ULF Mgmt Against RIESE 19.8 RE-ELECTION OF THE BOARD MEMBER: MS ARJA Mgmt For TAAVENIKU 19.9 RE-ELECTION OF THE BOARD MEMBER: MS CARINA Mgmt For AKERSTROM 20 ELECTION OF THE CHAIRMAN OF THE BOARD: MR Mgmt Against PAR BOMAN 21.1 ELECTION OF AUDITOR: ELECTION OF ERNST & Mgmt For YOUNG AB 21.2 ELECTION OF AUDITOR: ELECTION OF Mgmt For PRICEWATERHOUSECOOPERS AB 22 THE BOARD'S PROPOSAL CONCERNING AMENDMENT Mgmt For For OF GUIDELINES FOR REMUNERATION TO EXECUTIVE OFFICERS 23 THE BOARD'S PROPOSAL CONCERNING THE Mgmt For For APPOINTMENT OF AUDITORS IN FOUNDATIONS WITHOUT OWN MANAGEMENT 24 CLOSING OF THE MEETING Non-Voting CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting MEETING ID 485250 DUE TO RECEIPT OF UPDATED AGENDA. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU CMMT 22 FEB 2021: INTERMEDIARY CLIENTS ONLY - Non-Voting PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE REPRESENTATIVE FOR ASSISTANCE CMMT 22 FEB 2021: PLEASE NOTE THAT THIS IS A Non-Voting REVISION DUE TO ADDITION OF COMMENT AND CHAIRMAN NAME IN RESOLUTION 2. IF YOU HAVE ALREADY SENT IN YOUR VOTESFOR MID: 522125, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU -------------------------------------------------------------------------------------------------------------------------- TAIWAN SEMICONDUCTOR MFG. CO. LTD. Agenda Number: 935435049 -------------------------------------------------------------------------------------------------------------------------- Security: 874039100 Meeting Type: Annual Meeting Date: 08-Jun-2021 Ticker: TSM ISIN: US8740391003 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1) To accept 2020 Business Report and Mgmt For For Financial Statements. 2) Based on recent amendments to the "Template Mgmt For For of Procedures for Election of Director" by the Taiwan Stock Exchange, to approve amendments to the ballot format requirement for election of Directors set forth in TSMC's "Rules for Election of Directors". 3) To approve the issuance of employee Mgmt For For restricted stock awards for year 2021. 4) DIRECTOR Mark Liu* Mgmt For For C.C. Wei* Mgmt For For F.C. Tseng* Mgmt For For Ming-Hsin Kung*+ Mgmt For For Sir Peter L. Bonfield# Mgmt For For Kok-Choo Chen# Mgmt For For Michael R. Splinter# Mgmt For For Moshe N. Gavrielov# Mgmt For For Yancey Hai# Mgmt For For L. Rafael Reif# Mgmt For For -------------------------------------------------------------------------------------------------------------------------- TE CONNECTIVITY LTD Agenda Number: 935338144 -------------------------------------------------------------------------------------------------------------------------- Security: H84989104 Meeting Type: Annual Meeting Date: 10-Mar-2021 Ticker: TEL ISIN: CH0102993182 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Pierre R. Brondeau Mgmt For For 1B. Election of Director: Terrence R. Curtin Mgmt For For 1C. Election of Director: Carol A. ("John") Mgmt For For Davidson 1D. Election of Director: Lynn A. Dugle Mgmt For For 1E. Election of Director: William A. Jeffrey Mgmt For For 1F. Election of Director: David M. Kerko Mgmt Abstain Against 1G. Election of Director: Thomas J. Lynch Mgmt For For 1H. Election of Director: Heath A. Mitts Mgmt For For 1I. Election of Director: Yong Nam Mgmt For For 1J. Election of Director: Daniel J. Phelan Mgmt For For 1K. Election of Director: Abhijit Y. Talwalkar Mgmt For For 1L. Election of Director: Mark C. Trudeau Mgmt For For 1M. Election of Director: Dawn C. Willoughby Mgmt For For 1N. Election of Director: Laura H. Wright Mgmt For For 2. To elect Thomas J. Lynch as the Chairman of Mgmt For For the Board of Directors 3A. To elect the member of the Management Mgmt For For Development and Compensation Committee: Daniel J. Phelan 3B. To elect the member of the Management Mgmt For For Development and Compensation Committee: Abhijit Y. Talwalkar 3C. To elect the member of the Management Mgmt For For Development and Compensation Committee: Mark C. Trudeau 3D. To elect the member of the Management Mgmt For For Development and Compensation Committee: Dawn C. Willoughby 4. To elect Dr. RenE Schwarzenbach, of Proxy Mgmt For For Voting Services GmbH, or another individual representative of Proxy Voting Services GmbH if Dr. Schwarzenbach is unable to serve at the relevant meeting, as the independent proxy at the 2022 annual meeting of TE Connectivity and any shareholder meeting that may be held prior to that meeting 5.1 To approve the 2020 Annual Report of TE Mgmt For For Connectivity Ltd. (excluding the statutory financial statements for the fiscal year ended September 25, 2020, the consolidated financial statements for the fiscal year ended September 25, 2020 and the Swiss Compensation Report for the fiscal year ended September 25, 2020) 5.2 To approve the statutory financial Mgmt For For statements of TE Connectivity Ltd. for the fiscal year ended September 25, 2020 5.3 To approve the consolidated financial Mgmt For For statements of TE Connectivity Ltd. for the fiscal year ended September 25, 2020 6. To release the members of the Board of Mgmt For For Directors and executive officers of TE Connectivity for activities during the fiscal year ended September 25, 2020 7.1 To elect Deloitte & Touche LLP as TE Mgmt For For Connectivity's independent registered public accounting firm for fiscal year 2021 7.2 To elect Deloitte AG, Zurich, Switzerland, Mgmt For For as TE Connectivity's Swiss registered auditor until the next annual general meeting of TE Connectivity 7.3 To elect PricewaterhouseCoopers AG, Zurich, Mgmt For For Switzerland, as TE Connectivity's special auditor until the next annual general meeting of TE Connectivity 8. An advisory vote to approve named executive Mgmt For For officer compensation 9. A binding vote to approve fiscal year 2022 Mgmt For For maximum aggregate compensation amount for executive management 10. A binding vote to approve fiscal year 2022 Mgmt For For maximum aggregate compensation amount for the Board of Directors 11. To approve the carryforward of Mgmt For For unappropriated accumulated earnings at September 25, 2020 12. To approve a dividend payment to Mgmt For For shareholders equal to $2.00 per issued share to be paid in four equal quarterly installments of $0.50 starting with the third fiscal quarter of 2021 and ending in the second fiscal quarter of 2022 pursuant to the terms of the dividend resolution 13. To approve a reduction of share capital for Mgmt For For shares acquired under TE Connectivity's share repurchase program and related amendments to the articles of association of TE Connectivity Ltd. 14. To approve the authorization of additional Mgmt For For shares under the TE Connectivity Ltd. Employee Stock Purchase Plan 15. To approve the Amended and Restated TE Mgmt For For Connectivity Ltd. 2007 Stock Incentive Plan for purposes of Section 162(m) of the Internal Revenue Code 16. To approve any adjournments or Mgmt For For postponements of the meeting -------------------------------------------------------------------------------------------------------------------------- TENCENT HOLDINGS LTD Agenda Number: 713856310 -------------------------------------------------------------------------------------------------------------------------- Security: G87572163 Meeting Type: AGM Meeting Date: 20-May-2021 Ticker: ISIN: KYG875721634 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: https://www1.hkexnews.hk/listedco/listconew s/sehk/2021/0408/2021040802057.pdf AND https://www1.hkexnews.hk/listedco/listconew s/sehk/2021/0408/2021040802049.pdf CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING 1 TO RECEIVE AND CONSIDER THE AUDITED Mgmt For For FINANCIAL STATEMENTS, THE DIRECTORS' REPORT AND THE INDEPENDENT AUDITOR 'S REPORT FOR THE YEAR ENDED 31 DECEMBER 2020 2 TO DECLARE A FINAL DIVIDEND Mgmt For For 3.A TO RE-ELECT MR YANG SIU SHUN AS DIRECTOR Mgmt For For 3.B TO AUTHORISE THE BOARD OF DIRECTORS TO FIX Mgmt For For THE DIRECTORS' REMUNERATION 4 TO RE-APPOINT AUDITOR AND AUTHORISE THE Mgmt For For BOARD OF DIRECTORS TO FIX THEIR REMUNERATION: PRICEWATERHOUSECOOPERS AS AUDITOR 5 TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt Against Against TO ISSUE NEW SHARES 6 TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt For For TO REPURCHASE SHARES 7 TO EXTEND THE GENERAL MANDATE TO ISSUE NEW Mgmt Against Against SHARES BY ADDING THE NUMBER OF SHARES REPURCHASED CMMT 12 APR 2021: PLEASE NOTE THAT THIS IS A Non-Voting REVISION DUE TO MODIFICATION OF THE TEXT OF RESOLUTION 4. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU -------------------------------------------------------------------------------------------------------------------------- TENCENT HOLDINGS LTD Agenda Number: 714010410 -------------------------------------------------------------------------------------------------------------------------- Security: G87572163 Meeting Type: EGM Meeting Date: 20-May-2021 Ticker: ISIN: KYG875721634 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: https://www1.hkexnews.hk/listedco/listconew s/sehk/2021/0423/2021042302014.pdf, CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting TO VOTE 'IN FAVOR' OR 'AGAINST' FOR RESOLUTION 1, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING 1 TO ADOPT THE SHARE OPTION PLAN OF CHINA Mgmt Against Against LITERATURE LIMITED -------------------------------------------------------------------------------------------------------------------------- THE ALLSTATE CORPORATION Agenda Number: 935387402 -------------------------------------------------------------------------------------------------------------------------- Security: 020002101 Meeting Type: Annual Meeting Date: 25-May-2021 Ticker: ALL ISIN: US0200021014 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Donald E. Brown Mgmt For For 1B. Election of Director: Kermit R. Crawford Mgmt For For 1C. Election of Director: Michael L. Eskew Mgmt For For 1D. Election of Director: Richard T. Hume Mgmt For For 1E. Election of Director: Margaret M. Keane Mgmt For For 1F. Election of Director: Siddharth N. Mehta Mgmt For For 1G. Election of Director: Jacques P. Perold Mgmt For For 1H. Election of Director: Andrea Redmond Mgmt For For 1I. Election of Director: Gregg M. Sherrill Mgmt For For 1J. Election of Director: Judith A. Sprieser Mgmt For For 1K. Election of Director: Perry M. Traquina Mgmt For For 1L. Election of Director: Thomas J. Wilson Mgmt For For 2. Advisory vote to approve the compensation Mgmt For For of the named executives. 3. Ratification of the appointment of Deloitte Mgmt For For & Touche LLP as Allstate's independent registered public accountant for 2021. 4. Shareholder proposal to amend proxy access. Shr For Against -------------------------------------------------------------------------------------------------------------------------- THE BANK OF NEW YORK MELLON CORPORATION Agenda Number: 935338132 -------------------------------------------------------------------------------------------------------------------------- Security: 064058100 Meeting Type: Annual Meeting Date: 13-Apr-2021 Ticker: BK ISIN: US0640581007 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Linda Z. Cook Mgmt For For 1B. Election of Director: Joseph J. Echevarria Mgmt For For 1C. Election of Director: Thomas P. "Todd" Mgmt For For Gibbons 1D. Election of Director: M. Amy Gilliland Mgmt For For 1E. Election of Director: Jeffrey A. Goldstein Mgmt For For 1F. Election of Director: K. Guru Gowrappan Mgmt For For 1G. Election of Director: Ralph Izzo Mgmt For For 1H. Election of Director: Edmund F. "Ted" Kelly Mgmt For For 1I. Election of Director: Elizabeth E. Robinson Mgmt For For 1J. Election of Director: Samuel C. Scott III Mgmt For For 1K. Election of Director: Frederick O. Terrell Mgmt For For 1L. Election of Director: Alfred W. "Al" Zollar Mgmt For For 2. Advisory resolution to approve the 2020 Mgmt For For compensation of our named executive officers. 3. Ratification of KPMG LLP as our independent Mgmt For For auditor for 2021. 4. Stockholder proposal regarding stockholder Shr For Against requests for a record date to initiate written consent. -------------------------------------------------------------------------------------------------------------------------- THE COCA-COLA COMPANY Agenda Number: 935342547 -------------------------------------------------------------------------------------------------------------------------- Security: 191216100 Meeting Type: Annual Meeting Date: 20-Apr-2021 Ticker: KO ISIN: US1912161007 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Herbert A. Allen Mgmt For For 1B. Election of Director: Marc Bolland Mgmt For For 1C. Election of Director: Ana Botin Mgmt For For 1D. Election of Director: Christopher C. Davis Mgmt For For 1E. Election of Director: Barry Diller Mgmt For For 1F. Election of Director: Helene D. Gayle Mgmt For For 1G. Election of Director: Alexis M. Herman Mgmt For For 1H. Election of Director: Robert A. Kotick Mgmt For For 1I. Election of Director: Maria Elena Mgmt For For Lagomasino 1J. Election of Director: James Quincey Mgmt For For 1K. Election of Director: Caroline J. Tsay Mgmt For For 1L. Election of Director: David B. Weinberg Mgmt For For 2. Advisory vote to approve executive Mgmt For For compensation. 3. Ratification of the appointment of Ernst & Mgmt For For Young LLP as Independent Auditors. 4. Shareowner proposal on sugar and public Shr Against For health. -------------------------------------------------------------------------------------------------------------------------- THE TJX COMPANIES, INC. Agenda Number: 935414831 -------------------------------------------------------------------------------------------------------------------------- Security: 872540109 Meeting Type: Annual Meeting Date: 08-Jun-2021 Ticker: TJX ISIN: US8725401090 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Zein Abdalla Mgmt For For 1B. Election of Director: JosE B. Alvarez Mgmt For For 1C. Election of Director: Alan M. Bennett Mgmt For For 1D. Election of Director: Rosemary T. Berkery Mgmt For For 1E. Election of Director: David T. Ching Mgmt For For 1F. Election of Director: C. Kim Goodwin Mgmt For For 1G. Election of Director: Ernie Herrman Mgmt For For 1H. Election of Director: Michael F. Hines Mgmt For For 1I. Election of Director: Amy B. Lane Mgmt For For 1J. Election of Director: Carol Meyrowitz Mgmt For For 1K. Election of Director: Jackwyn L. Nemerov Mgmt For For 1L. Election of Director: John F. O'Brien Mgmt For For 2. Ratification of appointment of Mgmt For For PricewaterhouseCoopers as TJX's independent registered public accounting firm for fiscal 2022. 3. Advisory approval of TJX's executive Mgmt For For compensation (the say-on-pay vote). 4. Shareholder proposal for a report on animal Shr Against For welfare. 5. Shareholder proposal for setting target Shr Against For amounts for CEO compensation. -------------------------------------------------------------------------------------------------------------------------- THE WALT DISNEY COMPANY Agenda Number: 935328206 -------------------------------------------------------------------------------------------------------------------------- Security: 254687106 Meeting Type: Annual Meeting Date: 09-Mar-2021 Ticker: DIS ISIN: US2546871060 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Susan E. Arnold Mgmt For For 1B. Election of Director: Mary T. Barra Mgmt For For 1C. Election of Director: Safra A. Catz Mgmt For For 1D. Election of Director: Robert A. Chapek Mgmt For For 1E. Election of Director: Francis A. deSouza Mgmt For For 1F. Election of Director: Michael B.G. Froman Mgmt For For 1G. Election of Director: Robert A. Iger Mgmt For For 1H. Election of Director: Maria Elena Mgmt For For Lagomasino 1I. Election of Director: Mark G. Parker Mgmt For For 1J. Election of Director: Derica W. Rice Mgmt For For 2. To ratify the appointment of Mgmt For For PricewaterhouseCoopers LLP as the Company's registered public accountants for fiscal 2021. 3. To approve the advisory resolution on Mgmt Against Against executive compensation. 4. Shareholder proposal requesting an annual Shr For Against report disclosing information regarding the Company's lobbying policies and activities. 5. Shareholder proposal requesting Shr Against For non-management employees on director nominee candidate lists. -------------------------------------------------------------------------------------------------------------------------- UNILEVER PLC Agenda Number: 713023341 -------------------------------------------------------------------------------------------------------------------------- Security: G92087165 Meeting Type: CRT Meeting Date: 12-Oct-2020 Ticker: ISIN: GB00B10RZP78 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management CMMT PLEASE NOTE THAT ABSTAIN IS NOT A VALID Non-Voting VOTE OPTION FOR THIS MEETING TYPE. PLEASE CHOOSE BETWEEN "FOR" AND "AGAINST" ONLY. SHOULD YOU CHOOSE TO VOTE ABSTAIN FOR THIS MEETING THEN YOUR VOTE WILL BE DISREGARDED BY THE ISSUER OR ISSUERS AGENT 1 APPROVAL OF CROSS-BORDER MERGER Mgmt For For -------------------------------------------------------------------------------------------------------------------------- UNILEVER PLC Agenda Number: 713023339 -------------------------------------------------------------------------------------------------------------------------- Security: G92087165 Meeting Type: OGM Meeting Date: 12-Oct-2020 Ticker: ISIN: GB00B10RZP78 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1 THE SPECIAL RESOLUTION IS TO APPROVE: (I) Mgmt For For THE CROSS-BORDER MERGER, INCLUDING ALL SUCH STEPS AS ARE NECESSARY TO BE TAKEN FOR THE PURPOSE OF EFFECTING THE CROSS-BORDER MERGER; AND (II) THE AMENDMENTS TO THE COMPANY'S ARTICLES OF ASSOCIATION. THE SPECIAL RESOLUTION IS SET OUT IN FULL IN THE NOTICE OF GENERAL MEETING CONTAINED IN SCHEDULE 2 OF THE CIRCULAR -------------------------------------------------------------------------------------------------------------------------- UNILEVER PLC Agenda Number: 713716972 -------------------------------------------------------------------------------------------------------------------------- Security: G92087165 Meeting Type: AGM Meeting Date: 05-May-2021 Ticker: ISIN: GB00B10RZP78 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. ACCEPT FINANCIAL STATEMENTS AND STATUTORY Mgmt For For REPORTS 2. APPROVE REMUNERATION REPORT Mgmt For For 3. APPROVE REMUNERATION POLICY Mgmt For For 4. APPROVE CLIMATE TRANSITION ACTION PLAN Mgmt For For 5. RE-ELECT NILS ANDERSEN AS DIRECTOR Mgmt For For 6. RE-ELECT LAURA CHA AS DIRECTOR Mgmt For For 7. RE-ELECT DR JUDITH HARTMANN AS DIRECTOR Mgmt For For 8. RE-ELECT ALAN JOPE AS DIRECTOR Mgmt For For 9. RE-ELECT ANDREA JUNG AS DIRECTOR Mgmt For For 10. RE-ELECT SUSAN KILSBY AS DIRECTOR Mgmt For For 11. RE-ELECT STRIVE MASIYIWA AS DIRECTOR Mgmt For For 12. RE-ELECT YOUNGME MOON AS DIRECTOR Mgmt For For 13. RE-ELECT GRAEME PITKETHLY AS DIRECTOR Mgmt For For 14. RE-ELECT JOHN RISHTON AS DIRECTOR Mgmt For For 15. RE-ELECT FEIKE SIJBESMA AS DIRECTOR Mgmt For For 16. REAPPOINT KPMG LLP AS AUDITORS Mgmt For For 17. AUTHORISE BOARD TO FIX REMUNERATION OF Mgmt For For AUDITORS 18. AUTHORISE EU POLITICAL DONATIONS AND Mgmt For For EXPENDITURE 19. APPROVE SHARES PLAN Mgmt For For 20. AUTHORISE ISSUE OF EQUITY Mgmt For For 21. AUTHORISE ISSUE OF EQUITY WITHOUT Mgmt For For PRE-EMPTIVE RIGHTS 22. AUTHORISE ISSUE OF EQUITY WITHOUT Mgmt For For PRE-EMPTIVE RIGHTS IN CONNECTION WITH AN ACQUISITION OR OTHER CAPITAL INVESTMENT 23. AUTHORISE MARKET PURCHASE OF ORDINARY Mgmt For For SHARES 24. AUTHORISE THE COMPANY TO CALL GENERAL Mgmt For For MEETING WITH TWO WEEKS' NOTICE 25. ADOPT NEW ARTICLES OF ASSOCIATION Mgmt For For 26. APPROVE REDUCTION OF THE SHARE PREMIUM Mgmt For For ACCOUNT CMMT 23 APR 2021: PLEASE NOTE THAT THIS IS A Non-Voting REVISION DUE TO DUE CHANGE IN NUMBERING FOR ALL RESOLUTIONS. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. -------------------------------------------------------------------------------------------------------------------------- VERISK ANALYTICS, INC. Agenda Number: 935377475 -------------------------------------------------------------------------------------------------------------------------- Security: 92345Y106 Meeting Type: Annual Meeting Date: 19-May-2021 Ticker: VRSK ISIN: US92345Y1064 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Samuel G. Liss Mgmt For For 1B. Election of Director: Bruce E. Hansen Mgmt For For 1C. Election of Director: Therese M. Vaughan Mgmt For For 1D. Election of Director: Kathleen A. Hogenson Mgmt For For 2. To approve executive compensation on an Mgmt For For advisory, non-binding basis. 3. To approve the 2021 Equity Incentive Plan. Mgmt For For 4. To ratify the appointment of Deloitte & Mgmt For For Touche LLP as our independent auditor for the 2021 fiscal year. -------------------------------------------------------------------------------------------------------------------------- VISA INC. Agenda Number: 935315576 -------------------------------------------------------------------------------------------------------------------------- Security: 92826C839 Meeting Type: Annual Meeting Date: 26-Jan-2021 Ticker: V ISIN: US92826C8394 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Lloyd A. Carney Mgmt For For 1B. Election of Director: Mary B. Cranston Mgmt For For 1C. Election of Director: Francisco Javier Mgmt For For FernAndez-Carbajal 1D. Election of Director: Alfred F. Kelly, Jr. Mgmt For For 1E. Election of Director: Ramon Laguarta Mgmt For For 1F. Election of Director: John F. Lundgren Mgmt For For 1G. Election of Director: Robert W. Matschullat Mgmt For For 1H. Election of Director: Denise M. Morrison Mgmt For For 1I. Election of Director: Suzanne Nora Johnson Mgmt For For 1J. Election of Director: Linda J. Rendle Mgmt For For 1K. Election of Director: John A. C. Swainson Mgmt For For 1L. Election of Director: Maynard G. Webb, Jr. Mgmt For For 2. Approval, on an advisory basis, of Mgmt For For compensation paid to our named executive officers. 3. Ratification of the appointment of KPMG LLP Mgmt For For as our independent registered public accounting firm for the 2021 fiscal year. 4. Approval of the Visa Inc. 2007 Equity Mgmt For For Incentive Compensation Plan, as amended and restated. 5. Approval of an amendment to our Certificate Mgmt For For of Incorporation to enable the adoption of a special meeting right for Class A common stockholders. 6. To vote on a stockholder proposal Shr For Against requesting stockholders' right to act by written consent, if properly presented. 7. To vote on a stockholder proposal to amend Shr Against For our principles of executive compensation program, if properly presented. -------------------------------------------------------------------------------------------------------------------------- WELLS FARGO & COMPANY Agenda Number: 935349363 -------------------------------------------------------------------------------------------------------------------------- Security: 949746101 Meeting Type: Annual Meeting Date: 27-Apr-2021 Ticker: WFC ISIN: US9497461015 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Steven D. Black Mgmt For For 1B. Election of Director: Mark A. Chancy Mgmt For For 1C. Election of Director: Celeste A. Clark Mgmt For For 1D. Election of Director: Theodore F. Craver, Mgmt For For Jr. 1E. Election of Director: Wayne M. Hewett Mgmt For For 1F. Election of Director: Maria R. Morris Mgmt For For 1G. Election of Director: Charles H. Noski Mgmt For For 1H. Election of Director: Richard B. Payne, Jr. Mgmt For For 1I. Election of Director: Juan A. Pujadas Mgmt For For 1J. Election of Director: Ronald L. Sargent Mgmt For For 1K. Election of Director: Charles W. Scharf Mgmt For For 1L. Election of Director: Suzanne M. Vautrinot Mgmt For For 2. Advisory resolution to approve executive Mgmt Against Against compensation. 3. Ratification of the appointment of KPMG LLP Mgmt For For as the Company's independent registered public accounting firm for 2021. 4. Shareholder Proposal - Make Shareholder Shr For Against Proxy Access More Accessible. 5. Shareholder Proposal - Amend Certificate of Shr Against For Incorporation to Become a Delaware Public Benefit Corporation. 6. Shareholder Proposal - Report on Shr For Against Incentive-Based Compensation and Risks of Material Losses. 7. Shareholder Proposal - Conduct a Racial Shr Against For Equity Audit. -------------------------------------------------------------------------------------------------------------------------- YAMAHA CORPORATION Agenda Number: 714218408 -------------------------------------------------------------------------------------------------------------------------- Security: J95732103 Meeting Type: AGM Meeting Date: 24-Jun-2021 Ticker: ISIN: JP3942600002 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management Please reference meeting materials. Non-Voting 1 Approve Appropriation of Surplus Mgmt For For 2.1 Appoint a Director Nakata, Takuya Mgmt For For 2.2 Appoint a Director Yamahata, Satoshi Mgmt For For 2.3 Appoint a Director Fukui, Taku Mgmt For For 2.4 Appoint a Director Hidaka, Yoshihiro Mgmt For For 2.5 Appoint a Director Fujitsuka, Mikio Mgmt For For 2.6 Appoint a Director Paul Candland Mgmt For For 2.7 Appoint a Director Shinohara, Hiromichi Mgmt For For 2.8 Appoint a Director Yoshizawa, Naoko Mgmt For For -------------------------------------------------------------------------------------------------------------------------- ZEBRA TECHNOLOGIES CORPORATION Agenda Number: 935369252 -------------------------------------------------------------------------------------------------------------------------- Security: 989207105 Meeting Type: Annual Meeting Date: 14-May-2021 Ticker: ZBRA ISIN: US9892071054 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Chirantan "CJ" Desai Mgmt For For Richard L. Keyser Mgmt For For Ross W. Manire Mgmt For For 2. Proposal to approve, by non-binding vote, Mgmt For For compensation of named executive officers. 3. Ratify the appointment of Ernst & Young LLP Mgmt For For as our independent auditors for 2021. -------------------------------------------------------------------------------------------------------------------------- ZOETIS INC. Agenda Number: 935383252 -------------------------------------------------------------------------------------------------------------------------- Security: 98978V103 Meeting Type: Annual Meeting Date: 20-May-2021 Ticker: ZTS ISIN: US98978V1035 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Sanjay Khosla Mgmt For For 1B. Election of Director: Antoinette R. Mgmt For For Leatherberry 1C. Election of Director: Willie M. Reed Mgmt For For 1D. Election of Director: Linda Rhodes Mgmt For For 2. Advisory vote to approve our executive Mgmt For For compensation (Say on Pay). 3. Ratification of appointment of KPMG LLP as Mgmt For For our independent registered public accounting firm for 2021. 4. Shareholder proposal regarding simple Shr For Against majority vote. * Management position unknown
SIGNATURES Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized. (Registrant) Eaton Vance Tax-Advantaged Global Dividend Opportunities Fund By (Signature) /s/ Edward J. Perkin Name Edward J. Perkin Title President Date 08/25/2021