0000899243-21-022889.txt : 20210609 0000899243-21-022889.hdr.sgml : 20210609 20210609202634 ACCESSION NUMBER: 0000899243-21-022889 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160616 FILED AS OF DATE: 20210609 DATE AS OF CHANGE: 20210609 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SCHRIESHEIM ROBERT A CENTRAL INDEX KEY: 0001281910 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37537 FILM NUMBER: 211006581 MAIL ADDRESS: STREET 1: 3333 BEVERLY ROAD CITY: HOFFMAN ESTATES STATE: IL ZIP: 60179 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HOULIHAN LOKEY, INC. CENTRAL INDEX KEY: 0001302215 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 952770395 FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: HOULIHAN LOKEY, INC. STREET 2: 10250 CONSTELLATION BLVD., 5TH FLOOR CITY: LOS ANGELES STATE: CA ZIP: 90067 BUSINESS PHONE: 310.553.8871 MAIL ADDRESS: STREET 1: HOULIHAN LOKEY, INC. STREET 2: 10250 CONSTELLATION BLVD., 5TH FLOOR CITY: LOS ANGELES STATE: CA ZIP: 90067 FORMER COMPANY: FORMER CONFORMED NAME: HOULIHAN LOKEY HOWARD & ZUKIN INC DATE OF NAME CHANGE: 20040902 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2016-06-16 0 0001302215 HOULIHAN LOKEY, INC. HLI 0001281910 SCHRIESHEIM ROBERT A C/O HOULIHAN LOKEY, INC. 10250 CONSTELLATION BLVD., 5TH FLOOR LOS ANGELES CA 90067 1 0 0 0 CLASS A COMMON STOCK 2016-06-16 4 P 0 31 23.58 A 11522 D CLASS A COMMON STOCK 2016-09-16 4 P 0 48 24.05 A 11570 D CLASS A COMMON STOCK 2016-12-16 4 P 0 37 30.89 A 11607 D CLASS A COMMON STOCK 2017-03-16 4 P 0 102 32.45 A 16579 D CLASS A COMMON STOCK 2017-06-16 4 P 0 108 34.10 A 18550 D CLASS A COMMON STOCK 2017-09-18 4 P 0 101 36.62 A 18651 D CLASS A COMMON STOCK 2017-12-18 4 P 0 81 46.29 A 18732 D CLASS A COMMON STOCK 2018-03-16 4 P 0 79 47.35 A 18811 D CLASS A COMMON STOCK 2018-06-18 4 P 0 107 50.92 A 20322 D CLASS A COMMON STOCK 2018-09-18 4 P 0 118 46.42 A 20440 D CLASS A COMMON STOCK 2018-12-17 4 P 0 146 37.89 A 20586 D CLASS A COMMON STOCK 2019-09-17 4 P 0 138 46.17 A 20724 D CLASS A COMMON STOCK 2019-12-17 4 P 0 133 48.17 A 23345 D CLASS A COMMON STOCK 2020-03-17 4 P 0 152 47.54 A 23497 D CLASS A COMMON STOCK 2020-06-16 4 P 0 125 58.34 A 23622 D CLASS A COMMON STOCK 2020-09-16 4 P 0 143 58.87 A 25703 D CLASS A COMMON STOCK 2020-12-16 4 P 0 124 68.78 A 25827 D CLASS A COMMON STOCK 2021-03-16 4 P 0 125 67.99 A 25952 D Represents the acquisition of shares through a broker-sponsored dividend reinvestment plan. Represents holdings after the reported acquisition of shares under the broker-sponsored dividend reinvestment plan. The holdings reported in Form 4s filed after June 16, 2016 do not reflect these acquisitions. Total corrected direct holdings for the last Form 4 filed on May 28, 2021 are 27,557 shares. /s/ J. Lindsey Alley, Attorney-in-Fact for Robert A. Schriesheism 2021-06-09