0001593968-16-000971.txt : 20160808 0001593968-16-000971.hdr.sgml : 20160808 20160808112926 ACCESSION NUMBER: 0001593968-16-000971 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160806 FILED AS OF DATE: 20160808 DATE AS OF CHANGE: 20160808 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Hercules Capital, Inc. CENTRAL INDEX KEY: 0001280784 IRS NUMBER: 743113410 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 400 HAMILTON AVE STREET 2: SUITE 310 CITY: PALO ALTO STATE: CA ZIP: 94301 BUSINESS PHONE: 650-289-3060 MAIL ADDRESS: STREET 1: 400 HAMILTON AVE STREET 2: SUITE 310 CITY: PALO ALTO STATE: CA ZIP: 94301 FORMER COMPANY: FORMER CONFORMED NAME: HERCULES TECHNOLOGY GROWTH CAPITAL INC DATE OF NAME CHANGE: 20040219 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Harris Mark R CENTRAL INDEX KEY: 0001650221 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 814-00702 FILM NUMBER: 161813209 MAIL ADDRESS: STREET 1: C/O HERCULES TECHNOLOGY GROWTH CAPITAL STREET 2: 400 HAMILTON AVENUE, SUITE 310 CITY: PALO ALTO STATE: CA ZIP: 94301 4 1 primary_01.xml PRIMARY DOCUMENT X0306 4 2016-08-06 0001280784 Hercules Capital, Inc. HTGC 0001650221 Harris Mark R C/O HERCULES CAPITAL, INC. 400 HAMILTON AVENUE SUITE 310 PALO ALTO CA 94301 false true false false Chief Financial Officer Common Stock 2016-08-06 4 F false 4454 13.67 D 64976 D Represents shares of common stock withheld to pay taxes applicable to the vesting of restricted stock on August 6, 2016. /s/Melanie Grace, Attorney-in-Fact for Mark R. Harris 2016-08-08