0001140361-18-034156.txt : 20180730 0001140361-18-034156.hdr.sgml : 20180730 20180730160814 ACCESSION NUMBER: 0001140361-18-034156 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180727 FILED AS OF DATE: 20180730 DATE AS OF CHANGE: 20180730 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BIRZER H KEVIN CENTRAL INDEX KEY: 0001280969 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 811-22409 FILM NUMBER: 18977705 MAIL ADDRESS: STREET 1: 180801 MASTIN BLVD CITY: OVERLAND PARK STATE: KS ZIP: 66210 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TORTOISE MLP FUND, INC. CENTRAL INDEX KEY: 0001490286 IRS NUMBER: 000000000 FISCAL YEAR END: 1130 BUSINESS ADDRESS: STREET 1: 11550 ASH STREET, SUITE 300 CITY: LEAWOOD STATE: KS ZIP: 66211 BUSINESS PHONE: 913-981-1020 MAIL ADDRESS: STREET 1: 11550 ASH STREET, SUITE 300 CITY: LEAWOOD STATE: KS ZIP: 66211 FORMER COMPANY: FORMER CONFORMED NAME: TORTOISE MLP CORP. DATE OF NAME CHANGE: 20100423 4 1 doc1.xml FORM 4 X0306 4 2018-07-27 0 0001490286 TORTOISE MLP FUND, INC. NTG 0001280969 BIRZER H KEVIN 11550 ASH STREET SUITE 300 LEAWOOD KS 66211 1 0 0 0 Common Stock 13291 D Common Stock 252 I By spouse as custodian of children's accounts Transferable Subscription Rights (Right to Buy) 2018-07-27 4 S 0 252 0.30 D 2018-06-19 2018-07-18 Common Stock 84 0 I By spouse as custodian of children's accounts On June 7, 2018, Tortoise MLP Fund, Inc. (the "Fund") announced the terms of a pro rata offering of transferable rights (the "Rights") to holders of the Fund's common shares, as of the record date of June 19, 2018 ("Record Date Shareholder"), entitling the holders of such rights to subscribe for up to an aggregate of 15,802,094 of the Fund's common shares. Record Date Shareholders received one Right for each outstanding whole common share held on the record date. The Rights entitled their holders to purchase one new common share for every three Rights held; however, any Record Date Stockholder who owned fewer than three common shares as of the Record Date was entitled to subscribe for one common share. The subscription price per common share was $14.64 (the "basic subscription privilege"). As reported by the broker, the trade through a corporate action election had an entry date, trade date and settlement date of July 27, 2018. H. Kevin Birzer 2018-07-30