0001140361-21-005127.txt : 20210216
0001140361-21-005127.hdr.sgml : 20210216
20210216215536
ACCESSION NUMBER: 0001140361-21-005127
CONFORMED SUBMISSION TYPE: 5
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20201231
FILED AS OF DATE: 20210216
DATE AS OF CHANGE: 20210216
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Shah Gaurav
CENTRAL INDEX KEY: 0001725922
FILING VALUES:
FORM TYPE: 5
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36829
FILM NUMBER: 21642449
MAIL ADDRESS:
STREET 1: 430 EAST 29TH STREET
STREET 2: SUITE 1040
CITY: NEW YORK
STATE: NY
ZIP: 10016
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ROCKET PHARMACEUTICALS, INC.
CENTRAL INDEX KEY: 0001281895
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 350 FIFTH AVENUE
STREET 2: SUITE 7530
CITY: NEW YORK
STATE: NY
ZIP: 10118
BUSINESS PHONE: 646-440-9100
MAIL ADDRESS:
STREET 1: 350 FIFTH AVENUE
STREET 2: SUITE 7530
CITY: NEW YORK
STATE: NY
ZIP: 10118
FORMER COMPANY:
FORMER CONFORMED NAME: INOTEK PHARMACEUTICALS CORP
DATE OF NAME CHANGE: 20040226
5
1
form5.xml
FORM 5
X0306
5
2020-12-31
0
0
0001281895
ROCKET PHARMACEUTICALS, INC.
RCKT
0001725922
Shah Gaurav
C/O ROCKET PHARMACEUTICALS, INC.
9 CEDARBROOK DRIVE
CRANBURY
NJ
08512
true
true
President & CEO
Common Stock
2020-12-09
5
G
0
207897
0
D
821100
D
Common Stock
2020-12-09
5
G
0
207897
0
A
207897
I
By Spouse
Common Stock
2020-12-18
5
G
0
126341
0
D
694759
D
Common Stock
2020-12-18
5
G
0
126341
0
A
126341
I
By: Gaurav D. Shah Irrevocable Trust
Common Stock
2020-12-31
5
G
0
72000
0
D
622759
D
Common Stock
2020-12-31
5
G
0
72000
0
A
198341
I
By: Gaurav D. Shah Irrevocable Trust
Represents a Gift of 207,897 shares on December 9, 2020 to Falguni G. Shah, the spouse of the Reporting Person.
Represents a Gift of (i) 126,341 shares on December 18, 2020 and (ii) 72,000 shares on December 31, 2020 to the Gaurav D. Shah Irrevocable Trust.
/s/ Sara Turken, Attorney-in-Fact
2021-02-16