0001225208-23-004581.txt : 20230404 0001225208-23-004581.hdr.sgml : 20230404 20230404163006 ACCESSION NUMBER: 0001225208-23-004581 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230401 FILED AS OF DATE: 20230404 DATE AS OF CHANGE: 20230404 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Ritter William D. CENTRAL INDEX KEY: 0001509493 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34034 FILM NUMBER: 23798198 MAIL ADDRESS: STREET 1: 1901 6TH AVENUE NORTH STREET 2: 18TH FLOOR CITY: BIRMINGHAM STATE: AL ZIP: 35203 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: REGIONS FINANCIAL CORP CENTRAL INDEX KEY: 0001281761 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 630589368 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1900 FIFTH AVENUE NORTH CITY: BIRMINGHAM STATE: AL ZIP: 35203 BUSINESS PHONE: 800-734-4667 MAIL ADDRESS: STREET 1: 1900 FIFTH AVENUE NORTH CITY: BIRMINGHAM STATE: AL ZIP: 35203 FORMER COMPANY: FORMER CONFORMED NAME: NEW REGIONS FINANCIAL CORP DATE OF NAME CHANGE: 20040225 4 1 doc4.xml X0407 4 2023-04-01 0001281761 REGIONS FINANCIAL CORP RF 0001509493 Ritter William D. P. O. BOX 10247 BIRMINGHAM AL 35202-0247 1 SEVP 0 Common Stock 2023-04-01 4 A 0 29154.0000 0.0000 A 53498.0000 D Common Stock 2023-04-01 4 M 0 19436.0000 0 A 72934.0000 D Common Stock 2023-04-01 4 F 0 21550.0000 18.5600 D 51384.0000 D Common Stock 1240.1010 I By 401(k) Restricted Stock Units 2023-04-01 4 M 0 19436.0000 0.0000 D Common Stock 19436.0000 20172.8600 D Restricted Stock Units 2023-04-03 4 A 0 12191.0000 0.0000 A Common Stock 12191.0000 33921.5000 D Performance share units vested and were settled in shares of common stock at a conversion rate of 1.5 shares of common stock for each performance share unit. The number of performance share units earned was based on the issuer meeting certain performance thresholds and goals during the period from January 1, 2020 through December 31, 2022. Restricted stock units vested and were settled in shares of common stock on a 1-for-1 basis on April 1, 2023. Includes dividends acquired April 3, 2023, pursuant to a dividend reinvestment feature of the Regions Financial Corporation 401(k) Plan. The total amount reported is expressed as ownership units in the Plan's unitized employer stock fund, which is managed such that each unit is intended to approximate the economic value of one share of common stock. Each restricted stock unit represents a contingent right to receive one share of common stock and a contingent right to receive cash on cash dividends that have been reinvested in restricted stock units. Includes quarterly cash dividends that were reinvested in restricted stock units. The restricted stock units vest on April 3, 2026, subject to a service requirement. The number of shares to be delivered upon vesting is contingent on the issuer meeting certain performance thresholds during the period from January 1, 2023 through December 31, 2025. Lachelle S. Koon - Attorney -in-Fact 2023-04-04