0001593968-16-000971.txt : 20160808
0001593968-16-000971.hdr.sgml : 20160808
20160808112926
ACCESSION NUMBER: 0001593968-16-000971
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160806
FILED AS OF DATE: 20160808
DATE AS OF CHANGE: 20160808
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Hercules Capital, Inc.
CENTRAL INDEX KEY: 0001280784
IRS NUMBER: 743113410
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 400 HAMILTON AVE
STREET 2: SUITE 310
CITY: PALO ALTO
STATE: CA
ZIP: 94301
BUSINESS PHONE: 650-289-3060
MAIL ADDRESS:
STREET 1: 400 HAMILTON AVE
STREET 2: SUITE 310
CITY: PALO ALTO
STATE: CA
ZIP: 94301
FORMER COMPANY:
FORMER CONFORMED NAME: HERCULES TECHNOLOGY GROWTH CAPITAL INC
DATE OF NAME CHANGE: 20040219
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Harris Mark R
CENTRAL INDEX KEY: 0001650221
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 814-00702
FILM NUMBER: 161813209
MAIL ADDRESS:
STREET 1: C/O HERCULES TECHNOLOGY GROWTH CAPITAL
STREET 2: 400 HAMILTON AVENUE, SUITE 310
CITY: PALO ALTO
STATE: CA
ZIP: 94301
4
1
primary_01.xml
PRIMARY DOCUMENT
X0306
4
2016-08-06
0001280784
Hercules Capital, Inc.
HTGC
0001650221
Harris Mark R
C/O HERCULES CAPITAL, INC.
400 HAMILTON AVENUE SUITE 310
PALO ALTO
CA
94301
false
true
false
false
Chief Financial Officer
Common Stock
2016-08-06
4
F
false
4454
13.67
D
64976
D
Represents shares of common stock withheld to pay taxes applicable to the vesting of restricted stock on August 6, 2016.
/s/Melanie Grace, Attorney-in-Fact for Mark R. Harris
2016-08-08