0000899243-18-009131.txt : 20180402
0000899243-18-009131.hdr.sgml : 20180402
20180402202112
ACCESSION NUMBER: 0000899243-18-009131
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180329
FILED AS OF DATE: 20180402
DATE AS OF CHANGE: 20180402
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: WONG RODERICK
CENTRAL INDEX KEY: 0001493280
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36829
FILM NUMBER: 18731021
MAIL ADDRESS:
STREET 1: 1350 AVENUE OF THE AMERICAS
STREET 2: 28TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10019
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ROCKET PHARMACEUTICALS, INC.
CENTRAL INDEX KEY: 0001281895
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 430 EAST 29TH STREET
STREET 2: SUITE 1040
CITY: NEW YORK
STATE: NY
ZIP: 10016
BUSINESS PHONE: 646-440-9100
MAIL ADDRESS:
STREET 1: 430 EAST 29TH STREET
STREET 2: SUITE 1040
CITY: NEW YORK
STATE: NY
ZIP: 10016
FORMER COMPANY:
FORMER CONFORMED NAME: INOTEK PHARMACEUTICALS CORP
DATE OF NAME CHANGE: 20040226
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2018-03-29
0
0001281895
ROCKET PHARMACEUTICALS, INC.
RCKT
0001493280
WONG RODERICK
C/O ROCKET PHARMACEUTICALS, INC.
430 EAST 29TH STREET, SUITE 1040
NEW YORK
NY
10016
1
0
1
0
Stock Option (Right to Buy)
18.75
2018-03-29
4
A
0
47000
0.00
A
2028-03-29
Common Stock
47000
47000
D
This option represents a right to purchase a total of 47,000 shares of the Issuer's Common Stock, 15,680 of which will become fully vested and exercisable on March 29, 2019, with the remaining 31,320 shares vesting in equal monthly installments over the following two years.
/s/ Alice Lee, as attorney-in-fact for Roderick Wong
2018-04-02