0001959173-24-008050.txt : 20241121 0001959173-24-008050.hdr.sgml : 20241121 20241121152752 ACCESSION NUMBER: 0001959173-24-008050 CONFORMED SUBMISSION TYPE: 144 PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20241121 DATE AS OF CHANGE: 20241121 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: ROCKET PHARMACEUTICALS, INC. CENTRAL INDEX KEY: 0001281895 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] ORGANIZATION NAME: 03 Life Sciences IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 144 SEC ACT: 1933 Act SEC FILE NUMBER: 001-36829 FILM NUMBER: 241483910 BUSINESS ADDRESS: STREET 1: 350 FIFTH AVENUE STREET 2: SUITE 7530 CITY: NEW YORK STATE: NY ZIP: 10118 BUSINESS PHONE: 646-440-9100 MAIL ADDRESS: STREET 1: 350 FIFTH AVENUE STREET 2: SUITE 7530 CITY: NEW YORK STATE: NY ZIP: 10118 FORMER COMPANY: FORMER CONFORMED NAME: INOTEK PHARMACEUTICALS CORP DATE OF NAME CHANGE: 20040226 REPORTING-OWNER: COMPANY DATA: COMPANY CONFORMED NAME: Shah Gaurav CENTRAL INDEX KEY: 0001725922 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 144 MAIL ADDRESS: STREET 1: 430 EAST 29TH STREET STREET 2: SUITE 1040 CITY: NEW YORK STATE: NY ZIP: 10016 144 1 primary_doc.xml 144 0001725922 XXXXXXXX LIVE 0001281895 ROCKET PHARMACEUTICALS, INC. 001-36829 350 FIFTH AVENUE SUITE 7530 NEW YORK NY 10118 646-440-9100 Shah Gaurav Officer Director Common Fidelity Brokerage Services LLC

900 Salem Street Smithfield RI 02917

11091 144781.91 91157085 11/21/2024 NASDAQ Common 11/14/2024 Restricted Stock Vesting Issuer N 11091 11/14/2024 Compensation Y Sale includes an amount necessary to cover a tax obligation resulting from the settlement of a vested equity award distribution. 11/21/2024 /s/ Daniel Tucci, as a duly authorized representative of Fidelity Brokerage Services LLC, as attorney-in-fact for Gaurav Shah