0001225208-17-007518.txt : 20170404 0001225208-17-007518.hdr.sgml : 20170404 20170404181400 ACCESSION NUMBER: 0001225208-17-007518 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170401 FILED AS OF DATE: 20170404 DATE AS OF CHANGE: 20170404 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: REGIONS FINANCIAL CORP CENTRAL INDEX KEY: 0001281761 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 630589368 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1900 FIFTH AVENUE NORTH CITY: BIRMINGHAM STATE: AL ZIP: 35203 BUSINESS PHONE: 800-734-4667 MAIL ADDRESS: STREET 1: 1900 FIFTH AVENUE NORTH CITY: BIRMINGHAM STATE: AL ZIP: 35203 FORMER COMPANY: FORMER CONFORMED NAME: NEW REGIONS FINANCIAL CORP DATE OF NAME CHANGE: 20040225 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Owen John B CENTRAL INDEX KEY: 0001331307 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34034 FILM NUMBER: 17740162 MAIL ADDRESS: STREET 1: REGIONS FINANCIAL CORPORATION STREET 2: 1900 5TH AVENUE NORTH, 21ST FLOOR CITY: BIRMINGHAM STATE: AL ZIP: 35203 4 1 doc4.xml X0306 4 2017-04-01 0001281761 REGIONS FINANCIAL CORP RF 0001331307 Owen John B P. O. BOX 10247 BIRMINGHAM AL 35202-0247 1 SEVP Common Stock 2017-04-01 4 M 0 36731.0000 0.0000 A 250974.0000 D Common Stock 2017-04-01 4 M 0 32140.0000 0.0000 A 283114.0000 D Common Stock 2017-04-01 4 F 0 32336.0000 14.5300 D 250778.0000 D Performance Stock Units - 2014 2017-04-01 4 M 0 36731.0000 0.0000 D Common Stock 32139.6250 0.0000 D Restricted Stock Units 0.0000 2017-04-01 4 M 0 36731.0000 0.0000 D Common Stock 36731.0000 90989.0000 D Performance Stock Units (2017) 2017-04-03 4 A 0 27119.0000 0.0000 A Common Stock 40678.5000 27119.0000 D Restricted Stock Units 0.0000 2017-04-03 4 A 0 27119.0000 0.0000 A Common Stock 27119.0000 118108.0000 D The restricted stock units vested and were settled in shares of common stock on a 1-for-1 basis on April 1, 2017. The performance stock units vested and were settled in shares of common stock on April 1, 2017, at the conversion rate of 0.875 shares of common stock for each unit, based on the level of company achievement of performance goals during the performance period from January 1, 2014, through December 31, 2016. Each performance stock unit is the economic equivalent of up to one and one-half shares of Regions Financial Corporation common stock with deemed reinvestment of dividends. The target number of shares underlying the performance stock units is equal to the number of units. The actual number of underlying shares could range from 0% to 150% of the target amount depending on the level of company achievement of performance goals during the performance period from January 1, 2017, through December 31, 2019. The performance stock units will be settled in shares of common stock as of April 3, 2020, subject to a service requirement and subject to earlier vesting in whole or in part under certain conditions. Each restricted stock unit is the economic equivalent of one share of Regions Financial Corporation common stock with deemed reinvestment of dividends. The restricted stock units will be settled in shares of common stock as of April 3, 2020, subject to a service requirement and a performance threshold requirement and subject to earlier vesting in whole or in part under certain conditions. Lachelle S. Koon - Attorney-in-Fact 2017-04-04