0001140361-18-032275.txt : 20180712
0001140361-18-032275.hdr.sgml : 20180712
20180712163456
ACCESSION NUMBER: 0001140361-18-032275
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180710
FILED AS OF DATE: 20180712
DATE AS OF CHANGE: 20180712
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BIRZER H KEVIN
CENTRAL INDEX KEY: 0001280969
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 811-22409
FILM NUMBER: 18950809
MAIL ADDRESS:
STREET 1: 180801 MASTIN BLVD
CITY: OVERLAND PARK
STATE: KS
ZIP: 66210
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: TORTOISE MLP FUND, INC.
CENTRAL INDEX KEY: 0001490286
IRS NUMBER: 000000000
FISCAL YEAR END: 1130
BUSINESS ADDRESS:
STREET 1: 11550 ASH STREET, SUITE 300
CITY: LEAWOOD
STATE: KS
ZIP: 66211
BUSINESS PHONE: 913-981-1020
MAIL ADDRESS:
STREET 1: 11550 ASH STREET, SUITE 300
CITY: LEAWOOD
STATE: KS
ZIP: 66211
FORMER COMPANY:
FORMER CONFORMED NAME: TORTOISE MLP CORP.
DATE OF NAME CHANGE: 20100423
4
1
doc1.xml
FORM 4
X0306
4
2018-07-10
0
0001490286
TORTOISE MLP FUND, INC.
NTG
0001280969
BIRZER H KEVIN
11550 ASH STREET
SUITE 300
LEAWOOD
KS
66211
1
0
0
0
Common Stock
2018-07-10
4
X
0
1823
A
7291
D
Common Stock
252
I
By spouse as custodian of children's accounts
Transferable Subscription Rights (Right to Buy)
2018-07-10
4
X
0
5469
D
2018-06-19
2018-07-18
Common Stock
1823
0
D
Transferable Subscription Rights (Right to Buy)
2018-06-19
2018-07-18
Common Stock
84
252
I
By spouse as custodian of children's accounts
On June 7, 2018, Tortoise MLP Fund, Inc. (the "Fund") announced the terms of a pro rata offering of transferable rights (the "Rights") to holders of the Fund's common shares, as of the record date of June 19, 2018 ("Record Date Shareholder"), entitling the holders of such rights to subscribe for up to an aggregate of 15,802,094 of the Fund's common shares. Record Date Shareholders received one Right for each outstanding whole common share held on the record date. The Rights entitle their holders to purchase one new common share for every three Rights held; however, any Record Date Stockholder who owns fewer than three common shares as of the Record Date will be entitled to subscribe for one common share. The subscription price per common share is an estimated $16.54 (the "basic subscription privilege").
The Rights Offering also includes an oversubscription privilege, which will entitle holders who fully exercise their basic subscription privilege the right to purchase, at an estimated price of $16.54 per common share, additional common shares of the Fund, subject to availability and pro rata allocation of shares among Record Date Shareholders exercising such oversubscription privilege. The reporting person exercised his basic subscription privilege and oversubscription privilege, and expects to participate in the Fund's allocation of available shares at the close of the subscription period. The subscription rights will expire if they are not exercised by 5:00 p.m. Eastern time on July 18, 2018 (unless otherwise extended).
H. Kevin Birzer
2018-07-12