0001140361-17-001795.txt : 20170113 0001140361-17-001795.hdr.sgml : 20170113 20170113145810 ACCESSION NUMBER: 0001140361-17-001795 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161130 FILED AS OF DATE: 20170113 DATE AS OF CHANGE: 20170113 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TORTOISE POWER & ENERGY INFRASTRUCTURE FUND INC CENTRAL INDEX KEY: 0001408201 IRS NUMBER: 260573018 STATE OF INCORPORATION: MD FISCAL YEAR END: 1130 BUSINESS ADDRESS: STREET 1: 11550 ASH STREET, SUITE 300 CITY: LEAWOOD STATE: KS ZIP: 66211 BUSINESS PHONE: 913-981-1020 MAIL ADDRESS: STREET 1: 11550 ASH STREET, SUITE 300 CITY: LEAWOOD STATE: KS ZIP: 66211 FORMER COMPANY: FORMER CONFORMED NAME: TORTOISE POWER & ENERGY INCOME CO DATE OF NAME CHANGE: 20070727 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MALVEY KENNETH P CENTRAL INDEX KEY: 0001280972 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 811-22106 FILM NUMBER: 17527578 MAIL ADDRESS: STREET 1: 180801 MASTIN BLVD CITY: OVERLAND PARK STATE: KS ZIP: 66210 5 1 doc1.xml FORM 5 X0306 5 2016-11-30 0 0 0 0001408201 TORTOISE POWER & ENERGY INFRASTRUCTURE FUND INC TPZ 0001280972 MALVEY KENNETH P 11550 ASH STREET SUITE 300 LEAWOOD KS 66211 0 0 0 1 Member of Investment Committee Common Shares 2015-12-01 5 L 0 5.672 18.55 A 832.42 D Common Shares 2015-12-01 5 L 0 5.672 18.55 A 832.42 I By spouse Common Shares 2016-01-04 5 L 0 6.338 16.73 A 832.42 D Common Shares 2016-01-04 5 L 0 6.338 16.73 A 832.42 I By spouse Common Shares 2016-02-01 5 L 0 7.118 15.02 A 832.42 D Common Shares 2016-02-01 5 L 0 7.118 15.02 A 832.42 I By spouse Common Shares 2016-03-01 5 L 0 7.009 15.39 A 832.42 D Common Shares 2016-03-01 5 L 0 7.009 15.39 A 832.42 I By spouse Common Shares 2016-04-01 5 L 0 5.786 17.10 A 832.42 D Common Shares 2016-04-01 5 L 0 5.786 17.10 A 832.42 I By spouse Common Shares 2016-05-02 5 L 0 5.279 18.88 A 832.42 D Common Shares 2016-05-02 5 L 0 5.279 18.88 A 832.42 I By spouse Common Shares 2016-06-01 5 L 0 5.321 18.85 A 832.42 D Common Shares 2016-06-01 5 L 0 5.321 18.85 A 832.42 I By spouse Common Shares 2016-07-01 5 L 0 5.152 19.60 A 832.42 D Common Shares 2016-07-01 5 L 0 5.152 19.60 A 832.42 I By spouse Common Shares 2016-08-01 5 L 0 5.106 19.91 A 832.42 D Common Shares 2016-08-01 5 L 0 5.106 19.91 A 832.42 I By spouse Common Shares 2016-09-01 5 L 0 4.734 21.60 A 832.42 D Common Shares 2016-09-01 5 L 0 4.734 21.60 A 832.42 I By spouse Common Shares 2016-10-03 5 L 0 4.611 22.31 A 832.42 D Common Shares 2016-10-03 5 L 0 4.611 22.31 A 832.42 I By spouse Common Shares 2016-11-01 5 L 0 4.964 20.84 A 832.42 D Common Shares 2016-11-01 5 L 0 4.964 20.84 A 832.42 I By spouse Automatic reinvestment of distribution by broker not made at the Tortoise Power and Energy Infrastructure Fund, Inc. dividend reinvestment plan price. This transaction is being reported on Form 5 pursuant to Rule 16a-6. Indirect ownership shares exclude 102.044 shares held by adult child no longer living at home and in which the reporting person no longer has a reportable beneficial interest but which have been included in the reporting person's prior ownership information. Kenneth P. Malvey 2017-01-12