0001299709-20-000212.txt : 20200909 0001299709-20-000212.hdr.sgml : 20200909 20200909162817 ACCESSION NUMBER: 0001299709-20-000212 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200906 FILED AS OF DATE: 20200909 DATE AS OF CHANGE: 20200909 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MATSUMOTO RAYMOND D CENTRAL INDEX KEY: 0001281197 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37709 FILM NUMBER: 201166793 MAIL ADDRESS: STREET 1: C/O CIT GROUP, ATTN: GENERAL COUNSEL STREET 2: 1 CIT DRIVE CITY: LIVINGSTON STATE: NJ ZIP: 07039 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Axos Financial, Inc. CENTRAL INDEX KEY: 0001299709 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035] IRS NUMBER: 330867444 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 9205 WEST RUSSELL ROAD STREET 2: SUITE #400 CITY: LAS VEGAS STATE: NV ZIP: 89148 BUSINESS PHONE: (858) 649-2218 MAIL ADDRESS: STREET 1: 9205 WEST RUSSELL ROAD STREET 2: SUITE #400 CITY: LAS VEGAS STATE: NV ZIP: 89148 FORMER COMPANY: FORMER CONFORMED NAME: BofI Holding, Inc. DATE OF NAME CHANGE: 20040805 4 1 edgardoc.xml PRIMARY DOCUMENT X0306 4 2020-09-06 0 0001299709 Axos Financial, Inc. AX 0001281197 MATSUMOTO RAYMOND D 9205 WEST RUSSELL ROAD SUITE 400 LAS VEGAS NV 89148 0 0 0 1 EVP, Chief Operating Officer Common Stock 2020-09-06 4 M 0 1830 24.91 A 5837 D Restricted Stock Units 0.0 2020-09-06 4 M 0 1830 0.0 D Common Stock 1830 26739 D Represents shares of Common Stock issued on September 06, 2020, following the vesting of Restricted Stock Units ("RSUs") which vest one-third each year. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan. The RSUs were granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan. Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. The RSUs are accompanied by dividend equivalent rights. The RSUs vest over three years, one-third on each anniversary date of grant. By: Andrew J Micheletti For: Raymond Matsumoto 2020-09-09