0001299709-24-000067.txt : 20240321
0001299709-24-000067.hdr.sgml : 20240321
20240321163607
ACCESSION NUMBER: 0001299709-24-000067
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20240319
FILED AS OF DATE: 20240321
DATE AS OF CHANGE: 20240321
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: MATSUMOTO RAYMOND D
CENTRAL INDEX KEY: 0001281197
ORGANIZATION NAME:
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37709
FILM NUMBER: 24771896
MAIL ADDRESS:
STREET 1: C/O CIT GROUP, ATTN: GENERAL COUNSEL
STREET 2: 1 CIT DRIVE
CITY: LIVINGSTON
STATE: NJ
ZIP: 07039
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Axos Financial, Inc.
CENTRAL INDEX KEY: 0001299709
STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035]
ORGANIZATION NAME: 02 Finance
IRS NUMBER: 330867444
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0630
BUSINESS ADDRESS:
STREET 1: 9205 WEST RUSSELL ROAD
STREET 2: SUITE #400
CITY: LAS VEGAS
STATE: NV
ZIP: 89148
BUSINESS PHONE: (858) 649-2218
MAIL ADDRESS:
STREET 1: 9205 WEST RUSSELL ROAD
STREET 2: SUITE #400
CITY: LAS VEGAS
STATE: NV
ZIP: 89148
FORMER COMPANY:
FORMER CONFORMED NAME: BofI Holding, Inc.
DATE OF NAME CHANGE: 20040805
4
1
edgardoc.xml
PRIMARY DOCUMENT
X0508
4
2024-03-19
0
0001299709
Axos Financial, Inc.
AX
0001281197
MATSUMOTO RAYMOND D
9205 WEST RUSSELL ROAD
SUITE 400
LAS VEGAS
NV
89148
0
0
0
1
EVP, Chief Operating Officer
0
Common Stock
2024-03-19
4
M
0
1152
50.78
A
28923
D
Common Stock
2024-03-19
4
D
0
674
50.78
D
28249
D
Common Stock
1891
I
401(k) Plan
Restricted Stock Units
2024-03-19
4
M
0
1152
0.0
D
Common Stock
1152
27737
D
Represents shares of Common Stock issued on March 19, 2024, following the vesting of Restricted Stock Units ("RSUs") which vest as to one-third of the shares on each anniversary of the date of grant. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Amended and Restated 2014 Stock Incentive Plan.
Represents shares of Common Stock retained by Axos Financial, Inc. for tax withholding purposes in connection with the net-settlement on the issuance of shares of Common Stock in respect to the vested RSUs.
The RSUs were granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan. The RSUs are accompanied by dividend equivalent rights.
Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock.
The RSUs vest as to one-third of the shares on each anniversary date of grant.
By: Derrick K. Walsh For: Raymond Matsumoto
2024-03-21