0001162044-23-000923.txt : 20230825
0001162044-23-000923.hdr.sgml : 20230825
20230825121719
ACCESSION NUMBER: 0001162044-23-000923
CONFORMED SUBMISSION TYPE: NPORT-P
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230630
FILED AS OF DATE: 20230825
DATE AS OF CHANGE: 20230825
PERIOD START: 20230630
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: FRANK FUNDS
CENTRAL INDEX KEY: 0001281790
IRS NUMBER: 200766084
STATE OF INCORPORATION: OH
FISCAL YEAR END: 0630
FILING VALUES:
FORM TYPE: NPORT-P
SEC ACT: 1940 Act
SEC FILE NUMBER: 811-21532
FILM NUMBER: 231204999
BUSINESS ADDRESS:
STREET 1: 781 CRANDON BOULEVARD
STREET 2: UNIT 202
CITY: KEY BISCAYNE
STATE: FL
ZIP: 33149
BUSINESS PHONE: 9738877698
MAIL ADDRESS:
STREET 1: 781 CRANDON BOULEVARD
STREET 2: UNIT 202
CITY: KEY BISCAYNE
STATE: FL
ZIP: 33149
0001281790
S000061828
Camelot Event Driven Fund
C000200195
Class A Shares
C000200196
Institutional Class Shares
NPORT-P
1
primary_doc.xml
NPORT-P
false
0001281790
XXXXXXXX
S000061828
C000200195
C000200196
FRANK FUNDS
811-21532
0001281790
549300LBDAM02QHSWS48
781 Crandon Blvd.
Unit 602
Key Biscayne
33149
973-887-7698
Camelot Event Driven Fund
S000061828
549300LPHVKPIMYLGN33
2023-06-30
2023-06-30
N
117654376.23
2680446.77
114973929.47
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
6171919.54
N
S&P 500 Index
500 Tr
51Job, Inc.
52990088ZF32Q8YHCJ53
51.com ADR
316827104
15400.00
NS
USD
71148.00
0.06
Long
EC
CORP
KY
N
2
N
N
N
A SPAC II Acquisition Corp.
N/A
A SPAC II Acquisition Corp. (Hong Kong)
G0543H125
15000.00
NS
USD
159000.00
0.14
Long
EC
CORP
VI
N
1
N
N
N
AFC Mortgage Loan Trust
N/A
AFC Home Equity Loan Trust Series 2000-02 Class 1A, 5.930%, (1 Month LIBOR USD + 0.790%) 06/25/2030
00105HEJ1
3525.97
PA
USD
3223.08
0.00
Long
DBT
CORP
US
N
2
2030-06-25
Variable
5.93
N
N
N
N
N
N
AIB Acquisition Corp.
N/A
AIB Acquisition Corp. Class A
G0R45S109
5000.00
NS
USD
54200.00
0.05
Long
EC
CORP
KY
N
1
N
N
N
AIB Acquisition Corp.
N/A
AIB Acquisition Corp. Rts 10/31/28
G0R45S117
5000.00
NS
USD
526.00
0.00
Long
DE
CORP
KY
N
1
N
N
N
Activision Blizzard, Inc.
549300TPQQDBP9GNOF40
Activision Blizzard, Inc.
00507V109
25000.00
NS
USD
2107500.00
1.83
Long
EC
CORP
US
N
1
N
N
N
Options Clearing Corp.
549300CII6SLYGKNHA04
Activision Blizzard, Inc., January 19, 2024, Call @ $80.00
N/A
-150.00
NC
USD
-150450.00
-0.13
N/A
DE
CORP
US
N
1
Options Clearing Corp.
549300CII6SLYGKNHA04
Call
Written
Activision Blizzard, Inc.
Activision Blizzard, Inc.
100.0000
80.000000
USD
2024-01-19
XXXX
-41325.88
N
N
N
Options Clearing Corp.
549300CII6SLYGKNHA04
Activision Blizzard, Inc., January 19, 2024, Put @ $77.50
N/A
150.00
NC
USD
47100.00
0.04
N/A
DE
CORP
US
N
1
Options Clearing Corp.
549300CII6SLYGKNHA04
Put
Purchased
Activision Blizzard, Inc.
Activision Blizzard, Inc.
100.0000
77.500000
USD
2024-01-19
XXXX
-49275.00
N
N
N
Options Clearing Corp.
549300CII6SLYGKNHA04
Activision Blizzard, Inc., November 17, 2023, Call @ $80.00
N/A
-100.00
NC
USD
-88500.00
-0.08
N/A
DE
CORP
US
N
1
Options Clearing Corp.
549300CII6SLYGKNHA04
Call
Written
Activision Blizzard, Inc.
Activision Blizzard, Inc.
100.0000
80.000000
USD
2023-11-17
XXXX
-24750.52
N
N
N
Options Clearing Corp.
549300CII6SLYGKNHA04
Activision Blizzard, Inc., November 17, 2023, Put @ $77.50
N/A
100.00
NC
USD
29000.00
0.03
N/A
DE
CORP
US
N
1
Options Clearing Corp.
549300CII6SLYGKNHA04
Put
Purchased
Activision Blizzard, Inc.
Activision Blizzard, Inc.
100.0000
77.500000
USD
2023-11-17
XXXX
-30750.00
N
N
N
Agnico Eagle Mines Limited
YGE0EUBRF7IJOB3QRX76
Agnico Eagle Mines Ltd. (Canada)
008474108
59500.00
NS
USD
2973810.00
2.59
Long
EC
CORP
CA
N
1
N
N
N
Options Clearing Corp.
549300CII6SLYGKNHA04
Agnico Eagle Mines Ltd., November 17, 2023, Call @ $50.00
N/A
220.00
NC
USD
96140.00
0.08
N/A
DE
CORP
US
N
1
Options Clearing Corp.
549300CII6SLYGKNHA04
Call
Purchased
Agnico Eagle Mines Ltd. (Canada)
Agnico Eagle Mines Ltd. (Canada)
100.0000
50.000000
USD
2023-11-17
XXXX
-36410.00
N
N
N
Options Clearing Corp.
549300CII6SLYGKNHA04
Agnico Eagle Mines Ltd., November 17, 2023, Call @ $55.00
N/A
-200.00
NC
USD
-48000.00
-0.04
N/A
DE
CORP
US
N
1
Options Clearing Corp.
549300CII6SLYGKNHA04
Call
Written
Agnico Eagle Mines Ltd. (Canada)
Agnico Eagle Mines Ltd. (Canada)
100.0000
55.000000
USD
2023-11-17
XXXX
25699.40
N
N
N
Options Clearing Corp.
549300CII6SLYGKNHA04
Agnico Eagle Mines Ltd., November 17, 2023, Call @ $60.00
N/A
-440.00
NC
USD
-55000.00
-0.05
N/A
DE
CORP
US
N
1
Options Clearing Corp.
549300CII6SLYGKNHA04
Call
Written
Agnico Eagle Mines Ltd. (Canada)
Agnico Eagle Mines Ltd. (Canada)
100.0000
60.000000
USD
2023-11-17
XXXX
41579.21
N
N
N
Options Clearing Corp.
549300CII6SLYGKNHA04
Agnico Eagle Mines Ltd., November 17, 2023, Put @ $50.00
N/A
200.00
NC
USD
77400.00
0.07
N/A
DE
CORP
US
N
1
Options Clearing Corp.
549300CII6SLYGKNHA04
Put
Purchased
Agnico Eagle Mines Ltd. (Canada)
Agnico Eagle Mines Ltd. (Canada)
100.0000
50.000000
USD
2023-11-17
XXXX
-13080.00
N
N
N
Options Clearing Corp.
549300CII6SLYGKNHA04
Agnico Eagle Mines Ltd., January 19, 2024, Call @ $50.00
N/A
-175.00
NC
USD
-89250.00
-0.08
N/A
DE
CORP
US
N
1
Options Clearing Corp.
549300CII6SLYGKNHA04
Call
Written
Agnico Eagle Mines Ltd. (Canada)
Agnico Eagle Mines Ltd. (Canada)
100.0000
50.000000
USD
2024-01-19
XXXX
-8489.37
N
N
N
Options Clearing Corp.
549300CII6SLYGKNHA04
Agnico Eagle Mines Ltd., January 19, 2024, Put @ $45.00
N/A
180.00
NC
USD
46800.00
0.04
N/A
DE
CORP
US
N
1
Options Clearing Corp.
549300CII6SLYGKNHA04
Put
Purchased
Agnico Eagle Mines Ltd. (Canada)
Agnico Eagle Mines Ltd. (Canada)
100.0000
45.000000
USD
2024-01-19
XXXX
-57330.00
N
N
N
Apogee 21 Holdings, Inc.
N/A
Apogee 21 Holdings, Inc.
03769Q107
50000.00
NS
USD
0.00
0.00
Long
EC
CORP
US
N
1
N
N
N
Ares Acquisition Corp II
N/A
Ares Acquisition Corp II
G33033112
3100.00
NS
USD
31775.00
0.03
Long
EC
CORP
KY
N
1
N
N
N
Argo Group International Holdings, Ltd.
549300M4T8Y5TTWI6O03
Argo Group International Holdings, Ltd.
G0464B107
-6000.00
NS
USD
-177660.00
-0.15
Short
EC
CORP
BM
N
1
N
N
N
Astaldi Societa Per Azioni
81560001F41A81948348
Astaldi SpA SPF (Italy)
GSITC0445
1022580.00
NS
USD
50617.71
0.04
Long
EC
CORP
IT
N
2
N
N
N
Aurora Technology Acquisition Corp.
N/A
Aurora Technology Acquisition Corp. Class A Rights 6/27/2028
G06984135
30000.00
NS
USD
3600.00
0.00
Long
DE
CORP
KY
N
1
N
N
N
Aurora Technology Acquisition Corp.
N/A
Aurora Technology Acquisition Corp. Class A Warrants 02/27/2028
G06984127
30000.00
NS
USD
423.00
0.00
Long
DE
CORP
KY
N
1
N
N
N
Options Clearing Corp.
549300CII6SLYGKNHA04
Autoliv, Inc., September 15, 2023, Put @ $120.00
N/A
60.00
NC
USD
209700.00
0.18
N/A
DE
CORP
US
N
2
Options Clearing Corp.
549300CII6SLYGKNHA04
Put
Purchased
Autoliv, Inc.
Autoliv, Inc.
100.0000
120.000000
USD
2023-09-15
XXXX
39150.00
N
N
N
B2Gold Corp.
549300F7OK456M5NLM05
B2Gold Corp.
11777Q209
100000.00
NS
USD
357000.00
0.31
Long
EC
CORP
CA
N
1
N
N
N
BYTE Acquisition Corp.
N/A
BYTE Acquisition Corp. Class A Warrant 12/31/2028
G1R25Q113
6500.00
NS
USD
1093.30
0.00
Long
DE
CORP
KY
N
1
N
N
N
Bab, Inc.
N/A
Bab, Inc.
055183107
479411.00
NS
USD
330793.59
0.29
Long
EC
CORP
US
N
1
N
N
N
Options Clearing Corp.
549300CII6SLYGKNHA04
Barrick Gold Corp., January 19, 2024, Call @ $15.00
N/A
700.00
NC
USD
193900.00
0.17
N/A
DE
CORP
US
N
1
Options Clearing Corp.
549300CII6SLYGKNHA04
Call
Purchased
Barrick Gold Corporation
Barrick Gold Corporation
100.0000
15.000000
USD
2024-01-19
XXXX
17850.00
N
N
N
Barrick Gold Corp.
0O4KBQCJZX82UKGCBV73
Barrick Gold Corp. (Canada)
067901108
15000.00
NS
USD
253950.00
0.22
Long
EC
CORP
CA
N
1
N
N
N
Baxter International Inc.
J5OIVXX3P24RJRW5CK77
Baxter International, Inc.
071813109
73000.00
NS
USD
3325880.00
2.89
Long
EC
CORP
US
N
1
N
N
N
Options Clearing Corp.
549300CII6SLYGKNHA04
Baxter International, Inc., August 18, 2023, Call @ $45.00
N/A
-250.00
NC
USD
-62750.00
-0.05
N/A
DE
CORP
US
N
1
Options Clearing Corp.
549300CII6SLYGKNHA04
Call
Written
Baxter International, Inc.
Baxter International, Inc.
100.0000
45.000000
USD
2023-08-18
XXXX
36622.71
N
N
N
Options Clearing Corp.
549300CII6SLYGKNHA04
Baxter International, Inc., August 18, 2023, Call @ $47.50
N/A
-230.00
NC
USD
-28980.00
-0.03
N/A
DE
CORP
US
N
1
Options Clearing Corp.
549300CII6SLYGKNHA04
Call
Written
Baxter International, Inc.
Baxter International, Inc.
100.0000
47.500000
USD
2023-08-18
XXXX
44044.41
N
N
N
Options Clearing Corp.
549300CII6SLYGKNHA04
Baxter International, Inc., January 19, 2024, Call @ $45.00
N/A
-250.00
NC
USD
-111000.00
-0.10
N/A
DE
CORP
US
N
1
Options Clearing Corp.
549300CII6SLYGKNHA04
Call
Written
Baxter International, Inc.
Baxter International, Inc.
100.0000
45.000000
USD
2024-01-19
XXXX
-41626.61
N
N
N
Options Clearing Corp.
549300CII6SLYGKNHA04
Baxter International, Inc., January 19, 2024, Put @ $40.00
N/A
250.00
NC
USD
37500.00
0.03
N/A
DE
CORP
US
N
2
Options Clearing Corp.
549300CII6SLYGKNHA04
Put
Purchased
Baxter International, Inc.
Baxter International, Inc.
100.0000
40.000000
USD
2024-01-19
XXXX
-71875.00
N
N
N
Blue World Acquisition Corp.
N/A
Blue World Acquisition Corp. Class A Rights 8/29/2029
G1263E110
10000.00
NS
USD
2210.00
0.00
Long
DE
CORP
KY
N
1
N
N
N
Blue World Acquisition Corp.
N/A
Blue World Acquisition Corp. Class A Warrants 1/10/2029
G1263E136
5000.00
NS
USD
501.50
0.00
Long
DE
CORP
KY
N
1
N
N
N
Brookfield Asset Management, Inc.
C6J3FGIWG6MBDGTE8F80
Brookfield Asset Management, Inc. Class A (Canada)
113004105
251.00
NS
USD
8190.13
0.01
Long
EC
CORP
CA
N
1
N
N
N
Brookfield Asset Management, Inc.
N/A
Brookfield Corp. (Canada)
11271J107
1004.00
NS
USD
33784.60
0.03
Long
EC
CORP
CA
N
1
N
N
N
Brookfield Property Preferred LP
N/A
Brookfield Property Partners LP, 6.25%, 7/26/2081 (Bermuda)
G1624R107
722.00
NS
USD
11263.20
0.01
Long
EP
CORP
BM
N
1
N
N
N
CA Immobilien Anlagen AG
5299003ICAPV07J0R180
CA Immobilien Anlagen AG (Austria)
N/A
16500.00
NS
USD
477948.59
0.42
Long
EC
CORP
AT
N
1
N
N
N
Chevron Corp.
N/A
Chevron Corp.
166764100
4000.00
NS
USD
629400.00
0.55
Long
EC
CORP
US
N
1
N
N
N
Options Clearing Corp.
549300CII6SLYGKNHA04
Chevron Corp., September 15, 2023, Call @ $175.00
N/A
-40.00
NC
USD
-3240.00
0.00
N/A
DE
CORP
US
N
1
Options Clearing Corp.
549300CII6SLYGKNHA04
Call
Written
Chevron Corp.
Chevron Corp.
100.0000
175.000000
USD
2023-09-15
XXXX
38312.86
N
N
N
Circor International, Inc.
5493007701O01N3FQM69
Circor Intl Inc
17273K109
-7821.00
NS
USD
-441495.45
-0.38
Short
EC
CORP
US
N
1
N
N
N
Citigroup Mortgage Loan Trust, Inc.
N/A
Citigroup Mortgage Loan Trust, Inc. Series 2005-OPT1 Class M3, 3.789%, (1 Month LIBOR USD + 0.710%), 02/25/2035
17307GNT1
85626.93
PA
USD
79608.97
0.07
Long
DBT
CORP
US
N
2
2035-02-25
Variable
3.79
N
N
N
N
N
N
Clear Channel Outdoor Holdings, Inc.
54930076J6KDZL504O62
Clear Channel Outdoor Holdings, Inc.
18453H106
11249.00
NS
USD
15411.13
0.01
Long
EC
CORP
US
N
1
N
N
N
Clear Channel Outdoor Holdings, Inc.
N/A
Clear Channel Outdoor Holdings, Inc. Rights
N/A
11249.00
NS
USD
0.00
0.00
Long
DE
CORP
US
N
1
N
N
N
Colgate-Palmolive Company
YMEGZFW4SBUSS5BQXF88
Colgate-Palmolive Company
194162103
79000.00
NS
USD
6086160.00
5.29
Long
EC
CORP
US
N
1
N
N
N
Options Clearing Corp.
549300CII6SLYGKNHA04
Colgate-Palmolive Co., August 18, 2023, Call @ $72.50
N/A
-70.00
NC
USD
-35420.00
-0.03
N/A
DE
CORP
US
N
1
Options Clearing Corp.
549300CII6SLYGKNHA04
Call
Written
Colgate Palmolive Co
Colgate Palmolive Co
100.0000
72.500000
USD
2023-08-18
XXXX
-4795.71
N
N
N
Options Clearing Corp.
549300CII6SLYGKNHA04
Colgate-Palmolive Co., August 18, 2023, Call @ $75.00
N/A
-120.00
NC
USD
-36000.00
-0.03
N/A
DE
CORP
US
N
1
Options Clearing Corp.
549300CII6SLYGKNHA04
Call
Written
Colgate Palmolive Co
Colgate Palmolive Co
100.0000
75.000000
USD
2023-08-18
XXXX
13498.85
N
N
N
Options Clearing Corp.
549300CII6SLYGKNHA04
Colgate-Palmolive Co., January 19, 2024, Call @ $77.50
N/A
-200.00
NC
USD
-79000.00
-0.07
N/A
DE
CORP
US
N
2
Options Clearing Corp.
549300CII6SLYGKNHA04
Call
Written
Colgate Palmolive Co
Colgate Palmolive Co
100.0000
77.500000
USD
2024-01-19
XXXX
-3500.61
N
N
N
Options Clearing Corp.
549300CII6SLYGKNHA04
Colgate-Palmolive Co., January 19, 2024, Call @ $80.00
N/A
-100.00
NC
USD
-27000.00
-0.02
N/A
DE
CORP
US
N
2
Options Clearing Corp.
549300CII6SLYGKNHA04
Call
Written
Colgate Palmolive Co
Colgate Palmolive Co
100.0000
80.000000
USD
2024-01-19
XXXX
5249.25
N
N
N
Options Clearing Corp.
549300CII6SLYGKNHA04
Colgate-Palmolive Co., January 19, 2024, Put @ $72.50
N/A
100.00
NC
USD
16250.00
0.01
N/A
DE
CORP
US
N
2
Options Clearing Corp.
549300CII6SLYGKNHA04
Put
Purchased
Colgate Palmolive Co
Colgate Palmolive Co
100.0000
72.500000
USD
2024-01-19
XXXX
-25500.00
N
N
N
Options Clearing Corp.
549300CII6SLYGKNHA04
Colgate-Palmolive Co., January 19, 2024, Put @ $75.00
N/A
200.00
NC
USD
46000.00
0.04
N/A
DE
CORP
US
N
1
Options Clearing Corp.
549300CII6SLYGKNHA04
Put
Purchased
Colgate Palmolive Co
Colgate Palmolive Co
100.0000
75.000000
USD
2024-01-19
XXXX
-34500.00
N
N
N
Options Clearing Corp.
549300CII6SLYGKNHA04
Colgate-Palmolive Co., November 17, 2023, Call @ $80.00
N/A
-300.00
NC
USD
-55500.00
-0.05
N/A
DE
CORP
US
N
1
Options Clearing Corp.
549300CII6SLYGKNHA04
Call
Written
Colgate Palmolive Co
Colgate Palmolive Co
100.0000
80.000000
USD
2023-11-17
XXXX
6749.49
N
N
N
Options Clearing Corp.
549300CII6SLYGKNHA04
Colgate-Palmolive Co., November 17, 2023, Put @ $77.50
N/A
300.00
NC
USD
86250.00
0.08
N/A
DE
CORP
US
N
2
Options Clearing Corp.
549300CII6SLYGKNHA04
Put
Purchased
Colgate Palmolive Co
Colgate Palmolive Co
100.0000
77.500000
USD
2023-11-17
XXXX
-7500.00
N
N
N
Computer Horizons Corp.
N/A
Computer Horizons Corp.
205908304
65000.00
NS
USD
0.00
0.00
Long
EC
CORP
US
N
1
N
N
N
Conwert Immobilien Invest SE
529900VN62L73X20JX85
Conwert Immobilien Invest SE (Austria)
N/A
45000.00
NS
USD
0.00
0.00
Long
EC
CORP
AT
N
1
N
N
N
CWALT, Inc., Alternative Loan Series 07-0A7 Class A3
N/A
Countrywide Alternative Loan Series 07-0A7 Class A3, 0.5017%, (1 Month LIBOR USD + 0.300%) 05/25/2047
126680AF4
0.01
PA
USD
0.00
0.00
Long
DBT
CORP
US
N
2
2047-05-25
Variable
0.00
N
N
N
N
N
N
CWALT, Inc., Alternative Loan Series 07-0A7 Class A3
549300H6I2066O1LC673
Countrywide Asset-Backed Certificates Series 2007-11 Class 2M2, 3.71%, (1 Month LIBOR USD + 0.320%) 06/25/2047
23247LAH1
313384.31
PA
USD
11450.56
0.01
Long
DBT
CORP
US
N
2
2047-06-25
Variable
3.71
N
N
N
N
N
N
Crown Castle International Corp.
54930012H97VSM0I2R19
Crown Castle International Corp.
22822V101
20500.00
NS
USD
2335770.00
2.03
Long
EC
CORP
US
N
1
N
N
N
Options Clearing Corp.
549300CII6SLYGKNHA04
Crown Castle International Corp., January 19, 2024, Call @ $145.00
N/A
-205.00
NC
USD
-16605.00
-0.01
N/A
DE
CORP
US
N
1
Options Clearing Corp.
549300CII6SLYGKNHA04
Call
Written
Crown Castle Inc
Crown Castle Inc
100.0000
145.000000
USD
2024-01-19
XXXX
189927.75
N
N
N
Options Clearing Corp.
549300CII6SLYGKNHA04
Crown Castle International Corp., January 19, 2024, Put @ $135.00
N/A
205.00
NC
USD
462275.00
0.40
N/A
DE
CORP
US
N
2
Options Clearing Corp.
549300CII6SLYGKNHA04
Put
Purchased
Crown Castle Inc
Crown Castle Inc
100.0000
135.000000
USD
2024-01-19
XXXX
219862.50
N
N
N
DHC Acquisition Corp.
N/A
DHC Acquisition Corp. Class A Warrant 12/31/2027
G2758T117
2066.00
NS
USD
97.52
0.00
Long
DE
CORP
KY
N
1
N
N
N
Options Clearing Corp.
549300CII6SLYGKNHA04
DR Horton, Inc., November 17, 2023, Put @ $130.00
N/A
50.00
NC
USD
64500.00
0.06
N/A
DE
CORP
US
N
1
Options Clearing Corp.
549300CII6SLYGKNHA04
Put
Purchased
DR Horton, Inc.
DR Horton, Inc.
100.0000
130.000000
USD
2023-11-17
XXXX
-102676.00
N
N
N
Digicel Group Holdings Ltd.
N/A
Digicel Group 0.5 Ltd. 8.000%, 04/01/2025
25381YAB7
56915.00
PA
USD
25026.09
0.02
Long
DBT
CORP
BM
N
2
2025-04-01
Fixed
8.00
N
N
N
N
N
N
Digicel Group Holdings Ltd.
N/A
Digicel Group 0.5 Ltd. Private Placement Series 144A Conv. (Bermuda) 7.00% Perpetual
25381YAC5
92684.00
PA
USD
7878.14
0.01
Long
DBT
CORP
BM
N
2
2050-12-31
Fixed
7.00
N
N
N
N
N
N
Disruptive Acquisition Corp. I
N/A
Disruptive Acquisition Corp. I Class A
G2770Y102
4800.00
NS
USD
49200.00
0.04
Long
EC
CORP
KY
N
1
N
N
N
Disruptive Acquisition Corp. I
N/A
Disruptive Acquisition Corp. I Warrant
G2770Y128
1600.00
NS
USD
146.88
0.00
Long
DE
CORP
KY
N
1
N
N
N
Dominion Energy, Inc.
ILUL7B6Z54MRYCF6H308
Dominion Energy, Inc.
25746U109
55000.00
NS
USD
2848450.00
2.48
Long
EC
CORP
US
N
1
N
N
N
Options Clearing Corp.
549300CII6SLYGKNHA04
Dominion Energy, Inc., January 19, 2024, Call @ $55.00
N/A
-550.00
NC
USD
-110000.00
-0.10
N/A
DE
CORP
US
N
1
Options Clearing Corp.
549300CII6SLYGKNHA04
Call
Written
Dominion Energy Inc
Dominion Energy Inc
100.0000
55.000000
USD
2024-01-19
XXXX
70123.54
N
N
N
Options Clearing Corp.
549300CII6SLYGKNHA04
Dominion Energy, Inc., January 19, 2024, Put @ $60.00
N/A
200.00
NC
USD
178000.00
0.15
N/A
DE
CORP
US
N
2
Options Clearing Corp.
549300CII6SLYGKNHA04
Put
Purchased
Dominion Energy Inc
Dominion Energy Inc
100.0000
60.000000
USD
2024-01-19
XXXX
55500.00
N
N
N
Options Clearing Corp.
549300CII6SLYGKNHA04
Dominion Energy, Inc., October 20, 2023, Put @ $55.00
N/A
150.00
NC
USD
66000.00
0.06
N/A
DE
CORP
US
N
2
Options Clearing Corp.
549300CII6SLYGKNHA04
Put
Purchased
Dominion Energy Inc
Dominion Energy Inc
100.0000
55.000000
USD
2023-10-20
XXXX
-2925.00
N
N
N
Duke Energy Corp.
I1BZKREC126H0VB1BL91
Duke Energy Corp.
26441C204
27000.00
NS
USD
2422980.00
2.11
Long
EC
CORP
US
N
1
N
N
N
Options Clearing Corp.
549300CII6SLYGKNHA04
Duke Energy Corp., January 19, 2024, Call @ $90.00
N/A
-150.00
NC
USD
-75000.00
-0.07
N/A
DE
CORP
US
N
1
Options Clearing Corp.
549300CII6SLYGKNHA04
Call
Written
Duke Energy Corp.
Duke Energy Corp.
100.0000
90.000000
USD
2024-01-19
XXXX
23624.20
N
N
N
Options Clearing Corp.
549300CII6SLYGKNHA04
Duke Energy Corp., January 19, 2024, Put @ $90.00
N/A
120.00
NC
USD
57480.00
0.05
N/A
DE
CORP
US
N
1
Options Clearing Corp.
549300CII6SLYGKNHA04
Put
Purchased
Duke Energy Corp.
Duke Energy Corp.
100.0000
90.000000
USD
2024-01-19
XXXX
-14220.00
N
N
N
Options Clearing Corp.
549300CII6SLYGKNHA04
Duke Energy corp., January 19, 2024, Call @ $95.00
N/A
-120.00
NC
USD
-31920.00
-0.03
N/A
DE
CORP
US
N
1
Options Clearing Corp.
549300CII6SLYGKNHA04
Call
Written
Duke Energy Corp.
Duke Energy Corp.
100.0000
95.000000
USD
2024-01-19
XXXX
16379.61
N
N
N
Elanco Animal Health, Inc.
549300SHPNDCE059M934
Elanco Animal Health, Inc.
28414H103
25000.00
NS
USD
251500.00
0.22
Long
EC
CORP
US
N
1
N
N
N
Options Clearing Corp.
549300CII6SLYGKNHA04
Elanco Animal Health, Inc. January 19, 2024, Call @ $10.00
N/A
930.00
NC
USD
146010.00
0.13
N/A
DE
CORP
US
N
1
Options Clearing Corp.
549300CII6SLYGKNHA04
Call
Purchased
Elanco Animal Health, Inc.
Elanco Animal Health, Inc.
100.0000
10.000000
USD
2024-01-19
XXXX
-288765.00
N
N
N
Emisphere Technologies, Inc.
N/A
Emisphere Technologies, Inc.
291345106
30000.00
NS
USD
234300.00
0.20
Long
EC
CORP
US
N
2
N
N
N
Estee Lauder Companies, Inc.
549300VFZ8XJ9NUPU221
Estee Lauder Companies, Inc.
518439104
5000.00
NS
USD
981900.00
0.85
Long
EC
CORP
US
N
1
N
N
N
Options Clearing Corp.
549300CII6SLYGKNHA04
Estee Lauder Companies, Inc., January 19, 2024, Call @ $205.00
N/A
-50.00
NC
USD
-77250.00
-0.07
N/A
DE
CORP
US
N
2
Options Clearing Corp.
549300CII6SLYGKNHA04
Call
Written
Estee Lauder Companies, Inc.
Estee Lauder Companies, Inc.
100.0000
205.000000
USD
2024-01-19
XXXX
39624.06
N
N
N
Options Clearing Corp.
549300CII6SLYGKNHA04
Estee Lauder Companies, Inc., January 19, 2024, Put @ $200.00
N/A
50.00
NC
USD
85250.00
0.07
N/A
DE
CORP
US
N
2
Options Clearing Corp.
549300CII6SLYGKNHA04
Put
Purchased
Estee Lauder Companies, Inc.
Estee Lauder Companies, Inc.
100.0000
200.000000
USD
2024-01-19
XXXX
-1625.00
N
N
N
Exide Technologies
549300KITCGPNNNXQP63
Exide Technologies
302051404
5926.00
NS
USD
0.00
0.00
Long
EC
CORP
US
N
1
N
N
N
Exide Technologies
549300KITCGPNNNXQP63
Exide Technologies
302051305
1777.00
NS
USD
0.00
0.00
Long
EC
CORP
US
N
1
N
N
N
Exide Technologies
549300KITCGPNNNXQP63
Exide Technologies, 11.000%, 4/30/2022
302051AY3
546810.00
PA
USD
0.00
0.00
Long
DBT
CORP
US
N
2
2023-07-26
Fixed
0.00
N
N
N
N
N
N
Options Clearing Corp.
549300CII6SLYGKNHA04
FedEx Corp., October 20, 2023, Put @ $250.00
N/A
50.00
NC
USD
63750.00
0.06
N/A
DE
CORP
US
N
1
Options Clearing Corp.
549300CII6SLYGKNHA04
Put
Purchased
FedEx Corp.
FedEx Corp.
100.0000
250.000000
USD
2023-10-20
XXXX
-126375.00
N
N
N
Federal Home Loan Mortgage Corp
S6XOOCT0IEG5ABCC6L87
Federal Home Loan Mortgage Corp. Series B, 0.000%, (3 Month LIBOR USD + 0.1377%) Perpetual
313400608
19000.00
NS
USD
53979.00
0.05
Long
EP
CORP
US
N
1
N
N
N
Federal Home Loan Mortgage Corp
S6XOOCT0IEG5ABCC6L87
Federal Home Loan Mortgage Corp. Series F, 0.000%, Perpetual
313400863
4500.00
NS
USD
14355.00
0.01
Long
EP
CORP
US
N
1
N
N
N
Federal Home Loan Mortgage Corp
S6XOOCT0IEG5ABCC6L87
Federal Home Loan Mortgage Corp. Series M, 0.000%, Perpetual
313400780
10600.00
NS
USD
31906.00
0.03
Long
EP
CORP
US
N
1
N
N
N
Federal Home Loan Mortgage Corp
S6XOOCT0IEG5ABCC6L87
Federal Home Loan Mortgage Corp. Series Q, 0.000%, Perpetual
313400756
42879.00
NS
USD
124563.50
0.11
Long
EP
CORP
US
N
1
N
N
N
Federal Home Loan Mortgage Corp
S6XOOCT0IEG5ABCC6L87
Federal Home Loan Mortgage Corp. Series S, 0.000%, (3 Month LIBOR USD + 0.500%) Perpetual
313400715
25000.00
NS
USD
76000.00
0.07
Long
EP
CORP
US
N
1
N
N
N
Federal Home Loan Mortgage Corp
S6XOOCT0IEG5ABCC6L87
Federal Home Loan Mortgage Corp., 5.100%, Perpetual
313400855
55000.00
NS
USD
171600.00
0.15
Long
EP
CORP
US
N
1
N
N
N
Federal National Mortgage Association
B1V7KEBTPIMZEU4LTD58
Federal National Mortgage Association Fannie Mae
313586109
100000.00
NS
USD
44000.00
0.04
Long
EC
CORP
US
N
1
N
N
N
Federal National Mortgage Association
B1V7KEBTPIMZEU4LTD58
Federal National Mortgage Corp. Series H, 5.810%, Perpetual
313586885
5500.00
NS
USD
18260.00
0.02
Long
EP
CORP
US
N
1
N
N
N
Federal National Mortgage Association
B1V7KEBTPIMZEU4LTD58
Federal National Mortgage Corp. Series I, 5.375%, Perpetual
313586877
700.00
NS
USD
2422.00
0.00
Long
EP
CORP
US
N
1
N
N
N
Federal National Mortgage Association
B1V7KEBTPIMZEU4LTD58
Federal National Mortgage Corp. Series M, 4.750%, Perpetual
313586836
4440.00
NS
USD
14074.80
0.01
Long
EP
CORP
US
N
1
N
N
N
Federal National Mortgage Association
B1V7KEBTPIMZEU4LTD58
Federal National Mortgage Corp. Series N, 5.500%, Perpetual
313586828
360.00
NS
USD
1238.40
0.00
Long
EP
CORP
US
N
1
N
N
N
Federal National Mortgage Association
B1V7KEBTPIMZEU4LTD58
Federal National Mortgage Corp. Series T 8.25%, Perpetual
313586737
20000.00
NS
USD
46000.00
0.04
Long
EP
CORP
US
N
1
N
N
N
Fiserv, Inc.
GI7UBEJLXYLGR2C7GV83
Fiserv, Inc.
337738108
23000.00
NS
USD
2901450.00
2.52
Long
EC
CORP
US
N
1
N
N
N
Options Clearing Corp.
549300CII6SLYGKNHA04
Fiserv, Inc., January 19, 2024, Call @ $100.00
N/A
-100.00
NC
USD
-303000.00
-0.26
N/A
DE
CORP
US
N
1
Options Clearing Corp.
549300CII6SLYGKNHA04
Call
Written
Fiserv, Inc.
Fiserv, Inc.
100.0000
100.000000
USD
2024-01-19
XXXX
-46252.06
N
N
N
Options Clearing Corp.
549300CII6SLYGKNHA04
Fiserv, Inc., January 19, 2024, Call @ $105.00
N/A
-130.00
NC
USD
-335400.00
-0.29
N/A
DE
CORP
US
N
2
Options Clearing Corp.
549300CII6SLYGKNHA04
Call
Written
Fiserv, Inc.
Fiserv, Inc.
100.0000
105.000000
USD
2024-01-19
XXXX
-192728.28
N
N
N
Options Clearing Corp.
549300CII6SLYGKNHA04
Fiserv, Inc., January 19, 2024, Put @ $95.00
N/A
230.00
NC
USD
18975.00
0.02
N/A
DE
CORP
US
N
2
Options Clearing Corp.
549300CII6SLYGKNHA04
Put
Purchased
Fiserv, Inc.
Fiserv, Inc.
100.0000
95.000000
USD
2024-01-19
XXXX
-154950.00
N
N
N
Flyht Aerospace Solutions, Inc.
N/A
Flyht Aerospace Solutions, Inc.(Canada)
N/A
101663.00
NS
USD
0.00
0.00
Long
EC
CORP
US
N
1
N
N
N
Franchise Group, Inc.
549300MWCHSL8BSOMV77
Franchise Group, Inc.
35180X105
-7425.00
NS
USD
-212652.00
-0.18
Short
EC
CORP
US
N
1
N
N
N
Government National Mortgage Association
549300M8ZYFG0OCMTT87
GNR Government National Mortgage Series 2019-108 Class NI, 4.000%, 08/20/2049
38381XZK5
77689.67
PA
USD
2301.10
0.00
Long
DBT
USGA
US
N
2
2049-08-20
Fixed
4.00
N
N
N
N
N
N
Goldman Sachs Trust
N/A
Goldman Sachs Financial Square Government Fund
38141W273
12219766.76
NS
USD
12219766.76
10.63
Long
STIV
RF
US
N
1
N
N
N
GS Mortgage Securities Corp.
CU46ESEFJB81SUVBJO28
GSR Mortgage Loan Trust Series 2005-5F Class B2, 5.73101%, 06/25/2035
36242D7Y3
79357.42
PA
USD
0.79
0.00
Long
DBT
CORP
US
N
2
2035-06-25
Fixed
0.74
N
N
N
N
N
N
Gates Industrial Corp. PLC
549300S6K4FWUSB9KM27
Gates Industrial Corp. PLC
G39108108
3200.00
NS
USD
43136.00
0.04
Long
EC
CORP
GB
N
1
N
N
N
Gen Digital, Inc.
YF6ZV0M6AU4FY94MK914
Gen Digital, Inc.
668771108
30000.00
NS
USD
556500.00
0.48
Long
EC
CORP
US
N
1
N
N
N
Options Clearing Corp.
549300CII6SLYGKNHA04
Gen Digital, Inc., September, 15, 2023, Call @ $19.00
N/A
-300.00
NC
USD
-21000.00
-0.02
N/A
DE
CORP
US
N
2
Options Clearing Corp.
549300CII6SLYGKNHA04
Call
Written
Gen Digital, Inc.
Gen Digital, Inc.
100.0000
19.000000
USD
2023-09-15
XXXX
-150.18
N
N
N
Globus Medical, Inc.
5299003M2P4CIK0RF205
Globus Medical, Inc.
379577208
18000.00
NS
USD
1071720.00
0.93
Long
EC
CORP
US
N
1
N
N
N
Options Clearing Corp.
549300CII6SLYGKNHA04
Globus Medical, Inc., December 15, 2023, Call @ $57.50
N/A
-180.00
NC
USD
-108000.00
-0.09
N/A
DE
CORP
US
N
2
Options Clearing Corp.
549300CII6SLYGKNHA04
Call
Written
Globus Medical, Inc.
Globus Medical, Inc.
100.0000
57.500000
USD
2023-12-15
XXXX
-31050.62
N
N
N
Guoco Group Ltd.
3OIHUMDMI0Z4XVPQ8V78
Guoco Group Ltd. (Bermuda)
N/A
10000.00
NS
USD
75092.60
0.07
Long
EC
CORP
BM
N
1
N
N
N
Tim Hellas Telecommunications SA
N/A
Hellas Telecommunication Luxembourg II SCA (United Kingdom), 6.054%, (3 Month LIBOR USD + 5.750% ) 01/15/2015
88706QAA2
5000000.00
PA
USD
6250.00
0.01
Long
DBT
CORP
LU
N
2
2039-01-15
Variable
0.00
N
N
N
N
N
N
Hollsys Automation Technologies Ltd.
2549008FKCB1PSUOZ583
Hollysys Automation Technologies Ltd. (China)
G45667105
20000.00
NS
USD
351800.00
0.31
Long
EC
CORP
VI
N
1
N
N
N
Iac/Interactivecorp.
549300TO56L57RP6P031
IAC/InterActiveCorp. Class A
44891N208
7000.00
NS
USD
439600.00
0.38
Long
EC
CORP
US
N
1
N
N
N
Options Clearing Corp.
549300CII6SLYGKNHA04
IAC/Interactivecorp, October 20, 2023, Call @ $50.00
N/A
-70.00
NC
USD
-101500.00
-0.09
N/A
DE
CORP
US
N
2
Options Clearing Corp.
549300CII6SLYGKNHA04
Call
Written
IAC/InterActiveCorp. Class A
IAC/InterActiveCorp. Class A
100.0000
50.000000
USD
2023-10-20
XXXX
-33076.58
N
N
N
Illumina, Inc.
SQ95QG8SR5Q56LSNF682
Illumina, Inc.
452327109
25000.00
NS
USD
4687250.00
4.08
Long
EC
CORP
US
N
1
N
N
N
Options Clearing Corp.
549300CII6SLYGKNHA04
Illumina, Inc., January 19, 2024, Call @ $195.00
N/A
-100.00
NC
USD
-240000.00
-0.21
N/A
DE
CORP
US
N
1
Options Clearing Corp.
549300CII6SLYGKNHA04
Call
Written
Illumina, Inc.
Illumina, Inc.
100.0000
195.000000
USD
2024-01-19
XXXX
-21751.75
N
N
N
Options Clearing Corp.
549300CII6SLYGKNHA04
Illumina, Inc., January 19, 2024, Call @ $200.00
N/A
-100.00
NC
USD
-214400.00
-0.19
N/A
DE
CORP
US
N
1
Options Clearing Corp.
549300CII6SLYGKNHA04
Call
Written
Illumina, Inc.
Illumina, Inc.
100.0000
200.000000
USD
2024-01-19
XXXX
41847.94
N
N
N
Options Clearing Corp.
549300CII6SLYGKNHA04
Illumina, Inc., January 19, 2024, Put @ $185.00
N/A
100.00
NC
USD
196000.00
0.17
N/A
DE
CORP
US
N
1
Options Clearing Corp.
549300CII6SLYGKNHA04
Put
Purchased
Illumina, Inc.
Illumina, Inc.
100.0000
185.000000
USD
2024-01-19
XXXX
-15750.00
N
N
N
Options Clearing Corp.
549300CII6SLYGKNHA04
Illumina, Inc., January 19, 2024, Put @ $190.00
N/A
100.00
NC
USD
224500.00
0.20
N/A
DE
CORP
US
N
2
Options Clearing Corp.
549300CII6SLYGKNHA04
Put
Purchased
Illumina, Inc.
Illumina, Inc.
100.0000
190.000000
USD
2024-01-19
XXXX
36750.00
N
N
N
Options Clearing Corp.
549300CII6SLYGKNHA04
Illumina, Inc., September 15, 2023, Call @ $195.00
N/A
-50.00
NC
USD
-55500.00
-0.05
N/A
DE
CORP
US
N
2
Options Clearing Corp.
549300CII6SLYGKNHA04
Call
Written
Illumina, Inc.
Illumina, Inc.
100.0000
195.000000
USD
2023-09-15
XXXX
31974.29
N
N
N
Infinity Capital Group
N/A
Infinity Capital Group, 7.000%, 12/31/2049
N/A
25000.00
PA
USD
0.00
0.00
Long
DBT
CORP
US
N
2
2049-12-31
Fixed
0.00
N
N
N
N
N
N
Intelsat SA
N/A
Intelsat CVR Class A (Luxembourg)
L5137X109
489.00
NS
USD
0.00
0.00
Long
DE
CORP
LU
N
1
N
N
N
Intelsat SA
N/A
Intelsat CVR Class B (Luxembourg)
L5137X117
489.00
NS
USD
0.00
0.00
Long
DE
CORP
LU
N
1
N
N
N
Intelsat SA
N/A
Intelsat Emergence SA (Luxembourg)
L5217E120
4675.00
NS
USD
168627.25
0.15
Long
EC
CORP
LU
N
2
N
N
N
Intelsat SA
N/A
Intelsat Warrant
L5217E112
6.00
NS
USD
0.00
0.00
Long
DE
CORP
LU
N
1
N
N
N
International Flavors & Fragrances Inc.
BZLRL03D3GPGMOGFO832
International Flavors & Fragrances, Inc.
459506101
37000.00
NS
USD
2944830.00
2.56
Long
EC
CORP
US
N
1
N
N
N
Options Clearing Corp.
549300CII6SLYGKNHA04
International Flavors & Fragrances, Inc., December 15, 2023, Call @ $80.00
N/A
-300.00
NC
USD
-201000.00
-0.17
N/A
DE
CORP
US
N
1
Options Clearing Corp.
549300CII6SLYGKNHA04
Call
Written
International Flavors & Fragrances, Inc.
International Flavors & Fragrances, Inc.
100.0000
80.000000
USD
2023-12-15
XXXX
-35251.34
N
N
N
Options Clearing Corp.
549300CII6SLYGKNHA04
International Flavors & Fragrances, Inc., December 15, 2023, Put @ $75.00
N/A
300.00
NC
USD
121500.00
0.11
N/A
DE
CORP
US
N
2
Options Clearing Corp.
549300CII6SLYGKNHA04
Put
Purchased
International Flavors & Fragrances, Inc.
International Flavors & Fragrances, Inc.
100.0000
75.000000
USD
2023-12-15
XXXX
-27750.00
N
N
N
Options Clearing Corp.
549300CII6SLYGKNHA04
International Flavors & Fragrances, Inc., November 17, 2023, Call @ $95.00
N/A
-70.00
NC
USD
-9800.00
-0.01
N/A
DE
CORP
US
N
2
Options Clearing Corp.
549300CII6SLYGKNHA04
Call
Written
International Flavors & Fragrances, Inc.
International Flavors & Fragrances, Inc.
100.0000
95.000000
USD
2023-11-17
XXXX
55474.47
N
N
N
Options Clearing Corp.
549300CII6SLYGKNHA04
Invesco QQQ Trust Series 1, September 29, 2023, Put @ $355.00
N/A
150.00
NC
USD
106200.00
0.09
N/A
DE
CORP
US
N
1
Options Clearing Corp.
549300CII6SLYGKNHA04
Put
Purchased
Invesco QQQ Trust
Invesco QQQ Trust Series 1
100.0000
355.000000
USD
2023-09-29
XXXX
-111375.00
N
N
N
Investcorp Europe Acquisition Corp. I
N/A
Investcorp Europe Acquisition Corp. I (Cayman Islands)
G4923T105
7000.00
NS
USD
74641.00
0.06
Long
EC
CORP
KY
N
1
N
N
N
Investcorp Europe Acquisition Corp. I
N/A
Investcorp Europe Acquisition Corp. I Warrants
G4923T113
3500.00
NS
USD
681.45
0.00
Long
DE
CORP
KY
N
1
N
N
N
Inyx, Inc.
N/A
Inyx, Inc.
461868101
167850.00
NS
USD
16.79
0.00
Long
EC
CORP
US
N
2
N
N
N
Jaguar Global Growth Corp. I
N/A
Jaguar Global Growth Corp. I
G5S11A106
4000.00
NS
USD
42320.00
0.04
Long
EC
CORP
KY
N
1
N
N
N
Jaguar Global Growth Corp. I
N/A
Jaguar Global Growth Corp. I Class A Rights 08/15/2023
G5S11A155
4000.00
NS
USD
600.00
0.00
Long
DE
CORP
KY
N
1
N
N
N
Jaguar Global Growth Corp. I
N/A
Jaguar Global Growth Corp. I Class A Warrants 02/11/2027
G5S11A130
2000.00
NS
USD
90.00
0.00
Long
DE
CORP
KY
N
1
N
N
N
Johnson & Johnson
549300G0CFPGEF6X2043
Johnson & Johnson
478160104
18000.00
NS
USD
2979360.00
2.59
Long
EC
CORP
US
N
1
N
N
N
Options Clearing Corp.
549300CII6SLYGKNHA04
Johnson & Johnson, January 19, 2024, Call @ $160.00
N/A
-70.00
NC
USD
-81830.00
-0.07
N/A
DE
CORP
US
N
1
Options Clearing Corp.
549300CII6SLYGKNHA04
Call
Written
Johnson & Johnson
Johnson & Johnson
100.0000
160.000000
USD
2024-01-19
XXXX
-3956.79
N
N
N
Options Clearing Corp.
549300CII6SLYGKNHA04
Johnson & Johnson, January 19, 2024, Call @ $165.00
N/A
-60.00
NC
USD
-49200.00
-0.04
N/A
DE
CORP
US
N
1
Options Clearing Corp.
549300CII6SLYGKNHA04
Call
Written
Johnson & Johnson
Johnson & Johnson
100.0000
165.000000
USD
2024-01-19
XXXX
26248.26
N
N
N
Options Clearing Corp.
549300CII6SLYGKNHA04
Johnson & Johnson, January 19, 2024, Put @ $155.00
N/A
70.00
NC
USD
19670.00
0.02
N/A
DE
CORP
US
N
1
Options Clearing Corp.
549300CII6SLYGKNHA04
Put
Purchased
Johnson & Johnson
Johnson & Johnson
100.0000
155.000000
USD
2024-01-19
XXXX
-34755.00
N
N
N
Options Clearing Corp.
549300CII6SLYGKNHA04
Johnson & Johnson, January 19, 2024, Put @ $160.00
N/A
60.00
NC
USD
24120.00
0.02
N/A
DE
CORP
US
N
1
Options Clearing Corp.
549300CII6SLYGKNHA04
Put
Purchased
Johnson & Johnson
Johnson & Johnson
100.0000
160.000000
USD
2024-01-19
XXXX
-28110.00
N
N
N
Options Clearing Corp.
549300CII6SLYGKNHA04
Johnson & Johnson, October 20, 2023, Call @ $155.00
N/A
-50.00
NC
USD
-63000.00
-0.05
N/A
DE
CORP
US
N
1
Options Clearing Corp.
549300CII6SLYGKNHA04
Call
Written
Johnson & Johnson
Johnson & Johnson
100.0000
155.000000
USD
2023-10-20
XXXX
-17025.37
N
N
N
Options Clearing Corp.
549300CII6SLYGKNHA04
Johnson & Johnson, October 20, 2023, Put @ $150.00
N/A
50.00
NC
USD
4800.00
0.00
N/A
DE
CORP
US
N
1
Options Clearing Corp.
549300CII6SLYGKNHA04
Put
Purchased
Johnson & Johnson
Johnson & Johnson
100.0000
150.000000
USD
2023-10-20
XXXX
-30925.00
N
N
N
Options Clearing Corp.
549300CII6SLYGKNHA04
KB Home, October 20, 2023, Put @ $50.00
N/A
350.00
NC
USD
92750.00
0.08
N/A
DE
CORP
US
N
1
Options Clearing Corp.
549300CII6SLYGKNHA04
Put
Purchased
KB Home
KB Home
100.0000
50.000000
USD
2023-10-20
XXXX
-289625.00
N
N
N
KVH Industries, Inc.
N/A
KVH Industries, Inc.
482738101
161684.00
NS
USD
1477791.76
1.29
Long
EC
CORP
US
N
1
N
N
N
KVH Industries, Inc.
N/A
KVH Industries, Inc. Rights
N/A
145009.00
NS
USD
0.00
0.00
Long
DE
CORP
KY
N
1
N
N
N
Kellogg Company
LONOZNOJYIBXOHXWDB86
Kellogg Co.
487836108
10000.00
NS
USD
674000.00
0.59
Long
EC
CORP
US
N
1
N
N
N
Options Clearing Corp.
549300CII6SLYGKNHA04
Kellogg Co., September 15, 2023, Call @ $67.50
N/A
-100.00
NC
USD
-22000.00
-0.02
N/A
DE
CORP
US
N
1
Options Clearing Corp.
549300CII6SLYGKNHA04
Call
Written
Kellogg Co.
Kellogg Co.
100.0000
67.500000
USD
2023-09-15
XXXX
20749.01
N
N
N
Options Clearing Corp.
549300CII6SLYGKNHA04
Kimberly Clark Corp., October 20, 2023, Put @ $130.00
N/A
-21.00
NC
USD
-3675.00
0.00
N/A
DE
CORP
US
N
2
Options Clearing Corp.
549300CII6SLYGKNHA04
Put
Written
Kimberly Clark Corp.
Kimberly Clark Corp.
100.0000
130.000000
USD
2023-10-20
XXXX
6772.41
N
N
N
Options Clearing Corp.
549300CII6SLYGKNHA04
Kimberly Clark Corp., October 20, 2023, Put @ $150.00
N/A
200.00
NC
USD
246000.00
0.21
N/A
DE
CORP
US
N
2
Options Clearing Corp.
549300CII6SLYGKNHA04
Put
Purchased
Kimberly Clark Corp.
Kimberly Clark Corp.
100.0000
150.000000
USD
2023-10-20
XXXX
-24500.00
N
N
N
Kismet Acquisition Two Corp.
N/A
Kismet Acquisition Two Corp. Class A Warrant 12/31/2027
G52807115
633.00
NS
USD
0.00
0.00
Long
DE
CORP
KY
N
1
N
N
N
L3Harris Technologies, Inc.
549300UTE50ZMDBG8A20
L3Harris Technologies, Inc.
502431109
13500.00
NS
USD
2642895.00
2.30
Long
EC
CORP
US
N
1
N
N
N
Options Clearing Corp.
549300CII6SLYGKNHA04
L3Harris Technologies, Inc., January 19, 2024, Call @ $180.00
N/A
-70.00
NC
USD
-168350.00
-0.15
N/A
DE
CORP
US
N
2
Options Clearing Corp.
549300CII6SLYGKNHA04
Call
Written
L3Harris Technologies, Inc.
L3Harris Technologies, Inc.
100.0000
180.000000
USD
2024-01-19
XXXX
-37626.05
N
N
N
Options Clearing Corp.
549300CII6SLYGKNHA04
L3Harris Technologies, Inc., January 19, 2024, Put @ $180.00
N/A
70.00
NC
USD
44100.00
0.04
N/A
DE
CORP
US
N
2
Options Clearing Corp.
549300CII6SLYGKNHA04
Put
Purchased
L3Harris Technologies, Inc.
L3Harris Technologies, Inc.
100.0000
180.000000
USD
2024-01-19
XXXX
-47775.00
N
N
N
Options Clearing Corp.
549300CII6SLYGKNHA04
L3Harris Technologies, Inc., October 20, 2023, Call @ $210.00
N/A
-65.00
NC
USD
-25675.00
-0.02
N/A
DE
CORP
US
N
2
Options Clearing Corp.
549300CII6SLYGKNHA04
Call
Written
L3Harris Technologies, Inc.
L3Harris Technologies, Inc.
100.0000
210.000000
USD
2023-10-20
XXXX
76960.14
N
N
N
Options Clearing Corp.
549300CII6SLYGKNHA04
L3Harris Technologies, Inc., October 20, 2023, Put @ $195.00
N/A
40.00
NC
USD
30280.00
0.03
N/A
DE
CORP
US
N
1
Options Clearing Corp.
549300CII6SLYGKNHA04
Put
Purchased
L3Harris Technologies, Inc.
L3Harris Technologies, Inc.
100.0000
195.000000
USD
2023-10-20
XXXX
-39820.00
N
N
N
Laboratory Corporation of America Holdings
OZ7UA8IXAIFILY2VZH07
Laboratory Corp. of America Holdings
50540R409
20000.00
NS
USD
4826600.00
4.20
Long
EC
CORP
US
N
1
N
N
N
Laboratory Corporation of America Holdings
N/A
Laboratory Corp. of America Holdings, February 16, 2024, Call @ $240.00
N/A
-10000.00
NS
USD
-207000.00
-0.18
Short
DE
CORP
US
N
1
N
N
N
Laboratory Corporation of America Holdings
N/A
Laboratory Corp. of America Holdings, February 16, 2024, Put @ $230.00
N/A
10000.00
NS
USD
107500.00
0.09
Long
DE
CORP
US
N
1
N
N
N
Laboratory Corporation of America Holdings
N/A
Laboratory Corp. of America Holdings, January 19, 2024, Call @ $220.00
N/A
-10000.00
NS
USD
-329500.00
-0.29
Short
DE
CORP
US
N
1
N
N
N
Lakeshore Acquisition II Corp.
N/A
Lakeshore Acquisition II Corp. (China)
G5352N105
5000.00
NS
USD
52900.50
0.05
Long
EC
CORP
KY
N
1
N
N
N
Lakeshore Acquisition II Corp.
N/A
Lakeshore Acquisition II Corp. (China) Rights
G5352N113
5000.00
NS
USD
1030.50
0.00
Long
DE
CORP
KY
N
1
N
N
N
Lakeshore Acquisition II Corp.
N/A
Lakeshore Acquisition II Corp. Warrants 11/18/2026
G5352N121
2500.00
NS
USD
62.75
0.00
Long
DE
CORP
KY
N
1
N
N
N
Lebanon, Republic of (Lebanese Republic)
529900QPC4K951KHL354
Lebanese Republic Series GMTN (Lebanon) 6.15%, 6/19/2020
N/A
1000000.00
PA
USD
67080.00
0.06
Long
DBT
CORP
LB
N
2
2023-07-26
Fixed
0.00
N
N
N
N
N
N
Lehman Brothers Holdings, Inc.
549300FDK6ZP3YIHRJ47
Lehman Brothers Holdings, Inc., 0.000%, 02/14/2023
525ESCIM3
200000.00
PA
USD
100.00
0.00
Long
DBT
CORP
US
N
2
2043-02-14
Fixed
0.00
Y
Y
N
N
N
N
Lehman Brothers Holdings, Inc.
549300FDK6ZP3YIHRJ47
Lehman Brothers Holdings, Inc., 0.000%, 02/17/2015
525ESC5G0
110000.00
PA
USD
165.00
0.00
Long
DBT
CORP
US
N
2
2039-07-08
Fixed
0.00
Y
Y
N
N
N
N
Lehman Brothers Holdings, Inc.
549300FDK6ZP3YIHRJ47
Lehman Brothers Holdings, Inc., 5.500%, 02/27/2020
525ESCBV0
100000.00
PA
USD
50.00
0.00
Long
DBT
CORP
US
N
2
2040-02-27
Fixed
0.00
Y
Y
N
N
N
N
Lehman Brothers Holdings, Inc.
549300FDK6ZP3YIHRJ47
Lehman Brothers Holdings, Inc., 7.000%, 01/28/2020
525ESCAI0
100000.00
PA
USD
50.00
0.00
Long
DBT
CORP
US
N
2
2040-01-28
Fixed
0.00
Y
Y
N
N
N
N
Lehman Brothers Holdings, Inc.
549300FDK6ZP3YIHRJ47
Lehman Brothers Holdings, Inc., 7.270%, (1 Month CPI YOY + 2.250%) 07/08/2014
525ESCAN9
130000.00
PA
USD
65.00
0.00
Long
DBT
CORP
US
N
2
2039-02-17
Variable
0.00
N
N
N
N
N
N
Lehman Brothers Holdings, Inc.
549300FDK6ZP3YIHRJ47
Lehman Brothers Holdings, Inc., 8.250%, 09/23/2020
525ESC059
100000.00
PA
USD
50.00
0.00
Long
DBT
CORP
US
N
2
2040-09-03
Fixed
0.00
Y
Y
N
N
N
N
Options Clearing Corp.
549300CII6SLYGKNHA04
Lennar Corp., November 17, 2023, Put @ $130.00
N/A
60.00
NC
USD
57900.00
0.05
N/A
DE
CORP
US
N
2
Options Clearing Corp.
549300CII6SLYGKNHA04
Put
Purchased
Lennar Corp.
Lennar Corp.
100.0000
130.000000
USD
2023-11-17
XXXX
-116370.00
N
N
N
Liberty Media Corp.
549300ZKUTPIBZLWLL89
Liberty Media Corp-Liberty SiriusXM Series A
531229409
88000.00
NS
USD
2887280.00
2.51
Long
EC
CORP
US
N
1
N
N
N
Options Clearing Corp.
549300CII6SLYGKNHA04
Liberty Sirius XM Group Series A, July 21, 2023, Call @ $40.00
N/A
-300.00
NC
USD
-36000.00
-0.03
N/A
DE
CORP
US
N
2
Options Clearing Corp.
549300CII6SLYGKNHA04
Call
Written
Liberty Media Corp-Liberty SiriusXM Series A
Liberty Media Corp-Liberty SiriusXM Series A
100.0000
40.000000
USD
2023-07-21
XXXX
66438.63
N
N
N
Options Clearing Corp.
549300CII6SLYGKNHA04
Lululemon Athletica, Inc., September 15, 2023, Put @ $340.00
N/A
-40.00
NC
USD
-26360.00
-0.02
N/A
DE
CORP
US
N
1
Options Clearing Corp.
549300CII6SLYGKNHA04
Put
Written
Lululemon Athletica, Inc.
Lululemon Athletica, Inc.
100.0000
340.000000
USD
2023-09-15
XXXX
68939.23
N
N
N
Options Clearing Corp.
549300CII6SLYGKNHA04
Lululemon Athletica, Inc., September 15, 2023, Put @ $400.00
N/A
40.00
NC
USD
125600.00
0.11
N/A
DE
CORP
US
N
1
Options Clearing Corp.
549300CII6SLYGKNHA04
Put
Purchased
Lululemon Athletica, Inc.
Lululemon Athletica, Inc.
100.0000
400.000000
USD
2023-09-15
XXXX
-92100.00
N
N
N
Marathon Petroleum Corporation
3BNYRYQHD39K4LCKQF12
Marathon Petroleum Corp.
56585A102
30000.00
NS
USD
3498000.00
3.04
Long
EC
CORP
US
N
1
N
N
N
Options Clearing Corp.
549300CII6SLYGKNHA04
Marathon Petroleum Corp., January 19, 2024, Call @ $115.00
N/A
-100.00
NC
USD
-124000.00
-0.11
N/A
DE
CORP
US
N
1
Options Clearing Corp.
549300CII6SLYGKNHA04
Call
Written
Marathon Petroleum Corp.
Marathon Petroleum Corp.
100.0000
115.000000
USD
2024-01-19
XXXX
-27250.78
N
N
N
Options Clearing Corp.
549300CII6SLYGKNHA04
Marathon Petroleum Corp., January 19, 2024, Put @ $110.00
N/A
100.00
NC
USD
63500.00
0.06
N/A
DE
CORP
US
N
1
Options Clearing Corp.
549300CII6SLYGKNHA04
Put
Purchased
Marathon Petroleum Corp.
Marathon Petroleum Corp.
100.0000
110.000000
USD
2024-01-19
XXXX
-25750.00
N
N
N
Options Clearing Corp.
549300CII6SLYGKNHA04
Marathon Petroleum Corp., June 21, 2024, Put @ $110.00
N/A
200.00
NC
USD
196000.00
0.17
N/A
DE
CORP
US
N
2
Options Clearing Corp.
549300CII6SLYGKNHA04
Put
Purchased
Marathon Petroleum Corp.
Marathon Petroleum Corp.
100.0000
110.000000
USD
2024-06-21
XXXX
-39100.00
N
N
N
Options Clearing Corp.
549300CII6SLYGKNHA04
Marathon Petroleum Corp., June 21, 2024, Call @ $120.00
N/A
-200.00
NC
USD
-276800.00
-0.24
N/A
DE
CORP
US
N
1
Options Clearing Corp.
549300CII6SLYGKNHA04
Call
Written
Marathon Petroleum Corp.
Marathon Petroleum Corp.
100.0000
120.000000
USD
2024-06-21
XXXX
-42701.88
N
N
N
Mercury Systems, Inc.
549300P3B84SGK7HH679
Mercury Systems, Inc.
589378108
96769.00
NS
USD
3347239.71
2.91
Long
EC
CORP
US
N
1
N
N
N
Options Clearing Corp.
549300CII6SLYGKNHA04
Microsoft Corp., October 20, 2023, Put @ $325.00
N/A
30.00
NC
USD
30300.00
0.03
N/A
DE
CORP
US
N
1
Options Clearing Corp.
549300CII6SLYGKNHA04
Put
Purchased
Microsoft Corp.
Microsoft Corp.
100.0000
325.000000
USD
2023-10-20
XXXX
-119325.00
N
N
N
NII Holdings, Inc.
5493008M1YG2GODK3P05
NII Holdings, Inc.
62913F508
44529.00
NS
USD
22264.50
0.02
Long
EC
CORP
US
N
2
N
N
N
Nrg Energy, Inc.
5E2UPK5SW04M13XY7I38
NRG Energy, Inc.
629377508
120000.00
NS
USD
4486800.00
3.90
Long
EC
CORP
US
N
1
N
N
N
Options Clearing Corp.
549300CII6SLYGKNHA04
NRG Energy, Inc., December 15, 2023, Call @ $35.00
N/A
-400.00
NC
USD
-180000.00
-0.16
N/A
DE
CORP
US
N
1
Options Clearing Corp.
549300CII6SLYGKNHA04
Call
Written
NRG Energy, Inc.
NRG Energy, Inc.
100.0000
35.000000
USD
2023-12-15
XXXX
-51001.04
N
N
N
Options Clearing Corp.
549300CII6SLYGKNHA04
NRG Energy, Inc., December 15, 2023, Call @ $34.00
N/A
-600.00
NC
USD
-321000.00
-0.28
N/A
DE
CORP
US
N
2
Options Clearing Corp.
549300CII6SLYGKNHA04
Call
Written
NRG Energy, Inc.
NRG Energy, Inc.
100.0000
34.000000
USD
2023-12-15
XXXX
-99301.79
N
N
N
Options Clearing Corp.
549300CII6SLYGKNHA04
NRG Energy, Inc., January 19, 2024, Call @ $33.00
N/A
-200.00
NC
USD
-126000.00
-0.11
N/A
DE
CORP
US
N
2
Options Clearing Corp.
549300CII6SLYGKNHA04
Call
Written
NRG Energy, Inc.
NRG Energy, Inc.
100.0000
33.000000
USD
2024-01-19
XXXX
-25952.31
N
N
N
Neiman-Marcus Group Parent LLC
N/A
Neiman-Marcus Group Parent LLC
62929P102
791.00
NS
USD
55370.00
0.05
Long
EC
CORP
US
N
2
N
N
N
Newmont Corporation
549300VSP3RIX7FGDZ51
Newmont Corp.
651639106
59000.00
NS
USD
2516940.00
2.19
Long
EC
CORP
US
N
1
N
N
N
Options Clearing Corp.
549300CII6SLYGKNHA04
Newmont Corp., December 15, 2023, Put @ $40.00
N/A
-180.00
NC
USD
-41400.00
-0.04
N/A
DE
CORP
US
N
1
Options Clearing Corp.
549300CII6SLYGKNHA04
Put
Written
Newmont Corp.
Newmont Corp.
100.0000
40.000000
USD
2023-12-15
XXXX
25649.46
N
N
N
Options Clearing Corp.
549300CII6SLYGKNHA04
Newmont Corp., December 15, 2023, Put @ $47.50
N/A
180.00
NC
USD
113850.00
0.10
N/A
DE
CORP
US
N
2
Options Clearing Corp.
549300CII6SLYGKNHA04
Put
Purchased
Newmont Corp.
Newmont Corp.
100.0000
47.500000
USD
2023-12-15
XXXX
33300.00
N
N
N
Options Clearing Corp.
549300CII6SLYGKNHA04
Newmont Corp., September 15, 2023, Call @ $45.00
N/A
-280.00
NC
USD
-39760.00
-0.03
N/A
DE
CORP
US
N
1
Options Clearing Corp.
549300CII6SLYGKNHA04
Call
Written
Newmont Corp.
Newmont Corp.
100.0000
45.000000
USD
2023-09-15
XXXX
99538.88
N
N
N
Northern Star Investment Corp. III
N/A
Northern Star Investment Corp. III Class A
66574L100
7300.00
NS
USD
75920.00
0.07
Long
EC
CORP
US
N
1
N
N
N
North Star Investment Corp III
N/A
Northern Star Investment Corp. III Class A, 02/25/2028 Warrant
66574L118
1216.00
NS
USD
0.00
0.00
Long
DE
CORP
US
N
1
N
N
N
North Star Investment Corp IV
N/A
Northern Star Investment Corp. IV Class A, 12/31/2027 Warrant
66575B119
1216.00
NS
USD
69.68
0.00
Long
DE
CORP
KY
N
1
N
N
N
Novagold Resources Inc
N/A
NovaGold Resources, Inc.
66987E206
30000.00
NS
USD
119700.00
0.10
Long
EC
CORP
CA
N
1
N
N
N
Oceantech Acquisitions I Corp.
N/A
OceanTech Aquistions I Corp. Class A Warrants 05/10/2026
675507115
24700.00
NS
USD
988.00
0.00
Long
DE
CORP
US
N
1
N
N
N
PNM Resources, Inc.
5493003JOBJGLZSDDQ28
PNM Resources, Inc.
69349H107
10000.00
NS
USD
451000.00
0.39
Long
EC
CORP
US
N
1
N
N
N
Options Clearing Corp.
549300CII6SLYGKNHA04
PPL Corp., January 19, 2024, Call @ $27.00
N/A
-600.00
NC
USD
-69000.00
-0.06
N/A
DE
CORP
US
N
1
Options Clearing Corp.
549300CII6SLYGKNHA04
Call
Written
Ppl Corp
Ppl Corp
100.0000
27.000000
USD
2024-01-19
XXXX
25499.23
N
N
N
Options Clearing Corp.
549300CII6SLYGKNHA04
PPL Corp., January 19, 2024, Call @ $28.00
N/A
-1050.00
NC
USD
-84000.00
-0.07
N/A
DE
CORP
US
N
1
Options Clearing Corp.
549300CII6SLYGKNHA04
Call
Written
Ppl Corp
Ppl Corp
100.0000
28.000000
USD
2024-01-19
XXXX
40423.98
N
N
N
Options Clearing Corp.
549300CII6SLYGKNHA04
PPL Corp., January 19, 2024, Put @ $25.00
N/A
600.00
NC
USD
46500.00
0.04
N/A
DE
CORP
US
N
2
Options Clearing Corp.
549300CII6SLYGKNHA04
Put
Purchased
Ppl Corp
Ppl Corp
100.0000
25.000000
USD
2024-01-19
XXXX
-48000.00
N
N
N
Options Clearing Corp.
549300CII6SLYGKNHA04
PPL Corp., January 19, 2024, Put @ $26.00
N/A
1050.00
NC
USD
115500.00
0.10
N/A
DE
CORP
US
N
2
Options Clearing Corp.
549300CII6SLYGKNHA04
Put
Purchased
Ppl Corp
Ppl Corp
100.0000
26.000000
USD
2024-01-19
XXXX
-74125.00
N
N
N
Options Clearing Corp.
549300CII6SLYGKNHA04
PPL Corp., July 21, 2023, Call @ $26.00
N/A
-300.00
NC
USD
-20100.00
-0.02
N/A
DE
CORP
US
N
1
Options Clearing Corp.
549300CII6SLYGKNHA04
Call
Written
Ppl Corp
Ppl Corp
100.0000
26.000000
USD
2023-07-21
XXXX
36149.54
N
N
N
Paramount Global
5KYC8KF17ROCY24M3H09
Paramount Global Class B
92556H206
19562.00
NS
USD
311231.42
0.27
Long
EC
CORP
US
N
1
N
N
N
Options Clearing Corp.
549300CII6SLYGKNHA04
Paramount Global Class B, December 15, 2023, Call @ $15.00
N/A
-195.00
NC
USD
-54210.00
-0.05
N/A
DE
CORP
US
N
1
Options Clearing Corp.
549300CII6SLYGKNHA04
Call
Written
Paramount Global Class B
Paramount Global Class B
100.0000
15.000000
USD
2023-12-15
XXXX
3802.03
N
N
N
Pershing Square Tontine Holdings, Ltd.
N/A
Pershing Square Tontine Holdings, Ltd. Class B
715ESC018
33000.00
NS
USD
0.00
0.00
Long
EC
CORP
US
N
1
N
N
N
Petrocorp, Inc.
N/A
Petrocorp., Inc.
71645N994
200.00
NS
USD
0.00
0.00
Long
EC
CORP
US
N
1
N
N
N
Post Holdings, Inc.
JM1I5YUAURL6DC8N1468
Post Holdings, Inc.
737446104
10000.00
NS
USD
866500.00
0.75
Long
EC
CORP
US
N
1
N
N
N
Options Clearing Corp.
549300CII6SLYGKNHA04
Post Holdings, Inc., October 20, 2023, Call @ $95.00
N/A
-100.00
NC
USD
-14750.00
-0.01
N/A
DE
CORP
US
N
2
Options Clearing Corp.
549300CII6SLYGKNHA04
Call
Written
Post Holdings, Inc.
Post Holdings, Inc.
100.0000
95.000000
USD
2023-10-20
XXXX
69998.05
N
N
N
Options Clearing Corp.
549300CII6SLYGKNHA04
Post Holdings, Inc., October 20, 2023, Put @ $90.00
N/A
100.00
NC
USD
54500.00
0.05
N/A
DE
CORP
US
N
2
Options Clearing Corp.
549300CII6SLYGKNHA04
Put
Purchased
Post Holdings, Inc.
Post Holdings, Inc.
100.0000
90.000000
USD
2023-10-20
XXXX
-26250.00
N
N
N
PPL Corporation
9N3UAJSNOUXFKQLF3V18
PPL Corp
69351T106
195000.00
NS
USD
5159700.00
4.49
Long
EC
CORP
US
N
1
N
N
N
Prosus N.V.
635400Z5LQ5F9OLVT688
Prosus N.V. ADR
74365P108
30000.00
NS
USD
441000.00
0.38
Long
EC
CORP
NL
N
1
N
N
N
Puerto Rico Sales Tax
549300X44HXPLJU48U63
Puerto Rico Commonwealth Restructured Series A1, 4.00%, 7/01/2037
74514L3M7
17074.00
PA
USD
15322.72
0.01
Long
DBT
CORP
US
N
2
2037-07-01
Fixed
4.00
N
N
N
N
N
N
Puerto Rico Sales Tax
549300X44HXPLJU48U63
Puerto Rico Commonwealth Restructured Series A1, 5.625%, 7/01/2029
74514L3H8
24036.00
PA
USD
25741.11
0.02
Long
DBT
CORP
US
N
2
2029-07-01
Fixed
5.63
N
N
N
N
N
N
Puerto Rico Electric Power Authority
5493003BRB67HF8ST418
Puerto Rico Electric Power Authority Series CCC, 4.25%, 7/01/2023
74526QYW6
10000.00
PA
USD
3750.00
0.00
Long
DBT
CORP
US
N
2
2023-07-20
Fixed
0.00
N
N
N
N
N
N
Puerto Rico Electric Power Authority
N/A
Puerto Rico Electric Power Authority Series DDD, 3.50%, 7/01/2020
74526QZE5
75000.00
PA
USD
28125.00
0.02
Long
DBT
CORP
US
N
2
2023-07-26
Fixed
0.00
N
N
N
N
N
N
Puerto Rico Electric Power Authority
N/A
Puerto Rico Electric Power Authority Series DDD, 3.625%, 7/01/2021
74526QZF2
30000.00
PA
USD
11250.00
0.01
Long
DBT
CORP
US
N
2
2023-07-26
Fixed
0.00
N
N
N
N
N
N
Puerto Rico Electric Power Authority
N/A
Puerto Rico Electric Power Authority Series TT, 5.00%, 7/01/2020
74526QKN1
55000.00
PA
USD
20625.00
0.02
Long
DBT
CORP
US
N
2
2023-07-26
Fixed
0.00
N
N
N
N
N
N
Puerto Rico Electric Power Authority
N/A
Puerto Rico Electric Power Authority Series WW, 5.500%, 07/01/2019
74526QUV2
15000.00
PA
USD
5625.00
0.00
Long
DBT
CORP
US
N
2
2023-07-26
Fixed
0.00
N
N
N
N
N
N
Puerto Rico Electric Power Authority
N/A
Puerto Rico Electric Power Authority Series CCC, 4.25%, 7/01/2021
74526QYF3
10000.00
PA
USD
3750.00
0.00
Long
DBT
CORP
US
N
2
2023-07-26
Fixed
0.00
N
N
N
N
N
N
Options Clearing Corp.
549300CII6SLYGKNHA04
PulteGroup, Inc., October 20, 2023, Put @ $65.00
N/A
200.00
NC
USD
21600.00
0.02
N/A
DE
CORP
US
N
1
Options Clearing Corp.
549300CII6SLYGKNHA04
Put
Purchased
PulteGroup, Inc.
PulteGroup, Inc.
100.0000
65.000000
USD
2023-10-20
XXXX
-173900.00
N
N
N
Royal Gold, Inc.
5493001NGRU6SFL04184
Royal Gold, Inc.
780287108
4000.00
NS
USD
459120.00
0.40
Long
EC
CORP
US
N
1
N
N
N
Options Clearing Corp.
549300CII6SLYGKNHA04
Royal Gold, Inc., July 21, 2023, Call @ $120.00
N/A
40.00
NC
USD
3400.00
0.00
N/A
DE
CORP
US
N
1
Options Clearing Corp.
549300CII6SLYGKNHA04
Call
Purchased
Royal Gold, Inc.
Royal Gold, Inc.
100.0000
120.000000
USD
2023-07-21
XXXX
-38300.00
N
N
N
Options Clearing Corp.
549300CII6SLYGKNHA04
Royal Gold, Inc., July 21, 2023, Call @ $130.00
N/A
-80.00
NC
USD
-400.00
0.00
N/A
DE
CORP
US
N
1
Options Clearing Corp.
549300CII6SLYGKNHA04
Call
Written
Royal Gold, Inc.
Royal Gold, Inc.
100.0000
130.000000
USD
2023-07-21
XXXX
46599.62
N
N
N
S Immo AG
N/A
S Immo AG (Austria) Rectification Shares
N/A
10000.00
NS
USD
0.00
0.00
Long
EC
CORP
AT
N
1
N
N
N
Options Clearing Corp.
549300CII6SLYGKNHA04
SPDR S&P 500 ETF Trust, December 15, 2023, Put @ $435.00
N/A
140.00
NC
USD
148260.00
0.13
N/A
DE
CORP
US
N
1
Options Clearing Corp.
549300CII6SLYGKNHA04
Put
Purchased
SPDR S&P 500 ETF Trust
SPDR S&P 500 ETF Trust
100.0000
435.000000
USD
2023-12-15
XXXX
-58870.00
N
N
N
Options Clearing Corp.
549300CII6SLYGKNHA04
SPDR S&P 500 ETF Trust, October 20, 2023, Put @ $410.00
N/A
320.00
NC
USD
133120.00
0.12
N/A
DE
CORP
US
N
1
Options Clearing Corp.
549300CII6SLYGKNHA04
Put
Purchased
SPDR S&P 500 ETF Trust
SPDR S&P 500 ETF Trust
100.0000
410.000000
USD
2023-10-20
XXXX
-413680.80
N
N
N
Options Clearing Corp.
549300CII6SLYGKNHA04
SPDR S&P 500 ETF Trust, September 29, 2023, Put @ $375.00
N/A
-500.00
NC
USD
-66000.00
-0.06
N/A
DE
CORP
US
N
1
Options Clearing Corp.
549300CII6SLYGKNHA04
Put
Written
SPDR S&P 500 ETF Trust
SPDR S&P 500 ETF Trust
100.0000
375.000000
USD
2023-09-29
XXXX
31249.21
N
N
N
Options Clearing Corp.
549300CII6SLYGKNHA04
SPDR S&P 500 ETF Trust, September 29, 2023, Put @ $380.00
N/A
200.00
NC
USD
29800.00
0.03
N/A
DE
CORP
US
N
1
Options Clearing Corp.
549300CII6SLYGKNHA04
Put
Purchased
SPDR S&P 500 ETF Trust
SPDR S&P 500 ETF Trust
100.0000
380.000000
USD
2023-09-29
XXXX
-184900.00
N
N
N
Options Clearing Corp.
549300CII6SLYGKNHA04
SPDR S&P 500 ETF Trust, September 29, 2023, Put @ $425.00
N/A
500.00
NC
USD
253500.00
0.22
N/A
DE
CORP
US
N
1
Options Clearing Corp.
549300CII6SLYGKNHA04
Put
Purchased
SPDR S&P 500 ETF Trust
SPDR S&P 500 ETF Trust
100.0000
425.000000
USD
2023-09-29
XXXX
-83750.00
N
N
N
Sacre-Coeur Minerals Ltd.
N/A
Sacre-Coeur Minerals Ltd. (Canada)
N/A
109444.00
NS
USD
0.00
0.00
Long
EC
CORP
CH
N
1
N
N
N
Scout24 SE
5493007EIKM2ENQS7U66
Scout24 SE ADR
N/A
1500.00
NS
USD
95884.29
0.08
Long
EC
CORP
DE
N
1
N
N
N
Seabridge Gold Inc
N/A
Seabridge Gold, Inc. (Canada)
811916105
150000.00
NS
USD
1807500.00
1.57
Long
EC
CORP
CA
N
1
N
N
N
Options Clearing Corp.
549300CII6SLYGKNHA04
Seabridge Gold, Inc., August 18, 2023, Call @ $11.00
N/A
-500.00
NC
USD
-68750.00
-0.06
N/A
DE
CORP
US
N
2
Options Clearing Corp.
549300CII6SLYGKNHA04
Call
Written
Seabridge Gold, Inc.
Seabridge Gold, Inc.
100.0000
11.000000
USD
2023-08-18
XXXX
12499.34
N
N
N
Options Clearing Corp.
549300CII6SLYGKNHA04
Seabridge Gold, Inc., August 18, 2023, Call @ $16.00
N/A
-1000.00
NC
USD
-7500.00
-0.01
N/A
DE
CORP
US
N
2
Options Clearing Corp.
549300CII6SLYGKNHA04
Call
Written
Seabridge Gold, Inc.
Seabridge Gold, Inc.
100.0000
16.000000
USD
2023-08-18
XXXX
141998.78
N
N
N
Seadrill 2021 Ltd.
N/A
Seadrill Ltd. (Bermuda)
N/A
2.00
NS
USD
82.54
0.00
Long
EC
CORP
BM
N
1
N
N
N
Pratus Energy Services Ltd.
549300XB7T5BX418QX67
Seadrill New Finance Ltd. (United Kingdom), 9.000%, 07/15/2026
81173JAC3
167898.00
PA
USD
152787.18
0.13
Long
DBT
CORP
BM
N
2
2026-07-15
Fixed
9.00
N
N
N
N
N
N
Pratus Energy Services Ltd.
N/A
Seadrill New Finance Ltd. Private Placement Series 144A Escrow Cusip (United Kingdom), 12.000%, 7/15/2025
811ESCAA0
128802.00
PA
USD
0.00
0.00
Long
DBT
CORP
BM
N
2
2025-07-15
Fixed
0.00
N
N
N
N
N
N
Semantix, Inc.
N/A
Semantix, Inc. Cl A Warrants Exp 08/04/2027
G6332A114
375.00
NS
USD
29.93
0.00
Long
DE
CORP
KY
N
1
N
N
N
Sohu.com Ltd.
N/A
Sohu.com Ltd. ADR
83410S108
29000.00
NS
USD
319580.00
0.28
Long
EC
CORP
KY
N
1
N
N
N
Southwest Gas Holdings, Inc.
N/A
Southwest Gas Holdings, Inc.
844895102
35000.00
NS
USD
2227750.00
1.94
Long
EC
CORP
US
N
1
N
N
N
Options Clearing Corp.
549300CII6SLYGKNHA04
Southwest Gas Holdings, Inc., January 19, 2024, Call @ $60.00
N/A
-350.00
NC
USD
-238000.00
-0.21
N/A
DE
CORP
US
N
2
Options Clearing Corp.
549300CII6SLYGKNHA04
Call
Written
Southwest Gas Holdings, Inc.
Southwest Gas Holdings, Inc.
100.0000
60.000000
USD
2024-01-19
XXXX
-65626.39
N
N
N
Strategic Environmental & Energy Resources Inc.
N/A
Strategic Environmental & Energy Resources, Inc.
N/A
43000.00
NS
USD
5263.20
0.00
Long
EC
CORP
US
N
2
N
N
N
Suncar Technology Group, Inc.
N/A
Suncar Technology Group, Inc., Warrant Exp. 5/18/2028
G85727116
300.00
NS
USD
105.03
0.00
Long
DE
CORP
CN
N
1
N
N
N
Suncor Energy, Inc.
549300W70ZOQDVLCHY06
Suncor Energy, Inc.
867224107
110000.00
NS
USD
3225200.00
2.81
Long
EC
CORP
CA
N
1
N
N
N
Options Clearing Corp.
549300CII6SLYGKNHA04
Suncor Energy, Inc., July 19, 2024, Call @ $30.00
N/A
-1100.00
NC
USD
-390500.00
-0.34
N/A
DE
CORP
US
N
2
Options Clearing Corp.
549300CII6SLYGKNHA04
Call
Written
Suncor Energy, Inc.
Suncor Energy, Inc.
100.0000
30.000000
USD
2024-07-19
XXXX
-24752.95
N
N
N
Options Clearing Corp.
549300CII6SLYGKNHA04
Suncor Energy, Inc., July 19, 2024, Put @ $28.00
N/A
1100.00
NC
USD
338250.00
0.29
N/A
DE
CORP
US
N
2
Options Clearing Corp.
549300CII6SLYGKNHA04
Put
Purchased
Suncor Energy, Inc.
Suncor Energy, Inc.
100.0000
28.000000
USD
2024-07-19
XXXX
-44000.00
N
N
N
TPG, Inc.
N/A
TPG, Inc. Class A
872657101
600.00
NS
USD
17556.00
0.02
Long
EC
CORP
US
N
1
N
N
N
Tarena International, Inc.
5493003SGWGFEXTC4U52
Tarena International, Inc. ADR
876108200
59708.00
NS
USD
145090.44
0.13
Long
EC
CORP
KY
N
1
N
N
N
Telecom Italia SpA
549300W384M3RI3VXU42
Telecom Italia SpA/Milano ADR
87927Y102
50000.00
NS
USD
138750.00
0.12
Long
EC
CORP
IT
N
1
N
N
N
Treehouse Foods, Inc.
5493007M7EVHE470Q576
TreeHouse Foods, Inc.
89469A104
15000.00
NS
USD
755700.00
0.66
Long
EC
CORP
US
N
1
N
N
N
Options Clearing Corp.
549300CII6SLYGKNHA04
Treehouse Foods, Inc. August 18, 2023, Call @ $45.00
N/A
-150.00
NC
USD
-95250.00
-0.08
N/A
DE
CORP
US
N
2
Options Clearing Corp.
549300CII6SLYGKNHA04
Call
Written
TreeHouse Foods, Inc.
TreeHouse Foods, Inc.
100.0000
45.000000
USD
2023-08-18
XXXX
-37125.47
N
N
N
United States of America
254900HROIFWPRGM1V77
U.S. Treasury Note, 0.625%, 10/15/2024
91282CDB4
2000000.00
PA
USD
1883828.12
1.64
Long
DBT
UST
US
N
2
2024-10-15
Fixed
0.63
N
N
N
N
N
N
United States of America
254900HROIFWPRGM1V77
U.S. Treasury Note, 4.375%, 10/31/2024
91282CFQ9
2000000.00
PA
USD
1975625.00
1.72
Long
DBT
UST
US
N
2
2024-10-31
Fixed
4.38
N
N
N
N
N
N
United States of America
254900HROIFWPRGM1V77
U.S. Treasury Note, 0.375%, 09/15/2024
91282CCX7
2000000.00
PA
USD
1884609.38
1.64
Long
DBT
UST
US
N
2
2024-09-15
Fixed
0.38
N
N
N
N
N
N
US Foods Holding Corp.
549300UGOZSO64CFPR97
US Foods Holding Corp.
912008109
15000.00
NS
USD
660000.00
0.57
Long
EC
CORP
US
N
1
N
N
N
Options Clearing Corp.
549300CII6SLYGKNHA04
US Foods Holding Corp., January 19, 2024, Call @ $35.00
N/A
-150.00
NC
USD
-160500.00
-0.14
N/A
DE
CORP
US
N
1
Options Clearing Corp.
549300CII6SLYGKNHA04
Call
Written
US Foods Holding Corp.
US Foods Holding Corp.
100.0000
35.000000
USD
2024-01-19
XXXX
-31876.05
N
N
N
United States of America
254900HROIFWPRGM1V77
U.S. Treasury Note, 0.75%, 11/15/2024
91282CDH1
2000000.00
PA
USD
1880703.12
1.64
Long
DBT
UST
US
N
2
2024-11-15
Fixed
0.75
N
N
N
N
N
N
United States of America
254900HROIFWPRGM1V77
U.S. Treasury Note 1.125% 1/15/2025
91282CDS7
2000000.00
PA
USD
1880546.88
1.64
Long
DBT
UST
US
N
2
2025-01-15
Fixed
1.13
N
N
N
N
N
N
United States of America
254900HROIFWPRGM1V77
U.S. Treasury Note, 1.50%, 11/30/2024
912828YV6
2000000.00
PA
USD
1898515.62
1.65
Long
DBT
UST
US
N
2
2024-11-30
Fixed
1.50
N
N
N
N
N
N
United States of America
254900HROIFWPRGM1V77
U.S. Treasury Note, 2.25%, 11/15/2024
912828G38
2000000.00
PA
USD
1920390.62
1.67
Long
DBT
UST
US
N
2
2024-11-15
Fixed
2.25
N
N
N
N
N
N
Options Clearing Corp.
549300CII6SLYGKNHA04
United States Natural Gas Fund, LP, January 19, 2024, Call @ $20
N/A
2000.00
NC
USD
48000.00
0.04
N/A
DE
CORP
US
N
1
Options Clearing Corp.
549300CII6SLYGKNHA04
Call
Purchased
United States Natural Gas Fund, LP
United States Natural Gas Fund, LP
100.0000
20.000000
USD
2024-01-19
XXXX
-375000.00
N
N
N
Vesta Real Estate Corporation SAB de CV
N/A
Vesta Real Estate Corporation SAB de CV ADR
92540K109
1100.00
NS
USD
35442.00
0.03
Long
EC
CORP
MX
N
1
N
N
N
WeBuild SpA
549300UKR289DF4UXQ47
WeBuild SpA ADR
N/A
25935.00
NS
USD
48866.51
0.04
Long
EC
CORP
IT
N
1
N
N
N
Winn Dixie Stores, Inc.
N/A
Winn Dixie Stores, Inc. 8.875% 04/01/2008
9742809B7
50000.00
PA
USD
0.00
0.00
Long
DBT
CORP
US
N
2
2024-04-01
Fixed
0.00
N
N
N
N
N
N
iHeartMedia, Inc.
N/A
iHeartMedia, Inc. Class A
45174J509
4610.00
NS
USD
16780.40
0.01
Long
EC
CORP
US
N
1
N
N
N
Options Clearing Corp.
549300CII6SLYGKNHA04
iShares US Home Construction ETF, October 20, 2023, Put @ $85.00
N/A
250.00
NC
USD
92500.00
0.08
N/A
DE
CORP
US
N
1
Options Clearing Corp.
549300CII6SLYGKNHA04
Put
Purchased
iShares Trust
iShares US Home Construction ETF
100.0000
85.000000
USD
2023-10-20
XXXX
-188125.00
N
N
N
2023-06-30
Frank Funds
/s/ Brian J. Frank
Brian J. Frank
President and Treasurer