0001225208-18-007244.txt : 20180403 0001225208-18-007244.hdr.sgml : 20180403 20180403174639 ACCESSION NUMBER: 0001225208-18-007244 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180401 FILED AS OF DATE: 20180403 DATE AS OF CHANGE: 20180403 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Ritter William D. CENTRAL INDEX KEY: 0001509493 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34034 FILM NUMBER: 18734863 MAIL ADDRESS: STREET 1: 1901 6TH AVENUE NORTH STREET 2: 18TH FLOOR CITY: BIRMINGHAM STATE: AL ZIP: 35203 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: REGIONS FINANCIAL CORP CENTRAL INDEX KEY: 0001281761 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 630589368 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1900 FIFTH AVENUE NORTH CITY: BIRMINGHAM STATE: AL ZIP: 35203 BUSINESS PHONE: 800-734-4667 MAIL ADDRESS: STREET 1: 1900 FIFTH AVENUE NORTH CITY: BIRMINGHAM STATE: AL ZIP: 35203 FORMER COMPANY: FORMER CONFORMED NAME: NEW REGIONS FINANCIAL CORP DATE OF NAME CHANGE: 20040225 4 1 doc4.xml X0306 4 2018-04-01 0001281761 REGIONS FINANCIAL CORP RF 0001509493 Ritter William D. P. O. BOX 10247 BIRMINGHAM AL 35202-0247 1 SEVP Common Stock 2018-04-01 4 M 0 20833.0000 0.0000 A 74306.0000 D Common Stock 2018-04-01 4 M 0 20833.0000 0 A 95139.0000 D Common Stock 2018-04-02 4 F 0 18480.0000 18.5800 D 76659.0000 D Common Stock 1012.6020 I By 401(k) Common Stock 989.0954 I By Spouse IRA Common Stock (phantom stock) 1543.9628 I Indirect - By 401 (k) Supplemental Plan Performance Stock Units - 2015 2018-04-01 4 M 0 20833.0000 0.0000 D Common Stock 20833.0000 0.0000 D Restricted Stock Units 0.0000 2018-04-01 4 M 0 20833.0000 0.0000 D Common Stock 20833.0000 38220.0000 D Performance Stock Units (2018) 2018-04-02 4 A 0 10627.0000 0.0000 A Common Stock 15940.5000 10627.0000 D Restricted Stock Units 0.0000 2018-04-02 4 A 0 10627.0000 0.0000 A Common Stock 10627.0000 48847.0000 D The restricted stock units vested and were settled in shares of common stock on a 1-for-1 basis on April 1, 2018. The performance stock units vested and were settled in shares of common stock on April 1, 2018, at the conversion rate of 1 share of common stock for each unit, based on the level of company achievement of performance goals during the performance period from January 1, 2015, through December 31, 2017. Expressed as ownership units in the plan's unitized employer stock fund, which is managed such that each unit is intended to approximate the economic value of one share of common stock. Each performance stock unit is the economic equivalent of up to one and one-half shares of Regions Financial Corporation common stock with deemed reinvestment of dividends. The target number of shares underlying the performance stock units is equal to the number of units. The actual number of underlying shares could range from 0% to 150% of the target amount depending on the level of company achievement of performance goals during the performance period from January 1, 2018, through December 31, 2020. The performance stock units will be settled in shares of common stock as of April 2, 2021, subject to a service requirement and subject to earlier vesting in whole or in part under certain conditions. Each restricted stock unit is the economic equivalent of one share of Regions Financial Corporation common stock with deemed reinvestment of dividends. The restricted stock units will be settled in shares of common stock as of April 2, 2021, subject to a service requirement and a performance threshold requirement and subject to earlier vesting in whole or in part under certain conditions. Lachelle S. Koon - Attorney -in-Fact 2018-04-03