Managing Director

0001140361-17-043244.txt : 20171117 0001140361-17-043244.hdr.sgml : 20171117 20171117164810 ACCESSION NUMBER: 0001140361-17-043244 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20170930 FILED AS OF DATE: 20171117 DATE AS OF CHANGE: 20171117 EFFECTIVENESS DATE: 20171117 FILER: COMPANY DATA: COMPANY CONFORMED NAME: TORTOISE CAPITAL ADVISORS, L.L.C. CENTRAL INDEX KEY: 0001280965 IRS NUMBER: 223875939 STATE OF INCORPORATION: KS FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-11123 FILM NUMBER: 171211600 BUSINESS ADDRESS: STREET 1: 11550 ASH STREET, SUITE 300 CITY: LEAWOOD STATE: KS ZIP: 66211 BUSINESS PHONE: 913-981-1020 MAIL ADDRESS: STREET 1: 11550 ASH STREET, SUITE 300 CITY: LEAWOOD STATE: KS ZIP: 66211 FORMER COMPANY: FORMER CONFORMED NAME: TORTOISE CAPITAL ADVISORS LLC DATE OF NAME CHANGE: 20040220 13F-HR/A 1 primary_doc.xml 13F-HR/A LIVE false true false 0001280965 XXXXXXXX 09-30-2017 09-30-2017 true 1 RESTATEMENT TORTOISE CAPITAL ADVISORS, L.L.C.

11550 ASH STREET, SUITE 300 LEAWOOD KS 66211

13F HOLDINGS REPORT 028-11123 Y Solely for purposes of, and based on instructions in, Form 13F, investment discretion is noted as "DEFINED" in column 6 of the Information Table because Montage Investments, LLC ("Montage") has a controlling interest in the Reporting Manager, although Montage does not in fact exercise investment discretion over the Reporting Manager's client accounts. P. Bradley Adams Managing Director 913-981-1020 P. Bradley Adams Leawood KS 11-17-2017 0 170 15287415 false INFORMATION TABLE 2 form13fInfoTable.xml 8POINT3 ENERGY PARTNERS LP CL A RPT LTDPT 282539105 1 49 SH DFND N/A 49 0 0 ABB LTD SPONSORED ADR 000375204 1 49 SH DFND N/A 49 0 0 ATLANTICA YIELD PLC SHS G0751N103 26 1316 SH DFND N/A 1316 0 0 ACUITY BRANDS INC COM 00508Y102 1 8 SH DFND N/A 8 0 0 ALBEMARLE CORP COM 012653101 669 4906 SH DFND N/A 4906 0 0 ALGONQUIN PWR UTILS CORP COM 015857105 1 114 SH DFND N/A 114 0 0 AMERICAN WTR WKS CO INC NEW COM 030420103 8 103 SH DFND N/A 103 0 0 ANADARKO PETE CORP COM 032511107 6184 126598 SH DFND N/A 126598 0 0 ANDEAVOR COM 03349M105 1862 18048 SH DFND N/A 18048 0 0 ANDEAVOR LOGISTICS LP COM UNIT LP INT 03350F106 612571 12236733 SH DFND N/A 10930774 0 1305959 ANTERO MIDSTREAM GP LP COM SHS REPSTG 03675Y103 88077 4302725 SH DFND N/A 3796590 0 506135 ANTERO MIDSTREAM PARTNERS LP UNT LTD PARTN 03673L103 326260 10347615 SH DFND N/A 8990004 0 1357611 ANTERO RES CORP COM 03674X106 8695 436950 SH DFND N/A 436950 0 0 APACHE CORP COM 037411105 2 42 SH DFND N/A 42 0 0 ANADARKO PETE CORP UNIT 99/99/9999 032511404 27551 693100 SH DFND N/A 693100 0 0 AQUA AMERICA INC COM 03836W103 1 31 SH DFND N/A 31 0 0 AQUAVENTURE HLDGS LTD SHS G0443N107 3 228 SH DFND N/A 228 0 0 ARCHROCK PARTNERS L P COM UNITS REPSTG 03957U100 38 2671 SH DFND N/A 2671 0 0 ARCHROCK INC COM 03957W106 1 57 SH DFND N/A 57 0 0 ATWOOD OCEANICS INC COM 050095108 0 22 SH DFND N/A 22 0 0 BADGER METER INC COM 056525108 3 53 SH DFND N/A 53 0 0 BAKER HUGHES INC COM 057224107 3 69 SH DFND N/A 69 0 0 BROOKFIELD RENEWABLE PARTNER PARTNERSHIP UNIT G16258108 19 564 SH DFND N/A 564 0 0 BUCKEYE PARTNERS L P UNIT LTD PARTN 118230101 617741 10837570 SH DFND N/A 9804314 0 1033256 C&J ENERGY SVCS INC NEW COM 12674R100 0 6 SH DFND N/A 6 0 0 CABOT OIL & GAS CORP COM 127097103 18542 693177 SH DFND N/A 693177 0 0 CARRIZO OIL & GAS INC COM 144577103 5079 296480 SH DFND N/A 296480 0 0 CELANESE CORP DEL COM SER A 150870103 2 16 SH DFND N/A 16 0 0 CENTENNIAL RESOURCE DEV INC CL A 15136A102 18620 1047375 SH DFND N/A 1047375 0 0 CHART INDS INC COM PAR $0.01 16115Q308 0 7 SH DFND N/A 7 0 0 CHENIERE ENERGY INC COM NEW 16411R208 272869 6058373 SH DFND N/A 5898750 0 159623 CHENIERE ENERGY PARTNERS LP COM UNIT 16411Q101 1 36 SH DFND N/A 36 0 0 CHEVRON CORP NEW COM 166764100 2 18 SH DFND N/A 18 0 0 CIMAREX ENERGY CO COM 171798101 10266 90318 SH DFND N/A 90318 0 0 CMS ENERGY CORP COM 125896100 2 49 SH DFND N/A 49 0 0 CONCHO RES INC COM 20605P101 17835 135402 SH DFND N/A 135402 0 0 CONNECTICUT WTR SVC INC COM 207797101 1 16 SH DFND N/A 16 0 0 CONOCOPHILLIPS COM 20825C104 1 28 SH DFND N/A 28 0 0 CONTINENTAL RESOURCES INC COM 212015101 11228 290797 SH DFND N/A 290797 0 0 CORE LABORATORIES N V COM N22717107 1 10 SH DFND N/A 10 0 0 COVANTA HLDG CORP COM 22282E102 16 1100 SH DFND N/A 1100 0 0 DANAHER CORP DEL COM 235851102 5 54 SH DFND N/A 54 0 0 DCP MIDSTREAM LP COM UT LTD PTN 23311P100 129097 3726808 SH DFND N/A 3726808 0 0 DEVON ENERGY CORP NEW COM 25179M103 8830 240530 SH DFND N/A 240530 0 0 DIAMONDBACK ENERGY INC COM 25278X109 13469 137499 SH DFND N/A 137499 0 0 DOMINION ENERGY INC COM 25746U109 196 2554 SH DFND N/A 2554 0 0 DOMINION ENERGY MIDSTRM PRTN COM UT REP LTD 257454108 205160 6454074 SH DFND N/A 5790194 0 663880 DRIL-QUIP INC COM 262037104 0 9 SH DFND N/A 9 0 0 DTE ENERGY CO COM 233331107 148 1375 SH DFND N/A 1375 0 0 DTE ENERGY CO UNIT 99/99/9999 233331883 2156 39600 SH DFND N/A 39600 0 0 DUKE ENERGY CORP NEW COM NEW 26441C204 3 32 SH DFND N/A 32 0 0 EASTMAN CHEM CO COM 277432100 2 17 SH DFND N/A 17 0 0 ECOLAB INC COM 278865100 4 32 SH DFND N/A 32 0 0 EDISON INTL COM 281020107 3 36 SH DFND N/A 36 0 0 ENBRIDGE ENERGY MANAGEMENT L SHS UNITS LLI 29250X103 30152 1950324 SH DFND N/A 1950324 0 0 ENBRIDGE ENERGY PARTNERS L P COM 29250R106 121752 7619043 SH DFND N/A 7619043 0 0 ENBRIDGE INC COM 29250N105 268507 6417469 SH DFND N/A 6417469 0 0 ENERGY RECOVERY INC COM 29270J100 1 72 SH DFND N/A 72 0 0 ENERGY TRANSFER EQUITY L P COM UT LTD PTN 29273V100 536039 30842274 SH DFND N/A 25990329 0 4851945 ENERGY TRANSFER PRTNRS L P UNIT LTD PARTN 29273R109 735997 40240392 SH DFND N/A 37104587 0 3135805 ENLINK MIDSTREAM PARTNERS LP COM UNIT REP LTD 29336U107 138786 8280784 SH DFND N/A 8280784 0 0 ENLINK MIDSTREAM LLC COM UNIT REP LTD 29336T100 64464 3737067 SH DFND N/A 3737067 0 0 ENTERPRISE PRODS PARTNERS L COM 293792107 1140835 43760469 SH DFND N/A 38628068 0 5132401 EOG RES INC COM 26875P101 27914 288549 SH DFND N/A 288549 0 0 EQT CORP COM 26884L109 10249 157099 SH DFND N/A 157099 0 0 EQT GP HLDGS LP COM UNIT REP 26885J103 50048 1728184 SH DFND N/A 1456095 0 272089 EQT MIDSTREAM PARTNERS LP UNIT LTD PARTN 26885B100 653527 8717176 SH DFND N/A 7645344 0 1071832 ESCO TECHNOLOGIES INC COM 296315104 2 35 SH DFND N/A 35 0 0 EXTRACTION OIL AND GAS INC COM 30227M105 5348 347496 SH DFND N/A 347496 0 0 EXXON MOBIL CORP COM 30231G102 3 35 SH DFND N/A 35 0 0 FAIRMOUNT SANTROL HLDGS INC COM 30555Q108 1324 277078 SH DFND N/A 277078 0 0 FIRST SOLAR INC COM 336433107 1 19 SH DFND N/A 19 0 0 FORUM ENERGY TECHNOLOGIES IN COM 34984V100 1 41 SH DFND N/A 41 0 0 FRANKS INTL N V COM N33462107 0 48 SH DFND N/A 48 0 0 GARMIN LTD SHS H2906T109 16 300 SH DFND N/A 300 0 0 GENESIS ENERGY L P UNIT LTD PARTN 371927104 245866 9330795 SH DFND N/A 8417451 0 913344 GULFPORT ENERGY CORP COM NEW 402635304 392 27353 SH DFND N/A 27353 0 0 HALCON RES CORP COM PAR NEW 40537Q605 6596 970000 SH DFND N/A 970000 0 0 HALLIBURTON CO COM 406216101 4362 94773 SH DFND N/A 94773 0 0 HANNON ARMSTRONG SUST INFR C COM 41068X100 41 1697 SH DFND N/A 1697 0 0 HELMERICH & PAYNE INC COM 423452101 1 20 SH DFND N/A 20 0 0 HESS CORP COM 42809H107 343 7313 SH DFND N/A 7313 0 0 HOLLY ENERGY PARTNERS L P COM UT LTD PTN 435763107 121436 3635805 SH DFND N/A 3635805 0 0 IDEX CORP COM 45167R104 4 29 SH DFND N/A 29 0 0 INFRAREIT INC COM 45685L100 2 80 SH DFND N/A 80 0 0 ITRON INC COM 465741106 3 45 SH DFND N/A 45 0 0 KEANE GROUP INC COM 48669A108 1356 81307 SH DFND N/A 81307 0 0 KINDER MORGAN INC DEL COM 49456B101 266767 13908625 SH DFND N/A 13908625 0 0 LAREDO PETROLEUM INC COM 516806106 4616 356976 SH DFND N/A 356976 0 0 LINDSAY CORP COM 535555106 1 6 SH DFND N/A 6 0 0 MAGELLAN MIDSTREAM PRTNRS LP COM UNIT RP LP 559080106 1011815 14238881 SH DFND N/A 12494836 0 1744045 MARATHON OIL CORP COM 565849106 2 115 SH DFND N/A 115 0 0 MARATHON PETE CORP COM 56585A102 2521 44950 SH DFND N/A 44950 0 0 MIX TELEMATICS LTD SPONSORED ADR 60688N102 20 2000 SH DFND N/A 2000 0 0 MPLX LP COM UNIT REP LTD 55336V100 797774 22787043 SH DFND N/A 20071528 0 2715515 MRC GLOBAL INC COM 55345K103 0 27 SH DFND N/A 27 0 0 MUELLER WTR PRODS INC COM SER A 624758108 5 409 SH DFND N/A 409 0 0 NABORS INDUSTRIES LTD SHS G6359F103 1 102 SH DFND N/A 102 0 0 NATIONAL FUEL GAS CO N J COM 636180101 46918 828793 SH DFND N/A 828793 0 0 NATIONAL OILWELL VARCO INC COM 637071101 1 22 SH DFND N/A 22 0 0 NEWFIELD EXPL CO COM 651290108 7657 258058 SH DFND N/A 258058 0 0 NEWPARK RES INC COM PAR $.01NEW 651718504 1 91 SH DFND N/A 91 0 0 NEXTERA ENERGY INC COM 65339F101 344 2346 SH DFND N/A 2346 0 0 NEXTERA ENERGY PARTNERS LP COM UNIT PART IN 65341B106 1741 43205 SH DFND N/A 43205 0 0 NISOURCE INC COM 65473P105 33227 1298427 SH DFND N/A 1298427 0 0 NOBLE ENERGY INC COM 655044105 1116 39358 SH DFND N/A 39358 0 0 NOBLE MIDSTREAM PARTNERS LP COM UNIT REPST 65506L105 149680 2885684 SH DFND N/A 2656889 0 228795 NRG ENERGY INC COM NEW 629377508 1 24 SH DFND N/A 24 0 0 NRG YIELD INC CL C 62942X405 3 145 SH DFND N/A 145 0 0 NUSTAR ENERGY LP UNIT COM 67058H102 178413 4395490 SH DFND N/A 4067851 0 327639 OCCIDENTAL PETE CORP DEL COM 674599105 464 7224 SH DFND N/A 7224 0 0 OLIN CORP COM PAR $1 680665205 1 42 SH DFND N/A 42 0 0 ONEOK INC NEW COM 682680103 739659 13348843 SH DFND N/A 11924167 0 1424676 ORMAT TECHNOLOGIES INC COM 686688102 2 30 SH DFND N/A 30 0 0 PARSLEY ENERGY INC CL A 701877102 8517 323336 SH DFND N/A 323336 0 0 PATTERN ENERGY GROUP INC CL A 70338P100 38 1559 SH DFND N/A 1559 0 0 PATTERSON UTI ENERGY INC COM 703481101 1777 84875 SH DFND N/A 84875 0 0 PDC ENERGY INC COM 69327R101 3761 76709 SH DFND N/A 76709 0 0 PEMBINA PIPELINE CORP COM 706327103 166531 4746206 SH DFND N/A 4746206 0 0 PENTAIR PLC SHS G7S00T104 8 111 SH DFND N/A 111 0 0 PHILLIPS 66 COM 718546104 1485 16215 SH DFND N/A 16215 0 0 PHILLIPS 66 PARTNERS LP COM UNIT REP INT 718549207 421047 8010782 SH DFND N/A 6892919 0 1117863 PINNACLE WEST CAP CORP COM 723484101 1 12 SH DFND N/A 12 0 0 PIONEER NAT RES CO COM 723787107 26923 182480 SH DFND N/A 182480 0 0 PLAINS ALL AMERN PIPELINE L UNIT LTD PARTN 726503105 650460 30696551 SH DFND N/A 26772388 0 3924163 PLAINS GP HLDGS L P LTD PARTNR INT A 72651A207 167017 7636798 SH DFND N/A 7636798 0 0 PPL CORP COM 69351T106 4 93 SH DFND N/A 93 0 0 QEP RES INC COM 74733V100 1 68 SH DFND N/A 68 0 0 RANGE RES CORP COM 75281A109 11194 571977 SH DFND N/A 571977 0 0 RICE ENERGY INC COM 762760106 1334 46094 SH DFND N/A 46094 0 0 RICE MIDSTREAM PARTNERS LP UNIT LTD PARTN 762819100 162329 7752095 SH DFND N/A 7752095 0 0 ROYAL DUTCH SHELL PLC SPONS ADR A 780259206 6936 114500 SH DFND N/A 114500 0 0 RPC INC COM 749660106 1 48 SH DFND N/A 48 0 0 RSP PERMIAN INC COM 74978Q105 10572 305640 SH DFND N/A 305640 0 0 SCHLUMBERGER LTD COM 806857108 4 58 SH DFND N/A 58 0 0 SCHNITZER STL INDS CL A 806882106 20 700 SH DFND N/A 700 0 0 SEMGROUP CORP CL A 81663A105 84046 2923354 SH DFND N/A 2923354 0 0 SEMPRA ENERGY COM 816851109 287 2514 SH DFND N/A 2514 0 0 SHELL MIDSTREAM PARTNERS L P UNIT LTD INT 822634101 568922 20435426 SH DFND N/A 18210275 0 2225151 SM ENERGY CO COM 78454L100 3015 169959 SH DFND N/A 169959 0 0 SMART SAND INC COM 83191H107 0 29 SH DFND N/A 29 0 0 SPECTRA ENERGY PARTNERS LP COM 84756N109 273132 6154391 SH DFND N/A 5488225 0 666166 SUNRUN INC COM 86771W105 1 168 SH DFND N/A 168 0 0 SUPERIOR ENERGY SVCS INC COM 868157108 1 74 SH DFND N/A 74 0 0 TALLGRASS ENERGY GP LP SHS CL A 874696107 93320 3303355 SH DFND N/A 3022470 0 280885 TALLGRASS ENERGY PARTNERS LP COM UNIT 874697105 360268 7522832 SH DFND N/A 6743860 0 778972 TARGA RES CORP COM 87612G101 329157 6958912 SH DFND N/A 6349004 0 609908 TC PIPELINES LP UT COM LTD PRT 87233Q108 1 16 SH DFND N/A 16 0 0 TECHNIPFMC PLC COM G87110105 1 31 SH DFND N/A 31 0 0 TERRAFORM GLOBAL INC CL A 88104M101 24 5000 SH DFND N/A 5000 0 0 TERRAFORM PWR INC CL A COM 88104R100 37 2800 SH DFND N/A 2800 0 0 TESLA INC COM 88160R101 5 15 SH DFND N/A 15 0 0 TETRA TECH INC NEW COM 88162G103 2 51 SH DFND N/A 51 0 0 TETRA TECHNOLOGIES INC DEL COM 88162F105 0 104 SH DFND N/A 104 0 0 TRANSCANADA CORP COM 89353D107 260919 5278549 SH DFND N/A 5278549 0 0 U S SILICA HLDGS INC COM 90346E103 5615 180710 SH DFND N/A 180710 0 0 VALERO ENERGY CORP NEW COM 91913Y100 2 26 SH DFND N/A 26 0 0 VALERO ENERGY PARTNERS LP COM UNT REP LP 91914J102 250610 5732152 SH DFND N/A 4992646 0 739506 WATTS WATER TECHNOLOGIES INC CL A 942749102 3 37 SH DFND N/A 37 0 0 WEATHERFORD INTL PLC ORD SHS G48833100 1 300 SH DFND N/A 300 0 0 WEC ENERGY GROUP INC COM 92939U106 211 3368 SH DFND N/A 3368 0 0 WESTERN GAS EQUITY PARTNERS COMUNT LTD PT 95825R103 48733 1183412 SH DFND N/A 1006062 0 177350 WESTERN GAS PARTNERS LP COM UNIT LP IN 958254104 658838 12847861 SH DFND N/A 11486324 0 1361537 WESTLAKE CHEM CORP COM 960413102 113 1360 SH DFND N/A 1360 0 0 WESTLAKE CHEM PARTNERS LP COM UNIT RP LP 960417103 3724 164064 SH DFND N/A 164064 0 0 WHITING PETE CORP NEW COM 966387102 0 27 SH DFND N/A 27 0 0 WILLIAMS COS INC DEL COM 969457100 458879 15290873 SH DFND N/A 14156730 0 1134143 WILLIAMS PARTNERS L P NEW COM UNIT LTD PAR 96949L105 427855 10998845 SH DFND N/A 9676607 0 1322238 WPX ENERGY INC COM 98212B103 8349 725963 SH DFND N/A 725963 0 0 XYLEM INC COM 98419M100 10 166 SH DFND N/A 166 0 0