0001162044-23-000923.txt : 20230825 0001162044-23-000923.hdr.sgml : 20230825 20230825121719 ACCESSION NUMBER: 0001162044-23-000923 CONFORMED SUBMISSION TYPE: NPORT-P PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230630 FILED AS OF DATE: 20230825 DATE AS OF CHANGE: 20230825 PERIOD START: 20230630 FILER: COMPANY DATA: COMPANY CONFORMED NAME: FRANK FUNDS CENTRAL INDEX KEY: 0001281790 IRS NUMBER: 200766084 STATE OF INCORPORATION: OH FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: NPORT-P SEC ACT: 1940 Act SEC FILE NUMBER: 811-21532 FILM NUMBER: 231204999 BUSINESS ADDRESS: STREET 1: 781 CRANDON BOULEVARD STREET 2: UNIT 202 CITY: KEY BISCAYNE STATE: FL ZIP: 33149 BUSINESS PHONE: 9738877698 MAIL ADDRESS: STREET 1: 781 CRANDON BOULEVARD STREET 2: UNIT 202 CITY: KEY BISCAYNE STATE: FL ZIP: 33149 0001281790 S000061828 Camelot Event Driven Fund C000200195 Class A Shares C000200196 Institutional Class Shares NPORT-P 1 primary_doc.xml NPORT-P false 0001281790 XXXXXXXX S000061828 C000200195 C000200196 FRANK FUNDS 811-21532 0001281790 549300LBDAM02QHSWS48 781 Crandon Blvd. Unit 602 Key Biscayne 33149 973-887-7698 Camelot Event Driven Fund S000061828 549300LPHVKPIMYLGN33 2023-06-30 2023-06-30 N 117654376.23 2680446.77 114973929.47 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 6171919.54 N S&P 500 Index 500 Tr 51Job, Inc. 52990088ZF32Q8YHCJ53 316827104 15400.00 NS USD 71148.00 0.06 Long EC CORP KY N 2 N N N A SPAC II Acquisition Corp. N/A G0543H125 15000.00 NS USD 159000.00 0.14 Long EC CORP VI N 1 N N N AFC Mortgage Loan Trust N/A 00105HEJ1 3525.97 PA USD 3223.08 0.00 Long DBT CORP US N 2 2030-06-25 Variable 5.93 N N N N N N AIB Acquisition Corp. N/A G0R45S109 5000.00 NS USD 54200.00 0.05 Long EC CORP KY N 1 N N N AIB Acquisition Corp. N/A G0R45S117 5000.00 NS USD 526.00 0.00 Long DE CORP KY N 1 N N N Activision Blizzard, Inc. 549300TPQQDBP9GNOF40 00507V109 25000.00 NS USD 2107500.00 1.83 Long EC CORP US N 1 N N N Options Clearing Corp. 549300CII6SLYGKNHA04 N/A -150.00 NC USD -150450.00 -0.13 N/A DE CORP US N 1 Options Clearing Corp. 549300CII6SLYGKNHA04 Call Written Activision Blizzard, Inc. Activision Blizzard, Inc. 100.0000 80.000000 USD 2024-01-19 XXXX -41325.88 N N N Options Clearing Corp. 549300CII6SLYGKNHA04 N/A 150.00 NC USD 47100.00 0.04 N/A DE CORP US N 1 Options Clearing Corp. 549300CII6SLYGKNHA04 Put Purchased Activision Blizzard, Inc. Activision Blizzard, Inc. 100.0000 77.500000 USD 2024-01-19 XXXX -49275.00 N N N Options Clearing Corp. 549300CII6SLYGKNHA04 N/A -100.00 NC USD -88500.00 -0.08 N/A DE CORP US N 1 Options Clearing Corp. 549300CII6SLYGKNHA04 Call Written Activision Blizzard, Inc. Activision Blizzard, Inc. 100.0000 80.000000 USD 2023-11-17 XXXX -24750.52 N N N Options Clearing Corp. 549300CII6SLYGKNHA04 N/A 100.00 NC USD 29000.00 0.03 N/A DE CORP US N 1 Options Clearing Corp. 549300CII6SLYGKNHA04 Put Purchased Activision Blizzard, Inc. Activision Blizzard, Inc. 100.0000 77.500000 USD 2023-11-17 XXXX -30750.00 N N N Agnico Eagle Mines Limited YGE0EUBRF7IJOB3QRX76 008474108 59500.00 NS USD 2973810.00 2.59 Long EC CORP CA N 1 N N N Options Clearing Corp. 549300CII6SLYGKNHA04 N/A 220.00 NC USD 96140.00 0.08 N/A DE CORP US N 1 Options Clearing Corp. 549300CII6SLYGKNHA04 Call Purchased Agnico Eagle Mines Ltd. (Canada) Agnico Eagle Mines Ltd. (Canada) 100.0000 50.000000 USD 2023-11-17 XXXX -36410.00 N N N Options Clearing Corp. 549300CII6SLYGKNHA04 N/A -200.00 NC USD -48000.00 -0.04 N/A DE CORP US N 1 Options Clearing Corp. 549300CII6SLYGKNHA04 Call Written Agnico Eagle Mines Ltd. (Canada) Agnico Eagle Mines Ltd. (Canada) 100.0000 55.000000 USD 2023-11-17 XXXX 25699.40 N N N Options Clearing Corp. 549300CII6SLYGKNHA04 N/A -440.00 NC USD -55000.00 -0.05 N/A DE CORP US N 1 Options Clearing Corp. 549300CII6SLYGKNHA04 Call Written Agnico Eagle Mines Ltd. (Canada) Agnico Eagle Mines Ltd. (Canada) 100.0000 60.000000 USD 2023-11-17 XXXX 41579.21 N N N Options Clearing Corp. 549300CII6SLYGKNHA04 N/A 200.00 NC USD 77400.00 0.07 N/A DE CORP US N 1 Options Clearing Corp. 549300CII6SLYGKNHA04 Put Purchased Agnico Eagle Mines Ltd. (Canada) Agnico Eagle Mines Ltd. (Canada) 100.0000 50.000000 USD 2023-11-17 XXXX -13080.00 N N N Options Clearing Corp. 549300CII6SLYGKNHA04 N/A -175.00 NC USD -89250.00 -0.08 N/A DE CORP US N 1 Options Clearing Corp. 549300CII6SLYGKNHA04 Call Written Agnico Eagle Mines Ltd. (Canada) Agnico Eagle Mines Ltd. (Canada) 100.0000 50.000000 USD 2024-01-19 XXXX -8489.37 N N N Options Clearing Corp. 549300CII6SLYGKNHA04 N/A 180.00 NC USD 46800.00 0.04 N/A DE CORP US N 1 Options Clearing Corp. 549300CII6SLYGKNHA04 Put Purchased Agnico Eagle Mines Ltd. (Canada) Agnico Eagle Mines Ltd. (Canada) 100.0000 45.000000 USD 2024-01-19 XXXX -57330.00 N N N Apogee 21 Holdings, Inc. N/A 03769Q107 50000.00 NS USD 0.00 0.00 Long EC CORP US N 1 N N N Ares Acquisition Corp II N/A G33033112 3100.00 NS USD 31775.00 0.03 Long EC CORP KY N 1 N N N Argo Group International Holdings, Ltd. 549300M4T8Y5TTWI6O03 G0464B107 -6000.00 NS USD -177660.00 -0.15 Short EC CORP BM N 1 N N N Astaldi Societa Per Azioni 81560001F41A81948348 GSITC0445 1022580.00 NS USD 50617.71 0.04 Long EC CORP IT N 2 N N N Aurora Technology Acquisition Corp. N/A G06984135 30000.00 NS USD 3600.00 0.00 Long DE CORP KY N 1 N N N Aurora Technology Acquisition Corp. N/A G06984127 30000.00 NS USD 423.00 0.00 Long DE CORP KY N 1 N N N Options Clearing Corp. 549300CII6SLYGKNHA04 N/A 60.00 NC USD 209700.00 0.18 N/A DE CORP US N 2 Options Clearing Corp. 549300CII6SLYGKNHA04 Put Purchased Autoliv, Inc. Autoliv, Inc. 100.0000 120.000000 USD 2023-09-15 XXXX 39150.00 N N N B2Gold Corp. 549300F7OK456M5NLM05 11777Q209 100000.00 NS USD 357000.00 0.31 Long EC CORP CA N 1 N N N BYTE Acquisition Corp. N/A G1R25Q113 6500.00 NS USD 1093.30 0.00 Long DE CORP KY N 1 N N N Bab, Inc. N/A 055183107 479411.00 NS USD 330793.59 0.29 Long EC CORP US N 1 N N N Options Clearing Corp. 549300CII6SLYGKNHA04 N/A 700.00 NC USD 193900.00 0.17 N/A DE CORP US N 1 Options Clearing Corp. 549300CII6SLYGKNHA04 Call Purchased Barrick Gold Corporation Barrick Gold Corporation 100.0000 15.000000 USD 2024-01-19 XXXX 17850.00 N N N Barrick Gold Corp. 0O4KBQCJZX82UKGCBV73 067901108 15000.00 NS USD 253950.00 0.22 Long EC CORP CA N 1 N N N Baxter International Inc. J5OIVXX3P24RJRW5CK77 071813109 73000.00 NS USD 3325880.00 2.89 Long EC CORP US N 1 N N N Options Clearing Corp. 549300CII6SLYGKNHA04 N/A -250.00 NC USD -62750.00 -0.05 N/A DE CORP US N 1 Options Clearing Corp. 549300CII6SLYGKNHA04 Call Written Baxter International, Inc. Baxter International, Inc. 100.0000 45.000000 USD 2023-08-18 XXXX 36622.71 N N N Options Clearing Corp. 549300CII6SLYGKNHA04 N/A -230.00 NC USD -28980.00 -0.03 N/A DE CORP US N 1 Options Clearing Corp. 549300CII6SLYGKNHA04 Call Written Baxter International, Inc. Baxter International, Inc. 100.0000 47.500000 USD 2023-08-18 XXXX 44044.41 N N N Options Clearing Corp. 549300CII6SLYGKNHA04 N/A -250.00 NC USD -111000.00 -0.10 N/A DE CORP US N 1 Options Clearing Corp. 549300CII6SLYGKNHA04 Call Written Baxter International, Inc. Baxter International, Inc. 100.0000 45.000000 USD 2024-01-19 XXXX -41626.61 N N N Options Clearing Corp. 549300CII6SLYGKNHA04 N/A 250.00 NC USD 37500.00 0.03 N/A DE CORP US N 2 Options Clearing Corp. 549300CII6SLYGKNHA04 Put Purchased Baxter International, Inc. Baxter International, Inc. 100.0000 40.000000 USD 2024-01-19 XXXX -71875.00 N N N Blue World Acquisition Corp. N/A G1263E110 10000.00 NS USD 2210.00 0.00 Long DE CORP KY N 1 N N N Blue World Acquisition Corp. N/A G1263E136 5000.00 NS USD 501.50 0.00 Long DE CORP KY N 1 N N N Brookfield Asset Management, Inc. C6J3FGIWG6MBDGTE8F80 113004105 251.00 NS USD 8190.13 0.01 Long EC CORP CA N 1 N N N Brookfield Asset Management, Inc. N/A 11271J107 1004.00 NS USD 33784.60 0.03 Long EC CORP CA N 1 N N N Brookfield Property Preferred LP N/A G1624R107 722.00 NS USD 11263.20 0.01 Long EP CORP BM N 1 N N N CA Immobilien Anlagen AG 5299003ICAPV07J0R180 N/A 16500.00 NS USD 477948.59 0.42 Long EC CORP AT N 1 N N N Chevron Corp. N/A 166764100 4000.00 NS USD 629400.00 0.55 Long EC CORP US N 1 N N N Options Clearing Corp. 549300CII6SLYGKNHA04 N/A -40.00 NC USD -3240.00 0.00 N/A DE CORP US N 1 Options Clearing Corp. 549300CII6SLYGKNHA04 Call Written Chevron Corp. Chevron Corp. 100.0000 175.000000 USD 2023-09-15 XXXX 38312.86 N N N Circor International, Inc. 5493007701O01N3FQM69 17273K109 -7821.00 NS USD -441495.45 -0.38 Short EC CORP US N 1 N N N Citigroup Mortgage Loan Trust, Inc. N/A 17307GNT1 85626.93 PA USD 79608.97 0.07 Long DBT CORP US N 2 2035-02-25 Variable 3.79 N N N N N N Clear Channel Outdoor Holdings, Inc. 54930076J6KDZL504O62 18453H106 11249.00 NS USD 15411.13 0.01 Long EC CORP US N 1 N N N Clear Channel Outdoor Holdings, Inc. N/A N/A 11249.00 NS USD 0.00 0.00 Long DE CORP US N 1 N N N Colgate-Palmolive Company YMEGZFW4SBUSS5BQXF88 194162103 79000.00 NS USD 6086160.00 5.29 Long EC CORP US N 1 N N N Options Clearing Corp. 549300CII6SLYGKNHA04 N/A -70.00 NC USD -35420.00 -0.03 N/A DE CORP US N 1 Options Clearing Corp. 549300CII6SLYGKNHA04 Call Written Colgate Palmolive Co Colgate Palmolive Co 100.0000 72.500000 USD 2023-08-18 XXXX -4795.71 N N N Options Clearing Corp. 549300CII6SLYGKNHA04 N/A -120.00 NC USD -36000.00 -0.03 N/A DE CORP US N 1 Options Clearing Corp. 549300CII6SLYGKNHA04 Call Written Colgate Palmolive Co Colgate Palmolive Co 100.0000 75.000000 USD 2023-08-18 XXXX 13498.85 N N N Options Clearing Corp. 549300CII6SLYGKNHA04 N/A -200.00 NC USD -79000.00 -0.07 N/A DE CORP US N 2 Options Clearing Corp. 549300CII6SLYGKNHA04 Call Written Colgate Palmolive Co Colgate Palmolive Co 100.0000 77.500000 USD 2024-01-19 XXXX -3500.61 N N N Options Clearing Corp. 549300CII6SLYGKNHA04 N/A -100.00 NC USD -27000.00 -0.02 N/A DE CORP US N 2 Options Clearing Corp. 549300CII6SLYGKNHA04 Call Written Colgate Palmolive Co Colgate Palmolive Co 100.0000 80.000000 USD 2024-01-19 XXXX 5249.25 N N N Options Clearing Corp. 549300CII6SLYGKNHA04 N/A 100.00 NC USD 16250.00 0.01 N/A DE CORP US N 2 Options Clearing Corp. 549300CII6SLYGKNHA04 Put Purchased Colgate Palmolive Co Colgate Palmolive Co 100.0000 72.500000 USD 2024-01-19 XXXX -25500.00 N N N Options Clearing Corp. 549300CII6SLYGKNHA04 N/A 200.00 NC USD 46000.00 0.04 N/A DE CORP US N 1 Options Clearing Corp. 549300CII6SLYGKNHA04 Put Purchased Colgate Palmolive Co Colgate Palmolive Co 100.0000 75.000000 USD 2024-01-19 XXXX -34500.00 N N N Options Clearing Corp. 549300CII6SLYGKNHA04 N/A -300.00 NC USD -55500.00 -0.05 N/A DE CORP US N 1 Options Clearing Corp. 549300CII6SLYGKNHA04 Call Written Colgate Palmolive Co Colgate Palmolive Co 100.0000 80.000000 USD 2023-11-17 XXXX 6749.49 N N N Options Clearing Corp. 549300CII6SLYGKNHA04 N/A 300.00 NC USD 86250.00 0.08 N/A DE CORP US N 2 Options Clearing Corp. 549300CII6SLYGKNHA04 Put Purchased Colgate Palmolive Co Colgate Palmolive Co 100.0000 77.500000 USD 2023-11-17 XXXX -7500.00 N N N Computer Horizons Corp. N/A 205908304 65000.00 NS USD 0.00 0.00 Long EC CORP US N 1 N N N Conwert Immobilien Invest SE 529900VN62L73X20JX85 N/A 45000.00 NS USD 0.00 0.00 Long EC CORP AT N 1 N N N CWALT, Inc., Alternative Loan Series 07-0A7 Class A3 N/A 126680AF4 0.01 PA USD 0.00 0.00 Long DBT CORP US N 2 2047-05-25 Variable 0.00 N N N N N N CWALT, Inc., Alternative Loan Series 07-0A7 Class A3 549300H6I2066O1LC673 23247LAH1 313384.31 PA USD 11450.56 0.01 Long DBT CORP US N 2 2047-06-25 Variable 3.71 N N N N N N Crown Castle International Corp. 54930012H97VSM0I2R19 22822V101 20500.00 NS USD 2335770.00 2.03 Long EC CORP US N 1 N N N Options Clearing Corp. 549300CII6SLYGKNHA04 N/A -205.00 NC USD -16605.00 -0.01 N/A DE CORP US N 1 Options Clearing Corp. 549300CII6SLYGKNHA04 Call Written Crown Castle Inc Crown Castle Inc 100.0000 145.000000 USD 2024-01-19 XXXX 189927.75 N N N Options Clearing Corp. 549300CII6SLYGKNHA04 N/A 205.00 NC USD 462275.00 0.40 N/A DE CORP US N 2 Options Clearing Corp. 549300CII6SLYGKNHA04 Put Purchased Crown Castle Inc Crown Castle Inc 100.0000 135.000000 USD 2024-01-19 XXXX 219862.50 N N N DHC Acquisition Corp. N/A G2758T117 2066.00 NS USD 97.52 0.00 Long DE CORP KY N 1 N N N Options Clearing Corp. 549300CII6SLYGKNHA04 N/A 50.00 NC USD 64500.00 0.06 N/A DE CORP US N 1 Options Clearing Corp. 549300CII6SLYGKNHA04 Put Purchased DR Horton, Inc. DR Horton, Inc. 100.0000 130.000000 USD 2023-11-17 XXXX -102676.00 N N N Digicel Group Holdings Ltd. N/A 25381YAB7 56915.00 PA USD 25026.09 0.02 Long DBT CORP BM N 2 2025-04-01 Fixed 8.00 N N N N N N Digicel Group Holdings Ltd. N/A 25381YAC5 92684.00 PA USD 7878.14 0.01 Long DBT CORP BM N 2 2050-12-31 Fixed 7.00 N N N N N N Disruptive Acquisition Corp. I N/A G2770Y102 4800.00 NS USD 49200.00 0.04 Long EC CORP KY N 1 N N N Disruptive Acquisition Corp. I N/A G2770Y128 1600.00 NS USD 146.88 0.00 Long DE CORP KY N 1 N N N Dominion Energy, Inc. ILUL7B6Z54MRYCF6H308 25746U109 55000.00 NS USD 2848450.00 2.48 Long EC CORP US N 1 N N N Options Clearing Corp. 549300CII6SLYGKNHA04 N/A -550.00 NC USD -110000.00 -0.10 N/A DE CORP US N 1 Options Clearing Corp. 549300CII6SLYGKNHA04 Call Written Dominion Energy Inc Dominion Energy Inc 100.0000 55.000000 USD 2024-01-19 XXXX 70123.54 N N N Options Clearing Corp. 549300CII6SLYGKNHA04 N/A 200.00 NC USD 178000.00 0.15 N/A DE CORP US N 2 Options Clearing Corp. 549300CII6SLYGKNHA04 Put Purchased Dominion Energy Inc Dominion Energy Inc 100.0000 60.000000 USD 2024-01-19 XXXX 55500.00 N N N Options Clearing Corp. 549300CII6SLYGKNHA04 N/A 150.00 NC USD 66000.00 0.06 N/A DE CORP US N 2 Options Clearing Corp. 549300CII6SLYGKNHA04 Put Purchased Dominion Energy Inc Dominion Energy Inc 100.0000 55.000000 USD 2023-10-20 XXXX -2925.00 N N N Duke Energy Corp. I1BZKREC126H0VB1BL91 26441C204 27000.00 NS USD 2422980.00 2.11 Long EC CORP US N 1 N N N Options Clearing Corp. 549300CII6SLYGKNHA04 N/A -150.00 NC USD -75000.00 -0.07 N/A DE CORP US N 1 Options Clearing Corp. 549300CII6SLYGKNHA04 Call Written Duke Energy Corp. Duke Energy Corp. 100.0000 90.000000 USD 2024-01-19 XXXX 23624.20 N N N Options Clearing Corp. 549300CII6SLYGKNHA04 N/A 120.00 NC USD 57480.00 0.05 N/A DE CORP US N 1 Options Clearing Corp. 549300CII6SLYGKNHA04 Put Purchased Duke Energy Corp. Duke Energy Corp. 100.0000 90.000000 USD 2024-01-19 XXXX -14220.00 N N N Options Clearing Corp. 549300CII6SLYGKNHA04 N/A -120.00 NC USD -31920.00 -0.03 N/A DE CORP US N 1 Options Clearing Corp. 549300CII6SLYGKNHA04 Call Written Duke Energy Corp. Duke Energy Corp. 100.0000 95.000000 USD 2024-01-19 XXXX 16379.61 N N N Elanco Animal Health, Inc. 549300SHPNDCE059M934 28414H103 25000.00 NS USD 251500.00 0.22 Long EC CORP US N 1 N N N Options Clearing Corp. 549300CII6SLYGKNHA04 N/A 930.00 NC USD 146010.00 0.13 N/A DE CORP US N 1 Options Clearing Corp. 549300CII6SLYGKNHA04 Call Purchased Elanco Animal Health, Inc. Elanco Animal Health, Inc. 100.0000 10.000000 USD 2024-01-19 XXXX -288765.00 N N N Emisphere Technologies, Inc. N/A 291345106 30000.00 NS USD 234300.00 0.20 Long EC CORP US N 2 N N N Estee Lauder Companies, Inc. 549300VFZ8XJ9NUPU221 518439104 5000.00 NS USD 981900.00 0.85 Long EC CORP US N 1 N N N Options Clearing Corp. 549300CII6SLYGKNHA04 N/A -50.00 NC USD -77250.00 -0.07 N/A DE CORP US N 2 Options Clearing Corp. 549300CII6SLYGKNHA04 Call Written Estee Lauder Companies, Inc. Estee Lauder Companies, Inc. 100.0000 205.000000 USD 2024-01-19 XXXX 39624.06 N N N Options Clearing Corp. 549300CII6SLYGKNHA04 N/A 50.00 NC USD 85250.00 0.07 N/A DE CORP US N 2 Options Clearing Corp. 549300CII6SLYGKNHA04 Put Purchased Estee Lauder Companies, Inc. Estee Lauder Companies, Inc. 100.0000 200.000000 USD 2024-01-19 XXXX -1625.00 N N N Exide Technologies 549300KITCGPNNNXQP63 302051404 5926.00 NS USD 0.00 0.00 Long EC CORP US N 1 N N N Exide Technologies 549300KITCGPNNNXQP63 302051305 1777.00 NS USD 0.00 0.00 Long EC CORP US N 1 N N N Exide Technologies 549300KITCGPNNNXQP63 302051AY3 546810.00 PA USD 0.00 0.00 Long DBT CORP US N 2 2023-07-26 Fixed 0.00 N N N N N N Options Clearing Corp. 549300CII6SLYGKNHA04 N/A 50.00 NC USD 63750.00 0.06 N/A DE CORP US N 1 Options Clearing Corp. 549300CII6SLYGKNHA04 Put Purchased FedEx Corp. FedEx Corp. 100.0000 250.000000 USD 2023-10-20 XXXX -126375.00 N N N Federal Home Loan Mortgage Corp S6XOOCT0IEG5ABCC6L87 313400608 19000.00 NS USD 53979.00 0.05 Long EP CORP US N 1 N N N Federal Home Loan Mortgage Corp S6XOOCT0IEG5ABCC6L87 313400863 4500.00 NS USD 14355.00 0.01 Long EP CORP US N 1 N N N Federal Home Loan Mortgage Corp S6XOOCT0IEG5ABCC6L87 313400780 10600.00 NS USD 31906.00 0.03 Long EP CORP US N 1 N N N Federal Home Loan Mortgage Corp S6XOOCT0IEG5ABCC6L87 313400756 42879.00 NS USD 124563.50 0.11 Long EP CORP US N 1 N N N Federal Home Loan Mortgage Corp S6XOOCT0IEG5ABCC6L87 313400715 25000.00 NS USD 76000.00 0.07 Long EP CORP US N 1 N N N Federal Home Loan Mortgage Corp S6XOOCT0IEG5ABCC6L87 313400855 55000.00 NS USD 171600.00 0.15 Long EP CORP US N 1 N N N Federal National Mortgage Association B1V7KEBTPIMZEU4LTD58 313586109 100000.00 NS USD 44000.00 0.04 Long EC CORP US N 1 N N N Federal National Mortgage Association B1V7KEBTPIMZEU4LTD58 313586885 5500.00 NS USD 18260.00 0.02 Long EP CORP US N 1 N N N Federal National Mortgage Association B1V7KEBTPIMZEU4LTD58 313586877 700.00 NS USD 2422.00 0.00 Long EP CORP US N 1 N N N Federal National Mortgage Association B1V7KEBTPIMZEU4LTD58 313586836 4440.00 NS USD 14074.80 0.01 Long EP CORP US N 1 N N N Federal National Mortgage Association B1V7KEBTPIMZEU4LTD58 313586828 360.00 NS USD 1238.40 0.00 Long EP CORP US N 1 N N N Federal National Mortgage Association B1V7KEBTPIMZEU4LTD58 313586737 20000.00 NS USD 46000.00 0.04 Long EP CORP US N 1 N N N Fiserv, Inc. GI7UBEJLXYLGR2C7GV83 337738108 23000.00 NS USD 2901450.00 2.52 Long EC CORP US N 1 N N N Options Clearing Corp. 549300CII6SLYGKNHA04 N/A -100.00 NC USD -303000.00 -0.26 N/A DE CORP US N 1 Options Clearing Corp. 549300CII6SLYGKNHA04 Call Written Fiserv, Inc. Fiserv, Inc. 100.0000 100.000000 USD 2024-01-19 XXXX -46252.06 N N N Options Clearing Corp. 549300CII6SLYGKNHA04 N/A -130.00 NC USD -335400.00 -0.29 N/A DE CORP US N 2 Options Clearing Corp. 549300CII6SLYGKNHA04 Call Written Fiserv, Inc. Fiserv, Inc. 100.0000 105.000000 USD 2024-01-19 XXXX -192728.28 N N N Options Clearing Corp. 549300CII6SLYGKNHA04 N/A 230.00 NC USD 18975.00 0.02 N/A DE CORP US N 2 Options Clearing Corp. 549300CII6SLYGKNHA04 Put Purchased Fiserv, Inc. Fiserv, Inc. 100.0000 95.000000 USD 2024-01-19 XXXX -154950.00 N N N Flyht Aerospace Solutions, Inc. N/A N/A 101663.00 NS USD 0.00 0.00 Long EC CORP US N 1 N N N Franchise Group, Inc. 549300MWCHSL8BSOMV77 35180X105 -7425.00 NS USD -212652.00 -0.18 Short EC CORP US N 1 N N N Government National Mortgage Association 549300M8ZYFG0OCMTT87 38381XZK5 77689.67 PA USD 2301.10 0.00 Long DBT USGA US N 2 2049-08-20 Fixed 4.00 N N N N N N Goldman Sachs Trust N/A 38141W273 12219766.76 NS USD 12219766.76 10.63 Long STIV RF US N 1 N N N GS Mortgage Securities Corp. CU46ESEFJB81SUVBJO28 36242D7Y3 79357.42 PA USD 0.79 0.00 Long DBT CORP US N 2 2035-06-25 Fixed 0.74 N N N N N N Gates Industrial Corp. PLC 549300S6K4FWUSB9KM27 G39108108 3200.00 NS USD 43136.00 0.04 Long EC CORP GB N 1 N N N Gen Digital, Inc. YF6ZV0M6AU4FY94MK914 668771108 30000.00 NS USD 556500.00 0.48 Long EC CORP US N 1 N N N Options Clearing Corp. 549300CII6SLYGKNHA04 N/A -300.00 NC USD -21000.00 -0.02 N/A DE CORP US N 2 Options Clearing Corp. 549300CII6SLYGKNHA04 Call Written Gen Digital, Inc. Gen Digital, Inc. 100.0000 19.000000 USD 2023-09-15 XXXX -150.18 N N N Globus Medical, Inc. 5299003M2P4CIK0RF205 379577208 18000.00 NS USD 1071720.00 0.93 Long EC CORP US N 1 N N N Options Clearing Corp. 549300CII6SLYGKNHA04 N/A -180.00 NC USD -108000.00 -0.09 N/A DE CORP US N 2 Options Clearing Corp. 549300CII6SLYGKNHA04 Call Written Globus Medical, Inc. Globus Medical, Inc. 100.0000 57.500000 USD 2023-12-15 XXXX -31050.62 N N N Guoco Group Ltd. 3OIHUMDMI0Z4XVPQ8V78 N/A 10000.00 NS USD 75092.60 0.07 Long EC CORP BM N 1 N N N Tim Hellas Telecommunications SA N/A 88706QAA2 5000000.00 PA USD 6250.00 0.01 Long DBT CORP LU N 2 2039-01-15 Variable 0.00 N N N N N N Hollsys Automation Technologies Ltd. 2549008FKCB1PSUOZ583 G45667105 20000.00 NS USD 351800.00 0.31 Long EC CORP VI N 1 N N N Iac/Interactivecorp. 549300TO56L57RP6P031 44891N208 7000.00 NS USD 439600.00 0.38 Long EC CORP US N 1 N N N Options Clearing Corp. 549300CII6SLYGKNHA04 N/A -70.00 NC USD -101500.00 -0.09 N/A DE CORP US N 2 Options Clearing Corp. 549300CII6SLYGKNHA04 Call Written IAC/InterActiveCorp. Class A IAC/InterActiveCorp. Class A 100.0000 50.000000 USD 2023-10-20 XXXX -33076.58 N N N Illumina, Inc. SQ95QG8SR5Q56LSNF682 452327109 25000.00 NS USD 4687250.00 4.08 Long EC CORP US N 1 N N N Options Clearing Corp. 549300CII6SLYGKNHA04 N/A -100.00 NC USD -240000.00 -0.21 N/A DE CORP US N 1 Options Clearing Corp. 549300CII6SLYGKNHA04 Call Written Illumina, Inc. Illumina, Inc. 100.0000 195.000000 USD 2024-01-19 XXXX -21751.75 N N N Options Clearing Corp. 549300CII6SLYGKNHA04 N/A -100.00 NC USD -214400.00 -0.19 N/A DE CORP US N 1 Options Clearing Corp. 549300CII6SLYGKNHA04 Call Written Illumina, Inc. Illumina, Inc. 100.0000 200.000000 USD 2024-01-19 XXXX 41847.94 N N N Options Clearing Corp. 549300CII6SLYGKNHA04 N/A 100.00 NC USD 196000.00 0.17 N/A DE CORP US N 1 Options Clearing Corp. 549300CII6SLYGKNHA04 Put Purchased Illumina, Inc. Illumina, Inc. 100.0000 185.000000 USD 2024-01-19 XXXX -15750.00 N N N Options Clearing Corp. 549300CII6SLYGKNHA04 N/A 100.00 NC USD 224500.00 0.20 N/A DE CORP US N 2 Options Clearing Corp. 549300CII6SLYGKNHA04 Put Purchased Illumina, Inc. Illumina, Inc. 100.0000 190.000000 USD 2024-01-19 XXXX 36750.00 N N N Options Clearing Corp. 549300CII6SLYGKNHA04 N/A -50.00 NC USD -55500.00 -0.05 N/A DE CORP US N 2 Options Clearing Corp. 549300CII6SLYGKNHA04 Call Written Illumina, Inc. Illumina, Inc. 100.0000 195.000000 USD 2023-09-15 XXXX 31974.29 N N N Infinity Capital Group N/A N/A 25000.00 PA USD 0.00 0.00 Long DBT CORP US N 2 2049-12-31 Fixed 0.00 N N N N N N Intelsat SA N/A L5137X109 489.00 NS USD 0.00 0.00 Long DE CORP LU N 1 N N N Intelsat SA N/A L5137X117 489.00 NS USD 0.00 0.00 Long DE CORP LU N 1 N N N Intelsat SA N/A L5217E120 4675.00 NS USD 168627.25 0.15 Long EC CORP LU N 2 N N N Intelsat SA N/A L5217E112 6.00 NS USD 0.00 0.00 Long DE CORP LU N 1 N N N International Flavors & Fragrances Inc. BZLRL03D3GPGMOGFO832 459506101 37000.00 NS USD 2944830.00 2.56 Long EC CORP US N 1 N N N Options Clearing Corp. 549300CII6SLYGKNHA04 N/A -300.00 NC USD -201000.00 -0.17 N/A DE CORP US N 1 Options Clearing Corp. 549300CII6SLYGKNHA04 Call Written International Flavors & Fragrances, Inc. International Flavors & Fragrances, Inc. 100.0000 80.000000 USD 2023-12-15 XXXX -35251.34 N N N Options Clearing Corp. 549300CII6SLYGKNHA04 N/A 300.00 NC USD 121500.00 0.11 N/A DE CORP US N 2 Options Clearing Corp. 549300CII6SLYGKNHA04 Put Purchased International Flavors & Fragrances, Inc. International Flavors & Fragrances, Inc. 100.0000 75.000000 USD 2023-12-15 XXXX -27750.00 N N N Options Clearing Corp. 549300CII6SLYGKNHA04 N/A -70.00 NC USD -9800.00 -0.01 N/A DE CORP US N 2 Options Clearing Corp. 549300CII6SLYGKNHA04 Call Written International Flavors & Fragrances, Inc. International Flavors & Fragrances, Inc. 100.0000 95.000000 USD 2023-11-17 XXXX 55474.47 N N N Options Clearing Corp. 549300CII6SLYGKNHA04 N/A 150.00 NC USD 106200.00 0.09 N/A DE CORP US N 1 Options Clearing Corp. 549300CII6SLYGKNHA04 Put Purchased Invesco QQQ Trust Invesco QQQ Trust Series 1 100.0000 355.000000 USD 2023-09-29 XXXX -111375.00 N N N Investcorp Europe Acquisition Corp. I N/A G4923T105 7000.00 NS USD 74641.00 0.06 Long EC CORP KY N 1 N N N Investcorp Europe Acquisition Corp. I N/A G4923T113 3500.00 NS USD 681.45 0.00 Long DE CORP KY N 1 N N N Inyx, Inc. N/A 461868101 167850.00 NS USD 16.79 0.00 Long EC CORP US N 2 N N N Jaguar Global Growth Corp. I N/A G5S11A106 4000.00 NS USD 42320.00 0.04 Long EC CORP KY N 1 N N N Jaguar Global Growth Corp. I N/A G5S11A155 4000.00 NS USD 600.00 0.00 Long DE CORP KY N 1 N N N Jaguar Global Growth Corp. I N/A G5S11A130 2000.00 NS USD 90.00 0.00 Long DE CORP KY N 1 N N N Johnson & Johnson 549300G0CFPGEF6X2043 478160104 18000.00 NS USD 2979360.00 2.59 Long EC CORP US N 1 N N N Options Clearing Corp. 549300CII6SLYGKNHA04 N/A -70.00 NC USD -81830.00 -0.07 N/A DE CORP US N 1 Options Clearing Corp. 549300CII6SLYGKNHA04 Call Written Johnson & Johnson Johnson & Johnson 100.0000 160.000000 USD 2024-01-19 XXXX -3956.79 N N N Options Clearing Corp. 549300CII6SLYGKNHA04 N/A -60.00 NC USD -49200.00 -0.04 N/A DE CORP US N 1 Options Clearing Corp. 549300CII6SLYGKNHA04 Call Written Johnson & Johnson Johnson & Johnson 100.0000 165.000000 USD 2024-01-19 XXXX 26248.26 N N N Options Clearing Corp. 549300CII6SLYGKNHA04 N/A 70.00 NC USD 19670.00 0.02 N/A DE CORP US N 1 Options Clearing Corp. 549300CII6SLYGKNHA04 Put Purchased Johnson & Johnson Johnson & Johnson 100.0000 155.000000 USD 2024-01-19 XXXX -34755.00 N N N Options Clearing Corp. 549300CII6SLYGKNHA04 N/A 60.00 NC USD 24120.00 0.02 N/A DE CORP US N 1 Options Clearing Corp. 549300CII6SLYGKNHA04 Put Purchased Johnson & Johnson Johnson & Johnson 100.0000 160.000000 USD 2024-01-19 XXXX -28110.00 N N N Options Clearing Corp. 549300CII6SLYGKNHA04 N/A -50.00 NC USD -63000.00 -0.05 N/A DE CORP US N 1 Options Clearing Corp. 549300CII6SLYGKNHA04 Call Written Johnson & Johnson Johnson & Johnson 100.0000 155.000000 USD 2023-10-20 XXXX -17025.37 N N N Options Clearing Corp. 549300CII6SLYGKNHA04 N/A 50.00 NC USD 4800.00 0.00 N/A DE CORP US N 1 Options Clearing Corp. 549300CII6SLYGKNHA04 Put Purchased Johnson & Johnson Johnson & Johnson 100.0000 150.000000 USD 2023-10-20 XXXX -30925.00 N N N Options Clearing Corp. 549300CII6SLYGKNHA04 N/A 350.00 NC USD 92750.00 0.08 N/A DE CORP US N 1 Options Clearing Corp. 549300CII6SLYGKNHA04 Put Purchased KB Home KB Home 100.0000 50.000000 USD 2023-10-20 XXXX -289625.00 N N N KVH Industries, Inc. N/A 482738101 161684.00 NS USD 1477791.76 1.29 Long EC CORP US N 1 N N N KVH Industries, Inc. N/A N/A 145009.00 NS USD 0.00 0.00 Long DE CORP KY N 1 N N N Kellogg Company LONOZNOJYIBXOHXWDB86 487836108 10000.00 NS USD 674000.00 0.59 Long EC CORP US N 1 N N N Options Clearing Corp. 549300CII6SLYGKNHA04 N/A -100.00 NC USD -22000.00 -0.02 N/A DE CORP US N 1 Options Clearing Corp. 549300CII6SLYGKNHA04 Call Written Kellogg Co. Kellogg Co. 100.0000 67.500000 USD 2023-09-15 XXXX 20749.01 N N N Options Clearing Corp. 549300CII6SLYGKNHA04 N/A -21.00 NC USD -3675.00 0.00 N/A DE CORP US N 2 Options Clearing Corp. 549300CII6SLYGKNHA04 Put Written Kimberly Clark Corp. Kimberly Clark Corp. 100.0000 130.000000 USD 2023-10-20 XXXX 6772.41 N N N Options Clearing Corp. 549300CII6SLYGKNHA04 N/A 200.00 NC USD 246000.00 0.21 N/A DE CORP US N 2 Options Clearing Corp. 549300CII6SLYGKNHA04 Put Purchased Kimberly Clark Corp. Kimberly Clark Corp. 100.0000 150.000000 USD 2023-10-20 XXXX -24500.00 N N N Kismet Acquisition Two Corp. N/A G52807115 633.00 NS USD 0.00 0.00 Long DE CORP KY N 1 N N N L3Harris Technologies, Inc. 549300UTE50ZMDBG8A20 502431109 13500.00 NS USD 2642895.00 2.30 Long EC CORP US N 1 N N N Options Clearing Corp. 549300CII6SLYGKNHA04 N/A -70.00 NC USD -168350.00 -0.15 N/A DE CORP US N 2 Options Clearing Corp. 549300CII6SLYGKNHA04 Call Written L3Harris Technologies, Inc. L3Harris Technologies, Inc. 100.0000 180.000000 USD 2024-01-19 XXXX -37626.05 N N N Options Clearing Corp. 549300CII6SLYGKNHA04 N/A 70.00 NC USD 44100.00 0.04 N/A DE CORP US N 2 Options Clearing Corp. 549300CII6SLYGKNHA04 Put Purchased L3Harris Technologies, Inc. L3Harris Technologies, Inc. 100.0000 180.000000 USD 2024-01-19 XXXX -47775.00 N N N Options Clearing Corp. 549300CII6SLYGKNHA04 N/A -65.00 NC USD -25675.00 -0.02 N/A DE CORP US N 2 Options Clearing Corp. 549300CII6SLYGKNHA04 Call Written L3Harris Technologies, Inc. L3Harris Technologies, Inc. 100.0000 210.000000 USD 2023-10-20 XXXX 76960.14 N N N Options Clearing Corp. 549300CII6SLYGKNHA04 N/A 40.00 NC USD 30280.00 0.03 N/A DE CORP US N 1 Options Clearing Corp. 549300CII6SLYGKNHA04 Put Purchased L3Harris Technologies, Inc. L3Harris Technologies, Inc. 100.0000 195.000000 USD 2023-10-20 XXXX -39820.00 N N N Laboratory Corporation of America Holdings OZ7UA8IXAIFILY2VZH07 50540R409 20000.00 NS USD 4826600.00 4.20 Long EC CORP US N 1 N N N Laboratory Corporation of America Holdings N/A N/A -10000.00 NS USD -207000.00 -0.18 Short DE CORP US N 1 N N N Laboratory Corporation of America Holdings N/A N/A 10000.00 NS USD 107500.00 0.09 Long DE CORP US N 1 N N N Laboratory Corporation of America Holdings N/A N/A -10000.00 NS USD -329500.00 -0.29 Short DE CORP US N 1 N N N Lakeshore Acquisition II Corp. N/A G5352N105 5000.00 NS USD 52900.50 0.05 Long EC CORP KY N 1 N N N Lakeshore Acquisition II Corp. N/A G5352N113 5000.00 NS USD 1030.50 0.00 Long DE CORP KY N 1 N N N Lakeshore Acquisition II Corp. N/A G5352N121 2500.00 NS USD 62.75 0.00 Long DE CORP KY N 1 N N N Lebanon, Republic of (Lebanese Republic) 529900QPC4K951KHL354 N/A 1000000.00 PA USD 67080.00 0.06 Long DBT CORP LB N 2 2023-07-26 Fixed 0.00 N N N N N N Lehman Brothers Holdings, Inc. 549300FDK6ZP3YIHRJ47 525ESCIM3 200000.00 PA USD 100.00 0.00 Long DBT CORP US N 2 2043-02-14 Fixed 0.00 Y Y N N N N Lehman Brothers Holdings, Inc. 549300FDK6ZP3YIHRJ47 525ESC5G0 110000.00 PA USD 165.00 0.00 Long DBT CORP US N 2 2039-07-08 Fixed 0.00 Y Y N N N N Lehman Brothers Holdings, Inc. 549300FDK6ZP3YIHRJ47 525ESCBV0 100000.00 PA USD 50.00 0.00 Long DBT CORP US N 2 2040-02-27 Fixed 0.00 Y Y N N N N Lehman Brothers Holdings, Inc. 549300FDK6ZP3YIHRJ47 525ESCAI0 100000.00 PA USD 50.00 0.00 Long DBT CORP US N 2 2040-01-28 Fixed 0.00 Y Y N N N N Lehman Brothers Holdings, Inc. 549300FDK6ZP3YIHRJ47 525ESCAN9 130000.00 PA USD 65.00 0.00 Long DBT CORP US N 2 2039-02-17 Variable 0.00 N N N N N N Lehman Brothers Holdings, Inc. 549300FDK6ZP3YIHRJ47 525ESC059 100000.00 PA USD 50.00 0.00 Long DBT CORP US N 2 2040-09-03 Fixed 0.00 Y Y N N N N Options Clearing Corp. 549300CII6SLYGKNHA04 N/A 60.00 NC USD 57900.00 0.05 N/A DE CORP US N 2 Options Clearing Corp. 549300CII6SLYGKNHA04 Put Purchased Lennar Corp. Lennar Corp. 100.0000 130.000000 USD 2023-11-17 XXXX -116370.00 N N N Liberty Media Corp. 549300ZKUTPIBZLWLL89 531229409 88000.00 NS USD 2887280.00 2.51 Long EC CORP US N 1 N N N Options Clearing Corp. 549300CII6SLYGKNHA04 N/A -300.00 NC USD -36000.00 -0.03 N/A DE CORP US N 2 Options Clearing Corp. 549300CII6SLYGKNHA04 Call Written Liberty Media Corp-Liberty SiriusXM Series A Liberty Media Corp-Liberty SiriusXM Series A 100.0000 40.000000 USD 2023-07-21 XXXX 66438.63 N N N Options Clearing Corp. 549300CII6SLYGKNHA04 N/A -40.00 NC USD -26360.00 -0.02 N/A DE CORP US N 1 Options Clearing Corp. 549300CII6SLYGKNHA04 Put Written Lululemon Athletica, Inc. Lululemon Athletica, Inc. 100.0000 340.000000 USD 2023-09-15 XXXX 68939.23 N N N Options Clearing Corp. 549300CII6SLYGKNHA04 N/A 40.00 NC USD 125600.00 0.11 N/A DE CORP US N 1 Options Clearing Corp. 549300CII6SLYGKNHA04 Put Purchased Lululemon Athletica, Inc. Lululemon Athletica, Inc. 100.0000 400.000000 USD 2023-09-15 XXXX -92100.00 N N N Marathon Petroleum Corporation 3BNYRYQHD39K4LCKQF12 56585A102 30000.00 NS USD 3498000.00 3.04 Long EC CORP US N 1 N N N Options Clearing Corp. 549300CII6SLYGKNHA04 N/A -100.00 NC USD -124000.00 -0.11 N/A DE CORP US N 1 Options Clearing Corp. 549300CII6SLYGKNHA04 Call Written Marathon Petroleum Corp. Marathon Petroleum Corp. 100.0000 115.000000 USD 2024-01-19 XXXX -27250.78 N N N Options Clearing Corp. 549300CII6SLYGKNHA04 N/A 100.00 NC USD 63500.00 0.06 N/A DE CORP US N 1 Options Clearing Corp. 549300CII6SLYGKNHA04 Put Purchased Marathon Petroleum Corp. Marathon Petroleum Corp. 100.0000 110.000000 USD 2024-01-19 XXXX -25750.00 N N N Options Clearing Corp. 549300CII6SLYGKNHA04 N/A 200.00 NC USD 196000.00 0.17 N/A DE CORP US N 2 Options Clearing Corp. 549300CII6SLYGKNHA04 Put Purchased Marathon Petroleum Corp. Marathon Petroleum Corp. 100.0000 110.000000 USD 2024-06-21 XXXX -39100.00 N N N Options Clearing Corp. 549300CII6SLYGKNHA04 N/A -200.00 NC USD -276800.00 -0.24 N/A DE CORP US N 1 Options Clearing Corp. 549300CII6SLYGKNHA04 Call Written Marathon Petroleum Corp. Marathon Petroleum Corp. 100.0000 120.000000 USD 2024-06-21 XXXX -42701.88 N N N Mercury Systems, Inc. 549300P3B84SGK7HH679 589378108 96769.00 NS USD 3347239.71 2.91 Long EC CORP US N 1 N N N Options Clearing Corp. 549300CII6SLYGKNHA04 N/A 30.00 NC USD 30300.00 0.03 N/A DE CORP US N 1 Options Clearing Corp. 549300CII6SLYGKNHA04 Put Purchased Microsoft Corp. Microsoft Corp. 100.0000 325.000000 USD 2023-10-20 XXXX -119325.00 N N N NII Holdings, Inc. 5493008M1YG2GODK3P05 62913F508 44529.00 NS USD 22264.50 0.02 Long EC CORP US N 2 N N N Nrg Energy, Inc. 5E2UPK5SW04M13XY7I38 629377508 120000.00 NS USD 4486800.00 3.90 Long EC CORP US N 1 N N N Options Clearing Corp. 549300CII6SLYGKNHA04 N/A -400.00 NC USD -180000.00 -0.16 N/A DE CORP US N 1 Options Clearing Corp. 549300CII6SLYGKNHA04 Call Written NRG Energy, Inc. NRG Energy, Inc. 100.0000 35.000000 USD 2023-12-15 XXXX -51001.04 N N N Options Clearing Corp. 549300CII6SLYGKNHA04 N/A -600.00 NC USD -321000.00 -0.28 N/A DE CORP US N 2 Options Clearing Corp. 549300CII6SLYGKNHA04 Call Written NRG Energy, Inc. NRG Energy, Inc. 100.0000 34.000000 USD 2023-12-15 XXXX -99301.79 N N N Options Clearing Corp. 549300CII6SLYGKNHA04 N/A -200.00 NC USD -126000.00 -0.11 N/A DE CORP US N 2 Options Clearing Corp. 549300CII6SLYGKNHA04 Call Written NRG Energy, Inc. NRG Energy, Inc. 100.0000 33.000000 USD 2024-01-19 XXXX -25952.31 N N N Neiman-Marcus Group Parent LLC N/A 62929P102 791.00 NS USD 55370.00 0.05 Long EC CORP US N 2 N N N Newmont Corporation 549300VSP3RIX7FGDZ51 651639106 59000.00 NS USD 2516940.00 2.19 Long EC CORP US N 1 N N N Options Clearing Corp. 549300CII6SLYGKNHA04 N/A -180.00 NC USD -41400.00 -0.04 N/A DE CORP US N 1 Options Clearing Corp. 549300CII6SLYGKNHA04 Put Written Newmont Corp. Newmont Corp. 100.0000 40.000000 USD 2023-12-15 XXXX 25649.46 N N N Options Clearing Corp. 549300CII6SLYGKNHA04 N/A 180.00 NC USD 113850.00 0.10 N/A DE CORP US N 2 Options Clearing Corp. 549300CII6SLYGKNHA04 Put Purchased Newmont Corp. Newmont Corp. 100.0000 47.500000 USD 2023-12-15 XXXX 33300.00 N N N Options Clearing Corp. 549300CII6SLYGKNHA04 N/A -280.00 NC USD -39760.00 -0.03 N/A DE CORP US N 1 Options Clearing Corp. 549300CII6SLYGKNHA04 Call Written Newmont Corp. Newmont Corp. 100.0000 45.000000 USD 2023-09-15 XXXX 99538.88 N N N Northern Star Investment Corp. III N/A 66574L100 7300.00 NS USD 75920.00 0.07 Long EC CORP US N 1 N N N North Star Investment Corp III N/A 66574L118 1216.00 NS USD 0.00 0.00 Long DE CORP US N 1 N N N North Star Investment Corp IV N/A 66575B119 1216.00 NS USD 69.68 0.00 Long DE CORP KY N 1 N N N Novagold Resources Inc N/A 66987E206 30000.00 NS USD 119700.00 0.10 Long EC CORP CA N 1 N N N Oceantech Acquisitions I Corp. N/A 675507115 24700.00 NS USD 988.00 0.00 Long DE CORP US N 1 N N N PNM Resources, Inc. 5493003JOBJGLZSDDQ28 69349H107 10000.00 NS USD 451000.00 0.39 Long EC CORP US N 1 N N N Options Clearing Corp. 549300CII6SLYGKNHA04 N/A -600.00 NC USD -69000.00 -0.06 N/A DE CORP US N 1 Options Clearing Corp. 549300CII6SLYGKNHA04 Call Written Ppl Corp Ppl Corp 100.0000 27.000000 USD 2024-01-19 XXXX 25499.23 N N N Options Clearing Corp. 549300CII6SLYGKNHA04 N/A -1050.00 NC USD -84000.00 -0.07 N/A DE CORP US N 1 Options Clearing Corp. 549300CII6SLYGKNHA04 Call Written Ppl Corp Ppl Corp 100.0000 28.000000 USD 2024-01-19 XXXX 40423.98 N N N Options Clearing Corp. 549300CII6SLYGKNHA04 N/A 600.00 NC USD 46500.00 0.04 N/A DE CORP US N 2 Options Clearing Corp. 549300CII6SLYGKNHA04 Put Purchased Ppl Corp Ppl Corp 100.0000 25.000000 USD 2024-01-19 XXXX -48000.00 N N N Options Clearing Corp. 549300CII6SLYGKNHA04 N/A 1050.00 NC USD 115500.00 0.10 N/A DE CORP US N 2 Options Clearing Corp. 549300CII6SLYGKNHA04 Put Purchased Ppl Corp Ppl Corp 100.0000 26.000000 USD 2024-01-19 XXXX -74125.00 N N N Options Clearing Corp. 549300CII6SLYGKNHA04 N/A -300.00 NC USD -20100.00 -0.02 N/A DE CORP US N 1 Options Clearing Corp. 549300CII6SLYGKNHA04 Call Written Ppl Corp Ppl Corp 100.0000 26.000000 USD 2023-07-21 XXXX 36149.54 N N N Paramount Global 5KYC8KF17ROCY24M3H09 92556H206 19562.00 NS USD 311231.42 0.27 Long EC CORP US N 1 N N N Options Clearing Corp. 549300CII6SLYGKNHA04 N/A -195.00 NC USD -54210.00 -0.05 N/A DE CORP US N 1 Options Clearing Corp. 549300CII6SLYGKNHA04 Call Written Paramount Global Class B Paramount Global Class B 100.0000 15.000000 USD 2023-12-15 XXXX 3802.03 N N N Pershing Square Tontine Holdings, Ltd. N/A 715ESC018 33000.00 NS USD 0.00 0.00 Long EC CORP US N 1 N N N Petrocorp, Inc. N/A 71645N994 200.00 NS USD 0.00 0.00 Long EC CORP US N 1 N N N Post Holdings, Inc. JM1I5YUAURL6DC8N1468 737446104 10000.00 NS USD 866500.00 0.75 Long EC CORP US N 1 N N N Options Clearing Corp. 549300CII6SLYGKNHA04 N/A -100.00 NC USD -14750.00 -0.01 N/A DE CORP US N 2 Options Clearing Corp. 549300CII6SLYGKNHA04 Call Written Post Holdings, Inc. Post Holdings, Inc. 100.0000 95.000000 USD 2023-10-20 XXXX 69998.05 N N N Options Clearing Corp. 549300CII6SLYGKNHA04 N/A 100.00 NC USD 54500.00 0.05 N/A DE CORP US N 2 Options Clearing Corp. 549300CII6SLYGKNHA04 Put Purchased Post Holdings, Inc. Post Holdings, Inc. 100.0000 90.000000 USD 2023-10-20 XXXX -26250.00 N N N PPL Corporation 9N3UAJSNOUXFKQLF3V18 69351T106 195000.00 NS USD 5159700.00 4.49 Long EC CORP US N 1 N N N Prosus N.V. 635400Z5LQ5F9OLVT688 74365P108 30000.00 NS USD 441000.00 0.38 Long EC CORP NL N 1 N N N Puerto Rico Sales Tax 549300X44HXPLJU48U63 74514L3M7 17074.00 PA USD 15322.72 0.01 Long DBT CORP US N 2 2037-07-01 Fixed 4.00 N N N N N N Puerto Rico Sales Tax 549300X44HXPLJU48U63 74514L3H8 24036.00 PA USD 25741.11 0.02 Long DBT CORP US N 2 2029-07-01 Fixed 5.63 N N N N N N Puerto Rico Electric Power Authority 5493003BRB67HF8ST418 74526QYW6 10000.00 PA USD 3750.00 0.00 Long DBT CORP US N 2 2023-07-20 Fixed 0.00 N N N N N N Puerto Rico Electric Power Authority N/A 74526QZE5 75000.00 PA USD 28125.00 0.02 Long DBT CORP US N 2 2023-07-26 Fixed 0.00 N N N N N N Puerto Rico Electric Power Authority N/A 74526QZF2 30000.00 PA USD 11250.00 0.01 Long DBT CORP US N 2 2023-07-26 Fixed 0.00 N N N N N N Puerto Rico Electric Power Authority N/A 74526QKN1 55000.00 PA USD 20625.00 0.02 Long DBT CORP US N 2 2023-07-26 Fixed 0.00 N N N N N N Puerto Rico Electric Power Authority N/A 74526QUV2 15000.00 PA USD 5625.00 0.00 Long DBT CORP US N 2 2023-07-26 Fixed 0.00 N N N N N N Puerto Rico Electric Power Authority N/A 74526QYF3 10000.00 PA USD 3750.00 0.00 Long DBT CORP US N 2 2023-07-26 Fixed 0.00 N N N N N N Options Clearing Corp. 549300CII6SLYGKNHA04 N/A 200.00 NC USD 21600.00 0.02 N/A DE CORP US N 1 Options Clearing Corp. 549300CII6SLYGKNHA04 Put Purchased PulteGroup, Inc. PulteGroup, Inc. 100.0000 65.000000 USD 2023-10-20 XXXX -173900.00 N N N Royal Gold, Inc. 5493001NGRU6SFL04184 780287108 4000.00 NS USD 459120.00 0.40 Long EC CORP US N 1 N N N Options Clearing Corp. 549300CII6SLYGKNHA04 N/A 40.00 NC USD 3400.00 0.00 N/A DE CORP US N 1 Options Clearing Corp. 549300CII6SLYGKNHA04 Call Purchased Royal Gold, Inc. Royal Gold, Inc. 100.0000 120.000000 USD 2023-07-21 XXXX -38300.00 N N N Options Clearing Corp. 549300CII6SLYGKNHA04 N/A -80.00 NC USD -400.00 0.00 N/A DE CORP US N 1 Options Clearing Corp. 549300CII6SLYGKNHA04 Call Written Royal Gold, Inc. Royal Gold, Inc. 100.0000 130.000000 USD 2023-07-21 XXXX 46599.62 N N N S Immo AG N/A N/A 10000.00 NS USD 0.00 0.00 Long EC CORP AT N 1 N N N Options Clearing Corp. 549300CII6SLYGKNHA04 N/A 140.00 NC USD 148260.00 0.13 N/A DE CORP US N 1 Options Clearing Corp. 549300CII6SLYGKNHA04 Put Purchased SPDR S&P 500 ETF Trust SPDR S&P 500 ETF Trust 100.0000 435.000000 USD 2023-12-15 XXXX -58870.00 N N N Options Clearing Corp. 549300CII6SLYGKNHA04 N/A 320.00 NC USD 133120.00 0.12 N/A DE CORP US N 1 Options Clearing Corp. 549300CII6SLYGKNHA04 Put Purchased SPDR S&P 500 ETF Trust SPDR S&P 500 ETF Trust 100.0000 410.000000 USD 2023-10-20 XXXX -413680.80 N N N Options Clearing Corp. 549300CII6SLYGKNHA04 N/A -500.00 NC USD -66000.00 -0.06 N/A DE CORP US N 1 Options Clearing Corp. 549300CII6SLYGKNHA04 Put Written SPDR S&P 500 ETF Trust SPDR S&P 500 ETF Trust 100.0000 375.000000 USD 2023-09-29 XXXX 31249.21 N N N Options Clearing Corp. 549300CII6SLYGKNHA04 N/A 200.00 NC USD 29800.00 0.03 N/A DE CORP US N 1 Options Clearing Corp. 549300CII6SLYGKNHA04 Put Purchased SPDR S&P 500 ETF Trust SPDR S&P 500 ETF Trust 100.0000 380.000000 USD 2023-09-29 XXXX -184900.00 N N N Options Clearing Corp. 549300CII6SLYGKNHA04 N/A 500.00 NC USD 253500.00 0.22 N/A DE CORP US N 1 Options Clearing Corp. 549300CII6SLYGKNHA04 Put Purchased SPDR S&P 500 ETF Trust SPDR S&P 500 ETF Trust 100.0000 425.000000 USD 2023-09-29 XXXX -83750.00 N N N Sacre-Coeur Minerals Ltd. N/A N/A 109444.00 NS USD 0.00 0.00 Long EC CORP CH N 1 N N N Scout24 SE 5493007EIKM2ENQS7U66 N/A 1500.00 NS USD 95884.29 0.08 Long EC CORP DE N 1 N N N Seabridge Gold Inc N/A 811916105 150000.00 NS USD 1807500.00 1.57 Long EC CORP CA N 1 N N N Options Clearing Corp. 549300CII6SLYGKNHA04 N/A -500.00 NC USD -68750.00 -0.06 N/A DE CORP US N 2 Options Clearing Corp. 549300CII6SLYGKNHA04 Call Written Seabridge Gold, Inc. Seabridge Gold, Inc. 100.0000 11.000000 USD 2023-08-18 XXXX 12499.34 N N N Options Clearing Corp. 549300CII6SLYGKNHA04 N/A -1000.00 NC USD -7500.00 -0.01 N/A DE CORP US N 2 Options Clearing Corp. 549300CII6SLYGKNHA04 Call Written Seabridge Gold, Inc. Seabridge Gold, Inc. 100.0000 16.000000 USD 2023-08-18 XXXX 141998.78 N N N Seadrill 2021 Ltd. N/A N/A 2.00 NS USD 82.54 0.00 Long EC CORP BM N 1 N N N Pratus Energy Services Ltd. 549300XB7T5BX418QX67 81173JAC3 167898.00 PA USD 152787.18 0.13 Long DBT CORP BM N 2 2026-07-15 Fixed 9.00 N N N N N N Pratus Energy Services Ltd. N/A 811ESCAA0 128802.00 PA USD 0.00 0.00 Long DBT CORP BM N 2 2025-07-15 Fixed 0.00 N N N N N N Semantix, Inc. N/A G6332A114 375.00 NS USD 29.93 0.00 Long DE CORP KY N 1 N N N Sohu.com Ltd. N/A 83410S108 29000.00 NS USD 319580.00 0.28 Long EC CORP KY N 1 N N N Southwest Gas Holdings, Inc. N/A 844895102 35000.00 NS USD 2227750.00 1.94 Long EC CORP US N 1 N N N Options Clearing Corp. 549300CII6SLYGKNHA04 N/A -350.00 NC USD -238000.00 -0.21 N/A DE CORP US N 2 Options Clearing Corp. 549300CII6SLYGKNHA04 Call Written Southwest Gas Holdings, Inc. Southwest Gas Holdings, Inc. 100.0000 60.000000 USD 2024-01-19 XXXX -65626.39 N N N Strategic Environmental & Energy Resources Inc. N/A N/A 43000.00 NS USD 5263.20 0.00 Long EC CORP US N 2 N N N Suncar Technology Group, Inc. N/A G85727116 300.00 NS USD 105.03 0.00 Long DE CORP CN N 1 N N N Suncor Energy, Inc. 549300W70ZOQDVLCHY06 867224107 110000.00 NS USD 3225200.00 2.81 Long EC CORP CA N 1 N N N Options Clearing Corp. 549300CII6SLYGKNHA04 N/A -1100.00 NC USD -390500.00 -0.34 N/A DE CORP US N 2 Options Clearing Corp. 549300CII6SLYGKNHA04 Call Written Suncor Energy, Inc. Suncor Energy, Inc. 100.0000 30.000000 USD 2024-07-19 XXXX -24752.95 N N N Options Clearing Corp. 549300CII6SLYGKNHA04 N/A 1100.00 NC USD 338250.00 0.29 N/A DE CORP US N 2 Options Clearing Corp. 549300CII6SLYGKNHA04 Put Purchased Suncor Energy, Inc. Suncor Energy, Inc. 100.0000 28.000000 USD 2024-07-19 XXXX -44000.00 N N N TPG, Inc. N/A 872657101 600.00 NS USD 17556.00 0.02 Long EC CORP US N 1 N N N Tarena International, Inc. 5493003SGWGFEXTC4U52 876108200 59708.00 NS USD 145090.44 0.13 Long EC CORP KY N 1 N N N Telecom Italia SpA 549300W384M3RI3VXU42 87927Y102 50000.00 NS USD 138750.00 0.12 Long EC CORP IT N 1 N N N Treehouse Foods, Inc. 5493007M7EVHE470Q576 89469A104 15000.00 NS USD 755700.00 0.66 Long EC CORP US N 1 N N N Options Clearing Corp. 549300CII6SLYGKNHA04 N/A -150.00 NC USD -95250.00 -0.08 N/A DE CORP US N 2 Options Clearing Corp. 549300CII6SLYGKNHA04 Call Written TreeHouse Foods, Inc. TreeHouse Foods, Inc. 100.0000 45.000000 USD 2023-08-18 XXXX -37125.47 N N N United States of America 254900HROIFWPRGM1V77 91282CDB4 2000000.00 PA USD 1883828.12 1.64 Long DBT UST US N 2 2024-10-15 Fixed 0.63 N N N N N N United States of America 254900HROIFWPRGM1V77 91282CFQ9 2000000.00 PA USD 1975625.00 1.72 Long DBT UST US N 2 2024-10-31 Fixed 4.38 N N N N N N United States of America 254900HROIFWPRGM1V77 91282CCX7 2000000.00 PA USD 1884609.38 1.64 Long DBT UST US N 2 2024-09-15 Fixed 0.38 N N N N N N US Foods Holding Corp. 549300UGOZSO64CFPR97 912008109 15000.00 NS USD 660000.00 0.57 Long EC CORP US N 1 N N N Options Clearing Corp. 549300CII6SLYGKNHA04 N/A -150.00 NC USD -160500.00 -0.14 N/A DE CORP US N 1 Options Clearing Corp. 549300CII6SLYGKNHA04 Call Written US Foods Holding Corp. US Foods Holding Corp. 100.0000 35.000000 USD 2024-01-19 XXXX -31876.05 N N N United States of America 254900HROIFWPRGM1V77 91282CDH1 2000000.00 PA USD 1880703.12 1.64 Long DBT UST US N 2 2024-11-15 Fixed 0.75 N N N N N N United States of America 254900HROIFWPRGM1V77 91282CDS7 2000000.00 PA USD 1880546.88 1.64 Long DBT UST US N 2 2025-01-15 Fixed 1.13 N N N N N N United States of America 254900HROIFWPRGM1V77 912828YV6 2000000.00 PA USD 1898515.62 1.65 Long DBT UST US N 2 2024-11-30 Fixed 1.50 N N N N N N United States of America 254900HROIFWPRGM1V77 912828G38 2000000.00 PA USD 1920390.62 1.67 Long DBT UST US N 2 2024-11-15 Fixed 2.25 N N N N N N Options Clearing Corp. 549300CII6SLYGKNHA04 N/A 2000.00 NC USD 48000.00 0.04 N/A DE CORP US N 1 Options Clearing Corp. 549300CII6SLYGKNHA04 Call Purchased United States Natural Gas Fund, LP United States Natural Gas Fund, LP 100.0000 20.000000 USD 2024-01-19 XXXX -375000.00 N N N Vesta Real Estate Corporation SAB de CV N/A 92540K109 1100.00 NS USD 35442.00 0.03 Long EC CORP MX N 1 N N N WeBuild SpA 549300UKR289DF4UXQ47 N/A 25935.00 NS USD 48866.51 0.04 Long EC CORP IT N 1 N N N Winn Dixie Stores, Inc. N/A 9742809B7 50000.00 PA USD 0.00 0.00 Long DBT CORP US N 2 2024-04-01 Fixed 0.00 N N N N N N iHeartMedia, Inc. N/A 45174J509 4610.00 NS USD 16780.40 0.01 Long EC CORP US N 1 N N N Options Clearing Corp. 549300CII6SLYGKNHA04 N/A 250.00 NC USD 92500.00 0.08 N/A DE CORP US N 1 Options Clearing Corp. 549300CII6SLYGKNHA04 Put Purchased iShares Trust iShares US Home Construction ETF 100.0000 85.000000 USD 2023-10-20 XXXX -188125.00 N N N 2023-06-30 Frank Funds /s/ Brian J. Frank Brian J. Frank President and Treasurer