0001225208-19-006383.txt : 20190403
0001225208-19-006383.hdr.sgml : 20190403
20190403190310
ACCESSION NUMBER: 0001225208-19-006383
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190401
FILED AS OF DATE: 20190403
DATE AS OF CHANGE: 20190403
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Owen John B
CENTRAL INDEX KEY: 0001331307
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34034
FILM NUMBER: 19730651
MAIL ADDRESS:
STREET 1: REGIONS FINANCIAL CORPORATION
STREET 2: 1900 5TH AVENUE NORTH, 21ST FLOOR
CITY: BIRMINGHAM
STATE: AL
ZIP: 35203
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: REGIONS FINANCIAL CORP
CENTRAL INDEX KEY: 0001281761
STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021]
IRS NUMBER: 630589368
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1900 FIFTH AVENUE NORTH
CITY: BIRMINGHAM
STATE: AL
ZIP: 35203
BUSINESS PHONE: 800-734-4667
MAIL ADDRESS:
STREET 1: 1900 FIFTH AVENUE NORTH
CITY: BIRMINGHAM
STATE: AL
ZIP: 35203
FORMER COMPANY:
FORMER CONFORMED NAME: NEW REGIONS FINANCIAL CORP
DATE OF NAME CHANGE: 20040225
4
1
doc4.xml
X0306
4
2019-04-01
0001281761
REGIONS FINANCIAL CORP
RF
0001331307
Owen John B
P. O. BOX 10247
BIRMINGHAM
AL
35202-0247
1
SEVP & COO
Common Stock
2019-04-01
4
M
0
61653.0000
0
A
188805.0000
D
Common Stock
2019-04-01
4
M
0
49322.0000
0.0000
A
238127.0000
D
Common Stock
2019-04-01
4
F
0
49219.0000
14.6700
D
188908.0000
D
Performance Stock Units - 2016
2019-04-01
4
M
0
49322.0000
0.0000
D
2019-04-01
Common Stock
61652.5000
0.0000
D
Performance Stock Units (2019)
2019-04-01
4
A
0
30926.0000
0.0000
A
Common Stock
46389.0000
30926.0000
D
Restricted Stock Units
0.0000
2019-04-01
4
A
0
30926.0000
0.0000
A
Common Stock
30926.0000
131559.0000
D
Restricted Stock Units
0.0000
2019-04-01
4
M
0
49322.0000
0.0000
D
Common Stock
49322.0000
82237.0000
D
The performance stock units vested and were settled in shares of common stock as of April 1, 2019, at the conversion rate of 1.25 shares of common stock for each unit, based on the level of company achievement of performance goals during the performance period from January 1, 2016, through December 31, 2018.
The restricted stock units vested and were settled in shares of common stock on a 1-for-1 basis as of April 1, 2019.
Each performance stock unit is the economic equivalent of up to one and one-half shares of Regions Financial Corporation common stock with deemed reinvestment of dividends.
The target number of shares underlying the performance stock units is equal to the number of units. The actual number of underlying shares could range from 0% to 150% of the target amount depending on the level of company achievement of performance thresholds and goals during the performance period from January 1, 2019, through December 31, 2021.
The performance stock units will be settled in shares of common stock as of April 1, 2022, subject to a service requirement and performance thresholds and goals and subject to earlier vesting in whole or in part under certain conditions.
Each restricted stock unit is the economic equivalent of one share of Regions Financial Corporation common stock with deemed reinvestment of dividends.
The restricted stock units will be settled in shares of common stock as of April 1, 2022, subject to a service requirement and performance thresholds and subject to earlier vesting in whole or in part under certain conditions.
Lachelle S. Koon - Attorney-in-Fact
2019-04-03