0001140361-17-001802.txt : 20170113 0001140361-17-001802.hdr.sgml : 20170113 20170113150655 ACCESSION NUMBER: 0001140361-17-001802 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161130 FILED AS OF DATE: 20170113 DATE AS OF CHANGE: 20170113 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TORTOISE PIPELINE & ENERGY FUND, INC. CENTRAL INDEX KEY: 0001526329 IRS NUMBER: 452785066 STATE OF INCORPORATION: MD FISCAL YEAR END: 1130 BUSINESS ADDRESS: STREET 1: 11550 ASH STREET, SUITE 300 CITY: LEAWOOD STATE: KS ZIP: 66211 BUSINESS PHONE: 913-981-1020 MAIL ADDRESS: STREET 1: 11550 ASH STREET, SUITE 300 CITY: LEAWOOD STATE: KS ZIP: 66211 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MALVEY KENNETH P CENTRAL INDEX KEY: 0001280972 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 811-22585 FILM NUMBER: 17527611 MAIL ADDRESS: STREET 1: 180801 MASTIN BLVD CITY: OVERLAND PARK STATE: KS ZIP: 66210 5 1 doc1.xml FORM 5 X0306 5 2016-11-30 0 0 0 0001526329 TORTOISE PIPELINE & ENERGY FUND, INC. TTP 0001280972 MALVEY KENNETH P 11550 ASH STREET SUITE 300 LEAWOOD KS 66211 0 0 0 1 Member of Investment Committee Common Shares 2015-12-01 5 L 0 32.329 17.47 A 1388.227 D Common Shares 2015-12-01 5 L 0 16.385 17.47 A 703.596 I By spouse Common Shares 2016-03-01 5 L 0 41.41 12.67 A 1388.227 D Common Shares 2016-03-01 5 L 0 20.988 12.67 A 703.596 I By spouse Common Shares 2016-06-01 5 L 0 31.173 17.37 A 1388.227 D Common Shares 2016-06-01 5 L 0 15.799 17.37 A 703.596 I By spouse Common Shares 2016-09-01 5 L 0 28.155 19.68 A 1388.227 D Common Shares 2016-09-01 5 L 0 14.27 19.68 A 703.596 I By spouse Common Shares 0 I By self as custodian of child's account Automatic reinvestment of distribution by broker not made at the Tortoise Pipeline & Energy Fund, Inc. dividend reinvestment plan price. This transaction is being reported on Form 5 pursuant to Rule 16a-6. Excludes 205.736 shares held by adult child no longer living at home and in which the reporting person no longer has a reportable beneficial interest but which have been included in the reporting person's prior ownership information. Kenneth P. Malvey 2017-01-12