0001140361-18-001222.txt : 20180108 0001140361-18-001222.hdr.sgml : 20180108 20180108160653 ACCESSION NUMBER: 0001140361-18-001222 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20171130 FILED AS OF DATE: 20180108 DATE AS OF CHANGE: 20180108 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MALVEY KENNETH P CENTRAL INDEX KEY: 0001280972 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 811-22585 FILM NUMBER: 18516516 MAIL ADDRESS: STREET 1: 180801 MASTIN BLVD CITY: OVERLAND PARK STATE: KS ZIP: 66210 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TORTOISE PIPELINE & ENERGY FUND, INC. CENTRAL INDEX KEY: 0001526329 IRS NUMBER: 452785066 STATE OF INCORPORATION: MD FISCAL YEAR END: 1130 BUSINESS ADDRESS: STREET 1: 11550 ASH STREET, SUITE 300 CITY: LEAWOOD STATE: KS ZIP: 66211 BUSINESS PHONE: 913-981-1020 MAIL ADDRESS: STREET 1: 11550 ASH STREET, SUITE 300 CITY: LEAWOOD STATE: KS ZIP: 66211 5 1 doc1.xml FORM 5 X0306 5 2017-11-30 0 0 0 0001526329 TORTOISE PIPELINE & ENERGY FUND, INC. TTP 0001280972 MALVEY KENNETH P 11550 ASH STREET SUITE 300 LEAWOOD KS 66211 0 0 0 1 Member of Investment Committee Common Shares 2017-09-01 5 L 0 32.521 18.42 A 1502.492 D Common Shares 2017-09-01 5 L 0 16.483 18.42 A 761.509 I By spouse Common Shares 2017-09-01 5 L 0 5.331 18.42 A 246.277 I By adult child not living at home; reporting person can trade on account for adult child's benefit Automatic reinvestment of distribution by broker not made at the TTP dividend reinvestment plan price. This transaction is being reported on Form 5 pursuant to Rule 16a-6. Kenneth P. Malvey 2018-01-08