0001562180-24-006976.txt : 20240927 0001562180-24-006976.hdr.sgml : 20240927 20240927203842 ACCESSION NUMBER: 0001562180-24-006976 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240926 FILED AS OF DATE: 20240927 DATE AS OF CHANGE: 20240927 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Bluestein Scott CENTRAL INDEX KEY: 0001505910 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 814-00702 FILM NUMBER: 241336351 MAIL ADDRESS: STREET 1: 31 ST. JAMES AVENUE STREET 2: SUITE 1005 CITY: BOSTON STATE: MA ZIP: 02116 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Hercules Capital, Inc. CENTRAL INDEX KEY: 0001280784 ORGANIZATION NAME: IRS NUMBER: 743113410 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1 NORTH B STREET STREET 2: SUITE 2000 CITY: SAN MATEO STATE: CA ZIP: 94401 BUSINESS PHONE: 650-289-3060 MAIL ADDRESS: STREET 1: 1 NORTH B STREET STREET 2: SUITE 2000 CITY: SAN MATEO STATE: CA ZIP: 94401 FORMER COMPANY: FORMER CONFORMED NAME: HERCULES TECHNOLOGY GROWTH CAPITAL INC DATE OF NAME CHANGE: 20040219 4 1 primarydocument.xml PRIMARY DOCUMENT X0508 4 2024-09-26 false 0001280784 Hercules Capital, Inc. HTGC 0001505910 Bluestein Scott C/O HERCULES CAPITAL, INC. 31 ST. JAMES AVENUE, SUITE 1005 BOSTON MA 02116 false true false false Chief Executive Officer true Common Stock 2024-09-26 4 S false 100000.00 19.5864 D 2161207.00 D The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 27, 2024. Average sale price. Shares sold at prices between $19.5200 and $19.6400. /s/ Eileen Bagarella, Attorney-in-fact for Scott Bluestein 2024-09-27