0001225208-19-006383.txt : 20190403 0001225208-19-006383.hdr.sgml : 20190403 20190403190310 ACCESSION NUMBER: 0001225208-19-006383 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190401 FILED AS OF DATE: 20190403 DATE AS OF CHANGE: 20190403 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Owen John B CENTRAL INDEX KEY: 0001331307 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34034 FILM NUMBER: 19730651 MAIL ADDRESS: STREET 1: REGIONS FINANCIAL CORPORATION STREET 2: 1900 5TH AVENUE NORTH, 21ST FLOOR CITY: BIRMINGHAM STATE: AL ZIP: 35203 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: REGIONS FINANCIAL CORP CENTRAL INDEX KEY: 0001281761 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 630589368 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1900 FIFTH AVENUE NORTH CITY: BIRMINGHAM STATE: AL ZIP: 35203 BUSINESS PHONE: 800-734-4667 MAIL ADDRESS: STREET 1: 1900 FIFTH AVENUE NORTH CITY: BIRMINGHAM STATE: AL ZIP: 35203 FORMER COMPANY: FORMER CONFORMED NAME: NEW REGIONS FINANCIAL CORP DATE OF NAME CHANGE: 20040225 4 1 doc4.xml X0306 4 2019-04-01 0001281761 REGIONS FINANCIAL CORP RF 0001331307 Owen John B P. O. BOX 10247 BIRMINGHAM AL 35202-0247 1 SEVP & COO Common Stock 2019-04-01 4 M 0 61653.0000 0 A 188805.0000 D Common Stock 2019-04-01 4 M 0 49322.0000 0.0000 A 238127.0000 D Common Stock 2019-04-01 4 F 0 49219.0000 14.6700 D 188908.0000 D Performance Stock Units - 2016 2019-04-01 4 M 0 49322.0000 0.0000 D 2019-04-01 Common Stock 61652.5000 0.0000 D Performance Stock Units (2019) 2019-04-01 4 A 0 30926.0000 0.0000 A Common Stock 46389.0000 30926.0000 D Restricted Stock Units 0.0000 2019-04-01 4 A 0 30926.0000 0.0000 A Common Stock 30926.0000 131559.0000 D Restricted Stock Units 0.0000 2019-04-01 4 M 0 49322.0000 0.0000 D Common Stock 49322.0000 82237.0000 D The performance stock units vested and were settled in shares of common stock as of April 1, 2019, at the conversion rate of 1.25 shares of common stock for each unit, based on the level of company achievement of performance goals during the performance period from January 1, 2016, through December 31, 2018. The restricted stock units vested and were settled in shares of common stock on a 1-for-1 basis as of April 1, 2019. Each performance stock unit is the economic equivalent of up to one and one-half shares of Regions Financial Corporation common stock with deemed reinvestment of dividends. The target number of shares underlying the performance stock units is equal to the number of units. The actual number of underlying shares could range from 0% to 150% of the target amount depending on the level of company achievement of performance thresholds and goals during the performance period from January 1, 2019, through December 31, 2021. The performance stock units will be settled in shares of common stock as of April 1, 2022, subject to a service requirement and performance thresholds and goals and subject to earlier vesting in whole or in part under certain conditions. Each restricted stock unit is the economic equivalent of one share of Regions Financial Corporation common stock with deemed reinvestment of dividends. The restricted stock units will be settled in shares of common stock as of April 1, 2022, subject to a service requirement and performance thresholds and subject to earlier vesting in whole or in part under certain conditions. Lachelle S. Koon - Attorney-in-Fact 2019-04-03