0001140361-18-034156.txt : 20180730
0001140361-18-034156.hdr.sgml : 20180730
20180730160814
ACCESSION NUMBER: 0001140361-18-034156
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180727
FILED AS OF DATE: 20180730
DATE AS OF CHANGE: 20180730
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BIRZER H KEVIN
CENTRAL INDEX KEY: 0001280969
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 811-22409
FILM NUMBER: 18977705
MAIL ADDRESS:
STREET 1: 180801 MASTIN BLVD
CITY: OVERLAND PARK
STATE: KS
ZIP: 66210
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: TORTOISE MLP FUND, INC.
CENTRAL INDEX KEY: 0001490286
IRS NUMBER: 000000000
FISCAL YEAR END: 1130
BUSINESS ADDRESS:
STREET 1: 11550 ASH STREET, SUITE 300
CITY: LEAWOOD
STATE: KS
ZIP: 66211
BUSINESS PHONE: 913-981-1020
MAIL ADDRESS:
STREET 1: 11550 ASH STREET, SUITE 300
CITY: LEAWOOD
STATE: KS
ZIP: 66211
FORMER COMPANY:
FORMER CONFORMED NAME: TORTOISE MLP CORP.
DATE OF NAME CHANGE: 20100423
4
1
doc1.xml
FORM 4
X0306
4
2018-07-27
0
0001490286
TORTOISE MLP FUND, INC.
NTG
0001280969
BIRZER H KEVIN
11550 ASH STREET
SUITE 300
LEAWOOD
KS
66211
1
0
0
0
Common Stock
13291
D
Common Stock
252
I
By spouse as custodian of children's accounts
Transferable Subscription Rights (Right to Buy)
2018-07-27
4
S
0
252
0.30
D
2018-06-19
2018-07-18
Common Stock
84
0
I
By spouse as custodian of children's accounts
On June 7, 2018, Tortoise MLP Fund, Inc. (the "Fund") announced the terms of a pro rata offering of transferable rights (the "Rights") to holders of the Fund's common shares, as of the record date of June 19, 2018 ("Record Date Shareholder"), entitling the holders of such rights to subscribe for up to an aggregate of 15,802,094 of the Fund's common shares. Record Date Shareholders received one Right for each outstanding whole common share held on the record date. The Rights entitled their holders to purchase one new common share for every three Rights held; however, any Record Date Stockholder who owned fewer than three common shares as of the Record Date was entitled to subscribe for one common share. The subscription price per common share was $14.64 (the "basic subscription privilege").
As reported by the broker, the trade through a corporate action election had an entry date, trade date and settlement date of July 27, 2018.
H. Kevin Birzer
2018-07-30