0001668279-23-000001.txt : 20230321
0001668279-23-000001.hdr.sgml : 20230321
20230321165722
ACCESSION NUMBER: 0001668279-23-000001
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230317
FILED AS OF DATE: 20230321
DATE AS OF CHANGE: 20230321
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Loo Wade
CENTRAL INDEX KEY: 0001668279
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 814-00702
FILM NUMBER: 23750295
MAIL ADDRESS:
STREET 1: C/O HERCULES CAPITAL, INC.
STREET 2: 400 HAMILTON AVENUE, SUITE 310
CITY: PALO ALTO
STATE: CA
ZIP: 94301
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Hercules Capital, Inc.
CENTRAL INDEX KEY: 0001280784
IRS NUMBER: 743113410
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 400 HAMILTON AVE
STREET 2: SUITE 310
CITY: PALO ALTO
STATE: CA
ZIP: 94301
BUSINESS PHONE: 650-289-3060
MAIL ADDRESS:
STREET 1: 400 HAMILTON AVE
STREET 2: SUITE 310
CITY: PALO ALTO
STATE: CA
ZIP: 94301
FORMER COMPANY:
FORMER CONFORMED NAME: HERCULES TECHNOLOGY GROWTH CAPITAL INC
DATE OF NAME CHANGE: 20040219
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0407
4
2023-03-17
0
0001280784
Hercules Capital, Inc.
HTGC
0001668279
Loo Wade
C/O HERCULES CAPITAL, INC.
400 HAMILTON AVENUE, SUITE 310
PALO ALTO
CA
94301
1
0
0
0
1
Common Stock
2023-03-17
4
P
0
4000
11.95
A
8059
I
By Trust
Held by Loo Revocable Trust
/s/Eileen Bagarella, Attorney-in Fact for Wade Loo
2023-03-21